Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 693
- +11 vs. Q3 2021
- Portfolio value
- $1.03B
- +$113.8M (+12.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| XRXXerox Holdings Corp | COM NEW | 51,281 | $1.16M | 0.1% | −969−1.9% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 3,074 | $1.18M | 0.1% | +63+2.1% | Added | History |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 18,009 | $1.19M | 0.1% | +18,009 | New | – |
| NFLXNetflix Inc | Stock | 1,980 | $1.19M | 0.1% | +53+2.8% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 145,219 | $1.20M | 0.1% | +24,345+20.1% | Added | History |
| MDBMongoDB, Inc. | CL A | 2,270 | $1.20M | 0.1% | +21+0.9% | Added | History |
| FDXFedEx Corp | Stock | 4,657 | $1.21M | 0.1% | +1,165+33.4% | Added | History |
| BSTBlackRock Science & Technology Trust | SHS | 24,260 | $1.21M | 0.1% | −1,114−4.4% | Reduced | History |
| TSCOTractor Supply Co | COM | 5,143 | $1.23M | 0.1% | +82+1.6% | Added | History |
| MCDMcDonalds Corp | Stock | 4,587 | $1.23M | 0.1% | −1,526−25.0% | Reduced | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 46,685 | $1.23M | 0.1% | −31,764−40.5% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 3,487 | $1.24M | 0.1% | −1,529−30.5% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 10,881 | $1.26M | 0.1% | +2,935+36.9% | Added | – |
| DAIOData I/O Corp | COM | 274,802 | $1.27M | 0.1% | +24,500+9.8% | Added | History |
| ETSYEtsy Inc | COM | 5,893 | $1.29M | 0.1% | −1,246−17.5% | Reduced | History |
| iShares Tr464287770 | U.S. FIN SVC ETF | 6,771 | $1.31M | 0.1% | −159−2.3% | Reduced | – |
| BLKBlackRock, Inc. | COM | 1,428 | $1.31M | 0.1% | −398−21.8% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 19,276 | $1.32M | 0.1% | +237+1.2% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 15,213 | $1.33M | 0.1% | +3,230+27.0% | Added | – |
| Invesco Exchange Traded FD T46137V308 | BUYBACK ACHIEV | 13,895 | $1.34M | 0.1% | +3,620+35.2% | Added | – |
| CMCSAComcast Corp | Stock | 26,720 | $1.34M | 0.1% | +437+1.7% | Added | History |
| SNOWSnowflake Inc. | Stock | 3,978 | $1.35M | 0.1% | −108−2.6% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 3,771 | $1.35M | 0.1% | +669+21.6% | AddedConverted for a 3-for-1 split | History |
| PLDPrologis, Inc. | REIT | 8,064 | $1.36M | 0.1% | +456+6.0% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 10,538 | $1.36M | 0.1% | −812−7.2% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 11,945 | $1.37M | 0.1% | −15,540−56.5% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 23,157 | $1.39M | 0.1% | −2,835−10.9% | Reduced | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 5,329 | $1.39M | 0.1% | +307+6.1% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 27,675 | $1.40M | 0.1% | +2,940+11.9% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 28,183 | $1.41M | 0.1% | +7,630+37.1% | Added | – |
| ANFAbercrombie & Fitch Co | CL A | 41,596 | $1.45M | 0.1% | −3,123−7.0% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 36,951 | $1.46M | 0.1% | +2,327+6.7% | Added | – |
| APTSPreferred Apartment Communities Inc | COM | 82,061 | $1.48M | 0.1% | +1,452+1.8% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 15,766 | $1.49M | 0.1% | −17,848−53.1% | Reduced | – |
| ZTSZoetis Inc. | Stock | 6,140 | $1.50M | 0.1% | +760+14.1% | Added | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 9,290 | $1.50M | 0.1% | +7,510+421.9% | Added | – |
| MUMicron Technology Inc | Stock | 16,298 | $1.52M | 0.1% | +9,767+149.5% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 9,429 | $1.53M | 0.1% | −1,500−13.7% | Reduced | – |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 60,990 | $1.58M | 0.2% | +6,536+12.0% | Added | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 64,280 | $1.60M | 0.2% | +9,853+18.1% | Added | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 25,034 | $1.61M | 0.2% | +1,426+6.0% | Added | – |
| FFord Motor Co | Stock | 77,638 | $1.61M | 0.2% | +1,051+1.4% | Added | History |
| KOCoca Cola Co | Stock | 27,294 | $1.62M | 0.2% | +811+3.1% | Added | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 60,645 | $1.62M | 0.2% | −4,226−6.5% | Reduced | – |
| COHUCohu Inc | COM | 42,625 | $1.62M | 0.2% | +3,075+7.8% | Added | History |
| iShares Tr464289875 | CORE 40 MODE ETF | 36,251 | $1.65M | 0.2% | −1,192−3.2% | Reduced | – |
| ABNBAirbnb, Inc. | Stock | 9,904 | $1.65M | 0.2% | −1,212−10.9% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 3,643 | $1.67M | 0.2% | −405−10.0% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,514 | $1.68M | 0.2% | −51−2.0% | Reduced | History |
| TWLOTwilio Inc | CL A | 6,393 | $1.68M | 0.2% | −379−5.6% | Reduced | History |
| NETCloudflare, Inc. | CL A COM | 12,829 | $1.69M | 0.2% | +1,457+12.8% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 11,599 | $1.69M | 0.2% | +3,526+43.7% | Added | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 25,706 | $1.70M | 0.2% | −352−1.4% | ReducedConverted for a 2-for-1 split | – |
| MRKMerck & Co., Inc. | Stock | 22,384 | $1.72M | 0.2% | +1,175+5.5% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 8,415 | $1.72M | 0.2% | −353−4.0% | Reduced | – |
| FTNTFortinet, Inc. | Stock | 4,791 | $1.72M | 0.2% | +83+1.8% | Added | History |
| VECOVeeco Instruments Inc | COM | 60,500 | $1.72M | 0.2% | −11,300−15.7% | Reduced | History |
| LRCXLam Research Corp | COM | 2,414 | $1.74M | 0.2% | +957+65.7% | Added | History |
| MRNAModerna, Inc. | Stock | 6,839 | $1.74M | 0.2% | −3,322−32.7% | Reduced | History |
| BACBank of America Corp | Stock | 39,361 | $1.75M | 0.2% | +1,525+4.0% | Added | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 31,814 | $1.82M | 0.2% | −1,393−4.2% | Reduced | – |
| STWDStarwood Property Trust, Inc. | COM | 75,889 | $1.84M | 0.2% | −2,052−2.6% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 13,928 | $1.86M | 0.2% | +1,870+15.5% | Added | History |
| VSHVishay Intertechnology Inc | COM | 85,801 | $1.88M | 0.2% | +15,301+21.7% | Added | History |
| EGYVaalco Energy Inc | COM NEW | 584,300 | $1.88M | 0.2% | +140,300+31.6% | Added | History |
| SBUXStarbucks Corp | Stock | 16,218 | $1.90M | 0.2% | +1,830+12.7% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 83,021 | $1.91M | 0.2% | +36,745+79.4% | Added | – |
| BABoeing Co | Stock | 9,639 | $1.94M | 0.2% | −1,119−10.4% | Reduced | History |
| OKTAOkta, Inc. | CL A | 8,665 | $1.94M | 0.2% | −1,224−12.4% | Reduced | History |
| HONHoneywell International Inc | COM | 9,395 | $1.96M | 0.2% | −1,814−16.2% | Reduced | History |
| MELIMercadolibre Inc | COM | 1,478 | $1.99M | 0.2% | −249−14.4% | Reduced | History |
| iShares Tr464287762 | US HLTHCARE ETF | 6,644 | $2.00M | 0.2% | +3,966+148.1% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 24,767 | $2.00M | 0.2% | +271+1.1% | Added | – |
| IDXXIDEXX Laboratories Inc | COM | 3,060 | $2.02M | 0.2% | −171−5.3% | Reduced | History |
| ABTAbbott Laboratories | Stock | 14,491 | $2.04M | 0.2% | −2,345−13.9% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 7,779 | $2.06M | 0.2% | −80−1.0% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 11,357 | $2.06M | 0.2% | +7,320+181.3% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 53,185 | $2.08M | 0.2% | +8,360+18.7% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 24,993 | $2.09M | 0.2% | −1,193−4.6% | Reduced | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 24,650 | $2.11M | 0.2% | −87−0.4% | Reduced | – |
| iShares Tr464287754 | US INDUSTRIALS | 18,790 | $2.12M | 0.2% | +2,212+13.3% | Added | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 108,700 | $2.19M | 0.2% | +13,700+14.4% | Added | – |
| DDOGDatadog, Inc. | CL A COM | 12,395 | $2.21M | 0.2% | +1,091+9.7% | Added | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 18,358 | $2.25M | 0.2% | −3,897−17.5% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 44,122 | $2.25M | 0.2% | −15,798−26.4% | Reduced | – |
| EPDEnterprise Products Partners L.P. | Stock | 102,865 | $2.26M | 0.2% | +4,009+4.1% | Added | History |
| XYZBlock, Inc. | CL A | 14,015 | $2.26M | 0.2% | −206−1.4% | Reduced | History |
| U.S. Global Jets ETF26922A842 | ETF | 107,589 | $2.27M | 0.2% | +3,422+3.3% | Added | – |
| CalAmp Corp.128126109 | COM | 326,050 | $2.30M | 0.2% | +217,400+200.1% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 21,776 | $2.33M | 0.2% | +764+3.6% | Added | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 11,548 | $2.36M | 0.2% | −233−2.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 11,385 | $2.40M | 0.2% | −131−1.1% | Reduced | – |
| INTCIntel Corp | Stock | 47,096 | $2.42M | 0.2% | +1,919+4.2% | Added | History |
| EXTRExtreme Networks Inc | COM | 155,275 | $2.44M | 0.2% | −11,125−6.7% | Reduced | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 10,919 | $2.47M | 0.2% | −5,302−32.7% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 45,964 | $2.48M | 0.2% | −345−0.7% | Reduced | – |
| Fidelity Comwlth Tr315912808 | NASDAQ COMPSIT | 41,139 | $2.50M | 0.2% | −251−0.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 104,333 | $2.51M | 0.2% | +12,796+14.0% | Added | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 21,165 | $2.51M | 0.2% | +17,477+473.9% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 38,256 | $2.52M | 0.2% | +3,736+10.8% | Added | – |
Options (14)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| First Trust Cloud Computing ETF33734X192 | ETF | $1.42M | – |
| CSCOCisco Systems, Inc. | Stock | $14.0K | $98.0K |
| ANFAbercrombie & Fitch Co | CL A | $18.0K | $62.0K |
| AMZNAmazon Com Inc | Stock | $77.0K | – |
| TSLATesla, Inc. | Stock | $32.0K | – |
| PFEPfizer Inc | Stock | – | $30.0K |
| FFord Motor Co | Stock | – | $29.0K |
| AAPLApple Inc. | Stock | $0 | $13.0K |
| DOCUDocuSign, Inc. | Stock | $5.00K | – |
| DBDDiebold Nixdorf, Inc | COM | – | $4.00K |
| DOWDow Inc. | Stock | – | $2.00K |
| MATMattel Inc | COM | – | $2.00K |
| BPBP PLC | ADR | $1.00K | $0 |
| TGTTarget Corp | Stock | $1.00K | – |
Sold out since Q3 2021 (75)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Global X FDS37954Y228 | CLEANTECH ETF | 192,556 | $3.59M | 0.4% | – |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 38,187 | $3.59M | 0.4% | – |
| Zix Corp98974P100 | COM | 357,950 | $2.53M | 0.3% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 14,340 | $1.51M | 0.2% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 41,661 | $1.14M | 0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 3,155 | $998.0K | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 32,059 | $677.0K | 0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 27,975 | $643.0K | 0.1% | – |
| SGENSeagen Inc. | COM | 3,724 | $632.0K | 0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 26,191 | $609.0K | 0.1% | – |
| SPLKSplunk Inc | COM | 3,855 | $558.0K | 0.1% | History |
| NVRONevro Corp | COM | 4,700 | $547.0K | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 23,430 | $494.0K | 0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 22,895 | $493.0K | 0.1% | – |
| PKGPackaging Corp of America | Stock | 3,030 | $416.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 3,600 | $389.0K | <0.1% | – |
| iShares Tr464289883 | CORE 30 70 ETF | 9,617 | $380.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 3,984 | $375.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 14,739 | $369.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 872 | $367.0K | <0.1% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 10,500 | $356.0K | <0.1% | History |
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 13,000 | $350.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,223 | $338.0K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 4,335 | $335.0K | <0.1% | – |
| FUBOFuboTV Inc. | COM | 13,800 | $331.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 5,703 | $331.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 9,000 | $327.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 4,522 | $327.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 17,188 | $326.0K | <0.1% | – |
| iShares Tr46435G672 | CORE INTL AGGR | 5,906 | $325.0K | <0.1% | – |
| CMICummins Inc | Stock | 1,418 | $318.0K | <0.1% | History |
| NPTNNeophotonics Corp | COM | 36,500 | $318.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 5,522 | $317.0K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 7,280 | $310.0K | <0.1% | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 5,066 | $307.0K | <0.1% | – |
| TMDXTransMedics Group, Inc. | COM | 9,200 | $304.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 1,127 | $295.0K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 6,077 | $293.0K | <0.1% | History |
| TBBAT&T Inc. | 5.35% GBL NTS DUE 01/11/66 | 10,900 | $286.0K | <0.1% | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 591 | $284.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,341 | $284.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,516 | $282.0K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 13,477 | $277.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 8,351 | $275.0K | <0.1% | – |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 9,712 | $270.0K | <0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 9,776 | $268.0K | <0.1% | History |
| RHRH | COM | 400 | $267.0K | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 30,000 | $261.0K | <0.1% | History |
| EXASExact Sciences Corp | COM | 2,635 | $252.0K | <0.1% | History |
| SYYSysco Corp | Stock | 3,150 | $247.0K | <0.1% | History |
| Steadfast Apartment REIT, Inc.85780P101 | COMMON STOCK | 15,664 | $244.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,582 | $242.0K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 4,704 | $242.0K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 15,236 | $236.0K | <0.1% | History |
| YUMCYum China Holdings, Inc. | COM | 4,045 | $235.0K | <0.1% | History |
| DMTKDermTech, Inc. | COM | 7,300 | $234.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 19,938 | $233.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 316 | $230.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,505 | $223.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,035 | $222.0K | <0.1% | – |
| CTVACorteva, Inc. | Stock | 5,238 | $220.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 3,876 | $214.0K | <0.1% | History |
| MDLZMondelez International, Inc. | Stock | 3,621 | $211.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,802 | $208.0K | <0.1% | – |
| KMIKinder Morgan, Inc. | Stock | 12,358 | $207.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,200 | $207.0K | <0.1% | History |
| JGHNuveen Global High Income Fund | SHS | 12,700 | $204.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 2,348 | $202.0K | <0.1% | History |
| Griffin American Healthcare398183103 | COM | 32,842 | $184.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 23,420 | $176.0K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 21,272 | $153.0K | <0.1% | History |
| SANBanco Santander, S.A. | ADR | 20,478 | $74.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 71,860 | $0 | 0.0% | – |
| Advanced Viral Resh Corp Com007928104 | COM | 20,000 | $0 | 0.0% | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 25,269 | $0 | 0.0% | – |