Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 693
- +11 vs. Q3 2021
- Portfolio value
- $1.03B
- +$113.8M (+12.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HCMCHealthier Choices Management Corp. | COM | 750,000 | $0 | 0.0% | 00.0% | Unchanged | History |
| IBIZ Technology45103B205 | COM | 200,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Image Innovations Hldgs Inc Com45248A104 | COM | 74,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Max Sound Corp.57776X109 | COM | 300,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Puresafe Water Systems Inc74624H103 | COM | 77,550 | $0 | 0.0% | +77,550 | New | – |
| PPJ Healthcare Enterprises Ord69353D505 | ORD | 500,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Biotech Medics Ord090699307 | ORD | 80,000 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Highlands REIT, Inc.43110A104 | COM | 79,564 | $10.0K | <0.1% | +4,489+6.0% | Added | – |
| Grilled Cheese Truck Ord39850T105 | ORD | 40,000 | $17.0K | <0.1% | 00.0% | Unchanged | – |
| Western Magnesium Corp95855T102 | COM | 57,882 | $23.0K | <0.1% | 00.0% | Unchanged | – |
| DRRXDurect Corp | COM | 25,000 | $25.0K | <0.1% | +25,000 | New | History |
| TLPHTalphera, Inc. | COM | 61,000 | $34.0K | <0.1% | +15,000+32.6% | Added | History |
| NCMINational CineMedia, Inc. | COM | 23,237 | $65.0K | <0.1% | 00.0% | Unchanged | History |
| Healthcare Trust Inc42226B105 | REIT | 26,583 | $106.0K | <0.1% | +387+1.5% | Added | – |
| ORCOrchid Island Capital, Inc. | COM | 25,253 | $114.0K | <0.1% | −8,338−24.8% | Reduced | History |
| FS Energy and Power Fund30264D109 | COM | 59,302 | $129.0K | <0.1% | +38+0.1% | Added | – |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 22,212 | $151.0K | <0.1% | −27,220−55.1% | Reduced | History |
| NSLNuveen Senior Income Fund | COM | 27,400 | $162.0K | <0.1% | 00.0% | Unchanged | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 26,743 | $166.0K | <0.1% | +2,100+8.5% | Added | History |
| Sierra Income Corp Com82632T100 | COMMON | 33,642 | $169.0K | <0.1% | +1,332+4.1% | Added | – |
| MNManning & Napier, Inc. | CL A | 21,604 | $180.0K | <0.1% | −3,100−12.5% | Reduced | History |
| PNNTPennantpark Investment Corp | COM | 26,300 | $182.0K | <0.1% | +1,000+4.0% | Added | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 20,799 | $194.0K | <0.1% | −3,440−14.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 2,243 | $201.0K | <0.1% | +2,243 | New | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 1,846 | $202.0K | <0.1% | −117−6.0% | Reduced | – |
| iShares Tr464288752 | US HOME CONS ETF | 2,435 | $202.0K | <0.1% | −3,378−58.1% | Reduced | – |
| SONYSony Group Corp | SPONSORED ADR | 1,601 | $202.0K | <0.1% | +1,601 | New | History |
| NVAXNovavax Inc | COM NEW | 1,410 | $202.0K | <0.1% | +1,410 | New | History |
| SLBSLB Limited | Stock | 6,831 | $205.0K | <0.1% | +6,831 | New | History |
| LCIDLucid Group, Inc. | COM | 5,388 | $205.0K | <0.1% | +5,388 | New | History |
| IRTIndependence Realty Trust, Inc. | COM | 7,929 | $205.0K | <0.1% | +7,929 | New | History |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 5,930 | $205.0K | <0.1% | −3,936−39.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V811 | DORSEY WRGT TECH | 1,231 | $205.0K | <0.1% | +1,231 | New | – |
| Barrick Gold Corp067901108 | COM | 10,864 | $206.0K | <0.1% | +10,864 | New | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 4,226 | $206.0K | <0.1% | −1,048−19.9% | Reduced | – |
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 5,500 | $206.0K | <0.1% | +5,500 | New | – |
| SWAVShockwave Medical, Inc. | COM | 1,156 | $206.0K | <0.1% | −319−21.6% | Reduced | History |
| FITBFifth Third Bancorp | COM | 4,746 | $207.0K | <0.1% | +4,746 | New | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 3,124 | $207.0K | <0.1% | +3,124 | New | – |
| SMASmartStop Self Storage REIT, Inc. | COM | 20,585 | $207.0K | <0.1% | +20,585 | New | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,054 | $208.0K | <0.1% | +3,054 | New | – |
| NAZNuveen Arizona Quality Municipal Income Fund | COM | 13,008 | $208.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 1,805 | $209.0K | <0.1% | +1,805 | New | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 6,532 | $209.0K | <0.1% | +6,532 | New | – |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 17,561 | $209.0K | <0.1% | +17,561 | New | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 477 | $209.0K | <0.1% | +477 | New | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,218 | $210.0K | <0.1% | +2,218 | New | – |
| ETHEGrayscale Ethereum Staking ETF | ETF | 6,508 | $211.0K | <0.1% | −15,000−69.7% | Reduced | History |
| RGRSturm Ruger & Co Inc | Stock | 3,100 | $211.0K | <0.1% | +3,100 | New | History |
| iShares Tr464288794 | US BR DEL SE ETF | 1,911 | $211.0K | <0.1% | −1,516−44.2% | Reduced | – |
| GUTGabelli Utility Trust | COM | 25,788 | $212.0K | <0.1% | +1,634+6.8% | Added | History |
| RITMRithm Capital Corp. | REIT | 19,970 | $214.0K | <0.1% | +19,970 | New | History |
| ZENZendesk, Inc. | COM | 2,055 | $214.0K | <0.1% | −50−2.4% | Reduced | History |
| TDOCTeladoc Health, Inc. | COM | 2,337 | $215.0K | <0.1% | −1,899−44.8% | Reduced | History |
| KHCKraft Heinz Co | Stock | 6,003 | $216.0K | <0.1% | +6,003 | New | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 2,801 | $216.0K | <0.1% | −296−9.6% | Reduced | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 3,598 | $216.0K | <0.1% | −319−8.1% | Reduced | – |
| ProShares Bitcoin ETF74347G440 | ETF | 7,500 | $217.0K | <0.1% | +7,500 | New | – |
| INTUIntuit Inc. | Stock | 338 | $217.0K | <0.1% | +338 | New | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,578 | $217.0K | <0.1% | −693−13.1% | Reduced | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,882 | $219.0K | <0.1% | +2+0.1% | Added | – |
| TMUST-Mobile US, Inc. | Stock | 1,889 | $219.0K | <0.1% | −1,953−50.8% | Reduced | History |
| OTISOtis Worldwide Corp | Stock | 2,517 | $219.0K | <0.1% | −37−1.4% | Reduced | History |
| CHWYChewy, Inc. | CL A | 3,722 | $219.0K | <0.1% | −736−16.5% | Reduced | History |
| ETNEaton Corp plc | Stock | 1,273 | $220.0K | <0.1% | −1,619−56.0% | Reduced | History |
| DIODDiodes Inc | COM | 2,000 | $220.0K | <0.1% | +2,000 | New | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 2,040 | $220.0K | <0.1% | 00.0% | Unchanged | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 3,913 | $221.0K | <0.1% | +3,913 | New | – |
| SNAPSnap Inc | Stock | 4,725 | $222.0K | <0.1% | −230−4.6% | Reduced | History |
| RVTYRevvity, Inc. | COM | 1,104 | $222.0K | <0.1% | +1,104 | New | History |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 4,814 | $222.0K | <0.1% | +4,814 | New | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 7,770 | $222.0K | <0.1% | +7,770 | New | History |
| VBFInvesco Bond Fund | COM | 11,200 | $223.0K | <0.1% | −300−2.6% | Reduced | History |
| PDCOPatterson Companies, Inc. | COM | 7,608 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| ASANAsana, Inc. | CL A | 3,006 | $224.0K | <0.1% | −7,998−72.7% | Reduced | History |
| MNDTMandiant, Inc. | Stock | 12,815 | $225.0K | <0.1% | −64,635−83.5% | Reduced | History |
| GPIGroup 1 Automotive Inc | COM | 1,158 | $226.0K | <0.1% | +45+4.0% | Added | History |
| POOLPool Corp | COM | 399 | $226.0K | <0.1% | +399 | New | History |
| BPYPOBrookfield Property Partners L.P. | UNT | 8,789 | $226.0K | <0.1% | +8,789 | New | History |
| BIDUBaidu, Inc. | ADR | 1,525 | $227.0K | <0.1% | −320−17.3% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 3,905 | $227.0K | <0.1% | −885−18.5% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 2,346 | $228.0K | <0.1% | −2,250−49.0% | Reduced | History |
| DHIHorton D R Inc | COM | 2,102 | $228.0K | <0.1% | −1,337−38.9% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 14,221 | $229.0K | <0.1% | +1,891+15.3% | Added | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 1,854 | $230.0K | <0.1% | 00.0% | Unchanged | – |
| LINLinde PLC | SHS | 663 | $230.0K | <0.1% | +663 | New | History |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 1,841 | $231.0K | <0.1% | −82−4.3% | Reduced | – |
| MPCMarathon Petroleum Corp | Stock | 3,604 | $231.0K | <0.1% | −1,328−26.9% | Reduced | History |
| MTNVail Resorts Inc | COM | 706 | $231.0K | <0.1% | −51−6.7% | Reduced | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 12,100 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| Amplify ETF Tr032108102 | ONLIN RETL ETF | 2,641 | $233.0K | <0.1% | −238−8.3% | Reduced | – |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 1,955 | $235.0K | <0.1% | −87−4.3% | Reduced | – |
| MKCMcCormick & Co Inc | Stock | 2,442 | $236.0K | <0.1% | −2,936−54.6% | Reduced | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 7,627 | $236.0K | <0.1% | +7,627 | New | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 2,943 | $236.0K | <0.1% | +29+1.0% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 2,085 | $237.0K | <0.1% | −991−32.2% | Reduced | – |
| AWKAmerican Water Works Company, Inc. | Stock | 1,256 | $237.0K | <0.1% | −1−0.1% | Reduced | History |
| INMDInMode Ltd. | SHS | 3,371 | $238.0K | <0.1% | −649−16.1% | ReducedConverted for a 2-for-1 split | History |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 11,730 | $238.0K | <0.1% | +1,000+9.3% | Added | – |
| iShares Tr46435U713 | US INFRASTRUC | 6,248 | $239.0K | <0.1% | −3,454−35.6% | Reduced | – |
Options (14)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| First Trust Cloud Computing ETF33734X192 | ETF | $1.42M | – |
| CSCOCisco Systems, Inc. | Stock | $14.0K | $98.0K |
| ANFAbercrombie & Fitch Co | CL A | $18.0K | $62.0K |
| AMZNAmazon Com Inc | Stock | $77.0K | – |
| TSLATesla, Inc. | Stock | $32.0K | – |
| PFEPfizer Inc | Stock | – | $30.0K |
| FFord Motor Co | Stock | – | $29.0K |
| AAPLApple Inc. | Stock | $0 | $13.0K |
| DOCUDocuSign, Inc. | Stock | $5.00K | – |
| DBDDiebold Nixdorf, Inc | COM | – | $4.00K |
| DOWDow Inc. | Stock | – | $2.00K |
| MATMattel Inc | COM | – | $2.00K |
| BPBP PLC | ADR | $1.00K | $0 |
| TGTTarget Corp | Stock | $1.00K | – |
Sold out since Q3 2021 (75)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Global X FDS37954Y228 | CLEANTECH ETF | 192,556 | $3.59M | 0.4% | – |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 38,187 | $3.59M | 0.4% | – |
| Zix Corp98974P100 | COM | 357,950 | $2.53M | 0.3% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 14,340 | $1.51M | 0.2% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 41,661 | $1.14M | 0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 3,155 | $998.0K | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 32,059 | $677.0K | 0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 27,975 | $643.0K | 0.1% | – |
| SGENSeagen Inc. | COM | 3,724 | $632.0K | 0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 26,191 | $609.0K | 0.1% | – |
| SPLKSplunk Inc | COM | 3,855 | $558.0K | 0.1% | History |
| NVRONevro Corp | COM | 4,700 | $547.0K | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 23,430 | $494.0K | 0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 22,895 | $493.0K | 0.1% | – |
| PKGPackaging Corp of America | Stock | 3,030 | $416.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 3,600 | $389.0K | <0.1% | – |
| iShares Tr464289883 | CORE 30 70 ETF | 9,617 | $380.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 3,984 | $375.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 14,739 | $369.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 872 | $367.0K | <0.1% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 10,500 | $356.0K | <0.1% | History |
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 13,000 | $350.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,223 | $338.0K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 4,335 | $335.0K | <0.1% | – |
| FUBOFuboTV Inc. | COM | 13,800 | $331.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 5,703 | $331.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 9,000 | $327.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 4,522 | $327.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 17,188 | $326.0K | <0.1% | – |
| iShares Tr46435G672 | CORE INTL AGGR | 5,906 | $325.0K | <0.1% | – |
| CMICummins Inc | Stock | 1,418 | $318.0K | <0.1% | History |
| NPTNNeophotonics Corp | COM | 36,500 | $318.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 5,522 | $317.0K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 7,280 | $310.0K | <0.1% | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 5,066 | $307.0K | <0.1% | – |
| TMDXTransMedics Group, Inc. | COM | 9,200 | $304.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 1,127 | $295.0K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 6,077 | $293.0K | <0.1% | History |
| TBBAT&T Inc. | 5.35% GBL NTS DUE 01/11/66 | 10,900 | $286.0K | <0.1% | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 591 | $284.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,341 | $284.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,516 | $282.0K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 13,477 | $277.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 8,351 | $275.0K | <0.1% | – |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 9,712 | $270.0K | <0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 9,776 | $268.0K | <0.1% | History |
| RHRH | COM | 400 | $267.0K | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 30,000 | $261.0K | <0.1% | History |
| EXASExact Sciences Corp | COM | 2,635 | $252.0K | <0.1% | History |
| SYYSysco Corp | Stock | 3,150 | $247.0K | <0.1% | History |
| Steadfast Apartment REIT, Inc.85780P101 | COMMON STOCK | 15,664 | $244.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,582 | $242.0K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 4,704 | $242.0K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 15,236 | $236.0K | <0.1% | History |
| YUMCYum China Holdings, Inc. | COM | 4,045 | $235.0K | <0.1% | History |
| DMTKDermTech, Inc. | COM | 7,300 | $234.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 19,938 | $233.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 316 | $230.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,505 | $223.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,035 | $222.0K | <0.1% | – |
| CTVACorteva, Inc. | Stock | 5,238 | $220.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 3,876 | $214.0K | <0.1% | History |
| MDLZMondelez International, Inc. | Stock | 3,621 | $211.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,802 | $208.0K | <0.1% | – |
| KMIKinder Morgan, Inc. | Stock | 12,358 | $207.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,200 | $207.0K | <0.1% | History |
| JGHNuveen Global High Income Fund | SHS | 12,700 | $204.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 2,348 | $202.0K | <0.1% | History |
| Griffin American Healthcare398183103 | COM | 32,842 | $184.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 23,420 | $176.0K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 21,272 | $153.0K | <0.1% | History |
| SANBanco Santander, S.A. | ADR | 20,478 | $74.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 71,860 | $0 | 0.0% | – |
| Advanced Viral Resh Corp Com007928104 | COM | 20,000 | $0 | 0.0% | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 25,269 | $0 | 0.0% | – |