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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
673
+65 vs. Q1 2021
Portfolio value
$877.9M
+$108.7M (+14.1%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Kovack Advisors, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%00.0%Unchanged–
Sierra Income Corp Com82632T100COMMON32,256$00.0%+36+0.1%Added–
Business Dev Corporation of Amer12325J101Closed End Funds73,740$1.00K<0.1%+6,598+9.8%Added–
Dean Foods Co New Com New242370203Common Stock33,000$1.00K<0.1%00.0%Unchanged–
HCMCHealthier Choices Management Corp.COM750,000$1.00K<0.1%+750,000NewHistory
Max Sound Corp.57776X109COM300,000$1.00K<0.1%+300,000New–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$1.00K<0.1%+500,000New–
Biotech Medics Ord090699307ORD80,000$5.00K<0.1%00.0%Unchanged–
FS Energy and Power Fund30264D109COM56,699$8.00K<0.1%+2,311+4.2%Added–
Highlands REIT, Inc.43110A104COM66,160$9.00K<0.1%+7,184+12.2%Added–
Grilled Cheese Truck Ord39850T105ORD40,000$17.0K<0.1%00.0%Unchanged–
Hospitality Invs Ord44107J108COM43,544$22.0K<0.1%+5,425+14.2%Added–
NWBONorthwest Biotherapeutics IncCOM25,000$37.0K<0.1%+25,000NewHistory
TLPHTalphera, Inc.COM41,000$57.0K<0.1%+15,500+60.8%AddedHistory
SANBanco Santander, S.A.ADR20,478$80.0K<0.1%+20,478NewHistory
Inventrust Pptys Corp46124J102COM65,349$85.0K<0.1%+7,184+12.4%Added–
KDMNKadmon Holdings, Inc.COM27,000$104.0K<0.1%−1,000−3.6%ReducedHistory
NCMINational CineMedia, Inc.COM23,237$118.0K<0.1%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM22,143$132.0K<0.1%−1,050−4.5%ReducedHistory
BKTBlackRock Income Trust, Inc.COM21,238$135.0K<0.1%+21,238NewHistory
ORCOrchid Island Capital, Inc.COM27,628$143.0K<0.1%+27,628NewHistory
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$145.0K<0.1%+1,500+6.2%AddedHistory
PNNTPennantpark Investment CorpCOM23,500$157.0K<0.1%+3,300+16.3%AddedHistory
QMCOQuantum CorpCOM NEW24,550$169.0K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM21,905$174.0K<0.1%+21,905NewHistory
NSLNuveen Senior Income FundCOM29,400$174.0K<0.1%+29,400NewHistory
PBIPitney Bowes IncCOM21,272$187.0K<0.1%00.0%UnchangedHistory
MNManning & Napier, Inc.CL A24,704$194.0K<0.1%00.0%UnchangedHistory
TDToronto Dominion BankStock2,873$201.0K<0.1%−521−15.4%ReducedHistory
NUENucor CorpCOM2,100$201.0K<0.1%+2,100NewHistory
BBBLACKBERRY LtdCOM16,470$201.0K<0.1%+16,470NewHistory
LHXL3HARRIS Technologies, Inc.Stock935$202.0K<0.1%+935NewHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,831$203.0K<0.1%+1,831New–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$203.0K<0.1%+13,000NewHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$205.0K<0.1%+5,186New–
SCCOSouthern Copper CorpStock3,201$206.0K<0.1%+100+3.2%AddedHistory
Barrick Gold Corp067901108COM9,977$206.0K<0.1%+9,977New–
RPMRPM International IncCOM2,324$206.0K<0.1%−225−8.8%ReducedHistory
SFIXStitch Fix, Inc.Stock3,431$207.0K<0.1%+3,431NewHistory
ZSZscaler, Inc.Stock959$207.0K<0.1%−645−40.2%ReducedHistory
TFCTruist Financial CorpCOM3,725$207.0K<0.1%+3,725NewHistory
iShares Tr4642874407-10 YR TRSY BD1,798$208.0K<0.1%−362−16.8%Reduced–
ADPAutomatic Data Processing IncStock1,052$209.0K<0.1%+1,052NewHistory
NXPINXP Semiconductors N.V.COM1,016$209.0K<0.1%+1,016NewHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD10,130$209.0K<0.1%+10,130New–
FCXFreeport-McMoran IncStock5,664$210.0K<0.1%−1,278−18.4%ReducedHistory
XYLXylem Inc.COM1,750$210.0K<0.1%+1,750NewHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$211.0K<0.1%+7,765NewHistory
SVCService Properties TrustCOM SH BEN INT16,728$211.0K<0.1%−3,107−15.7%ReducedHistory
Credit Suisse Group225401108SPONSORED ADR20,098$211.0K<0.1%+20,098New–
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$211.0K<0.1%+13,008NewHistory
RCLRoyal Caribbean Cruises LtdCOM2,505$214.0K<0.1%−451−15.3%ReducedHistory
ILMNIllumina, Inc.COM452$214.0K<0.1%+452NewHistory
ATVIActivision Blizzard, Inc.COM2,241$214.0K<0.1%+2,241NewHistory
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$215.0K<0.1%00.0%Unchanged–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,854$217.0K<0.1%+1,854New–
APPSDigital Turbine, Inc.COM NEW2,850$217.0K<0.1%−2,950−50.9%ReducedHistory
EAElectronic Arts Inc.COM1,510$217.0K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F3,322$218.0K<0.1%+76+2.3%Added–
RBLXRoblox CorpStock2,436$219.0K<0.1%+2,436NewHistory
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$220.0K<0.1%+4,845New–
VTRVentas, Inc.REIT3,873$221.0K<0.1%+3+0.1%AddedHistory
NGVTIngevity CorpCOM2,721$221.0K<0.1%+72+2.7%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM395$221.0K<0.1%+395NewHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD8,901$221.0K<0.1%+426+5.0%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM4,200$221.0K<0.1%+142+3.5%AddedHistory
PHParker-Hannifin CorpStock722$222.0K<0.1%+1+0.1%AddedHistory
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$222.0K<0.1%+7,566NewHistory
JGHNuveen Global High Income FundSHS13,700$222.0K<0.1%+13,700NewHistory
CLFCleveland-Cliffs Inc.COM10,350$223.0K<0.1%+10,350NewHistory
iShares Russell 1000 Value ETF464287598ETF1,414$224.0K<0.1%+1,414New–
PAAPlains All American Pipeline LPUNIT LTD PARTN19,721$224.0K<0.1%+19,721NewHistory
OTISOtis Worldwide CorpStock2,750$225.0K<0.1%+2,750NewHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT4,093$227.0K<0.1%−566−12.1%ReducedHistory
HNWPioneer Diversified High Income Fund, Inc.COM14,921$227.0K<0.1%−2,460−14.2%ReducedHistory
RSGRepublic Services, Inc.COM2,071$228.0K<0.1%−11−0.5%ReducedHistory
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$229.0K<0.1%+3,225New–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$229.0K<0.1%+4,496New–
ADIAnalog Devices IncStock1,334$230.0K<0.1%+1,334NewHistory
Vanguard Financials ETF92204A405ETF2,548$231.0K<0.1%+2,548New–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$232.0K<0.1%+1,434NewHistory
iShares Tr464287333GLOBAL FINLS ETF2,993$232.0K<0.1%+2,993New–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$232.0K<0.1%+5,230New–
BYNDBeyond Meat, Inc.COM1,473$232.0K<0.1%+1,473NewHistory
GSBDGoldman Sachs BDC, Inc.SHS11,900$233.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$236.0K<0.1%+227+2.0%Added–
CTVACorteva, Inc.Stock5,339$237.0K<0.1%+5,339NewHistory
TPVGTriplePoint Venture Growth BDC Corp.COM15,700$238.0K<0.1%+15,700NewHistory
DNPDNP Select Income Fund IncCOM22,772$238.0K<0.1%+22,772NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF3,914$238.0K<0.1%+3+0.1%Added–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,773$239.0K<0.1%+202+7.9%Added–
VBFInvesco Bond FundCOM11,500$239.0K<0.1%+11,500NewHistory
SPLKSplunk IncCOM1,653$239.0K<0.1%+1,653NewHistory
MTNVail Resorts IncCOM757$240.0K<0.1%+20+2.7%AddedHistory
CHWYChewy, Inc.CL A3,026$241.0K<0.1%−1,624−34.9%ReducedHistory
DMTKDermTech, Inc.COM5,800$241.0K<0.1%+5,800NewHistory
QVC 6 250 SNR Secd NTS747262400NTS9,102$241.0K<0.1%+9,102New–
TMDXTransMedics Group, Inc.COM7,300$242.0K<0.1%−500−6.4%ReducedHistory
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$243.0K<0.1%+120+1.3%Added–
ASMLASML Holding NVADR354$244.0K<0.1%+354NewHistory

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2021
SecurityClassPutsCalls
OKEONEOK IncCOM–$302.0K
ANFAbercrombie & Fitch CoCL A–$185.0K
QRVOQorvo, Inc.Stock–$25.0K
FFord Motor CoStock–$24.0K
GESGuess IncCOM–$13.0K
DOWDow Inc.Stock–$8.00K
CSCOCisco Systems, Inc.Stock–$8.00K
AAPLApple Inc.Stock$5.00K$3.00K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8.00K
BABoeing CoStock$3.00K$2.00K
TTDTrade Desk, Inc.Stock–$5.00K
MATMattel IncCOM–$5.00K
PBIPitney Bowes IncCOM–$4.00K
AALAmerican Airlines Group Inc.Stock–$3.00K
MCDMcDonalds CorpStock–$3.00K
VSTOVista Outdoor Inc.COM–$3.00K
BPBP PLCADR–$2.00K
ARK Innovation ETF00214Q104ETF$0$2.00K
COUPCoupa Software IncCOM–$2.00K
JNJJohnson & JohnsonStock–$1.00K
KOCoca Cola CoStock$1.00K$0
ABNBAirbnb, Inc.Stock–$1.00K
ENBEnbridge IncStock–$1.00K
NVDANVIDIA CorpStock$1.00K–
WFCWells Fargo & CompanyStock–$1.00K
PFEPfizer IncStock–$1.00K
PYPLPayPal Holdings, Inc.Stock–$1.00K
DBDDiebold Nixdorf, IncCOM–$1.00K
WBAWalgreens Boots Alliance, Inc.COM–$1.00K

Sold out since Q1 2021 (42)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr464287812US CONSM STAPLES10,732$1.90M0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$1.07M0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$573.0K0.1%–
FS KKR Cap Corp II35952V303COM25,119$491.0K0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$404.0K0.1%–
PAASPan American Silver CorpStock12,700$381.0K<0.1%History
LTCLTC Properties IncREIT8,300$346.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$335.0K<0.1%History
LUVSouthwest Airlines CoCOM5,460$333.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$330.0K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$298.0K<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$296.0K<0.1%History
CSGPCostar Group, Inc.COM353$290.0K<0.1%History
Waddell & Reed Finl Inc930059100CL A11,540$289.0K<0.1%–
CERNCERNER CorpCOM4,007$288.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A31,800$286.0K<0.1%History
STAGSTAG Industrial, Inc.COM8,076$271.0K<0.1%History
DXCMDexcom IncCOM748$269.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE15,902$267.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$263.0K<0.1%–
MLMMartin Marietta Materials IncCOM752$253.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$237.0K<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$232.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$230.0K<0.1%–
ACBAurora Cannabis IncCOM24,681$230.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$224.0K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$222.0K<0.1%History
OKEONEOK IncCOM4,233$214.0K<0.1%History
Office Pptys I Pfd38376A202PFDs, REITs,8,450$213.0K<0.1%–
NVSNovartis AGADR2,444$209.0K<0.1%History
HBANHuntington Bancshares IncCOM13,233$208.0K<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$208.0K<0.1%–
SRESempraStock1,558$207.0K<0.1%History
GMSGMS Inc.COM4,967$207.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$206.0K<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$204.0K<0.1%History
KHCKraft Heinz CoStock5,037$201.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,584$200.0K<0.1%History
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–