Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 693
- +11 vs. Q3 2021
- Portfolio value
- $1.03B
- +$113.8M (+12.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,861 | $330.0K | <0.1% | +382+15.4% | Added | – |
| AFLAflac Inc | Stock | 5,688 | $332.0K | <0.1% | +10.0% | Added | History |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 5,810 | $335.0K | <0.1% | −26−0.4% | Reduced | – |
| iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836 | ETF | 9,415 | $335.0K | <0.1% | 00.0% | Unchanged | – |
| MARMarriott International Inc | Stock | 2,035 | $336.0K | <0.1% | +670+49.1% | Added | History |
| ESSEssex Property Trust, Inc. | COM | 955 | $336.0K | <0.1% | +955 | New | History |
| PGRProgressive Corp | Stock | 3,297 | $338.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 1,994 | $339.0K | <0.1% | −23,536−92.2% | Reduced | – |
| NSCNorfolk Southern Corp | Stock | 1,143 | $340.0K | <0.1% | +212+22.8% | Added | History |
| ROKURoku, Inc | COM CL A | 1,492 | $340.0K | <0.1% | −320−17.7% | Reduced | History |
| COFCapital One Financial Corp | Stock | 2,358 | $342.0K | <0.1% | −759−24.4% | Reduced | History |
| Sila Realty Trust Inc Class A146280102 | COM | 54,163 | $348.0K | <0.1% | +862+1.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 7,710 | $349.0K | <0.1% | +509+7.1% | Added | – |
| VOXXVOXX International Corp | CL A | 34,300 | $349.0K | <0.1% | +34,300 | New | History |
| VMRKVivmark Residential | SH BEN INT | 3,872 | $350.0K | <0.1% | +3,872 | New | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 19,594 | $352.0K | <0.1% | +2,644+15.6% | Added | History |
| EXPEExpedia Group, Inc. | Stock | 1,952 | $353.0K | <0.1% | +147+8.1% | Added | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 3,249 | $353.0K | <0.1% | +124+4.0% | Added | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 7,670 | $355.0K | <0.1% | +7,670 | New | – |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 27,269 | $359.0K | <0.1% | +585+2.2% | Added | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 21,755 | $359.0K | <0.1% | −243−1.1% | Reduced | History |
| FASTFastenal Co | Stock | 5,646 | $362.0K | <0.1% | +5,646 | New | History |
| EQIXEquinix Inc | COM | 428 | $362.0K | <0.1% | +17+4.1% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,283 | $363.0K | <0.1% | −7,122−84.7% | Reduced | – |
| VEEVVeeva Systems Inc | Stock | 1,420 | $363.0K | <0.1% | −28−1.9% | Reduced | History |
| INFNInfinera Corp | COM | 37,800 | $363.0K | <0.1% | +37,800 | New | History |
| LITELumentum Holdings Inc. | COM | 3,445 | $364.0K | <0.1% | +3+0.1% | Added | History |
| TJXTJX Companies Inc | Stock | 4,863 | $369.0K | <0.1% | +24+0.5% | Added | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 1,088 | $371.0K | <0.1% | +150+16.0% | Added | – |
| LANDGladstone Land Corp | COM | 10,992 | $371.0K | <0.1% | +10,992 | New | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 36,588 | $371.0K | <0.1% | −4,059−10.0% | Reduced | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,755 | $372.0K | <0.1% | −425−10.2% | Reduced | – |
| NUENucor Corp | COM | 3,267 | $373.0K | <0.1% | +722+28.4% | Added | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 5,869 | $373.0K | <0.1% | +1,978+50.8% | Added | – |
| FNFFidelity National Financial, Inc. | COM SHS | 7,181 | $375.0K | <0.1% | +7,181 | New | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 14,460 | $375.0K | <0.1% | +720+5.2% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,336 | $376.0K | <0.1% | −60−4.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 1,020 | $377.0K | <0.1% | −50−4.7% | Reduced | – |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 16,280 | $378.0K | <0.1% | +1,630+11.1% | Added | – |
| RTXRTX Corp | Stock | 4,402 | $379.0K | <0.1% | +183+4.3% | Added | History |
| ADIAnalog Devices Inc | Stock | 2,165 | $381.0K | <0.1% | −5,913−73.2% | Reduced | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 8,400 | $383.0K | <0.1% | −1,430−14.5% | Reduced | – |
| TTWOTake Two Interactive Software Inc | COM | 2,158 | $384.0K | <0.1% | +2,158 | New | History |
| AMBAAmbarella Inc | SHS | 1,895 | $384.0K | <0.1% | +1,895 | New | History |
| RELLRichardson Electronics, Ltd. | COM | 28,400 | $384.0K | <0.1% | −18,400−39.3% | Reduced | History |
| QRVOQorvo, Inc. | Stock | 2,464 | $385.0K | <0.1% | −325−11.7% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 7,236 | $385.0K | <0.1% | +10.0% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 11,598 | $385.0K | <0.1% | +1,072+10.2% | Added | History |
| TDYTeledyne Technologies Inc | COM | 884 | $386.0K | <0.1% | +2+0.2% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,502 | $388.0K | <0.1% | +46+1.9% | Added | History |
| PAYCPaycom Software, Inc. | Stock | 940 | $390.0K | <0.1% | −1,123−54.4% | Reduced | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 4,337 | $393.0K | <0.1% | +155+3.7% | Added | – |
| JFRNuveen Floating Rate Income Fund | COM | 38,600 | $393.0K | <0.1% | +2,000+5.5% | Added | History |
| HTGCHercules Capital, Inc. | COM | 23,771 | $394.0K | <0.1% | −937−3.8% | Reduced | History |
| TWTRTwitter, Inc. | COM | 9,120 | $394.0K | <0.1% | +4,205+85.6% | Added | History |
| GLADGladstone Capital Corp | COM | 34,044 | $395.0K | <0.1% | +12,706+59.5% | Added | History |
| ProShares Tr74348A608 | SHT 7-10 YR TR | 16,300 | $396.0K | <0.1% | +16,300 | New | – |
| COUPCoupa Software Inc | COM | 2,519 | $398.0K | <0.1% | −1,567−38.4% | Reduced | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 19,700 | $398.0K | <0.1% | −1,750−8.2% | Reduced | History |
| LICYLi-Cycle Holdings Corp. | COMMON SHARES | 40,074 | $399.0K | <0.1% | +9,005+29.0% | Added | History |
| GSKGSK plc | SPONSORED ADR | 9,102 | $401.0K | <0.1% | −1,065−10.5% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 1,889 | $403.0K | <0.1% | +301+19.0% | Added | History |
| iShares Core S&P 500 UCITS ETF (Acc)G4955H110 | ETF | 835 | $403.0K | <0.1% | 00.0% | Unchanged | – |
| Business Dev Corporation of Amer12325J101 | Closed End Funds | 75,682 | $405.0K | <0.1% | +1,890+2.6% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,329 | $406.0K | <0.1% | +21+1.6% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 5,225 | $406.0K | <0.1% | +182+3.6% | Added | – |
| BLDRBuilders FirstSource, Inc. | Stock | 4,736 | $406.0K | <0.1% | +4,736 | New | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 7,850 | $409.0K | <0.1% | +1,973+33.6% | Added | History |
| CGCarlyle Group Inc. | COM | 7,504 | $412.0K | <0.1% | −18−0.2% | Reduced | History |
| Paramount Global92556H206 | CL B | 13,765 | $415.0K | <0.1% | +2,819+25.8% | Added | – |
| Vanguard Communication Services ETF92204A884 | ETF | 3,121 | $423.0K | <0.1% | −14,160−81.9% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 7,729 | $424.0K | <0.1% | +577+8.1% | Added | – |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 43,626 | $426.0K | <0.1% | 00.0% | Unchanged | History |
| STZConstellation Brands, Inc. | Stock | 1,701 | $427.0K | <0.1% | −1,917−53.0% | Reduced | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 10,913 | $434.0K | <0.1% | −2,289−17.3% | Reduced | – |
| ULTAUlta Beauty, Inc. | Stock | 1,054 | $435.0K | <0.1% | −246−18.9% | Reduced | History |
| First Tr Exch Traded FD III33739P889 | HORIZON DMST ETF | 12,160 | $436.0K | <0.1% | +1,210+11.1% | Added | – |
| Roche Hldg Ltd ADR771195104 | COM | 8,460 | $437.0K | <0.1% | +26+0.3% | Added | – |
| First Tr Exchange Traded FD33738R696 | DORSEYWRIGHT MOM | 12,976 | $439.0K | <0.1% | +12,976 | New | – |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 19,400 | $439.0K | <0.1% | +19,400 | New | – |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 13,177 | $440.0K | <0.1% | +1,126+9.3% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 7,371 | $441.0K | <0.1% | +336+4.8% | Added | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 15,613 | $445.0K | <0.1% | −394−2.5% | Reduced | History |
| FISVFiserv Inc | Stock | 4,308 | $447.0K | <0.1% | +661+18.1% | Added | History |
| DZSIDZS Inc. | COM | 27,600 | $448.0K | <0.1% | +27,600 | New | History |
| WMSAdvanced Drainage Systems, Inc. | COM | 3,303 | $450.0K | <0.1% | +3,303 | New | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 5,200 | $452.0K | <0.1% | −24−0.5% | Reduced | – |
| TYLTyler Technologies Inc | COM | 848 | $456.0K | <0.1% | +20+2.4% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 4,298 | $461.0K | <0.1% | −9−0.2% | Reduced | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 2,105 | $462.0K | <0.1% | +2,105 | New | History |
| DVNDevon Energy Corp | Stock | 10,497 | $462.0K | <0.1% | +10,497 | New | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 3,989 | $464.0K | <0.1% | +459+13.0% | Added | – |
| MCHPMicrochip Technology Inc | Stock | 5,372 | $468.0K | <0.1% | +392+7.9% | AddedConverted for a 2-for-1 split | History |
| SESea Ltd | SPONSORD ADS | 2,097 | $469.0K | <0.1% | +74+3.7% | Added | History |
| First Tr Exchng Traded FD VI33740F847 | FT VEST US EQT | 12,095 | $471.0K | <0.1% | +12,095 | New | – |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 6,763 | $471.0K | <0.1% | +1,312+24.1% | Added | – |
| ORLYO Reilly Automotive Inc | Stock | 668 | $472.0K | <0.1% | +58+9.5% | Added | History |
| CSXCSX Corp | Stock | 12,574 | $473.0K | <0.1% | +5,848+86.9% | Added | History |
| ELVElevance Health, Inc. | Stock | 1,029 | $477.0K | <0.1% | +46+4.7% | Added | History |
| COPConocoPhillips | Stock | 6,625 | $478.0K | <0.1% | +727+12.3% | Added | History |
Options (14)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| First Trust Cloud Computing ETF33734X192 | ETF | $1.42M | – |
| CSCOCisco Systems, Inc. | Stock | $14.0K | $98.0K |
| ANFAbercrombie & Fitch Co | CL A | $18.0K | $62.0K |
| AMZNAmazon Com Inc | Stock | $77.0K | – |
| TSLATesla, Inc. | Stock | $32.0K | – |
| PFEPfizer Inc | Stock | – | $30.0K |
| FFord Motor Co | Stock | – | $29.0K |
| AAPLApple Inc. | Stock | $0 | $13.0K |
| DOCUDocuSign, Inc. | Stock | $5.00K | – |
| DBDDiebold Nixdorf, Inc | COM | – | $4.00K |
| DOWDow Inc. | Stock | – | $2.00K |
| MATMattel Inc | COM | – | $2.00K |
| BPBP PLC | ADR | $1.00K | $0 |
| TGTTarget Corp | Stock | $1.00K | – |
Sold out since Q3 2021 (75)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Global X FDS37954Y228 | CLEANTECH ETF | 192,556 | $3.59M | 0.4% | – |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 38,187 | $3.59M | 0.4% | – |
| Zix Corp98974P100 | COM | 357,950 | $2.53M | 0.3% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 14,340 | $1.51M | 0.2% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 41,661 | $1.14M | 0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 3,155 | $998.0K | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 32,059 | $677.0K | 0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 27,975 | $643.0K | 0.1% | – |
| SGENSeagen Inc. | COM | 3,724 | $632.0K | 0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 26,191 | $609.0K | 0.1% | – |
| SPLKSplunk Inc | COM | 3,855 | $558.0K | 0.1% | History |
| NVRONevro Corp | COM | 4,700 | $547.0K | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 23,430 | $494.0K | 0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 22,895 | $493.0K | 0.1% | – |
| PKGPackaging Corp of America | Stock | 3,030 | $416.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 3,600 | $389.0K | <0.1% | – |
| iShares Tr464289883 | CORE 30 70 ETF | 9,617 | $380.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 3,984 | $375.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 14,739 | $369.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 872 | $367.0K | <0.1% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 10,500 | $356.0K | <0.1% | History |
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 13,000 | $350.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,223 | $338.0K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 4,335 | $335.0K | <0.1% | – |
| FUBOFuboTV Inc. | COM | 13,800 | $331.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 5,703 | $331.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 9,000 | $327.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 4,522 | $327.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 17,188 | $326.0K | <0.1% | – |
| iShares Tr46435G672 | CORE INTL AGGR | 5,906 | $325.0K | <0.1% | – |
| CMICummins Inc | Stock | 1,418 | $318.0K | <0.1% | History |
| NPTNNeophotonics Corp | COM | 36,500 | $318.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 5,522 | $317.0K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 7,280 | $310.0K | <0.1% | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 5,066 | $307.0K | <0.1% | – |
| TMDXTransMedics Group, Inc. | COM | 9,200 | $304.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 1,127 | $295.0K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 6,077 | $293.0K | <0.1% | History |
| TBBAT&T Inc. | 5.35% GBL NTS DUE 01/11/66 | 10,900 | $286.0K | <0.1% | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 591 | $284.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,341 | $284.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,516 | $282.0K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 13,477 | $277.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 8,351 | $275.0K | <0.1% | – |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 9,712 | $270.0K | <0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 9,776 | $268.0K | <0.1% | History |
| RHRH | COM | 400 | $267.0K | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 30,000 | $261.0K | <0.1% | History |
| EXASExact Sciences Corp | COM | 2,635 | $252.0K | <0.1% | History |
| SYYSysco Corp | Stock | 3,150 | $247.0K | <0.1% | History |
| Steadfast Apartment REIT, Inc.85780P101 | COMMON STOCK | 15,664 | $244.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,582 | $242.0K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 4,704 | $242.0K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 15,236 | $236.0K | <0.1% | History |
| YUMCYum China Holdings, Inc. | COM | 4,045 | $235.0K | <0.1% | History |
| DMTKDermTech, Inc. | COM | 7,300 | $234.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 19,938 | $233.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 316 | $230.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,505 | $223.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,035 | $222.0K | <0.1% | – |
| CTVACorteva, Inc. | Stock | 5,238 | $220.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 3,876 | $214.0K | <0.1% | History |
| MDLZMondelez International, Inc. | Stock | 3,621 | $211.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,802 | $208.0K | <0.1% | – |
| KMIKinder Morgan, Inc. | Stock | 12,358 | $207.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,200 | $207.0K | <0.1% | History |
| JGHNuveen Global High Income Fund | SHS | 12,700 | $204.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 2,348 | $202.0K | <0.1% | History |
| Griffin American Healthcare398183103 | COM | 32,842 | $184.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 23,420 | $176.0K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 21,272 | $153.0K | <0.1% | History |
| SANBanco Santander, S.A. | ADR | 20,478 | $74.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 71,860 | $0 | 0.0% | – |
| Advanced Viral Resh Corp Com007928104 | COM | 20,000 | $0 | 0.0% | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 25,269 | $0 | 0.0% | – |