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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
673
+65 vs. Q1 2021
Portfolio value
$877.9M
+$108.7M (+14.1%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Kovack Advisors, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CHDChurch & Dwight Co IncCOM2,866$244.0K<0.1%+2,866NewHistory
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$246.0K<0.1%+9,700New–
NSCNorfolk Southern CorpStock930$247.0K<0.1%+1+0.1%AddedHistory
AALAmerican Airlines Group Inc.Stock11,757$249.0K<0.1%−250−2.1%ReducedHistory
KKRKKR & Co. Inc.COM4,202$249.0K<0.1%−166−3.8%ReducedHistory
MVTBlackRock Munivest Fund II, Inc.COM15,820$249.0K<0.1%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW7,329$252.0K<0.1%+7,329NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF518$254.0K<0.1%+518NewHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,947$258.0K<0.1%−126−6.1%Reduced–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,409$258.0K<0.1%−678−16.6%Reduced–
ZBRAZebra Technologies CorpCL A487$258.0K<0.1%−35−6.7%ReducedHistory
ETREntergy CorpCOM2,594$259.0K<0.1%+219+9.2%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM16,000$261.0K<0.1%+1,500+10.3%AddedHistory
BNYBank of New York Mellon CorpStock5,114$262.0K<0.1%+214+4.4%AddedHistory
TMUST-Mobile US, Inc.Stock1,811$262.0K<0.1%−25−1.4%ReducedHistory
WEXWEX Inc.COM1,358$263.0K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR4,393$263.0K<0.1%+100+2.3%AddedHistory
VIAVViavi Solutions Inc.COM14,925$264.0K<0.1%+600+4.2%AddedHistory
KRKroger CoStock6,912$265.0K<0.1%−1,871−21.3%ReducedHistory
SWAVShockwave Medical, Inc.COM1,400$266.0K<0.1%−950−40.4%ReducedHistory
MPCMarathon Petroleum CorpStock4,427$267.0K<0.1%+4,427NewHistory
KBSRKBS Real Estate Investment Trust III, Inc.COM35,985$267.0K<0.1%+266+0.7%AddedHistory
YUMCYum China Holdings, Inc.COM4,043$268.0K<0.1%−48−1.2%ReducedHistory
SMSISmith Micro Software, Inc.COM NEW51,350$268.0K<0.1%+500+1.0%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$269.0K<0.1%00.0%Unchanged–
Vanguard Consumer Discretionary ETF92204A108ETF861$270.0K<0.1%+861New–
Griffin Cap Essent Asset CL E Opf39818P880COM42,192$270.0K<0.1%+2,126+5.3%Added–
VTAInvesco Dynamic Credit Opportunities FundCOM22,770$270.0K<0.1%+19+0.1%AddedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT12,650$271.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,229$273.0K<0.1%−288−3.4%Reduced–
RHRHCOM405$275.0K<0.1%+24+6.3%AddedHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT11,167$275.0K<0.1%+482+4.5%Added–
iShares Tr464288414NATIONAL MUN ETF2,360$277.0K<0.1%−40−1.7%Reduced–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,435$277.0K<0.1%−226−4.0%ReducedHistory
AFLAflac IncStock5,176$278.0K<0.1%+5,176NewHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,476$280.0K<0.1%+177+7.7%Added–
Invesco Exchange Traded FD T46137V621FINL PFD ETF14,670$283.0K<0.1%−1,784−10.8%Reduced–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$285.0K<0.1%+38+0.7%Added–
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,650$285.0K<0.1%+1,500+16.4%AddedHistory
BHKBlackRock Core Bond TrustSHS BEN INT17,330$286.0K<0.1%+65+0.4%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,135$288.0K<0.1%−265−18.9%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF5,066$291.0K<0.1%+546+12.1%Added–
ETHEGrayscale Ethereum Staking ETFETF13,008$291.0K<0.1%+13,008NewHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF9,175$291.0K<0.1%00.0%Unchanged–
HAYWHayward Holdings, Inc.COM11,176$291.0K<0.1%+11,176NewHistory
iShares Tr46434VBA7IBONDS DEC22 ETF11,500$292.0K<0.1%00.0%Unchanged–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,047$293.0K<0.1%−20,868−77.5%Reduced–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,890$294.0K<0.1%−78−2.0%Reduced–
iShares Tr464287234MSCI EMG MKT ETF5,332$294.0K<0.1%+5,332New–
EQIXEquinix IncCOM366$294.0K<0.1%+11+3.1%AddedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO3,053$295.0K<0.1%+3,053New–
Assured Guaranty Mun Hldgs 5 60 NTS04623A403NTS11,590$297.0K<0.1%+11,590New–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,730$299.0K<0.1%+25+1.5%Added–
First Trust Financials Alphadex Fund33734X135ETF6,877$300.0K<0.1%+6,877New–
FUBOFuboTV Inc.COM9,350$300.0K<0.1%+9,350NewHistory
CGNXCognex CorpCOM3,566$300.0K<0.1%+10.0%AddedHistory
DDDuPont de Nemours, Inc.COM3,881$300.0K<0.1%−315−7.5%ReducedHistory
CHXChampionX CorpCOM11,740$301.0K<0.1%+11,740NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM29,611$302.0K<0.1%−2,204−6.9%ReducedHistory
iShares Tr46435G672CORE INTL AGGR5,512$304.0K<0.1%+569+11.5%Added–
ZENZendesk, Inc.COM2,105$304.0K<0.1%−70−3.2%ReducedHistory
SOFISoFi Technologies, Inc.Stock15,931$305.0K<0.1%+15,931NewHistory
LITELumentum Holdings Inc.COM3,720$305.0K<0.1%+219+6.3%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,306$306.0K<0.1%+10.0%Added–
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT8,020$309.0K<0.1%+780+10.8%AddedHistory
ESIElement Solutions IncCOM13,200$309.0K<0.1%+13,200NewHistory
MER.PKBank of America CorpEquities11,425$309.0K<0.1%+11,425NewHistory
iShares Inc464286426MSCI EM ASIA ETF3,356$310.0K<0.1%+3,356New–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV8,583$311.0K<0.1%00.0%Unchanged–
ZZillow Group, Inc.CL C CAP STK2,547$311.0K<0.1%+2,547NewHistory
STNEStoneCo Ltd.COM4,635$311.0K<0.1%00.0%UnchangedHistory
KLICKulicke & Soffa Industries IncCOM5,137$314.0K<0.1%+5,137NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,349$316.0K<0.1%−3,705−61.2%Reduced–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF6,375$316.0K<0.1%00.0%Unchanged–
DALDelta Air Lines, Inc.COM NEW7,330$317.0K<0.1%+295+4.2%AddedHistory
iShares IV PLC Usd Ultrash BD ETFG4955M341ETF3,150$317.0K<0.1%00.0%Unchanged–
NIONIO Inc.ADR5,974$318.0K<0.1%−1,550−20.6%ReducedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50977$318.0K<0.1%+74+8.2%Added–
Schwab U.S. Large-Cap ETF808524201ETF3,069$319.0K<0.1%+6+0.2%Added–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,422$320.0K<0.1%+522+10.7%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF2,914$320.0K<0.1%+470+19.2%Added–
LMNDLemonade, Inc.Stock2,930$321.0K<0.1%+91+3.2%AddedHistory
iShares Tr464287796U.S. ENERGY ETF11,083$322.0K<0.1%+11,083New–
iShares Tr464287580US CONSUM DISCRE4,145$322.0K<0.1%+329+8.6%Added–
Healthcare Realty Trust Inc42225P501CL A NEW12,049$322.0K<0.1%+627+5.5%Added–
BWABorgwarner IncCOM6,645$323.0K<0.1%+6,645NewHistory
HPHelmerich & Payne, Inc.COM9,898$323.0K<0.1%00.0%UnchangedHistory
PGRProgressive CorpStock3,297$324.0K<0.1%−15−0.5%ReducedHistory
WDCWestern Digital CorpCOM4,563$325.0K<0.1%+558+13.9%AddedHistory
GESGuess IncCOM12,330$326.0K<0.1%00.0%UnchangedHistory
PAYCPaycom Software, Inc.Stock900$327.0K<0.1%−321−26.3%ReducedHistory
iShares Tr464288851US OIL GS EX ETF5,703$327.0K<0.1%+5,703New–
FIGSFIGS, Inc.CL A6,524$327.0K<0.1%+6,524NewHistory
COINCoinbase Global, Inc.COM CL A1,294$328.0K<0.1%+1,294NewHistory
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$328.0K<0.1%00.0%Unchanged–
EXASExact Sciences CorpCOM2,635$328.0K<0.1%+100+3.9%AddedHistory
Griffin American Healthcare398183103COM32,842$328.0K<0.1%+8,101+32.7%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF4,003$329.0K<0.1%+524+15.1%Added–
FISVFiserv IncStock3,104$332.0K<0.1%+117+3.9%AddedHistory
VanEck ETF Trust92189H607OIL SERVICES ETF1,277$333.0K<0.1%+1,277New–

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2021
SecurityClassPutsCalls
OKEONEOK IncCOM–$302.0K
ANFAbercrombie & Fitch CoCL A–$185.0K
QRVOQorvo, Inc.Stock–$25.0K
FFord Motor CoStock–$24.0K
GESGuess IncCOM–$13.0K
DOWDow Inc.Stock–$8.00K
CSCOCisco Systems, Inc.Stock–$8.00K
AAPLApple Inc.Stock$5.00K$3.00K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8.00K
BABoeing CoStock$3.00K$2.00K
TTDTrade Desk, Inc.Stock–$5.00K
MATMattel IncCOM–$5.00K
PBIPitney Bowes IncCOM–$4.00K
AALAmerican Airlines Group Inc.Stock–$3.00K
MCDMcDonalds CorpStock–$3.00K
VSTOVista Outdoor Inc.COM–$3.00K
BPBP PLCADR–$2.00K
ARK Innovation ETF00214Q104ETF$0$2.00K
COUPCoupa Software IncCOM–$2.00K
JNJJohnson & JohnsonStock–$1.00K
KOCoca Cola CoStock$1.00K$0
ABNBAirbnb, Inc.Stock–$1.00K
ENBEnbridge IncStock–$1.00K
NVDANVIDIA CorpStock$1.00K–
WFCWells Fargo & CompanyStock–$1.00K
PFEPfizer IncStock–$1.00K
PYPLPayPal Holdings, Inc.Stock–$1.00K
DBDDiebold Nixdorf, IncCOM–$1.00K
WBAWalgreens Boots Alliance, Inc.COM–$1.00K

Sold out since Q1 2021 (42)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr464287812US CONSM STAPLES10,732$1.90M0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$1.07M0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$573.0K0.1%–
FS KKR Cap Corp II35952V303COM25,119$491.0K0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$404.0K0.1%–
PAASPan American Silver CorpStock12,700$381.0K<0.1%History
LTCLTC Properties IncREIT8,300$346.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$335.0K<0.1%History
LUVSouthwest Airlines CoCOM5,460$333.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$330.0K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$298.0K<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$296.0K<0.1%History
CSGPCostar Group, Inc.COM353$290.0K<0.1%History
Waddell & Reed Finl Inc930059100CL A11,540$289.0K<0.1%–
CERNCERNER CorpCOM4,007$288.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A31,800$286.0K<0.1%History
STAGSTAG Industrial, Inc.COM8,076$271.0K<0.1%History
DXCMDexcom IncCOM748$269.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE15,902$267.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$263.0K<0.1%–
MLMMartin Marietta Materials IncCOM752$253.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$237.0K<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$232.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$230.0K<0.1%–
ACBAurora Cannabis IncCOM24,681$230.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$224.0K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$222.0K<0.1%History
OKEONEOK IncCOM4,233$214.0K<0.1%History
Office Pptys I Pfd38376A202PFDs, REITs,8,450$213.0K<0.1%–
NVSNovartis AGADR2,444$209.0K<0.1%History
HBANHuntington Bancshares IncCOM13,233$208.0K<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$208.0K<0.1%–
SRESempraStock1,558$207.0K<0.1%History
GMSGMS Inc.COM4,967$207.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$206.0K<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$204.0K<0.1%History
KHCKraft Heinz CoStock5,037$201.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,584$200.0K<0.1%History
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–