Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 5, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 585
- +13 vs. Q2 2024
- Portfolio value
- $944.2M
- +$35.4M (+3.9%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ELVElevance Health, Inc. | Stock | 486 | $252.9K | <0.1% | +43+9.7% | Added | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 10,350 | $253.2K | <0.1% | +685+7.1% | Added | – |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 13,900 | $253.8K | <0.1% | −485−3.4% | Reduced | – |
| BHPBHP Group Ltd | ADR | 4,138 | $257.0K | <0.1% | −500−10.8% | Reduced | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 9,520 | $257.1K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 5,120 | $258.2K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 2,033 | $258.7K | <0.1% | +2,033 | New | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 5,956 | $260.8K | <0.1% | −373−5.9% | Reduced | – |
| WECWec Energy Group, Inc. | Stock | 2,719 | $261.5K | <0.1% | +15+0.6% | Added | History |
| TDYTeledyne Technologies Inc | COM | 598 | $261.7K | <0.1% | 00.0% | Unchanged | History |
| ACNAccenture plc | Stock | 740 | $261.7K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 5,557 | $261.8K | <0.1% | +227+4.3% | Added | – |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 37,100 | $261.9K | <0.1% | +2,700+7.8% | Added | History |
| WDCWestern Digital Corp | COM | 3,838 | $262.1K | <0.1% | +3,838 | New | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,267 | $262.3K | <0.1% | +2+0.1% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,234 | $263.9K | <0.1% | +4,234 | New | – |
| Invesco Exch Traded FD Tr II46138G888 | SHORT TERM ETF | 2,500 | $264.1K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 9,603 | $264.7K | <0.1% | +803+9.1% | Added | – |
| DOWDow Inc. | Stock | 4,849 | $264.9K | <0.1% | −108−2.2% | Reduced | History |
| Fidelity Covington Trust316092170 | DISRU AUTOM ETF | 9,930 | $268.5K | <0.1% | −1,300−11.6% | Reduced | – |
| AAgilent Technologies, Inc. | COM | 1,819 | $270.1K | <0.1% | +1,819 | New | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 3,372 | $270.8K | <0.1% | +3,372 | New | – |
| KMBKimberly Clark Corp | Stock | 1,914 | $272.3K | <0.1% | +4+0.2% | Added | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 2,452 | $274.3K | <0.1% | +2,452 | New | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 1,578 | $275.3K | <0.1% | +252+19.0% | Added | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 8,584 | $276.0K | <0.1% | +107+1.3% | Added | – |
| SCHWSchwab Charles Corp | Stock | 4,275 | $277.1K | <0.1% | +386+9.9% | Added | History |
| MVTBlackRock Munivest Fund II, Inc. | COM | 24,633 | $280.6K | <0.1% | +115+0.5% | Added | History |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 5,710 | $282.5K | <0.1% | +5,710 | New | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,797 | $282.7K | <0.1% | +2+0.1% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 4,924 | $282.7K | <0.1% | +557+12.8% | Added | – |
| AEPAmerican Electric Power Co Inc | Stock | 2,765 | $283.7K | <0.1% | −454−14.1% | Reduced | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 3,148 | $283.9K | <0.1% | 00.0% | Unchanged | – |
| NSCNorfolk Southern Corp | Stock | 1,144 | $284.3K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 1,956 | $284.8K | <0.1% | −130−6.2% | Reduced | – |
| STXSeagate Technology Holdings plc | ORD SHS | 2,602 | $285.0K | <0.1% | −104−3.8% | Reduced | History |
| Fidelity Covington Trust316092782 | VLU FACTOR ETF | 4,731 | $286.7K | <0.1% | +4,731 | New | – |
| DBXDropbox, Inc. | CL A | 11,275 | $286.7K | <0.1% | +11,275 | New | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 5,277 | $287.5K | <0.1% | +928+21.3% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 5,658 | $287.9K | <0.1% | +301+5.6% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 5,874 | $290.2K | <0.1% | −1,141−16.3% | Reduced | – |
| TFCTruist Financial Corp | COM | 6,795 | $290.6K | <0.1% | −1,501−18.1% | Reduced | History |
| JFRNuveen Floating Rate Income Fund | COM | 33,205 | $292.9K | <0.1% | −10,253−23.6% | Reduced | History |
| XPELXPEL, Inc. | COM | 6,802 | $295.0K | <0.1% | +6,802 | New | History |
| COHRCoherent Corp. | COM | 3,320 | $295.2K | <0.1% | −2,225−40.1% | Reduced | History |
| CRNCCerence Inc. | COM | 94,250 | $296.9K | <0.1% | −7,900−7.7% | Reduced | History |
| Fidelity Covington Trust316092139 | DISRUPTIVE TECH | 9,125 | $297.3K | <0.1% | +1,350+17.4% | Added | – |
| ZTSZoetis Inc. | Stock | 1,539 | $300.8K | <0.1% | −87−5.4% | Reduced | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 3,227 | $302.8K | <0.1% | −414−11.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,636 | $303.1K | <0.1% | +150+6.0% | Added | – |
| IRMIron Mountain Inc | COM | 2,555 | $303.7K | <0.1% | −269−9.5% | Reduced | History |
| First Tr Exchng Traded FD VI33740F276 | FT ENER INCO ETF | 15,710 | $304.0K | <0.1% | +3,500+28.7% | Added | – |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 38,549 | $305.7K | <0.1% | +8,742+29.3% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,916 | $309.6K | <0.1% | 00.0% | Unchanged | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 12,109 | $310.0K | <0.1% | −1,023−7.8% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,227 | $311.0K | <0.1% | +55+1.7% | Added | – |
| MDLZMondelez International, Inc. | Stock | 4,235 | $312.0K | <0.1% | +4,235 | New | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,270 | $312.3K | <0.1% | −58−1.7% | Reduced | – |
| SILASila Realty Trust, Inc. | COMMON STOCK | 12,484 | $315.7K | <0.1% | +12,484 | New | History |
| iShares Tr464288760 | US AER DEF ETF | 2,114 | $316.3K | <0.1% | −14−0.7% | Reduced | – |
| PNNTPennantpark Investment Corp | COM | 45,350 | $317.0K | <0.1% | +2,000+4.6% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 21,100 | $319.0K | <0.1% | +21,100 | New | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 8,815 | $320.7K | <0.1% | +1,098+14.2% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 7,697 | $321.4K | <0.1% | +1,100+16.7% | Added | – |
| First Tr Exch Traded FD III33739P889 | HORIZON DMST ETF | 8,500 | $325.0K | <0.1% | −790−8.5% | Reduced | – |
| CCitigroup Inc | Stock | 5,264 | $329.5K | <0.1% | −22,862−81.3% | Reduced | History |
| Graniteshares ETF Tr38747R306 | HIPS US HIGH INC | 25,467 | $330.7K | <0.1% | −900−3.4% | Reduced | – |
| Vanguard Energy ETF92204A306 | ETF | 2,701 | $330.8K | <0.1% | +609+29.1% | Added | – |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 7,046 | $333.2K | <0.1% | +7,046 | New | History |
| EXTRExtreme Networks Inc | COM | 22,190 | $333.5K | <0.1% | −2,150−8.8% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 3,997 | $334.7K | <0.1% | +608+17.9% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 1,713 | $337.7K | <0.1% | −160−8.5% | Reduced | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 322 | $338.5K | <0.1% | −10−3.0% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 1,374 | $338.7K | <0.1% | −12−0.9% | Reduced | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 8,287 | $341.3K | <0.1% | −23,076−73.6% | Reduced | – |
| COFCapital One Financial Corp | Stock | 2,288 | $342.6K | <0.1% | 00.0% | Unchanged | History |
| STAGSTAG Industrial, Inc. | COM | 8,795 | $343.8K | <0.1% | −1,309−13.0% | Reduced | History |
| ACLSAxcelis Technologies Inc | Stock | 3,280 | $343.9K | <0.1% | +350+11.9% | Added | History |
| WDAYWorkday, Inc. | CL A | 1,412 | $345.1K | <0.1% | +135+10.6% | Added | History |
| DHRDanaher Corp | Stock | 1,243 | $345.6K | <0.1% | +41+3.4% | Added | History |
| ProShares Tr74349Y837 | SHORT QQQ | 8,782 | $346.4K | <0.1% | +200+2.3% | Added | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 10,723 | $347.1K | <0.1% | +10+0.1% | Added | – |
| BlackRock ETF Trust II092528405 | FLOATING RT LOAN | 6,625 | $347.9K | <0.1% | +300+4.7% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,642 | $348.7K | <0.1% | +1,544+49.8% | Added | – |
| OMFOneMain Holdings, Inc. | COM | 7,458 | $351.0K | <0.1% | −1,050−12.3% | Reduced | History |
| Fidelity Comwlth Tr315912808 | NASDAQ COMPSIT | 4,920 | $352.3K | <0.1% | −200−3.9% | Reduced | – |
| BNYBank of New York Mellon Corp | Stock | 4,904 | $352.4K | <0.1% | −1,111−18.5% | Reduced | History |
| BLKBlackRock, Inc. | COM | 372 | $352.9K | <0.1% | −1−0.3% | Reduced | History |
| IRTIndependence Realty Trust, Inc. | COM | 17,222 | $353.0K | <0.1% | +17,222 | New | History |
| SNAPSnap Inc | Stock | 32,995 | $353.0K | <0.1% | +2,265+7.4% | Added | History |
| PSXPhillips 66 | Stock | 2,717 | $357.1K | <0.1% | −1,723−38.8% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 3,324 | $357.9K | <0.1% | +951+40.1% | Added | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 5,666 | $358.6K | <0.1% | −411−6.8% | Reduced | – |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 15,000 | $360.8K | <0.1% | −2,000−11.8% | Reduced | – |
| ELFe.l.f. Beauty, Inc. | COM | 3,311 | $361.0K | <0.1% | −355−9.7% | Reduced | History |
| ZSZscaler, Inc. | Stock | 2,117 | $361.9K | <0.1% | +103+5.1% | Added | History |
| MSMorgan Stanley | Stock | 3,472 | $361.9K | <0.1% | −42−1.2% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 1,763 | $364.2K | <0.1% | −49−2.7% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 1,585 | $364.9K | <0.1% | +1,585 | New | History |
| KRKroger Co | Stock | 6,368 | $364.9K | <0.1% | +355+5.9% | Added | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CALYCallaway Golf Co | COM | – | $3.29K |
Sold out since Q2 2024 (40)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W547 | US VALUE FD | 51,992 | $3.79M | 0.4% | – |
| INFNInfinera Corp | COM | 575,100 | $3.50M | 0.4% | History |
| CPSCooper-Standard Holdings Inc. | COM | 189,045 | $2.35M | 0.3% | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 35,942 | $2.07M | 0.2% | – |
| CCICrown Castle Inc. | REIT | 13,665 | $1.34M | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 16,980 | $1.32M | 0.1% | – |
| AAPAdvance Auto Parts Inc | COM | 20,542 | $1.30M | 0.1% | History |
| MSTRStrategy Inc | Stock | 886 | $1.22M | 0.1% | History |
| HUBSHubSpot Inc | COM | 1,833 | $1.08M | 0.1% | History |
| BAXBaxter International Inc | Stock | 30,872 | $1.03M | 0.1% | History |
| CRKComstock Resources Inc | COM | 98,550 | $1.02M | 0.1% | History |
| ABNBAirbnb, Inc. | Stock | 3,093 | $469.0K | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 8,486 | $454.0K | <0.1% | History |
| ARK Innovation ETF00214Q104 | ETF | 9,704 | $426.5K | <0.1% | – |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 31,927 | $394.3K | <0.1% | History |
| Amplify ETF Tr032108672 | SAMSUNG SOFR ETF | 3,775 | $378.4K | <0.1% | – |
| UUnity Software Inc. | COM | 23,049 | $374.8K | <0.1% | History |
| APLEApple Hospitality REIT, Inc. | REIT | 23,892 | $347.4K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 6,895 | $288.7K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 3,200 | $265.1K | <0.1% | History |
| OGEOGE Energy Corp. | COM | 7,197 | $256.9K | <0.1% | History |
| Vanguard Scottsdale FDS92206C573 | TOTAL CORP BND | 3,243 | $245.5K | <0.1% | – |
| VLOValero Energy Corp | Stock | 1,515 | $237.5K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 2,184 | $232.4K | <0.1% | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 10,400 | $230.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,077 | $222.2K | <0.1% | History |
| Fidelity Covington Trust316092246 | CLOUD COMPUTNG | 9,162 | $221.4K | <0.1% | – |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,318 | $216.0K | <0.1% | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 3,190 | $215.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,271 | $212.3K | <0.1% | – |
| USOUnited States Oil Fund, LP | UNITS | 2,603 | $207.2K | <0.1% | History |
| iShares Select Dividend ETF464287168 | ETF | 1,672 | $202.3K | <0.1% | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 19,698 | $160.9K | <0.1% | History |
| DZSIDZS Inc. | COM | 124,000 | $145.1K | <0.1% | History |
| QMCOQuantum Corp | COM NEW | 267,901 | $109.6K | <0.1% | History |
| LFMDLifeMD, Inc. | COM | 10,800 | $74.1K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 13,000 | $66.8K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 11,135 | $35.9K | <0.1% | – |
| PLPlanet Labs PBC | COM CL A | 12,419 | $23.1K | <0.1% | History |
| Cybin Ord23256X100 | COM | 10,000 | $2.71K | <0.1% | – |