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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
673
+65 vs. Q1 2021
Portfolio value
$877.9M
+$108.7M (+14.1%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Kovack Advisors, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF85,491$36.6M4.2%+2,453+3.0%AddedHistory
AAPLApple Inc.Stock251,892$34.5M3.9%+4,028+1.6%AddedHistory
AMZNAmazon Com IncStock9,590$33.0M3.8%+252+2.7%AddedHistory
MSFTMicrosoft CorpStock65,375$17.7M2.0%+2,689+4.3%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF284,916$14.3M1.6%+10,689+3.9%Added–
SHOPShopify Inc.Stock8,199$12.0M1.4%+397+5.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF20,922$8.99M1.0%+76+0.4%Added–
NVDANVIDIA CorpStock10,662$8.53M1.0%+845+8.6%AddedHistory
IBOCInternational Bancshares CorpCOM184,209$7.91M0.9%−7,661−4.0%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF34,639$7.72M0.9%+810+2.4%Added–
Vanguard Morningstar Value ETF922908744ETF56,127$7.71M0.9%+9,434+20.2%Added–
Invesco QQQ Trust Series I46090E103ETF20,789$7.37M0.8%−686−3.2%Reduced–
METAMeta Platforms, Inc.Stock19,701$6.85M0.8%−384−1.9%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF43,108$6.37M0.7%−6,154−12.5%Reduced–
Vanguard S&P 500 ETF922908363ETF15,707$6.18M0.7%+1,172+8.1%Added–
GOOGAlphabet Inc.Stock2,377$5.96M0.7%+69+3.0%AddedHistory
TSLATesla, Inc.Stock8,653$5.88M0.7%+997+13.0%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF37,948$5.87M0.7%+1,129+3.1%Added–
Schwab US Dividend Equity ETF808524797ETF76,681$5.80M0.7%+1,198+1.6%Added–
GOOGLAlphabet Inc.Stock2,309$5.64M0.6%−59−2.5%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF47,139$5.44M0.6%−4,425−8.6%Reduced–
ADTNADTRAN Holdings, Inc.COM254,279$5.25M0.6%−23,400−8.4%ReducedHistory
Vanguard Total World Stock ETF922042742ETF49,658$5.14M0.6%+12,892+35.1%Added–
AAOIApplied Optoelectronics, Inc.COM586,306$4.97M0.6%+155,800+36.2%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS80,654$4.96M0.6%−141−0.2%Reduced–
SPDR Ser Tr78468R655S&P KENSHO CLEAN46,035$4.87M0.6%+1,396+3.1%Added–
Global X FDS37954Y228CLEANTECH ETF231,093$4.81M0.5%+7,236+3.2%Added–
BRK.BBerkshire Hathaway IncStock17,158$4.77M0.5%+359+2.1%AddedHistory
HDHome Depot, Inc.Stock14,734$4.70M0.5%−363−2.4%ReducedHistory
PFEPfizer IncStock115,133$4.51M0.5%−2,252−1.9%ReducedHistory
TAT&T Inc.Stock151,055$4.35M0.5%−860−0.6%ReducedHistory
iShares Core MSCI WorldG4954M409ETF51,995$4.31M0.5%+6,270+13.7%Added–
ADBEAdobe Inc.Stock7,279$4.26M0.5%+117+1.6%AddedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD88,441$4.25M0.5%+7,216+8.9%Added–
ARK Innovation ETF00214Q104ETF32,448$4.24M0.5%+10,984+51.2%Added–
CRMSalesforce, Inc.Stock17,125$4.18M0.5%−1,418−7.6%ReducedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT163,444$4.10M0.5%+8,607+5.6%Added–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP25,410$4.09M0.5%−100−0.4%Reduced–
First Trust Dow Jones Internet Index Fund33733E302ETF16,613$4.07M0.5%−775−4.5%Reduced–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS58,611$3.97M0.5%−5,285−8.3%Reduced–
VanEck ETF Trust92189F486IG FLOA RATE ETF156,340$3.97M0.5%+2,425+1.6%Added–
JNJJohnson & JohnsonStock23,996$3.95M0.5%−1,089−4.3%ReducedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD73,712$3.95M0.5%+4,719+6.8%Added–
ProShares Tr74348A467S&P 500 DV ARIST43,591$3.95M0.5%+396+0.9%Added–
VVisa Inc.Stock16,860$3.94M0.4%+1,099+7.0%AddedHistory
NOWServiceNow, Inc.Stock7,031$3.86M0.4%+63+0.9%AddedHistory
iShares Semiconductor ETF464287523ETF8,427$3.83M0.4%+339+4.2%Added–
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL379,025$3.81M0.4%−59,367−13.5%Reduced–
Vanguard Morningstar Growth ETF922908736ETF13,212$3.79M0.4%−2,154−14.0%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF180,637$3.72M0.4%+47,941+36.1%Added–
DISWalt Disney CoStock20,944$3.68M0.4%−99−0.5%ReducedHistory
XOMExxonMobil Holdings CorpCOM58,179$3.67M0.4%+3,698+6.8%AddedHistory
VZVerizon Communications IncStock65,389$3.66M0.4%+5,037+8.3%AddedHistory
ARAYAccuray IncCOM799,850$3.62M0.4%+87,250+12.2%AddedHistory
WMTWalmart Inc.Stock25,043$3.53M0.4%−642−2.5%ReducedHistory
CVXChevron CorpStock33,627$3.52M0.4%+2,377+7.6%AddedHistory
IDXXIDEXX Laboratories IncCOM5,473$3.46M0.4%−91−1.6%ReducedHistory
JPMJPMorgan Chase & CoStock21,982$3.42M0.4%+1,433+7.0%AddedHistory
First Tr Exchange-Traded FD33734H106SHS85,408$3.40M0.4%+5,752+7.2%Added–
XYZBlock, Inc.CL A13,882$3.38M0.4%+643+4.9%AddedHistory
iShares Tr464287788U.S. FINLS ETF41,277$3.35M0.4%+1,836+4.7%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 19,596$3.31M0.4%+973+11.3%AddedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL67,102$3.25M0.4%+16,877+33.6%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD39,133$3.24M0.4%−2,955−7.0%Reduced–
PYPLPayPal Holdings, Inc.Stock11,047$3.22M0.4%+894+8.8%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF65,045$3.16M0.4%+1,809+2.9%Added–
NEENextera Energy IncStock42,984$3.15M0.4%+544+1.3%AddedHistory
iShares Tips Bond ETF464287176ETF24,554$3.14M0.4%+9,930+67.9%Added–
Vanguard Communication Services ETF92204A884ETF21,353$3.07M0.3%+21,353New–
BXBlackstone Inc.COM31,612$3.07M0.3%+562+1.8%AddedHistory
GLDSPDR Gold TrustETF18,384$3.04M0.3%+8,744+90.7%AddedHistory
CMGChipotle Mexican Grill IncCOM1,964$3.04M0.3%−36−1.8%ReducedHistory
PLABPhotronics IncCOM228,300$3.02M0.3%+36,000+18.7%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF26,486$2.99M0.3%+443+1.7%Added–
First Tr Exchange-Traded FD33733B100WTR ETF34,871$2.91M0.3%−4,554−11.6%Reduced–
iShares Tr464287119MORNINGSTAR GRWT44,331$2.87M0.3%00.0%UnchangedConverted for a 5-for-1 split–
CSCOCisco Systems, Inc.Stock53,940$2.86M0.3%−1,229−2.2%ReducedHistory
TTDTrade Desk, Inc.Stock36,716$2.84M0.3%−1,124−3.0%ReducedConverted for a 10-for-1 splitHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF22,247$2.84M0.3%−7,292−24.7%Reduced–
ABBVAbbVie Inc.Stock24,849$2.80M0.3%+328+1.3%AddedHistory
BALLBALL CorpCOM34,325$2.78M0.3%−8,359−19.6%ReducedHistory
BABoeing CoStock11,545$2.77M0.3%+745+6.9%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS50,334$2.76M0.3%+1,390+2.8%Added–
CRWDCrowdStrike Holdings, Inc.Stock10,868$2.73M0.3%+34+0.3%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF52,340$2.70M0.3%+5,977+12.9%Added–
COSTCostco Wholesale CorpStock6,807$2.69M0.3%−669−8.9%ReducedHistory
NOKNokia CorpSPONSORED ADR504,959$2.69M0.3%+128,430+34.1%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF36,458$2.68M0.3%+495+1.4%Added–
TWLOTwilio IncCL A6,708$2.64M0.3%−98−1.4%ReducedHistory
U.S. Global Jets ETF26922A842ETF107,849$2.61M0.3%+2,099+2.0%Added–
DOCUDocuSign, Inc.Stock8,952$2.50M0.3%−816−8.4%ReducedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT44,111$2.49M0.3%+1,411+3.3%AddedConverted for a 10-for-1 split–
INTCIntel CorpStock43,072$2.42M0.3%+7,411+20.8%AddedHistory
PGProcter & Gamble CoStock17,780$2.40M0.3%+660+3.9%AddedHistory
EPDEnterprise Products Partners L.P.Stock96,996$2.34M0.3%−3,093−3.1%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX44,236$2.32M0.3%+21,498+94.5%Added–
HONHoneywell International IncCOM10,332$2.27M0.3%+509+5.2%AddedHistory
MELIMercadolibre IncCOM1,451$2.26M0.3%+130+9.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF8,406$2.26M0.3%−30−0.4%Reduced–
UNHUnitedHealth Group IncStock5,629$2.25M0.3%+214+4.0%AddedHistory

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2021
SecurityClassPutsCalls
OKEONEOK IncCOM–$302.0K
ANFAbercrombie & Fitch CoCL A–$185.0K
QRVOQorvo, Inc.Stock–$25.0K
FFord Motor CoStock–$24.0K
GESGuess IncCOM–$13.0K
DOWDow Inc.Stock–$8.00K
CSCOCisco Systems, Inc.Stock–$8.00K
AAPLApple Inc.Stock$5.00K$3.00K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8.00K
BABoeing CoStock$3.00K$2.00K
TTDTrade Desk, Inc.Stock–$5.00K
MATMattel IncCOM–$5.00K
PBIPitney Bowes IncCOM–$4.00K
AALAmerican Airlines Group Inc.Stock–$3.00K
MCDMcDonalds CorpStock–$3.00K
VSTOVista Outdoor Inc.COM–$3.00K
BPBP PLCADR–$2.00K
ARK Innovation ETF00214Q104ETF$0$2.00K
COUPCoupa Software IncCOM–$2.00K
JNJJohnson & JohnsonStock–$1.00K
KOCoca Cola CoStock$1.00K$0
ABNBAirbnb, Inc.Stock–$1.00K
ENBEnbridge IncStock–$1.00K
NVDANVIDIA CorpStock$1.00K–
WFCWells Fargo & CompanyStock–$1.00K
PFEPfizer IncStock–$1.00K
PYPLPayPal Holdings, Inc.Stock–$1.00K
DBDDiebold Nixdorf, IncCOM–$1.00K
WBAWalgreens Boots Alliance, Inc.COM–$1.00K

Sold out since Q1 2021 (42)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr464287812US CONSM STAPLES10,732$1.90M0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$1.07M0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$573.0K0.1%–
FS KKR Cap Corp II35952V303COM25,119$491.0K0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$404.0K0.1%–
PAASPan American Silver CorpStock12,700$381.0K<0.1%History
LTCLTC Properties IncREIT8,300$346.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$335.0K<0.1%History
LUVSouthwest Airlines CoCOM5,460$333.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$330.0K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$298.0K<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$296.0K<0.1%History
CSGPCostar Group, Inc.COM353$290.0K<0.1%History
Waddell & Reed Finl Inc930059100CL A11,540$289.0K<0.1%–
CERNCERNER CorpCOM4,007$288.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A31,800$286.0K<0.1%History
STAGSTAG Industrial, Inc.COM8,076$271.0K<0.1%History
DXCMDexcom IncCOM748$269.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE15,902$267.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$263.0K<0.1%–
MLMMartin Marietta Materials IncCOM752$253.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$237.0K<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$232.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$230.0K<0.1%–
ACBAurora Cannabis IncCOM24,681$230.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$224.0K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$222.0K<0.1%History
OKEONEOK IncCOM4,233$214.0K<0.1%History
Office Pptys I Pfd38376A202PFDs, REITs,8,450$213.0K<0.1%–
NVSNovartis AGADR2,444$209.0K<0.1%History
HBANHuntington Bancshares IncCOM13,233$208.0K<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$208.0K<0.1%–
SRESempraStock1,558$207.0K<0.1%History
GMSGMS Inc.COM4,967$207.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$206.0K<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$204.0K<0.1%History
KHCKraft Heinz CoStock5,037$201.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,584$200.0K<0.1%History
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–