Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 693
- +11 vs. Q3 2021
- Portfolio value
- $1.03B
- +$113.8M (+12.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464287788 | U.S. FINLS ETF | 29,187 | $2.53M | 0.2% | −527−1.8% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 23,459 | $2.53M | 0.2% | +2,649+12.7% | Added | – |
| AVGOBroadcom Inc. | Stock | 3,814 | $2.54M | 0.2% | −279−6.8% | Reduced | History |
| AMATApplied Materials Inc | Stock | 16,196 | $2.55M | 0.2% | −368−2.2% | Reduced | History |
| DAKTDaktronics Inc | COM | 509,850 | $2.58M | 0.2% | +170,350+50.2% | Added | History |
| PEPPepsiCo Inc | Stock | 15,055 | $2.62M | 0.3% | +378+2.6% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 32,198 | $2.62M | 0.3% | −2,345−6.8% | Reduced | – |
| MAMastercard Inc | Stock | 7,317 | $2.63M | 0.3% | +332+4.8% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 47,700 | $2.65M | 0.3% | +6,009+14.4% | Added | – |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 69,528 | $2.65M | 0.3% | −560−0.8% | Reduced | – |
| BlackRock Short Obligations CL Instl091936419 | SHORT OBLIGATIONS CL | 266,421 | $2.67M | 0.3% | −45,190−14.5% | Reduced | – |
| NOKNokia Corp | SPONSORED ADR | 433,014 | $2.69M | 0.3% | +3,800+0.9% | Added | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 199,057 | $2.71M | 0.3% | +53,785+37.0% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 15,246 | $2.88M | 0.3% | +3,477+29.5% | Added | History |
| iShares Tr464287119 | MORNINGSTAR GRWT | 40,474 | $2.91M | 0.3% | −3,044−7.0% | Reduced | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 43,902 | $2.92M | 0.3% | −11,944−21.4% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 26,512 | $3.02M | 0.3% | −10,062−27.5% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 22,011 | $3.10M | 0.3% | +3,945+21.8% | Added | – |
| PGProcter & Gamble Co | Stock | 19,098 | $3.12M | 0.3% | +66+0.3% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 49,537 | $3.14M | 0.3% | −4,533−8.4% | Reduced | History |
| BALLBALL Corp | COM | 33,167 | $3.19M | 0.3% | 00.0% | Unchanged | History |
| TTDTrade Desk, Inc. | Stock | 35,706 | $3.27M | 0.3% | −130−0.4% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 5,887 | $3.28M | 0.3% | +33+0.6% | Added | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 61,826 | $3.29M | 0.3% | −645−1.0% | Reduced | – |
| CMGChipotle Mexican Grill Inc | COM | 1,888 | $3.30M | 0.3% | −48−2.5% | Reduced | History |
| WMTWalmart Inc. | Stock | 23,434 | $3.39M | 0.3% | −1,353−5.5% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 23,624 | $3.40M | 0.3% | +2,217+10.4% | Added | History |
| CRMSalesforce, Inc. | Stock | 13,412 | $3.41M | 0.3% | −2,645−16.5% | Reduced | History |
| iShares Tr464288562 | RESIDENTIAL MULT | 34,846 | $3.42M | 0.3% | +34,846 | New | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 42,570 | $3.44M | 0.3% | +3,861+10.0% | Added | – |
| TAT&T Inc. | Stock | 144,072 | $3.54M | 0.3% | −14,625−9.2% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 38,170 | $3.55M | 0.3% | +23,931+168.1% | Added | – |
| NEENextera Energy Inc | Stock | 38,363 | $3.58M | 0.3% | −4,928−11.4% | Reduced | History |
| VZVerizon Communications Inc | Stock | 69,273 | $3.60M | 0.3% | −841−1.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 23,002 | $3.64M | 0.4% | −1,096−4.5% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 70,712 | $3.66M | 0.4% | +62,089+720.0% | Added | – |
| QCOMQualcomm Inc | Stock | 20,254 | $3.70M | 0.4% | +4,678+30.0% | Added | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 77,433 | $3.71M | 0.4% | +5,943+8.3% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 7,385 | $3.71M | 0.4% | −40−0.5% | Reduced | History |
| VVisa Inc. | Stock | 17,233 | $3.73M | 0.4% | +457+2.7% | Added | History |
| DISWalt Disney Co | Stock | 24,490 | $3.79M | 0.4% | +1,028+4.4% | Added | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 15,718 | $3.82M | 0.4% | +15,718 | New | – |
| ABBVAbbVie Inc. | Stock | 28,621 | $3.88M | 0.4% | −1,457−4.8% | Reduced | History |
| iShares Tips Bond ETF464287176 | ETF | 30,124 | $3.89M | 0.4% | +7,018+30.4% | Added | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 154,294 | $3.90M | 0.4% | +5,581+3.8% | Added | – |
| GLDSPDR Gold Trust | ETF | 23,029 | $3.94M | 0.4% | +3,176+16.0% | Added | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 157,307 | $3.94M | 0.4% | +1,591+1.0% | Added | – |
| JNJJohnson & Johnson | Stock | 23,198 | $3.97M | 0.4% | −478−2.0% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 74,723 | $3.98M | 0.4% | +1,881+2.6% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 199,771 | $4.06M | 0.4% | +15,070+8.2% | Added | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 43,124 | $4.09M | 0.4% | +2,242+5.5% | Added | – |
| PLABPhotronics Inc | COM | 221,300 | $4.17M | 0.4% | −6,200−2.7% | Reduced | History |
| ADBEAdobe Inc. | Stock | 7,394 | $4.19M | 0.4% | +146+2.0% | Added | History |
| AAOIApplied Optoelectronics, Inc. | COM | 825,201 | $4.24M | 0.4% | +181,895+28.3% | Added | History |
| BXBlackstone Inc. | COM | 32,984 | $4.27M | 0.4% | +243+0.7% | Added | History |
| ADTNADTRAN Holdings, Inc. | COM | 187,305 | $4.28M | 0.4% | −1,149−0.6% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 44,274 | $4.35M | 0.4% | +1,821+4.3% | Added | – |
| COSTCostco Wholesale Corp | Stock | 7,676 | $4.36M | 0.4% | −882−10.3% | Reduced | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 72,441 | $4.41M | 0.4% | −3,441−4.5% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 72,417 | $4.43M | 0.4% | +12,785+21.4% | Added | History |
| ARAYAccuray Inc | COM | 931,950 | $4.45M | 0.4% | −3,900−0.4% | Reduced | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 96,349 | $4.62M | 0.4% | +12,425+14.8% | Added | – |
| NOWServiceNow, Inc. | Stock | 7,126 | $4.63M | 0.4% | −46−0.6% | Reduced | History |
| CVXChevron Corp | Stock | 39,698 | $4.66M | 0.5% | +3,476+9.6% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 14,894 | $4.78M | 0.5% | +1,216+8.9% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 93,922 | $4.83M | 0.5% | +48,560+107.0% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 117,245 | $5.05M | 0.5% | +28,418+32.0% | Added | – |
| iShares Core MSCI WorldG4954M409 | ETF | 58,760 | $5.28M | 0.5% | +3,575+6.5% | Added | – |
| iShares Semiconductor ETF464287523 | ETF | 10,210 | $5.54M | 0.5% | +396+4.0% | Added | – |
| HDHome Depot, Inc. | Stock | 13,566 | $5.63M | 0.5% | −780−5.4% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 18,935 | $5.66M | 0.5% | +283+1.5% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 56,477 | $6.07M | 0.6% | +4,768+9.2% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 44,201 | $6.50M | 0.6% | −4,515−9.3% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 39,544 | $6.79M | 0.7% | +2,157+5.8% | Added | – |
| PFEPfizer Inc | Stock | 115,305 | $6.81M | 0.7% | −13,010−10.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 2,437 | $7.05M | 0.7% | −153−5.9% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 21,517 | $7.24M | 0.7% | −1,335−5.8% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 42,196 | $7.34M | 0.7% | +570+1.4% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 16,999 | $7.42M | 0.7% | +1,088+6.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 2,668 | $7.73M | 0.7% | +56+2.1% | Added | History |
| IBOCInternational Bancshares Corp | COM | 184,204 | $7.81M | 0.8% | −130−0.1% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 35,519 | $8.58M | 0.8% | +844+2.4% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 129,863 | $10.5M | 1.0% | +45,672+54.2% | Added | – |
| TSLATesla, Inc. | Stock | 10,261 | $10.8M | 1.0% | +371+3.8% | Added | History |
| SHOPShopify Inc. | Stock | 8,057 | $11.1M | 1.1% | −119−1.5% | Reduced | History |
| NVDANVIDIA Corp | Stock | 50,581 | $14.9M | 1.4% | +1,061+2.1% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 41,004 | $16.3M | 1.6% | +18,769+84.4% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 46,119 | $21.9M | 2.1% | −57,646−55.6% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 400,757 | $22.3M | 2.2% | +108,865+37.3% | Added | – |
| MSFTMicrosoft Corp | Stock | 70,316 | $23.6M | 2.3% | +974+1.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 10,138 | $33.8M | 3.3% | −28−0.3% | Reduced | History |
| AAPLApple Inc. | Stock | 263,811 | $46.8M | 4.5% | +1,433+0.5% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 138,794 | $66.2M | 6.4% | +117,752+559.6% | Added | – |
Options (14)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| First Trust Cloud Computing ETF33734X192 | ETF | $1.42M | – |
| CSCOCisco Systems, Inc. | Stock | $14.0K | $98.0K |
| ANFAbercrombie & Fitch Co | CL A | $18.0K | $62.0K |
| AMZNAmazon Com Inc | Stock | $77.0K | – |
| TSLATesla, Inc. | Stock | $32.0K | – |
| PFEPfizer Inc | Stock | – | $30.0K |
| FFord Motor Co | Stock | – | $29.0K |
| AAPLApple Inc. | Stock | $0 | $13.0K |
| DOCUDocuSign, Inc. | Stock | $5.00K | – |
| DBDDiebold Nixdorf, Inc | COM | – | $4.00K |
| DOWDow Inc. | Stock | – | $2.00K |
| MATMattel Inc | COM | – | $2.00K |
| BPBP PLC | ADR | $1.00K | $0 |
| TGTTarget Corp | Stock | $1.00K | – |
Sold out since Q3 2021 (75)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Global X FDS37954Y228 | CLEANTECH ETF | 192,556 | $3.59M | 0.4% | – |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 38,187 | $3.59M | 0.4% | – |
| Zix Corp98974P100 | COM | 357,950 | $2.53M | 0.3% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 14,340 | $1.51M | 0.2% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 41,661 | $1.14M | 0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 3,155 | $998.0K | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 32,059 | $677.0K | 0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 27,975 | $643.0K | 0.1% | – |
| SGENSeagen Inc. | COM | 3,724 | $632.0K | 0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 26,191 | $609.0K | 0.1% | – |
| SPLKSplunk Inc | COM | 3,855 | $558.0K | 0.1% | History |
| NVRONevro Corp | COM | 4,700 | $547.0K | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 23,430 | $494.0K | 0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 22,895 | $493.0K | 0.1% | – |
| PKGPackaging Corp of America | Stock | 3,030 | $416.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 3,600 | $389.0K | <0.1% | – |
| iShares Tr464289883 | CORE 30 70 ETF | 9,617 | $380.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 3,984 | $375.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 14,739 | $369.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 872 | $367.0K | <0.1% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 10,500 | $356.0K | <0.1% | History |
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 13,000 | $350.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,223 | $338.0K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 4,335 | $335.0K | <0.1% | – |
| FUBOFuboTV Inc. | COM | 13,800 | $331.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 5,703 | $331.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 9,000 | $327.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 4,522 | $327.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 17,188 | $326.0K | <0.1% | – |
| iShares Tr46435G672 | CORE INTL AGGR | 5,906 | $325.0K | <0.1% | – |
| CMICummins Inc | Stock | 1,418 | $318.0K | <0.1% | History |
| NPTNNeophotonics Corp | COM | 36,500 | $318.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 5,522 | $317.0K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 7,280 | $310.0K | <0.1% | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 5,066 | $307.0K | <0.1% | – |
| TMDXTransMedics Group, Inc. | COM | 9,200 | $304.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 1,127 | $295.0K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 6,077 | $293.0K | <0.1% | History |
| TBBAT&T Inc. | 5.35% GBL NTS DUE 01/11/66 | 10,900 | $286.0K | <0.1% | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 591 | $284.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,341 | $284.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,516 | $282.0K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 13,477 | $277.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 8,351 | $275.0K | <0.1% | – |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 9,712 | $270.0K | <0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 9,776 | $268.0K | <0.1% | History |
| RHRH | COM | 400 | $267.0K | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 30,000 | $261.0K | <0.1% | History |
| EXASExact Sciences Corp | COM | 2,635 | $252.0K | <0.1% | History |
| SYYSysco Corp | Stock | 3,150 | $247.0K | <0.1% | History |
| Steadfast Apartment REIT, Inc.85780P101 | COMMON STOCK | 15,664 | $244.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,582 | $242.0K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 4,704 | $242.0K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 15,236 | $236.0K | <0.1% | History |
| YUMCYum China Holdings, Inc. | COM | 4,045 | $235.0K | <0.1% | History |
| DMTKDermTech, Inc. | COM | 7,300 | $234.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 19,938 | $233.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 316 | $230.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,505 | $223.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,035 | $222.0K | <0.1% | – |
| CTVACorteva, Inc. | Stock | 5,238 | $220.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 3,876 | $214.0K | <0.1% | History |
| MDLZMondelez International, Inc. | Stock | 3,621 | $211.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,802 | $208.0K | <0.1% | – |
| KMIKinder Morgan, Inc. | Stock | 12,358 | $207.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,200 | $207.0K | <0.1% | History |
| JGHNuveen Global High Income Fund | SHS | 12,700 | $204.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 2,348 | $202.0K | <0.1% | History |
| Griffin American Healthcare398183103 | COM | 32,842 | $184.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 23,420 | $176.0K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 21,272 | $153.0K | <0.1% | History |
| SANBanco Santander, S.A. | ADR | 20,478 | $74.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 71,860 | $0 | 0.0% | – |
| Advanced Viral Resh Corp Com007928104 | COM | 20,000 | $0 | 0.0% | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 25,269 | $0 | 0.0% | – |