Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 4, 2021. Long positions only.
- Positions
- 608
- No 13F data for Q4 2020
- Portfolio value
- $769.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ATP Oil & Gas Corp00208J108 | COM | 70,860 | $0 | 0.0% | – | – | – |
| Advanced Viral Resh Corp Com007928104 | COM | 20,000 | $0 | 0.0% | – | – | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 25,269 | $0 | 0.0% | – | – | – |
| IBIZ Technology45103B205 | COM | 200,000 | $0 | 0.0% | – | – | – |
| Image Innovations Hldgs Inc Com45248A104 | COM | 74,000 | $0 | 0.0% | – | – | – |
| Business Dev Corporation of Amer12325J101 | Closed End Funds | 67,142 | $1.00K | <0.1% | – | – | – |
| Sierra Income Corp Com82632T100 | COMMON | 32,220 | $1.00K | <0.1% | – | – | – |
| Dean Foods Co New Com New242370203 | Common Stock | 33,000 | $2.00K | <0.1% | – | – | – |
| Biotech Medics Ord090699307 | ORD | 80,000 | $6.00K | <0.1% | – | – | – |
| FS Energy and Power Fund30264D109 | COM | 54,388 | $8.00K | <0.1% | – | – | – |
| Highlands REIT, Inc.43110A104 | COM | 58,976 | $8.00K | <0.1% | – | – | – |
| Grilled Cheese Truck Ord39850T105 | ORD | 40,000 | $17.0K | <0.1% | – | – | – |
| Hospitality Invs Ord44107J108 | COM | 38,119 | $19.0K | <0.1% | – | – | – |
| TLPHTalphera, Inc. | COM | 25,500 | $43.0K | <0.1% | – | – | History |
| Inventrust Pptys Corp46124J102 | COM | 58,165 | $73.0K | <0.1% | – | – | – |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 24,250 | $97.0K | <0.1% | – | – | History |
| NCMINational CineMedia, Inc. | COM | 23,237 | $107.0K | <0.1% | – | – | History |
| KDMNKadmon Holdings, Inc. | COM | 28,000 | $109.0K | <0.1% | – | – | History |
| PNNTPennantpark Investment Corp | COM | 20,200 | $114.0K | <0.1% | – | – | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 23,193 | $132.0K | <0.1% | – | – | History |
| MNManning & Napier, Inc. | CL A | 24,704 | $160.0K | <0.1% | – | – | History |
| PBIPitney Bowes Inc | COM | 21,272 | $175.0K | <0.1% | – | – | History |
| LWLamb Weston Holdings, Inc. | Stock | 2,584 | $200.0K | <0.1% | – | – | History |
| NGVTIngevity Corp | COM | 2,649 | $200.0K | <0.1% | – | – | History |
| KHCKraft Heinz Co | Stock | 5,037 | $201.0K | <0.1% | – | – | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 3,246 | $203.0K | <0.1% | – | – | – |
| EAElectronic Arts Inc. | COM | 1,510 | $204.0K | <0.1% | – | – | History |
| VRTVertiv Holdings Co | COM CL A | 10,193 | $204.0K | <0.1% | – | – | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 14,125 | $204.0K | <0.1% | – | – | – |
| QMCOQuantum Corp | COM NEW | 24,550 | $205.0K | <0.1% | – | – | History |
| VTRVentas, Inc. | REIT | 3,870 | $206.0K | <0.1% | – | – | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 3,759 | $206.0K | <0.1% | – | – | – |
| SRESempra | Stock | 1,558 | $207.0K | <0.1% | – | – | History |
| RSGRepublic Services, Inc. | COM | 2,082 | $207.0K | <0.1% | – | – | History |
| GMSGMS Inc. | COM | 4,967 | $207.0K | <0.1% | – | – | History |
| HBANHuntington Bancshares Inc | COM | 13,233 | $208.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 3,382 | $208.0K | <0.1% | – | – | – |
| NVSNovartis AG | ADR | 2,444 | $209.0K | <0.1% | – | – | History |
| SCCOSouthern Copper Corp | Stock | 3,101 | $210.0K | <0.1% | – | – | History |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 8,550 | $212.0K | <0.1% | – | – | – |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 14,500 | $212.0K | <0.1% | – | – | History |
| KKRKKR & Co. Inc. | COM | 4,368 | $213.0K | <0.1% | – | – | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 8,475 | $213.0K | <0.1% | – | – | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 4,293 | $213.0K | <0.1% | – | – | History |
| Office Pptys I Pfd38376A202 | PFDs, REITs, | 8,450 | $213.0K | <0.1% | – | – | – |
| OKEONEOK Inc | COM | 4,233 | $214.0K | <0.1% | – | – | History |
| MTNVail Resorts Inc | COM | 737 | $215.0K | <0.1% | – | – | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 2,571 | $216.0K | <0.1% | – | – | – |
| XRXXerox Holdings Corp | COM NEW | 8,919 | $216.0K | <0.1% | – | – | History |
| TDToronto Dominion Bank | Stock | 3,394 | $221.0K | <0.1% | – | – | History |
| FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | COM | 9,470 | $222.0K | <0.1% | – | – | History |
| Paramount Global92556H206 | CL B | 4,922 | $222.0K | <0.1% | – | – | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 4,058 | $223.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 9,910 | $224.0K | <0.1% | – | – | – |
| VIAVViavi Solutions Inc. | COM | 14,325 | $225.0K | <0.1% | – | – | History |
| PHParker-Hannifin Corp | Stock | 721 | $227.0K | <0.1% | – | – | History |
| RHRH | COM | 381 | $227.0K | <0.1% | – | – | History |
| FCXFreeport-McMoran Inc | Stock | 6,942 | $229.0K | <0.1% | – | – | History |
| TMUST-Mobile US, Inc. | Stock | 1,836 | $230.0K | <0.1% | – | – | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 11,900 | $230.0K | <0.1% | – | – | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 4,213 | $230.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,307 | $230.0K | <0.1% | – | – | – |
| ACBAurora Cannabis Inc | COM | 24,681 | $230.0K | <0.1% | – | – | History |
| BNYBank of New York Mellon Corp | Stock | 4,900 | $232.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E172 | S&P SMLCP STAP | 2,307 | $232.0K | <0.1% | – | – | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 3,911 | $232.0K | <0.1% | – | – | – |
| RPMRPM International Inc | COM | 2,549 | $234.0K | <0.1% | – | – | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,299 | $235.0K | <0.1% | – | – | – |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 12,650 | $235.0K | <0.1% | – | – | History |
| SVCService Properties Trust | COM SH BEN INT | 19,835 | $235.0K | <0.1% | – | – | History |
| ETREntergy Corp | COM | 2,375 | $236.0K | <0.1% | – | – | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 974 | $237.0K | <0.1% | – | – | – |
| Vanguard Scottsdale FDS92206C623 | VNG RUS2000GRW | 1,085 | $237.0K | <0.1% | – | – | – |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 9,260 | $237.0K | <0.1% | – | – | – |
| MVTBlackRock Munivest Fund II, Inc. | COM | 15,820 | $237.0K | <0.1% | – | – | History |
| TBBAT&T Inc. | 5.35% GBL NTS DUE 01/11/66 | 9,150 | $240.0K | <0.1% | – | – | History |
| EQIXEquinix Inc | COM | 355 | $241.0K | <0.1% | – | – | History |
| YUMCYum China Holdings, Inc. | COM | 4,091 | $242.0K | <0.1% | – | – | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,160 | $244.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 10,685 | $245.0K | <0.1% | – | – | – |
| Griffin American Healthcare398183103 | COM | 24,741 | $247.0K | <0.1% | – | – | – |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 4,659 | $248.0K | <0.1% | – | – | History |
| NSCNorfolk Southern Corp | Stock | 929 | $249.0K | <0.1% | – | – | History |
| First Tr Ftse Epra / Nareit33736N101 | COM | 5,399 | $251.0K | <0.1% | – | – | – |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 5,661 | $252.0K | <0.1% | – | – | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,956 | $253.0K | <0.1% | – | – | History |
| ZBRAZebra Technologies Corp | CL A | 522 | $253.0K | <0.1% | – | – | History |
| MLMMartin Marietta Materials Inc | COM | 752 | $253.0K | <0.1% | – | – | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 17,381 | $255.0K | <0.1% | – | – | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 4,520 | $256.0K | <0.1% | – | – | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 11,231 | $257.0K | <0.1% | – | – | – |
| NVCRNovoCure Ltd | ORD SHS | 1,955 | $258.0K | <0.1% | – | – | History |
| Griffin Cap Essent Asset CL E Opf39818P880 | COM | 40,066 | $258.0K | <0.1% | – | – | – |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 22,751 | $259.0K | <0.1% | – | – | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 2,073 | $260.0K | <0.1% | – | – | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 9,320 | $263.0K | <0.1% | – | – | – |
| LMNDLemonade, Inc. | Stock | 2,839 | $264.0K | <0.1% | – | – | History |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 9,712 | $265.0K | <0.1% | – | – | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 2,444 | $266.0K | <0.1% | – | – | – |
| NEMNEWMONT Corp | Stock | 4,423 | $267.0K | <0.1% | – | – | History |
Options (31)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| ANFAbercrombie & Fitch Co | CL A | – | $89.0K |
| QRVOQorvo, Inc. | Stock | – | $24.0K |
| FFord Motor Co | Stock | – | $15.0K |
| GESGuess Inc | COM | – | $12.0K |
| NCMINational CineMedia, Inc. | COM | – | $12.0K |
| BABoeing Co | Stock | $2.00K | $9.00K |
| DOWDow Inc. | Stock | – | $11.0K |
| MATMattel Inc | COM | – | $10.0K |
| AAPLApple Inc. | Stock | $7.00K | $2.00K |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $9.00K |
| CSCOCisco Systems, Inc. | Stock | – | $8.00K |
| DBDDiebold Nixdorf, Inc | COM | $0 | $8.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $5.00K |
| CRMSalesforce, Inc. | Stock | $5.00K | – |
| PBIPitney Bowes Inc | COM | – | $5.00K |
| GEGeneral Electric Co | COM | – | $4.00K |
| VZVerizon Communications Inc | Stock | $2.00K | $1.00K |
| MCDMcDonalds Corp | Stock | – | $3.00K |
| KOCoca Cola Co | Stock | $1.00K | $1.00K |
| KRKroger Co | Stock | – | $2.00K |
| PMPhilip Morris International Inc. | Stock | – | $2.00K |
| LMNDLemonade, Inc. | Stock | $2.00K | – |
| STXSeagate Technology Holdings plc | SHS | – | $2.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | – | $1.00K |
| JNJJohnson & Johnson | Stock | – | $1.00K |
| GISGeneral Mills Inc | Stock | – | $1.00K |
| BPBP PLC | ADR | – | $1.00K |
| NIONIO Inc. | ADR | $1.00K | – |
| FCXFreeport-McMoran Inc | Stock | $0 | $1.00K |
| PFEPfizer Inc | Stock | – | $1.00K |
| HBANHuntington Bancshares Inc | COM | – | $1.00K |