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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
673
+65 vs. Q1 2021
Portfolio value
$877.9M
+$108.7M (+14.1%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Kovack Advisors, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NFLXNetflix IncStock1,307$690.0K0.1%−417−24.2%ReducedHistory
APOApollo Global Management, Inc.COM CL A11,132$692.0K0.1%−168−1.5%ReducedHistory
ZTSZoetis Inc.Stock3,728$695.0K0.1%+90+2.5%AddedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF9,948$696.0K0.1%−2,932−22.8%Reduced–
iShares IV PLC Edge MSCI ETFG4955M762ETF71,200$701.0K0.1%−25,000−26.0%Reduced–
iShares Core High Dividend ETF46429B663ETF7,302$705.0K0.1%+412+6.0%Added–
RTLNecessity Retail REIT, Inc.COM CLASS A83,726$710.0K0.1%+12,480+17.5%AddedHistory
DBXDropbox, Inc.CL A23,513$713.0K0.1%+23,513NewHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND7,855$723.0K0.1%−835−9.6%Reduced–
AMTAmerican Tower CorpREIT2,683$725.0K0.1%−877−24.6%ReducedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM62,646$727.0K0.1%+22,732+57.0%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF18,258$732.0K0.1%−2,066−10.2%Reduced–
UNMUnum GroupStock26,086$741.0K0.1%−2,254−8.0%ReducedHistory
SOSouthern CoStock12,248$741.0K0.1%+392+3.3%AddedHistory
ProShares Tr74348A210SHRT RUSSELL200035,400$742.0K0.1%+2,600+7.9%Added–
FSKFS KKR Capital CorpCOM34,598$744.0K0.1%+20,719+149.3%AddedHistory
SLViShares Silver TrustETF30,982$750.0K0.1%+2,498+8.8%AddedHistory
Sprott ETF Trust85210B102GOLD MINERS ETF26,600$752.0K0.1%−3,000−10.1%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF5,180$755.0K0.1%+362+7.5%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF27,994$755.0K0.1%+27,994New–
MOAltria Group, Inc.Stock15,852$756.0K0.1%−3,856−19.6%ReducedHistory
Vanguard Real Estate ETF922908553ETF7,450$758.0K0.1%+754+11.3%Added–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP15,488$758.0K0.1%−140−0.9%ReducedHistory
ZVRAZevra Therapeutics, Inc.COM NEW60,379$774.0K0.1%+60,379NewHistory
Vanguard Health Care ETF92204A504ETF3,176$785.0K0.1%−89−2.7%Reduced–
TYTRI-CONTINENTAL CorpCOM23,026$785.0K0.1%+188+0.8%AddedHistory
WFCWells Fargo & CompanyStock17,345$786.0K0.1%+513+3.0%AddedHistory
PMPhilip Morris International Inc.Stock7,928$786.0K0.1%−566−6.7%ReducedHistory
ONBOld National BancorpStock44,681$787.0K0.1%00.0%UnchangedHistory
DHRDanaher CorpStock2,942$789.0K0.1%+223+8.2%AddedHistory
LOWLowes Companies IncStock4,065$789.0K0.1%−237−5.5%ReducedHistory
FDXFedEx CorpStock2,673$797.0K0.1%+1,096+69.5%AddedHistory
NETCloudflare, Inc.CL A COM7,539$798.0K0.1%+3,558+89.4%AddedHistory
CMPCompass Minerals International IncStock13,555$803.0K0.1%−229−1.7%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF12,686$804.0K0.1%+1,234+10.8%Added–
BXMTBlackstone Mortgage Trust, Inc.COM CL A25,248$805.0K0.1%−723−2.8%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF4,661$808.0K0.1%+259+5.9%Added–
NYCAmerican Strategic Investment Co.COM61,659$808.0K0.1%+2,832+4.8%AddedHistory
MDBMongoDB, Inc.CL A2,249$813.0K0.1%−131−5.5%ReducedHistory
ACNAccenture plcStock2,786$821.0K0.1%+423+17.9%AddedHistory
APTSPreferred Apartment Communities IncCOM85,142$830.0K0.1%+3,686+4.5%AddedHistory
STZConstellation Brands, Inc.Stock3,557$832.0K0.1%+31+0.9%AddedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,694$839.0K0.1%+8,694NewHistory
ROKURoku, IncCOM CL A1,839$845.0K0.1%+120+7.0%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF15,942$851.0K0.1%+5,786+57.0%Added–
HUBSHubSpot IncCOM1,465$854.0K0.1%+25+1.7%AddedHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV9,522$859.0K0.1%+9,522New–
STXSeagate Technology Holdings plcORD SHS9,764$859.0K0.1%+130+1.3%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF8,235$863.0K0.1%+1,609+24.3%Added–
IIMInvesco Value Municipal Income TrustCOM52,825$871.0K0.1%+338+0.6%AddedHistory
MDTMedtronic plcStock7,066$877.0K0.1%−312−4.2%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF6,268$881.0K0.1%+17+0.3%Added–
iShares Tr464288638ISHS 5-10YR INVT14,654$887.0K0.1%+360+2.5%Added–
iShares Edge MSCI USA Value Factor UCITS ETF (Acc)G4955M788ETF98,500$887.0K0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF16,391$890.0K0.1%+1,909+13.2%Added–
GISGeneral Mills IncStock14,659$893.0K0.1%−91−0.6%ReducedHistory
iShares Tr464287689RUSSELL 3000 ETF3,492$894.0K0.1%+41+1.2%Added–
BRGBluerock Residential Growth REIT, Inc.COM CL A87,886$894.0K0.1%+6,930+8.6%AddedHistory
Vanguard Consumer Staples ETF92204A207ETF4,936$901.0K0.1%+370+8.1%Added–
TGTTarget CorpStock3,777$913.0K0.1%−77−2.0%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF12,249$925.0K0.1%−1,101−8.2%Reduced–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF5,835$928.0K0.1%+318+5.8%Added–
SNOWSnowflake Inc.Stock3,859$933.0K0.1%+1,206+45.5%AddedHistory
iShares S&P 500 Value ETF464287408ETF6,326$934.0K0.1%+377+6.3%Added–
Vanguard Index FDS922908652EXTEND MKT ETF4,964$936.0K0.1%+669+15.6%Added–
LLYEli Lilly & CoStock4,184$960.0K0.1%+189+4.7%AddedHistory
IAUiShares Gold TrustETF28,677$967.0K0.1%+1,949+7.3%AddedConverted for a 1-for-2 splitHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF10,240$974.0K0.1%−4,227−29.2%Reduced–
RGLDRoyal Gold IncStock8,600$981.0K0.1%−1,350−13.6%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL8,905$999.0K0.1%−1,097−11.0%Reduced–
MMM3M CoStock5,102$1.01M0.1%+180+3.7%AddedHistory
Northern LTS FD Tr III66538R722CP HI YLD TRND42,000$1.02M0.1%+42,000New–
iShares Tr464288687PFD AND INCM SEC26,097$1.03M0.1%+549+2.1%Added–
Vanguard Total Bond Market ETF921937835ETF12,029$1.03M0.1%−1,044−8.0%Reduced–
PRUPrudential Financial IncStock10,104$1.03M0.1%−468−4.4%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF18,151$1.04M0.1%+5,169+39.8%Added–
iShares Core MSCI Eafe ETF46432F842ETF13,875$1.04M0.1%−1,635−10.5%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF11,769$1.06M0.1%+1,241+11.8%Added–
FTNTFortinet, Inc.Stock4,450$1.06M0.1%−6−0.1%ReducedHistory
DDOGDatadog, Inc.CL A COM10,240$1.07M0.1%−2,521−19.8%ReducedHistory
CATCaterpillar IncStock4,903$1.07M0.1%−662−11.9%ReducedHistory
ETSYEtsy IncCOM5,201$1.07M0.1%−675−11.5%ReducedHistory
EMKREmcore CorpCOM NEW116,500$1.07M0.1%+750+0.6%AddedHistory
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT4,193$1.08M0.1%+260+6.6%Added–
BSTBlackRock Science & Technology TrustSHS18,195$1.08M0.1%+470+2.7%AddedHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW41,000$1.09M0.1%+41,000New–
SPDR Series Trust78468R408ST TERM HIGH ETF39,608$1.09M0.1%+3,020+8.3%Added–
DDominion Energy, IncStock14,885$1.09M0.1%+900+6.4%AddedHistory
BPBP PLCADR41,596$1.10M0.1%+1,431+3.6%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF8,291$1.10M0.1%+757+10.0%Added–
iShares Tr464288570ESG MSCI KLD ETF13,433$1.11M0.1%+13,433New–
AMATApplied Materials IncStock7,861$1.12M0.1%+1,920+32.3%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW16,255$1.12M0.1%−18,653−53.4%ReducedConverted for a 6-for-1 split–
FFord Motor CoStock76,101$1.13M0.1%+5,806+8.3%AddedHistory
DOWDow Inc.Stock17,891$1.13M0.1%+485+2.8%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF73,897$1.13M0.1%+6,952+10.4%Added–
COUPCoupa Software IncCOM4,319$1.13M0.1%−395−8.4%ReducedHistory
UPSUnited Parcel Service IncStock5,531$1.15M0.1%+9+0.2%AddedHistory
iShares Russell 2000 ETF464287655ETF5,062$1.16M0.1%+797+18.7%Added–
TMOThermo Fisher Scientific Inc.Stock2,366$1.19M0.1%+84+3.7%AddedHistory

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2021
SecurityClassPutsCalls
OKEONEOK IncCOM–$302.0K
ANFAbercrombie & Fitch CoCL A–$185.0K
QRVOQorvo, Inc.Stock–$25.0K
FFord Motor CoStock–$24.0K
GESGuess IncCOM–$13.0K
DOWDow Inc.Stock–$8.00K
CSCOCisco Systems, Inc.Stock–$8.00K
AAPLApple Inc.Stock$5.00K$3.00K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8.00K
BABoeing CoStock$3.00K$2.00K
TTDTrade Desk, Inc.Stock–$5.00K
MATMattel IncCOM–$5.00K
PBIPitney Bowes IncCOM–$4.00K
AALAmerican Airlines Group Inc.Stock–$3.00K
MCDMcDonalds CorpStock–$3.00K
VSTOVista Outdoor Inc.COM–$3.00K
BPBP PLCADR–$2.00K
ARK Innovation ETF00214Q104ETF$0$2.00K
COUPCoupa Software IncCOM–$2.00K
JNJJohnson & JohnsonStock–$1.00K
KOCoca Cola CoStock$1.00K$0
ABNBAirbnb, Inc.Stock–$1.00K
ENBEnbridge IncStock–$1.00K
NVDANVIDIA CorpStock$1.00K–
WFCWells Fargo & CompanyStock–$1.00K
PFEPfizer IncStock–$1.00K
PYPLPayPal Holdings, Inc.Stock–$1.00K
DBDDiebold Nixdorf, IncCOM–$1.00K
WBAWalgreens Boots Alliance, Inc.COM–$1.00K

Sold out since Q1 2021 (42)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr464287812US CONSM STAPLES10,732$1.90M0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$1.07M0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$573.0K0.1%–
FS KKR Cap Corp II35952V303COM25,119$491.0K0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$404.0K0.1%–
PAASPan American Silver CorpStock12,700$381.0K<0.1%History
LTCLTC Properties IncREIT8,300$346.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$335.0K<0.1%History
LUVSouthwest Airlines CoCOM5,460$333.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$330.0K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$298.0K<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$296.0K<0.1%History
CSGPCostar Group, Inc.COM353$290.0K<0.1%History
Waddell & Reed Finl Inc930059100CL A11,540$289.0K<0.1%–
CERNCERNER CorpCOM4,007$288.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A31,800$286.0K<0.1%History
STAGSTAG Industrial, Inc.COM8,076$271.0K<0.1%History
DXCMDexcom IncCOM748$269.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE15,902$267.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$263.0K<0.1%–
MLMMartin Marietta Materials IncCOM752$253.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$237.0K<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$232.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$230.0K<0.1%–
ACBAurora Cannabis IncCOM24,681$230.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$224.0K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$222.0K<0.1%History
OKEONEOK IncCOM4,233$214.0K<0.1%History
Office Pptys I Pfd38376A202PFDs, REITs,8,450$213.0K<0.1%–
NVSNovartis AGADR2,444$209.0K<0.1%History
HBANHuntington Bancshares IncCOM13,233$208.0K<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$208.0K<0.1%–
SRESempraStock1,558$207.0K<0.1%History
GMSGMS Inc.COM4,967$207.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$206.0K<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$204.0K<0.1%History
KHCKraft Heinz CoStock5,037$201.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,584$200.0K<0.1%History
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–