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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 21, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
577
−11 vs. Q1 2023
Portfolio value
$779.4M
+$45.9M (+6.3%) vs. Q1 2023
Filed
Jul 21, 2023
SEC
Holdings of Kovack Advisors, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSP Recovery, Inc.553745126*W EXP 05/20/20294,400$378<0.1%00.0%Unchanged–
Liberty Media Corp530715AL5DEB 3.750% 2/130,000$7.02K<0.1%00.0%Unchanged–
SMSISmith Micro Software, Inc.COM NEW10,725$11.9K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock10,722$24.2K<0.1%−1,270−10.6%ReducedHistory
OPKOpko Health, Inc.COM11,300$24.5K<0.1%−51−0.4%ReducedHistory
PLPlanet Labs PBCCOM CL A12,419$40.0K<0.1%+1,035+9.1%AddedHistory
NSLNuveen Senior Income FundCOM10,000$45.8K<0.1%−3,000−23.1%ReducedHistory
SANBanco Santander, S.A.ADR12,958$48.1K<0.1%+85+0.7%AddedHistory
IGRCbre Global Real Estate Income FundCOM10,573$55.3K<0.1%+10,573NewHistory
OXLCOxford Lane Capital Corp.COM12,938$62.6K<0.1%−2,000−13.4%ReducedHistory
HIXWestern Asset High Income Fund II Inc.COM13,810$67.4K<0.1%+421+3.1%AddedHistory
USALiberty All Star Equity FundSH BEN INT11,639$75.3K<0.1%−2,843−19.6%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS15,202$76.8K<0.1%−1,000−6.2%ReducedHistory
ACPabrdn Income Credit Strategies FundCOM11,847$81.0K<0.1%−1,952−14.1%ReducedHistory
Direxion Shs ETF Tr25490K323SP BIOTCH BL NEW14,000$82.9K<0.1%+1,000+7.7%Added–
ZTRVirtus Total Return Fund Inc.COM13,654$83.0K<0.1%−1,652−10.8%ReducedHistory
Tricon Residential Inc Com NPV89612W102COM10,200$89.9K<0.1%+10,200New–
BRSPBrightSpire Capital, Inc.COM CL A13,472$90.7K<0.1%+91+0.7%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT11,061$91.4K<0.1%+11,061NewHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM10,822$92.4K<0.1%+10,822NewHistory
PCFHigh Income Securities FundSHS BEN INT14,687$95.2K<0.1%−974−6.2%ReducedHistory
RFILR F Industries LtdCOM PAR $0.0124,194$100.4K<0.1%00.0%UnchangedHistory
OCCIOFS Credit Company, Inc.COM13,241$110.7K<0.1%+1,987+17.7%AddedHistory
HLNHaleon plcADR13,248$111.0K<0.1%−1,174−8.1%ReducedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT15,000$111.5K<0.1%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM21,843$112.3K<0.1%+4,000+22.4%AddedHistory
NCMINational CineMedia, Inc.COM333,273$112.3K<0.1%+79,251+31.2%AddedHistory
LLAPTerran Orbital CorpCOM75,000$112.5K<0.1%+75,000NewHistory
First Tr MLP & Energy Incom33739B104COM14,750$113.7K<0.1%00.0%Unchanged–
HUMAHumacyte, Inc.COM40,000$114.4K<0.1%+5,000+14.3%AddedHistory
HNWPioneer Diversified High Income Fund, Inc.COM11,464$115.8K<0.1%+643+5.9%AddedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM11,000$127.9K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM18,993$128.8K<0.1%−4,450−19.0%ReducedHistory
HRZNHorizon Technology Finance CorpCOM11,003$132.9K<0.1%+11,003NewHistory
KIOKKR Income Opportunities FundCOM11,540$134.0K<0.1%−411−3.4%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS10,000$138.6K<0.1%00.0%UnchangedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM10,534$140.8K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF27,395$142.5K<0.1%+1,275+4.9%AddedHistory
Nuveen PFD & Incm Securties67072C105COM22,500$143.6K<0.1%−1,000−4.3%Reduced–
PRTHPriority Technology Holdings, Inc.COM39,800$144.1K<0.1%00.0%UnchangedHistory
CTGComputer Task Group IncCOM19,300$146.9K<0.1%−3,300−14.6%ReducedHistory
ARRArmour Residential REIT, Inc.COM NEW27,714$147.7K<0.1%+3,416+14.1%AddedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,092$148.9K<0.1%−499−4.7%ReducedHistory
ECCEagle Point Credit CoCOM14,925$151.6K<0.1%+1,410+10.4%AddedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM11,200$153.7K<0.1%−9,000−44.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF14,025$159.5K<0.1%−281−2.0%Reduced–
HBANHuntington Bancshares IncCOM14,829$159.9K<0.1%−757−4.9%ReducedHistory
VanEck ETF Trust92189F411BDC INCOME ETF10,408$159.9K<0.1%−100−1.0%Reduced–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT42,881$160.4K<0.1%+10.0%AddedHistory
NUNu Holdings Ltd.ORD SHS CL A22,210$175.2K<0.1%+22,210NewHistory
DSLDoubleLine Income Solutions FundCOM14,969$178.3K<0.1%+894+6.4%AddedHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI11,582$184.2K<0.1%−2,321−16.7%ReducedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK38,898$184.8K<0.1%+1,731+4.7%AddedHistory
DXDynex Capital IncCOM14,705$185.1K<0.1%+658+4.7%AddedHistory
VTRSViatris IncStock18,675$186.4K<0.1%−295−1.6%ReducedHistory
Global X FDS37954Y806ALTERNATIVE INCM17,321$195.6K<0.1%−868−4.8%Reduced–
BBDCBarings BDC, Inc.COM25,374$198.9K<0.1%+1,339+5.6%AddedHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD12,739$199.1K<0.1%+259+2.1%Added–
OKTAOkta, Inc.CL A2,898$201.0K<0.1%+59+2.1%AddedHistory
Paramount Global92556H206CL B12,672$201.6K<0.1%+2,293+22.1%Added–
SYKStryker CorpStock662$202.0K<0.1%−358−35.1%ReducedHistory
iShares MSCI Eafe ETF464287465ETF2,787$202.1K<0.1%+2,787New–
AIRAar CorpStock3,500$202.2K<0.1%+3,500NewHistory
PNNTPennantpark Investment CorpCOM34,550$203.5K<0.1%+400+1.2%AddedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,417$204.1K<0.1%+2,417New–
ADPAutomatic Data Processing IncStock931$204.6K<0.1%+931NewHistory
DALDelta Air Lines, Inc.COM NEW4,306$204.7K<0.1%+4,306NewHistory
iShares Select Dividend ETF464287168ETF1,807$204.7K<0.1%−213−10.5%Reduced–
iShares Tr464288638ISHS 5-10YR INVT4,069$205.8K<0.1%+165+4.2%Added–
iShares S&P 500 Value ETF464287408ETF1,282$206.7K<0.1%−3,121−70.9%Reduced–
Vanguard Energy ETF92204A306ETF1,834$207.0K<0.1%−1,754−48.9%Reduced–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,722$209.3K<0.1%−63−3.5%Reduced–
ANETArista Networks, Inc.COM1,293$209.5K<0.1%−2,913−69.3%ReducedHistory
CPBCAMPBELL'S CoCOM4,614$210.9K<0.1%+430+10.3%AddedHistory
ULUnilever PLCSPON ADR NEW4,058$211.6K<0.1%+4,058NewHistory
APOApollo Global Management, Inc.COM2,754$211.6K<0.1%+2,754NewHistory
iShares Tr464287796U.S. ENERGY ETF4,967$212.8K<0.1%−777−13.5%Reduced–
DFSDiscover Financial ServicesCOM1,822$212.9K<0.1%+1,822NewHistory
TSCOTractor Supply CoCOM964$213.2K<0.1%+9+0.9%AddedHistory
BHKBlackRock Core Bond TrustSHS BEN INT20,070$213.5K<0.1%+81+0.4%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR2,994$214.3K<0.1%+41+1.4%AddedHistory
HESMHess Midstream LPCL A SHS7,000$214.8K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF4,108$215.1K<0.1%+4,108New–
MUMicron Technology IncStock3,427$216.3K<0.1%−206−5.7%ReducedHistory
MVTBlackRock Munivest Fund II, Inc.COM20,737$220.4K<0.1%+1,072+5.5%AddedHistory
NSCNorfolk Southern CorpStock974$220.9K<0.1%+974NewHistory
ORealty Income CorpREIT3,697$221.0K<0.1%−693−15.8%ReducedHistory
DMLPDorchester Minerals, L.P.COM UNIT7,400$221.7K<0.1%+7,400NewHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,520$221.9K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD10,010$222.7K<0.1%−2,200−18.0%Reduced–
Etfis Ser Tr I26923G772INFRAC ACT MLP6,720$222.8K<0.1%00.0%Unchanged–
iShares Tr464288588MBS ETF2,396$223.4K<0.1%+60+2.6%Added–
JRONuveen Floating Rate Income Opportunity FundCOM SHS28,718$224.0K<0.1%−1,291−4.3%ReducedHistory
AEEAmeren CorpCOM2,752$224.8K<0.1%+20+0.7%AddedHistory
JAKKJakks Pacific IncCOM NEW11,260$224.9K<0.1%−11,638−50.8%ReducedHistory
KKRKKR & Co. Inc.COM4,019$225.0K<0.1%−9−0.2%ReducedHistory
First Tr Ftse Epra / Nareit33736N101COM5,592$225.3K<0.1%−429−7.1%Reduced–
VECOVeeco Instruments IncCOM8,875$227.9K<0.1%−14,450−62.0%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF1,444$228.0K<0.1%−53−3.5%Reduced–
EXASExact Sciences CorpCOM2,434$228.6K<0.1%+2,434NewHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2023
SecurityClassPutsCalls
Global X FDS37954Y459RUSSELL 2000–$637.2K
Global X FDS37954Y475S&P 500 COVERED–$367.3K
Global X FDS37954Y277S&P 500 COVERED–$2.79K

Sold out since Q1 2023 (65)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Innovator ETFs Trust45782C540US EQTY PWR BUF65,266$2.05M0.3%–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID57,293$1.88M0.3%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT11,165$1.69M0.2%–
iShares Tr464289867CORE 60 BALA ETF24,187$1.21M0.2%–
Victory Portfolios II92647N824VCSHS US EQ INCM14,780$896.0K0.1%–
VSHVishay Intertechnology IncCOM34,576$782.1K0.1%History
SPDR Series Trust78464A789ST STR SP INS17,424$685.8K0.1%–
iShares Tr46434V381FUTU EXPO TE ETF12,788$673.9K0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH9,540$623.1K0.1%–
Global X FDS37954Y459RUSSELL 200033,602$603.5K0.1%–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.18,331$543.7K0.1%–
NOCNorthrop Grumman CorpStock969$447.3K0.1%History
ETSYEtsy IncCOM4,007$446.1K0.1%History
MITKMitek Systems IncCOM NEW42,450$407.1K0.1%History
First Tr Exchng Traded FD VI33740F698FT VEST US EQT12,000$388.1K0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF13,717$378.2K0.1%–
NETCloudflare, Inc.CL A COM5,485$338.2K<0.1%History
FSLRFirst Solar, Inc.Stock1,527$332.1K<0.1%History
SBGISinclair, Inc.CL A19,211$329.7K<0.1%History
Global X FDS37954Y475S&P 500 COVERED7,712$312.3K<0.1%–
COINCoinbase Global, Inc.COM CL A4,335$292.9K<0.1%History
CLFCleveland-Cliffs Inc.COM15,733$288.4K<0.1%History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM16,501$287.1K<0.1%History
ProShares Tr74348A608SHT 7-10 YR TR10,000$278.6K<0.1%–
ALLYAlly Financial Inc.Stock10,846$276.5K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$268.9K<0.1%–
MATMattel IncCOM14,358$264.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock1,798$263.5K<0.1%History
Flagstar Bank, National Association649445103COM28,682$259.3K<0.1%–
MTNVail Resorts IncCOM1,083$253.0K<0.1%History
SMCISuper Micro Computer, Inc.COM2,348$250.2K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,331$245.9K<0.1%–
VLOValero Energy CorpStock1,760$245.6K<0.1%History
EDConsolidated Edison IncStock2,502$239.4K<0.1%History
OHIOmega Healthcare Investors IncCOM8,475$232.3K<0.1%History
TYTRI-CONTINENTAL CorpCOM8,589$228.0K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$226.0K<0.1%–
ADIAnalog Devices IncStock1,136$224.0K<0.1%History
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$222.8K<0.1%–
STXSeagate Technology Holdings plcORD SHS3,362$222.3K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,500$213.9K<0.1%–
VEEVVeeva Systems IncStock1,161$213.4K<0.1%History
ROKURoku, IncCOM CL A3,204$210.9K<0.1%History
ETREntergy CorpCOM1,950$210.1K<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A11,184$209.6K<0.1%History
CSXCSX CorpStock6,850$205.1K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,732$204.3K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,268$202.1K<0.1%–
TFSLTFS Financial CORPCOM15,359$194.0K<0.1%History
IFNAberdeen India Fund, Inc.COM12,147$183.8K<0.1%History
IHDVoya Emerging Markets High Dividend Equity FundCOM21,101$113.3K<0.1%History
IAEVoya Asia Pacific High Dividend Equity Income FundCOM16,401$105.1K<0.1%History
BRMKBroadmark Realty Capital Inc.COM20,567$96.7K<0.1%History
Crescent PT Energy Corp22576C101COM11,491$81.1K<0.1%–
GGTGabelli Multimedia Trust Inc.COM12,889$72.7K<0.1%History
MQMarqeta, Inc.CLASS A COM15,300$69.9K<0.1%History
PBIPitney Bowes IncCOM16,622$64.7K<0.1%History
HBIHanesbrands Inc.COM10,773$56.7K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM17,275$47.7K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,300$47.1K<0.1%History
DMTKDermTech, Inc.COM11,600$42.7K<0.1%History
AXTIAxt IncCOM10,000$39.8K<0.1%History
DBDDiebold Nixdorf, IncCOM24,086$28.9K<0.1%History
TLRYTilray Brands, Inc.COM CL 211,274$28.5K<0.1%History
WTERAlkaline Water Co IncCOM NEW12,000$1.92K<0.1%History