Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 17, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 1,004
- +393 vs. Q3 2025
- Portfolio value
- $2.11B
- +$1.05B (+99.0%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchng Traded FD VI33740F656 | FT VEST INTE | 13,381 | $350.4K | <0.1% | +13,381 | New | – |
| GUTGabelli Utility Trust | COM | 58,582 | $353.2K | <0.1% | +58,582 | New | History |
| HWMHowmet Aerospace Inc. | Stock | 1,725 | $353.7K | <0.1% | +404+30.6% | Added | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 4,488 | $353.9K | <0.1% | +10+0.2% | Added | – |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 10,849 | $355.1K | <0.1% | +1,329+14.0% | Added | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 19,081 | $355.7K | <0.1% | +19,081 | New | History |
| Global X Uranium ETF37954Y871 | ETF | 8,332 | $356.0K | <0.1% | +8,332 | New | – |
| First Tr Exchng Traded FD VI33740U828 | FT VEST INT EQ M | 13,693 | $356.2K | <0.1% | +13,693 | New | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 3,494 | $357.7K | <0.1% | +1,310+60.0% | Added | – |
| Global X FDS37954Y632 | ARTIFICIAL ETF | 7,044 | $358.3K | <0.1% | +7,044 | New | – |
| Northern LTS FD Tr III66538R540 | COUN QUA EQU ETF | 8,935 | $358.3K | <0.1% | +8,935 | New | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 17,622 | $359.2K | <0.1% | +5,642+47.1% | Added | – |
| EICEagle Point Income Co | COM | 31,522 | $359.7K | <0.1% | +31,522 | New | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 15,665 | $360.7K | <0.1% | +15,665 | New | – |
| DXDynex Capital Inc | COM | 25,776 | $361.1K | <0.1% | +1,707+7.1% | Added | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 1,123 | $361.2K | <0.1% | +26+2.4% | Added | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 6,347 | $362.7K | <0.1% | +6,347 | New | – |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 3,701 | $363.9K | <0.1% | +656+21.5% | Added | – |
| AHRAmerican Healthcare REIT, Inc. | COM SHS | 7,747 | $364.6K | <0.1% | +466+6.4% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 3,998 | $367.5K | <0.1% | +1,268+46.4% | Added | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 3,216 | $368.7K | <0.1% | +1,307+68.5% | Added | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,911 | $369.6K | <0.1% | +8,911 | New | History |
| AERAerCap Holdings N.V. | SHS | 2,582 | $371.1K | <0.1% | +2,582 | New | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 308 | $373.3K | <0.1% | +56+22.2% | Added | History |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 10,309 | $373.5K | <0.1% | +1,261+13.9% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 1,355 | $378.3K | <0.1% | +1,355 | New | – |
| Fidelity Covington Trust316092139 | DISRUPTIVE TECH | 9,315 | $379.5K | <0.1% | 00.0% | Unchanged | – |
| Ea Series Trust02072L441 | STRIVE ENHANCED | 18,759 | $379.7K | <0.1% | +18,759 | New | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 7,765 | $381.6K | <0.1% | +1,759+29.3% | Added | – |
| STLDSteel Dynamics Inc | COM | 2,254 | $382.0K | <0.1% | +2,254 | New | History |
| AAgilent Technologies, Inc. | COM | 2,830 | $385.1K | <0.1% | +1,010+55.5% | Added | History |
| AAOIApplied Optoelectronics, Inc. | COM | 11,055 | $385.4K | <0.1% | +190+1.7% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 7,051 | $385.8K | <0.1% | +2,200+45.4% | Added | – |
| RDDTReddit, Inc. | Stock | 1,679 | $386.0K | <0.1% | +435+35.0% | Added | History |
| SMASmartStop Self Storage REIT, Inc. | COMMON STOCK | 12,498 | $386.7K | <0.1% | +12,498 | New | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 501 | $386.7K | <0.1% | +118+30.8% | Added | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 59,383 | $388.4K | <0.1% | +6,864+13.1% | Added | History |
| Vanguard Scottsdale FDS92206C623 | VNG RUS2000GRW | 1,651 | $389.6K | <0.1% | +1,651 | New | – |
| EMREmerson Electric Co | Stock | 2,942 | $390.4K | <0.1% | +2,942 | New | History |
| APHAmphenol Corp | CL A | 2,891 | $390.8K | <0.1% | +1,211+72.1% | Added | History |
| ARCCAres Capital Corp | CEF | 19,372 | $391.9K | <0.1% | +19,372 | New | History |
| JAKKJakks Pacific Inc | COM NEW | 23,246 | $392.4K | <0.1% | +8,408+56.7% | Added | History |
| WMBWilliams Companies, Inc. | COM | 6,556 | $394.1K | <0.1% | +1,960+42.6% | Added | History |
| iShares Ibonds Dec 2031 Term Corporate ETF46436E486 | ETF | 18,698 | $395.5K | <0.1% | +18,698 | New | – |
| SCHWSchwab Charles Corp | Stock | 3,964 | $396.0K | <0.1% | +1,177+42.2% | Added | History |
| CRWVCoreWeave, Inc. | Stock | 5,532 | $396.1K | <0.1% | +3,127+130.0% | Added | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 5,240 | $397.8K | <0.1% | +2,640+101.5% | Added | History |
| iShares Tr46438G588 | LARG CAP SEP ETF | 14,783 | $398.5K | <0.1% | +14,783 | New | – |
| iShares MSCI Eafe ETF464287465 | ETF | 4,159 | $399.4K | <0.1% | +1,111+36.5% | Added | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 3,893 | $405.1K | <0.1% | +340+9.6% | Added | – |
| DHRDanaher Corp | Stock | 1,770 | $405.3K | <0.1% | +521+41.7% | Added | History |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 11,474 | $408.1K | <0.1% | +327+2.9% | Added | History |
| GISGeneral Mills Inc | Stock | 8,785 | $408.5K | <0.1% | +3,372+62.3% | Added | History |
| QQnity Electronics, Inc. | COMMON STOCK | 5,017 | $409.6K | <0.1% | +5,017 | New | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 3,840 | $409.7K | <0.1% | +3,840 | New | – |
| WPCW. P. Carey Inc. | COM | 6,379 | $410.6K | <0.1% | +2,843+80.4% | Added | History |
| Fidelity Covington Trust316092121 | DISRUPTORS ETF | 11,550 | $413.6K | <0.1% | −600−4.9% | Reduced | – |
| iShares Tr464288794 | US BR DEL SE ETF | 2,306 | $413.6K | <0.1% | +2,306 | New | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 8,649 | $415.2K | <0.1% | +873+11.2% | Added | – |
| First Tr Exch Traded FD III33739P202 | EME MRK BD ETF | 13,949 | $415.7K | <0.1% | +13,949 | New | – |
| FTNTFortinet, Inc. | Stock | 5,243 | $416.3K | <0.1% | +1,073+25.7% | Added | History |
| TGTTarget Corp | Stock | 4,269 | $417.3K | <0.1% | +295+7.4% | Added | History |
| TXNTexas Instruments Inc | Stock | 2,421 | $420.1K | <0.1% | +643+36.2% | Added | History |
| TWLOTwilio Inc | CL A | 2,964 | $421.5K | <0.1% | +2,964 | New | History |
| iShares Tr464288653 | 10-20 YR TRS ETF | 4,146 | $421.5K | <0.1% | +4,146 | New | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 3,196 | $423.1K | <0.1% | −310−8.8% | Reduced | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 8,392 | $424.5K | <0.1% | +1,755+26.4% | Added | – |
| iShares Tr46436E858 | IBONDS 26 TRM TS | 18,599 | $425.5K | <0.1% | +18,599 | New | – |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 43,803 | $427.1K | <0.1% | +20,981+91.9% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 14,034 | $428.6K | <0.1% | +14,034 | New | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 8,679 | $429.3K | <0.1% | +436+5.3% | Added | – |
| WECWec Energy Group, Inc. | Stock | 4,088 | $431.1K | <0.1% | +1,259+44.5% | Added | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 17,135 | $431.5K | <0.1% | +17,135 | New | History |
| CTVACorteva, Inc. | Stock | 6,446 | $432.1K | <0.1% | +6,446 | New | History |
| PSAPublic Storage | COM | 1,666 | $432.4K | <0.1% | +825+98.1% | Added | History |
| First Tr Exchng Traded FD VI33740U208 | FT VEST US EQT | 7,743 | $433.0K | <0.1% | +7,743 | New | – |
| APLDApplied Digital Corp. | COM NEW | 17,669 | $433.2K | <0.1% | +2,764+18.5% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 1,456 | $434.5K | <0.1% | +730+100.6% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 5,407 | $436.0K | <0.1% | +2,508+86.5% | Added | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 17,243 | $436.6K | <0.1% | +17,243 | New | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,189 | $436.7K | <0.1% | +3,189 | New | – |
| RIVRivernorth Opportunities Fund, Inc. | COM | 37,385 | $438.9K | <0.1% | +37,385 | New | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 7,390 | $447.3K | <0.1% | +7,390 | New | – |
| iShares Tr464287713 | US TELECOM ETF | 13,204 | $447.6K | <0.1% | +13,204 | New | – |
| iShares Tr464287515 | EXPANDED TECH | 4,257 | $449.9K | <0.1% | +4,257 | New | – |
| DXCDXC Technology Co | Stock | 30,726 | $450.1K | <0.1% | +4,248+16.0% | Added | History |
| SPGSimon Property Group Inc. | REIT | 2,433 | $450.3K | <0.1% | +712+41.4% | Added | History |
| Putnam ETF Trust746729797 | FRANKLIN MUNI | 57,877 | $452.3K | <0.1% | +57,877 | New | – |
| DOVDOVER Corp | COM | 2,332 | $455.4K | <0.1% | +285+13.9% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 8,971 | $455.6K | <0.1% | +3,045+51.4% | Added | History |
| Davis Fundamental ETF Tr23908L108 | SELECT FINL | 9,434 | $456.0K | <0.1% | +9,434 | New | – |
| Listed FDS Tr53656G498 | ROUN MA SEVE ETF | 6,942 | $457.9K | <0.1% | +6,942 | New | – |
| iShares Tr464288588 | MBS ETF | 4,811 | $458.1K | <0.1% | +4,811 | New | – |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 11,399 | $458.6K | <0.1% | +3,496+44.2% | Added | – |
| EIXEdison International | Stock | 7,666 | $460.1K | <0.1% | +7,666 | New | History |
| TSLXSixth Street Specialty Lending, Inc. | COM | 21,273 | $462.0K | <0.1% | +21,273 | New | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 20,043 | $465.6K | <0.1% | +612+3.1% | Added | – |
| EXTRExtreme Networks Inc | COM | 28,070 | $467.4K | <0.1% | +6,875+32.4% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 8,273 | $468.4K | <0.1% | +4,420+114.7% | Added | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 4,840 | $468.7K | <0.1% | +2,228+85.3% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| METAMeta Platforms, Inc. | Stock | – | $13.2M |
| MSFTMicrosoft Corp | Stock | $9.67M | – |
| TSLATesla, Inc. | Stock | – | $8.99M |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | $3.26M | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $1.70M | – |
| CMGChipotle Mexican Grill Inc | COM | – | $740.0K |
| VanEck Semiconductor ETF92189F676 | ETF | $540.2K | – |
| IONQIonQ, Inc. | COM | – | $448.7K |
| NVDANVIDIA Corp | Stock | – | $186.5K |
Sold out since Q3 2025 (19)
Positions held at the end of Q3 2025 that are gone from this filing.
| Security | Class | Shares in Q3 2025 | Value in Q3 2025 | % of portfolio in Q3 2025 | History |
|---|---|---|---|---|---|
| ProShares Tr74347B235 | PSHS SHORT DOW30 | 30,950 | $753.3K | 0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 28,024 | $646.2K | 0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 24,869 | $514.5K | <0.1% | – |
| KKellanova | Stock | 4,374 | $358.8K | <0.1% | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 6,898 | $313.3K | <0.1% | – |
| WGSGeneDx Holdings Corp. | COM CL A | 2,868 | $309.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E401 | NASDAQ 100 EX | 2,976 | $294.4K | <0.1% | – |
| VPGVishay Precision Group, Inc. | COM | 7,751 | $248.4K | <0.1% | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 20,670 | $243.1K | <0.1% | History |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,586 | $229.3K | <0.1% | – |
| OGEOGE Energy Corp. | COM | 4,629 | $214.2K | <0.1% | History |
| BWABorgwarner Inc | COM | 4,842 | $212.9K | <0.1% | History |
| POOLPool Corp | COM | 681 | $211.2K | <0.1% | History |
| ULUnilever PLC | SPON ADR NEW | 3,553 | $210.6K | <0.1% | History |
| AVDLAvadel Pharmaceuticals PLC | Stock | 12,500 | $190.9K | <0.1% | History |
| VFCV F Corp | Stock | 10,470 | $151.1K | <0.1% | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 10,000 | $99.6K | <0.1% | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 10,050 | $89.4K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 15,000 | $23.3K | <0.1% | History |