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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 21, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
577
−11 vs. Q1 2023
Portfolio value
$779.4M
+$45.9M (+6.3%) vs. Q1 2023
Filed
Jul 21, 2023
SEC
Holdings of Kovack Advisors, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
COFCapital One Financial CorpStock2,104$230.1K<0.1%−30−1.4%ReducedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF1,044$231.0K<0.1%+1+0.1%Added–
MRVLMarvell Technology, Inc.COM3,892$232.7K<0.1%+3,892NewHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF2,820$233.7K<0.1%+190+7.2%Added–
TMToyota Motor CorpADS1,458$234.4K<0.1%+21+1.5%AddedHistory
Global X FDS37954Y673US INFR DEV ETF7,468$234.7K<0.1%+348+4.9%Added–
LANDGladstone Land CorpCOM14,435$234.9K<0.1%+1,610+12.6%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM329$236.4K<0.1%−51−13.4%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM17,175$237.0K<0.1%−374−2.1%ReducedHistory
USOUnited States Oil Fund, LPUNITS3,753$238.5K<0.1%+400+11.9%AddedHistory
RGRSturm Ruger & Co IncStock4,507$238.7K<0.1%+3+0.1%AddedHistory
iShares Tr46428743220 YR TR BD ETF2,331$240.0K<0.1%−12,718−84.5%Reduced–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,216$240.1K<0.1%00.0%Unchanged–
AMTAmerican Tower CorpREIT1,250$242.4K<0.1%−358−22.3%ReducedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT6,021$242.4K<0.1%−253−4.0%Reduced–
iShares Tr464289875CORE 40 MODE ETF6,036$243.9K<0.1%−30,347−83.4%Reduced–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT6,366$245.8K<0.1%+383+6.4%Added–
TDYTeledyne Technologies IncCOM598$245.8K<0.1%−200−25.1%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR7,514$249.5K<0.1%−59−0.8%ReducedHistory
First Tr Exchange-Traded FD33733B100WTR ETF2,819$249.7K<0.1%−414−12.8%Reduced–
SCHWSchwab Charles CorpStock4,405$249.7K<0.1%+4,405NewHistory
NUENucor CorpCOM1,525$250.2K<0.1%−407−21.1%ReducedHistory
KHCKraft Heinz CoStock7,059$250.6K<0.1%+704+11.1%AddedHistory
DDDuPont de Nemours, Inc.COM3,513$251.0K<0.1%+151+4.5%AddedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,231$251.5K<0.1%−321−2.8%Reduced–
BNYBank of New York Mellon CorpStock5,649$251.5K<0.1%−1,324−19.0%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,038$256.5K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock1,155$257.6K<0.1%+1,155NewHistory
TFCTruist Financial CorpCOM8,539$259.2K<0.1%+516+6.4%AddedHistory
WDAYWorkday, Inc.CL A1,152$260.2K<0.1%−96−7.7%ReducedHistory
CARRCarrier Global CorpStock5,246$260.8K<0.1%−624−10.6%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM29,310$261.4K<0.1%+6,000+25.7%AddedHistory
WisdomTree Tr97717W307US LARGECAP DIVD4,129$262.6K<0.1%−26,514−86.5%Reduced–
JFRNuveen Floating Rate Income FundCOM33,300$262.7K<0.1%+5,900+21.5%AddedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES47,400$263.1K<0.1%−718−1.5%ReducedHistory
AEMAgnico Eagle Mines LtdStock5,271$263.5K<0.1%−475−8.3%ReducedHistory
GDGeneral Dynamics CorpStock1,246$268.0K<0.1%+123+11.0%AddedHistory
Innovator ETFs Trust45782C672US EQT ULTRA BF9,299$268.0K<0.1%+9,299New–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG10,223$268.0K<0.1%−1,827−15.2%Reduced–
iShares Tr46435U713US INFRASTRUC6,865$268.3K<0.1%+1,041+17.9%Added–
XYZBlock, Inc.CL A4,030$268.3K<0.1%−4,195−51.0%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF3,580$268.8K<0.1%+102+2.9%Added–
UHSUniversal Health Services IncCL B1,711$269.9K<0.1%00.0%UnchangedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF6,477$271.2K<0.1%−825−11.3%Reduced–
GNLGlobal Net Lease, Inc.COM NEW26,600$273.4K<0.1%−10,032−27.4%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,463$273.7K<0.1%+2+0.1%Added–
STXSStereotaxis, Inc.COM NEW180,419$276.0K<0.1%+2,955+1.7%AddedHistory
NOKNokia CorpSPONSORED ADR66,412$276.3K<0.1%−253,570−79.2%ReducedHistory
ULTAUlta Beauty, Inc.Stock588$276.7K<0.1%+588NewHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,048$278.7K<0.1%−900−15.1%Reduced–
WBAWalgreens Boots Alliance, Inc.COM9,785$278.8K<0.1%+397+4.2%AddedHistory
IAUMiShares Gold Trust MicroSHS REPSTG UN TR14,642$280.8K<0.1%+14,642NewHistory
SCWXSecureWorks CorpCL A39,000$282.0K<0.1%+12,600+47.7%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,100$283.3K<0.1%+2,100New–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF4,224$285.1K<0.1%−155−3.5%Reduced–
KMBKimberly Clark CorpStock2,076$286.6K<0.1%+119+6.1%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A42,459$287.0K<0.1%−18,300−30.1%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,073$292.4K<0.1%−4,714−53.6%Reduced–
iShares Future AI & Tech ETF46435U556ETF8,891$293.8K<0.1%−600−6.3%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,597$295.1K<0.1%+7,597New–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,290$296.4K<0.1%+103+8.7%Added–
MCKMcKesson CorpStock694$296.5K<0.1%+694NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM37,566$297.5K<0.1%+3,100+9.0%AddedHistory
SNAPSnap IncStock25,185$298.2K<0.1%+11,760+87.6%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF6,216$300.7K<0.1%+6,216New–
DBXDropbox, Inc.CL A11,300$301.4K<0.1%−100−0.9%ReducedHistory
iShares Tr464287556ISHARES BIOTECH2,379$302.0K<0.1%−485−16.9%Reduced–
OMOutset Medical, Inc.COM13,850$302.9K<0.1%+13,850NewHistory
GEHCGE HealthCare Technologies Inc.Stock3,818$310.2K<0.1%+621+19.4%AddedHistory
TWLOTwilio IncCL A4,888$311.0K<0.1%+85+1.8%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,244$312.9K<0.1%+30.0%Added–
BNLBroadstone Net Lease, Inc.COM20,394$314.9K<0.1%+20,394NewHistory
AIC3.ai, Inc.Stock8,755$318.9K<0.1%+705+8.8%AddedHistory
TJXTJX Companies IncStock3,774$320.0K<0.1%−217−5.4%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW5,252$320.1K<0.1%+87+1.7%Added–
ASMLASML Holding NVADR442$320.1K<0.1%−27−5.8%ReducedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,516$320.6K<0.1%−38−1.1%Reduced–
Graniteshares ETF Tr38747R306HIPS US HIGH INC27,242$321.0K<0.1%−1,182−4.2%Reduced–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,370$322.7K<0.1%−1,014−15.9%Reduced–
ACLSAxcelis Technologies IncStock1,780$326.3K<0.1%+150+9.2%AddedHistory
NEMNEWMONT CorpStock7,714$329.1K<0.1%−413−5.1%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,287$331.7K<0.1%+195+6.3%AddedHistory
BSMBlack Stone Minerals, L.P.COM UNIT20,885$333.1K<0.1%+5,165+32.9%AddedHistory
ITWIllinois Tool Works IncStock1,337$334.4K<0.1%+72+5.7%AddedHistory
UNPUnion Pacific CorpStock1,635$334.6K<0.1%+36+2.3%AddedHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM15,200$335.0K<0.1%−200−1.3%ReducedHistory
STAGSTAG Industrial, Inc.COM9,365$336.0K<0.1%00.0%UnchangedHistory
Vanguard Utilities ETF92204A876ETF2,364$336.1K<0.1%−272−10.3%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF11,172$336.4K<0.1%−730−6.1%Reduced–
ANFAbercrombie & Fitch CoCL A8,953$337.3K<0.1%−19,679−68.7%ReducedHistory
VRTXVertex Pharmaceuticals IncStock963$338.9K<0.1%−53−5.2%ReducedHistory
CAGConagra Brands Inc.Stock10,056$339.1K<0.1%−245−2.4%ReducedHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF16,682$339.1K<0.1%−54,370−76.5%Reduced–
SKINSkinHealth Systems Inc.COM CL A40,800$341.5K<0.1%+500+1.2%AddedHistory
PDIPIMCO Dynamic Income FundSHS18,220$341.6K<0.1%+1,158+6.8%AddedHistory
SCCOSouthern Copper CorpStock4,794$343.9K<0.1%−100−2.0%ReducedHistory
ProShares Tr74347X849SHRT 20+YR TRE15,897$344.8K<0.1%−2,939−15.6%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL8,364$345.9K<0.1%−845−9.2%Reduced–
OXYOccidental Petroleum CorpStock5,897$346.7K<0.1%−12−0.2%ReducedHistory
WMSAdvanced Drainage Systems, Inc.COM3,051$347.2K<0.1%−277−8.3%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2023
SecurityClassPutsCalls
Global X FDS37954Y459RUSSELL 2000–$637.2K
Global X FDS37954Y475S&P 500 COVERED–$367.3K
Global X FDS37954Y277S&P 500 COVERED–$2.79K

Sold out since Q1 2023 (65)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Innovator ETFs Trust45782C540US EQTY PWR BUF65,266$2.05M0.3%–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID57,293$1.88M0.3%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT11,165$1.69M0.2%–
iShares Tr464289867CORE 60 BALA ETF24,187$1.21M0.2%–
Victory Portfolios II92647N824VCSHS US EQ INCM14,780$896.0K0.1%–
VSHVishay Intertechnology IncCOM34,576$782.1K0.1%History
SPDR Series Trust78464A789ST STR SP INS17,424$685.8K0.1%–
iShares Tr46434V381FUTU EXPO TE ETF12,788$673.9K0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH9,540$623.1K0.1%–
Global X FDS37954Y459RUSSELL 200033,602$603.5K0.1%–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.18,331$543.7K0.1%–
NOCNorthrop Grumman CorpStock969$447.3K0.1%History
ETSYEtsy IncCOM4,007$446.1K0.1%History
MITKMitek Systems IncCOM NEW42,450$407.1K0.1%History
First Tr Exchng Traded FD VI33740F698FT VEST US EQT12,000$388.1K0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF13,717$378.2K0.1%–
NETCloudflare, Inc.CL A COM5,485$338.2K<0.1%History
FSLRFirst Solar, Inc.Stock1,527$332.1K<0.1%History
SBGISinclair, Inc.CL A19,211$329.7K<0.1%History
Global X FDS37954Y475S&P 500 COVERED7,712$312.3K<0.1%–
COINCoinbase Global, Inc.COM CL A4,335$292.9K<0.1%History
CLFCleveland-Cliffs Inc.COM15,733$288.4K<0.1%History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM16,501$287.1K<0.1%History
ProShares Tr74348A608SHT 7-10 YR TR10,000$278.6K<0.1%–
ALLYAlly Financial Inc.Stock10,846$276.5K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$268.9K<0.1%–
MATMattel IncCOM14,358$264.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock1,798$263.5K<0.1%History
Flagstar Bank, National Association649445103COM28,682$259.3K<0.1%–
MTNVail Resorts IncCOM1,083$253.0K<0.1%History
SMCISuper Micro Computer, Inc.COM2,348$250.2K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,331$245.9K<0.1%–
VLOValero Energy CorpStock1,760$245.6K<0.1%History
EDConsolidated Edison IncStock2,502$239.4K<0.1%History
OHIOmega Healthcare Investors IncCOM8,475$232.3K<0.1%History
TYTRI-CONTINENTAL CorpCOM8,589$228.0K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$226.0K<0.1%–
ADIAnalog Devices IncStock1,136$224.0K<0.1%History
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$222.8K<0.1%–
STXSeagate Technology Holdings plcORD SHS3,362$222.3K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,500$213.9K<0.1%–
VEEVVeeva Systems IncStock1,161$213.4K<0.1%History
ROKURoku, IncCOM CL A3,204$210.9K<0.1%History
ETREntergy CorpCOM1,950$210.1K<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A11,184$209.6K<0.1%History
CSXCSX CorpStock6,850$205.1K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,732$204.3K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,268$202.1K<0.1%–
TFSLTFS Financial CORPCOM15,359$194.0K<0.1%History
IFNAberdeen India Fund, Inc.COM12,147$183.8K<0.1%History
IHDVoya Emerging Markets High Dividend Equity FundCOM21,101$113.3K<0.1%History
IAEVoya Asia Pacific High Dividend Equity Income FundCOM16,401$105.1K<0.1%History
BRMKBroadmark Realty Capital Inc.COM20,567$96.7K<0.1%History
Crescent PT Energy Corp22576C101COM11,491$81.1K<0.1%–
GGTGabelli Multimedia Trust Inc.COM12,889$72.7K<0.1%History
MQMarqeta, Inc.CLASS A COM15,300$69.9K<0.1%History
PBIPitney Bowes IncCOM16,622$64.7K<0.1%History
HBIHanesbrands Inc.COM10,773$56.7K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM17,275$47.7K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,300$47.1K<0.1%History
DMTKDermTech, Inc.COM11,600$42.7K<0.1%History
AXTIAxt IncCOM10,000$39.8K<0.1%History
DBDDiebold Nixdorf, IncCOM24,086$28.9K<0.1%History
TLRYTilray Brands, Inc.COM CL 211,274$28.5K<0.1%History
WTERAlkaline Water Co IncCOM NEW12,000$1.92K<0.1%History