Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 5, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 585
- +13 vs. Q2 2024
- Portfolio value
- $944.2M
- +$35.4M (+3.9%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 7,050 | $366.3K | <0.1% | −700−9.0% | Reduced | – |
| SNOWSnowflake Inc. | Stock | 3,194 | $366.9K | <0.1% | +901+39.3% | Added | History |
| WPCW. P. Carey Inc. | COM | 5,919 | $368.8K | <0.1% | −497−7.7% | Reduced | History |
| PDIPIMCO Dynamic Income Fund | SHS | 18,220 | $369.3K | <0.1% | +764+4.4% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 6,266 | $371.1K | <0.1% | −383−5.8% | Reduced | – |
| MITKMitek Systems Inc | COM NEW | 42,894 | $371.9K | <0.1% | +42,894 | New | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 7,362 | $372.3K | <0.1% | 00.0% | Unchanged | – |
| GBDCGolub Capital BDC, Inc. | COM | 24,649 | $372.4K | <0.1% | −3,238−11.6% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 590 | $372.9K | <0.1% | +138+30.5% | Added | History |
| Fidelity Covington Trust316092121 | DISRUPTORS ETF | 12,300 | $373.2K | <0.1% | +2,100+20.6% | Added | – |
| Vanguard Utilities ETF92204A876 | ETF | 2,148 | $373.8K | <0.1% | +91+4.4% | Added | – |
| RRXRegal Rexnord Corp | COM | 2,257 | $374.4K | <0.1% | 00.0% | Unchanged | History |
| PSAPublic Storage | COM | 1,030 | $374.8K | <0.1% | +1+0.1% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 1,883 | $378.2K | <0.1% | +1,883 | New | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 8,138 | $380.4K | <0.1% | +8,138 | New | – |
| Vanguard Financials ETF92204A405 | ETF | 3,511 | $385.9K | <0.1% | +93+2.7% | Added | – |
| ASMLASML Holding NV | ADR | 467 | $388.7K | <0.1% | +28+6.4% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,451 | $389.9K | <0.1% | −430−11.1% | Reduced | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,483 | $390.5K | <0.1% | +33+2.3% | Added | – |
| MRNAModerna, Inc. | Stock | 5,844 | $390.6K | <0.1% | +3,946+207.9% | Added | History |
| TDGTransDigm Group INC | COM | 274 | $391.1K | <0.1% | +6+2.2% | Added | History |
| CGCarlyle Group Inc. | COM | 9,128 | $393.0K | <0.1% | −208−2.2% | Reduced | History |
| AFLAflac Inc | Stock | 3,533 | $395.0K | <0.1% | −1,824−34.0% | Reduced | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 3,330 | $395.4K | <0.1% | −466−12.3% | Reduced | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 16,777 | $397.4K | <0.1% | +99+0.6% | Added | – |
| RMRRMR Group Inc. | CL A | 15,769 | $400.2K | <0.1% | −1,879−10.6% | Reduced | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 9,725 | $400.3K | <0.1% | −432−4.3% | Reduced | – |
| TTETotalEnergies SE | SPONSORED ADS | 6,313 | $407.9K | <0.1% | +5+0.1% | Added | History |
| EOGEOG Resources Inc | Stock | 3,321 | $408.2K | <0.1% | +4+0.1% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 7,099 | $408.4K | <0.1% | +1,887+36.2% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 4,040 | $409.3K | <0.1% | −1,487−26.9% | Reduced | – |
| STRLSterling Infrastructure, Inc. | COM | 2,823 | $409.4K | <0.1% | +2,823 | New | History |
| iShares Tr464287119 | MORNINGSTAR GRWT | 4,909 | $412.6K | <0.1% | −1,771−26.5% | Reduced | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 4,370 | $413.4K | <0.1% | +665+17.9% | Added | – |
| AMTAmerican Tower Corp | REIT | 1,787 | $415.5K | <0.1% | +139+8.4% | Added | History |
| ADCAgree Realty Corp | COM | 5,547 | $417.9K | <0.1% | −820−12.9% | Reduced | History |
| HIWHighwoods Properties, Inc. | COM | 12,481 | $418.2K | <0.1% | −1,882−13.1% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 4,714 | $420.1K | <0.1% | −1,383−22.7% | Reduced | History |
| WMSAdvanced Drainage Systems, Inc. | COM | 2,675 | $420.4K | <0.1% | +3+0.1% | Added | History |
| BCATBlackRock Capital Allocation Term Trust | COM | 25,605 | $421.2K | <0.1% | +25,605 | New | History |
| Fidelity Merrimack STR Tr316188606 | INVESTMENT GR BD | 9,592 | $422.6K | <0.1% | +100+1.1% | Added | – |
| ITWIllinois Tool Works Inc | Stock | 1,615 | $423.2K | <0.1% | −8−0.5% | Reduced | History |
| APOApollo Global Management, Inc. | COM | 3,404 | $425.2K | <0.1% | +275+8.8% | Added | History |
| ARRArmour Residential REIT, Inc. | COM SHS | 20,858 | $425.5K | <0.1% | +1,513+7.8% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 9,386 | $428.5K | <0.1% | −1,085−10.4% | Reduced | – |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 5,667 | $429.3K | <0.1% | −447−7.3% | Reduced | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 45,537 | $432.6K | <0.1% | −1,666−3.5% | Reduced | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,456 | $435.6K | <0.1% | 00.0% | Unchanged | History |
| CLFCleveland-Cliffs Inc. | COM | 34,140 | $436.0K | <0.1% | +14,200+71.2% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 49,997 | $436.0K | <0.1% | −976−1.9% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,520 | $437.7K | <0.1% | +359+16.6% | Added | History |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 11,617 | $438.1K | <0.1% | −2,905−20.0% | Reduced | History |
| LRCXLam Research Corp | COM | 538 | $438.8K | <0.1% | +20+3.9% | Added | History |
| RELLRichardson Electronics, Ltd. | COM | 35,700 | $440.5K | <0.1% | −4,000−10.1% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,653 | $441.9K | <0.1% | +169+11.4% | Added | – |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 25,000 | $443.5K | <0.1% | +25,000 | New | History |
| RITMRithm Capital Corp. | REIT | 39,105 | $443.8K | <0.1% | −15,240−28.0% | Reduced | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 4,549 | $449.4K | <0.1% | −705−13.4% | Reduced | – |
| DELLDell Technologies Inc. | Stock | 3,824 | $453.3K | <0.1% | +1,202+45.8% | Added | History |
| OBDCBlue Owl Capital Corp | COM | 31,401 | $457.5K | <0.1% | −5,332−14.5% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 22,217 | $458.8K | <0.1% | +22,217 | New | – |
| Sprott ETF Trust85210B102 | GOLD MINERS ETF | 14,900 | $461.6K | <0.1% | −1,000−6.3% | Reduced | – |
| CLColgate Palmolive Co | Stock | 4,450 | $462.0K | <0.1% | +202+4.8% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 5,947 | $464.1K | <0.1% | −140−2.3% | Reduced | – |
| MARMarriott International Inc | Stock | 1,872 | $465.3K | <0.1% | +851+83.3% | Added | History |
| ARMArm Holdings PLC | ADR | 3,263 | $466.6K | <0.1% | −225−6.5% | Reduced | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 25,947 | $468.1K | <0.1% | +2,109+8.8% | Added | – |
| ABRArbor Realty Trust Inc | COM | 30,241 | $470.6K | <0.1% | −4,907−14.0% | Reduced | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 6,055 | $475.7K | 0.1% | 00.0% | Unchanged | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 10,163 | $479.0K | 0.1% | −114−1.1% | Reduced | – |
| IAUiShares Gold Trust | ETF | 9,638 | $479.0K | 0.1% | −7,976−45.3% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 6,258 | $479.3K | 0.1% | +4+0.1% | Added | – |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 13,202 | $481.1K | 0.1% | +5,936+81.7% | Added | – |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 9,965 | $481.8K | 0.1% | +10.0% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 9,660 | $482.2K | 0.1% | +14+0.1% | Added | History |
| USBUS Bancorp DE | COM NEW | 10,546 | $482.3K | 0.1% | −1,456−12.1% | Reduced | History |
| Barrick Gold Corp067901108 | COM | 24,471 | $486.7K | 0.1% | −4,165−14.5% | Reduced | – |
| JAKKJakks Pacific Inc | COM NEW | 19,100 | $487.4K | 0.1% | +1,050+5.8% | Added | History |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 14,140 | $491.9K | 0.1% | +7,735+120.8% | Added | – |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 77,700 | $493.4K | 0.1% | +40,500+108.9% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 49,145 | $493.4K | 0.1% | +236+0.5% | Added | History |
| RIORio Tinto PLC | ADR | 6,934 | $493.5K | 0.1% | −1,945−21.9% | Reduced | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 2,587 | $494.9K | 0.1% | −124−4.6% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 5,974 | $496.8K | 0.1% | −809−11.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V530 | NASDAQ INTERNT | 11,485 | $499.0K | 0.1% | 00.0% | Unchanged | – |
| KMIKinder Morgan, Inc. | Stock | 22,610 | $499.5K | 0.1% | −777−3.3% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 3,071 | $500.3K | 0.1% | +21+0.7% | Added | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 21,749 | $505.0K | 0.1% | −1,216−5.3% | Reduced | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 50,210 | $505.1K | 0.1% | −1,400−2.7% | Reduced | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 14,610 | $509.7K | 0.1% | −1,647−10.1% | Reduced | History |
| KKellanova | Stock | 6,325 | $510.5K | 0.1% | +975+18.2% | Added | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 5,268 | $510.8K | 0.1% | +5+0.1% | Added | – |
| AMGNAmgen Inc | Stock | 1,602 | $516.3K | 0.1% | −552−25.6% | Reduced | History |
| KKRKKR & Co. Inc. | COM | 3,974 | $518.9K | 0.1% | −193−4.6% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,614 | $519.2K | 0.1% | +4+0.2% | Added | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 27,331 | $521.2K | 0.1% | −3,975−12.7% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 8,602 | $541.9K | 0.1% | +1,092+14.5% | Added | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 13,445 | $544.3K | 0.1% | −467−3.4% | Reduced | – |
| CGBDCarlyle Secured Lending, Inc. | COM | 32,181 | $546.1K | 0.1% | −4,708−12.8% | Reduced | History |
| SHELShell plc | ADR | 8,328 | $549.3K | 0.1% | −286−3.3% | Reduced | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CALYCallaway Golf Co | COM | – | $3.29K |
Sold out since Q2 2024 (40)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W547 | US VALUE FD | 51,992 | $3.79M | 0.4% | – |
| INFNInfinera Corp | COM | 575,100 | $3.50M | 0.4% | History |
| CPSCooper-Standard Holdings Inc. | COM | 189,045 | $2.35M | 0.3% | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 35,942 | $2.07M | 0.2% | – |
| CCICrown Castle Inc. | REIT | 13,665 | $1.34M | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 16,980 | $1.32M | 0.1% | – |
| AAPAdvance Auto Parts Inc | COM | 20,542 | $1.30M | 0.1% | History |
| MSTRStrategy Inc | Stock | 886 | $1.22M | 0.1% | History |
| HUBSHubSpot Inc | COM | 1,833 | $1.08M | 0.1% | History |
| BAXBaxter International Inc | Stock | 30,872 | $1.03M | 0.1% | History |
| CRKComstock Resources Inc | COM | 98,550 | $1.02M | 0.1% | History |
| ABNBAirbnb, Inc. | Stock | 3,093 | $469.0K | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 8,486 | $454.0K | <0.1% | History |
| ARK Innovation ETF00214Q104 | ETF | 9,704 | $426.5K | <0.1% | – |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 31,927 | $394.3K | <0.1% | History |
| Amplify ETF Tr032108672 | SAMSUNG SOFR ETF | 3,775 | $378.4K | <0.1% | – |
| UUnity Software Inc. | COM | 23,049 | $374.8K | <0.1% | History |
| APLEApple Hospitality REIT, Inc. | REIT | 23,892 | $347.4K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 6,895 | $288.7K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 3,200 | $265.1K | <0.1% | History |
| OGEOGE Energy Corp. | COM | 7,197 | $256.9K | <0.1% | History |
| Vanguard Scottsdale FDS92206C573 | TOTAL CORP BND | 3,243 | $245.5K | <0.1% | – |
| VLOValero Energy Corp | Stock | 1,515 | $237.5K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 2,184 | $232.4K | <0.1% | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 10,400 | $230.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,077 | $222.2K | <0.1% | History |
| Fidelity Covington Trust316092246 | CLOUD COMPUTNG | 9,162 | $221.4K | <0.1% | – |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,318 | $216.0K | <0.1% | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 3,190 | $215.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,271 | $212.3K | <0.1% | – |
| USOUnited States Oil Fund, LP | UNITS | 2,603 | $207.2K | <0.1% | History |
| iShares Select Dividend ETF464287168 | ETF | 1,672 | $202.3K | <0.1% | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 19,698 | $160.9K | <0.1% | History |
| DZSIDZS Inc. | COM | 124,000 | $145.1K | <0.1% | History |
| QMCOQuantum Corp | COM NEW | 267,901 | $109.6K | <0.1% | History |
| LFMDLifeMD, Inc. | COM | 10,800 | $74.1K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 13,000 | $66.8K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 11,135 | $35.9K | <0.1% | – |
| PLPlanet Labs PBC | COM CL A | 12,419 | $23.1K | <0.1% | History |
| Cybin Ord23256X100 | COM | 10,000 | $2.71K | <0.1% | – |