Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 4, 2021. Long positions only.
- Positions
- 608
- No 13F data for Q4 2020
- Portfolio value
- $769.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HPHelmerich & Payne, Inc. | COM | 9,898 | $267.0K | <0.1% | – | – | History |
| WDCWestern Digital Corp | COM | 4,005 | $267.0K | <0.1% | – | – | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 15,902 | $267.0K | <0.1% | – | – | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 903 | $268.0K | <0.1% | – | – | – |
| DXCMDexcom Inc | COM | 748 | $269.0K | <0.1% | – | – | History |
| iShares Tr46435G672 | CORE INTL AGGR | 4,943 | $271.0K | <0.1% | – | – | – |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 17,265 | $271.0K | <0.1% | – | – | History |
| STAGSTAG Industrial, Inc. | COM | 8,076 | $271.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 8,517 | $273.0K | <0.1% | – | – | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,479 | $274.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 1,705 | $274.0K | <0.1% | – | – | – |
| ZSZscaler, Inc. | Stock | 1,604 | $275.0K | <0.1% | – | – | History |
| First Tr Exch Traded FD III33739P889 | HORIZON DMST ETF | 9,175 | $275.0K | <0.1% | – | – | – |
| FSKFS KKR Capital Corp | COM | 13,879 | $275.0K | <0.1% | – | – | History |
| TROWPrice T Rowe Group Inc | Stock | 1,609 | $276.0K | <0.1% | – | – | History |
| CGCarlyle Group Inc. | COM | 7,500 | $276.0K | <0.1% | – | – | History |
| EWEdwards Lifesciences Corp | Stock | 3,319 | $278.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 4,900 | $278.0K | <0.1% | – | – | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,303 | $278.0K | <0.1% | – | – | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,400 | $279.0K | <0.1% | – | – | – |
| NETCloudflare, Inc. | CL A COM | 3,981 | $280.0K | <0.1% | – | – | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 9,193 | $280.0K | <0.1% | – | – | – |
| KBSRKBS Real Estate Investment Trust III, Inc. | COM | 35,719 | $280.0K | <0.1% | – | – | History |
| SMSISmith Micro Software, Inc. | COM NEW | 50,850 | $280.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 8,593 | $283.0K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 4,087 | $284.0K | <0.1% | – | – | – |
| WEXWEX Inc. | COM | 1,358 | $284.0K | <0.1% | – | – | History |
| STNEStoneCo Ltd. | COM | 4,635 | $284.0K | <0.1% | – | – | History |
| BGSB&G Foods, Inc. | COM | 9,192 | $285.0K | <0.1% | – | – | History |
| iShares Tr464287580 | US CONSUM DISCRE | 3,816 | $286.0K | <0.1% | – | – | – |
| SPRUSpruce Power Holding Corp | COM CL A | 31,800 | $286.0K | <0.1% | – | – | History |
| AALAmerican Airlines Group Inc. | Stock | 12,007 | $287.0K | <0.1% | – | – | History |
| CARRCarrier Global Corp | Stock | 6,818 | $288.0K | <0.1% | – | – | History |
| CERNCERNER Corp | COM | 4,007 | $288.0K | <0.1% | – | – | History |
| ZENZendesk, Inc. | COM | 2,175 | $288.0K | <0.1% | – | – | History |
| Waddell & Reed Finl Inc930059100 | CL A | 11,540 | $289.0K | <0.1% | – | – | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 3,968 | $290.0K | <0.1% | – | – | – |
| CSGPCostar Group, Inc. | COM | 353 | $290.0K | <0.1% | – | – | History |
| GESGuess Inc | COM | 12,330 | $290.0K | <0.1% | – | – | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 968 | $291.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 5,001 | $291.0K | <0.1% | – | – | – |
| NIONIO Inc. | ADR | 7,524 | $293.0K | <0.1% | – | – | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,398 | $293.0K | <0.1% | – | – | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 11,500 | $293.0K | <0.1% | – | – | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 3,063 | $294.0K | <0.1% | – | – | – |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 14,108 | $294.0K | <0.1% | – | – | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 30,787 | $294.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 9,255 | $295.0K | <0.1% | – | – | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 5,799 | $296.0K | <0.1% | – | – | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 2,305 | $296.0K | <0.1% | – | – | – |
| CGNXCognex Corp | COM | 3,565 | $296.0K | <0.1% | – | – | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 31,815 | $296.0K | <0.1% | – | – | History |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 20,640 | $296.0K | <0.1% | – | – | History |
| DOVDOVER Corp | COM | 2,164 | $297.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 8,583 | $297.0K | <0.1% | – | – | – |
| MRVLMarvell Technology, Inc. | ORD | 6,073 | $297.0K | <0.1% | – | – | History |
| UBERUber Technologies, Inc | Stock | 5,472 | $298.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 12,830 | $298.0K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 11,565 | $299.0K | <0.1% | – | – | – |
| SWAVShockwave Medical, Inc. | COM | 2,350 | $306.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 12,192 | $307.0K | <0.1% | – | – | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 6,714 | $307.0K | <0.1% | – | – | – |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 7,240 | $308.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 16,454 | $311.0K | <0.1% | – | – | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,866 | $312.0K | <0.1% | – | – | – |
| Invesco Exchange Traded FD T46137V779 | BLDG CONSTR ETF | 6,375 | $313.0K | <0.1% | – | – | – |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 11,422 | $315.0K | <0.1% | – | – | – |
| ZNGAZynga Inc | CL A | 30,860 | $315.0K | <0.1% | – | – | History |
| KRKroger Co | Stock | 8,783 | $316.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 9,000 | $316.0K | <0.1% | – | – | – |
| PGRProgressive Corp | Stock | 3,312 | $317.0K | <0.1% | – | – | History |
| PSXPhillips 66 | Stock | 3,882 | $317.0K | <0.1% | – | – | History |
| iShares IV PLC Usd Ultrash BD ETFG4955M341 | ETF | 3,150 | $317.0K | <0.1% | – | – | – |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 43,409 | $318.0K | <0.1% | – | – | History |
| LITELumentum Holdings Inc. | COM | 3,501 | $320.0K | <0.1% | – | – | History |
| TMDXTransMedics Group, Inc. | COM | 7,800 | $324.0K | <0.1% | – | – | History |
| OBDCBlue Owl Capital Corp | COM | 23,500 | $324.0K | <0.1% | – | – | History |
| DDDuPont de Nemours, Inc. | COM | 4,196 | $324.0K | <0.1% | – | – | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,186 | $326.0K | <0.1% | – | – | – |
| TYLTyler Technologies Inc | COM | 767 | $326.0K | <0.1% | – | – | History |
| RTXRTX Corp | Stock | 4,264 | $329.0K | <0.1% | – | – | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 12,378 | $329.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 5,695 | $330.0K | <0.1% | – | – | – |
| TJXTJX Companies Inc | Stock | 5,010 | $331.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 2,912 | $331.0K | <0.1% | – | – | – |
| DKNGDraftKings Inc. | COM CL A | 5,393 | $331.0K | <0.1% | – | – | History |
| OXYOccidental Petroleum Corp | Stock | 12,485 | $332.0K | <0.1% | – | – | History |
| Telephone & Data System 5.875879433795 | NTS | 13,000 | $332.0K | <0.1% | – | – | – |
| LUVSouthwest Airlines Co | COM | 5,460 | $333.0K | <0.1% | – | – | History |
| URIUnited Rentals, Inc. | COM | 1,014 | $334.0K | <0.1% | – | – | History |
| EXASExact Sciences Corp | COM | 2,535 | $334.0K | <0.1% | – | – | History |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 24,947 | $335.0K | <0.1% | – | – | History |
| VTRSViatris Inc | Stock | 24,087 | $336.0K | <0.1% | – | – | History |
| iShares Core S&P 500 UCITS ETF (Acc)G4955H110 | ETF | 835 | $336.0K | <0.1% | – | – | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,400 | $337.0K | <0.1% | – | – | History |
| PBCTPeople's United Financial, Inc. | COM | 18,842 | $337.0K | <0.1% | – | – | History |
| KMBKimberly Clark Corp | Stock | 2,437 | $339.0K | <0.1% | – | – | History |
| DALDelta Air Lines, Inc. | COM NEW | 7,035 | $340.0K | <0.1% | – | – | History |
| CMICummins Inc | Stock | 1,319 | $342.0K | <0.1% | – | – | History |
| Qwest 6 75 NTS74913G873 | NTS | 13,200 | $345.0K | <0.1% | – | – | – |
Options (31)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| ANFAbercrombie & Fitch Co | CL A | – | $89.0K |
| QRVOQorvo, Inc. | Stock | – | $24.0K |
| FFord Motor Co | Stock | – | $15.0K |
| GESGuess Inc | COM | – | $12.0K |
| NCMINational CineMedia, Inc. | COM | – | $12.0K |
| BABoeing Co | Stock | $2.00K | $9.00K |
| DOWDow Inc. | Stock | – | $11.0K |
| MATMattel Inc | COM | – | $10.0K |
| AAPLApple Inc. | Stock | $7.00K | $2.00K |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $9.00K |
| CSCOCisco Systems, Inc. | Stock | – | $8.00K |
| DBDDiebold Nixdorf, Inc | COM | $0 | $8.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $5.00K |
| CRMSalesforce, Inc. | Stock | $5.00K | – |
| PBIPitney Bowes Inc | COM | – | $5.00K |
| GEGeneral Electric Co | COM | – | $4.00K |
| VZVerizon Communications Inc | Stock | $2.00K | $1.00K |
| MCDMcDonalds Corp | Stock | – | $3.00K |
| KOCoca Cola Co | Stock | $1.00K | $1.00K |
| KRKroger Co | Stock | – | $2.00K |
| PMPhilip Morris International Inc. | Stock | – | $2.00K |
| LMNDLemonade, Inc. | Stock | $2.00K | – |
| STXSeagate Technology Holdings plc | SHS | – | $2.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | – | $1.00K |
| JNJJohnson & Johnson | Stock | – | $1.00K |
| GISGeneral Mills Inc | Stock | – | $1.00K |
| BPBP PLC | ADR | – | $1.00K |
| NIONIO Inc. | ADR | $1.00K | – |
| FCXFreeport-McMoran Inc | Stock | $0 | $1.00K |
| PFEPfizer Inc | Stock | – | $1.00K |
| HBANHuntington Bancshares Inc | COM | – | $1.00K |