SeaCrest Wealth Management, LLC

SEC CIK: 0001728121
Latest filing: Jul 9, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 13, 2025. Long positions only; changes compare share counts with Q2 2025.

Positions: 628; +11 vs. Q2 2025
Portfolio value: $947.9M; +$27.1M (+2.9%) vs. Q2 2025
Filed: Nov 13, 2025; SEC

Holdings of SeaCrest Wealth Management, LLC in Q3 2025
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	297,569	$76.8M	8.1%	−20,714−6.5%	Reduced	History
GOOGLAlphabet Inc.	Stock	178,156	$43.6M	4.6%	−3,256−1.8%	Reduced	History
NVDANVIDIA Corp	Stock	204,678	$38.7M	4.1%	−123,300−37.6%	Reduced	History
MSFTMicrosoft Corp	Stock	57,592	$30.2M	3.2%	−7,863−12.0%	Reduced	History
GOOGAlphabet Inc.	Stock	117,703	$28.9M	3.0%	+474+0.4%	Added	History
AVGOBroadcom Inc.	Stock	66,955	$23.1M	2.4%	−8,672−11.5%	Reduced	History
AMZNAmazon Com Inc	Stock	83,014	$18.7M	2.0%	−7,639−8.4%	Reduced	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	530,347	$17.2M	1.8%	+14,009+2.7%	Added	–
Invesco QQQ Trust Series I46090E103	ETF	27,255	$16.7M	1.8%	−5,725−17.4%	Reduced	–
METAMeta Platforms, Inc.	Stock	22,298	$16.0M	1.7%	−650−2.8%	Reduced	History
BRK.BBerkshire Hathaway Inc	Stock	24,876	$12.4M	1.3%	−2,248−8.3%	Reduced	History
LLYEli Lilly & Co	Stock	13,896	$11.8M	1.2%	−212−1.5%	Reduced	History
SPYSPDR S&P 500 ETF Trust	ETF	15,378	$10.4M	1.1%	−328−2.1%	Reduced	History
VVisa Inc.	Stock	27,306	$9.59M	1.0%	−1,471−5.1%	Reduced	History
Vanguard S&P 500 ETF922908363	ETF	15,360	$9.50M	1.0%	+421+2.8%	Added	–
First Trust Dow Jones Internet Index Fund33733E302	ETF	32,233	$9.13M	1.0%	−1,130−3.4%	Reduced	–
COSTCostco Wholesale Corp	Stock	9,540	$8.73M	0.9%	−200−2.1%	Reduced	History
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	142,111	$8.09M	0.9%	−1,780−1.2%	Reduced	–
TSLATesla, Inc.	Stock	15,830	$6.94M	0.7%	−1,779−10.1%	Reduced	History
JPMJPMorgan Chase & Co	Stock	22,648	$6.89M	0.7%	−1,675−6.9%	Reduced	History
Vanguard Information Technology ETF92204A702	ETF	8,674	$6.66M	0.7%	+410+5.0%	Added	–
Schwab U.S. Broad Market ETF808524102	ETF	242,270	$6.29M	0.7%	+1,104+0.5%	Added	–
TSMTaiwan Semiconductor Manufacturing Co Ltd	ADR	20,605	$6.27M	0.7%	−1,386−6.3%	Reduced	History
GLDSPDR Gold Trust	ETF	16,799	$6.25M	0.7%	+1,405+9.1%	Added	History
NFLXNetflix Inc	Stock	4,726	$5.74M	0.6%	−208−4.2%	Reduced	History
PLTRPalantir Technologies Inc.	Stock	28,758	$5.28M	0.6%	−28,392−49.7%	Reduced	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	15,486	$5.14M	0.5%	−889−5.4%	Reduced	–
HOODRobinhood Markets, Inc.	Stock	33,564	$5.06M	0.5%	+31+0.1%	Added	History
WisdomTree Tr97717X669	US QTLY DIV GRT	55,689	$4.96M	0.5%	+6,468+13.1%	Added	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	163,119	$4.76M	0.5%	−7,380−4.3%	Reduced	–
PSLVSprott Physical Silver Trust	PHYSICAL SILVER	276,931	$4.56M	0.5%	+167,697+153.5%	Added	History
Putnam ETF Trust746729300	FOCUSED LAR CAP	106,240	$4.54M	0.5%	+15,337+16.9%	Added	–
HDHome Depot, Inc.	Stock	11,629	$4.46M	0.5%	−524−4.3%	Reduced	History
GEVGE Vernova Inc.	Stock	7,060	$4.42M	0.5%	−47−0.7%	Reduced	History
AMGNAmgen Inc	Stock	14,584	$4.30M	0.5%	−630−4.1%	Reduced	History
JNJJohnson & Johnson	Stock	22,637	$4.29M	0.5%	−1,111−4.7%	Reduced	History
CATCaterpillar Inc	Stock	8,314	$4.17M	0.4%	−969−10.4%	Reduced	History
CVXChevron Corp	Stock	26,734	$4.11M	0.4%	+1,754+7.0%	Added	History
GEGeneral Electric Co	Stock	12,540	$3.79M	0.4%	−1,938−13.4%	Reduced	History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203	ETF	65,217	$3.76M	0.4%	−396−0.6%	Reduced	–
iShares Russell 1000 Growth ETF464287614	ETF	7,900	$3.75M	0.4%	−66−0.8%	Reduced	–
Innovator ETFs Trust45782C730	US EQT ULTRA BF	100,634	$3.70M	0.4%	−4,122−3.9%	Reduced	–
Vanguard Dividend Appreciation ETF921908844	ETF	16,875	$3.68M	0.4%	−426−2.5%	Reduced	–
XOMExxonMobil Holdings Corp	COM	32,215	$3.67M	0.4%	−3,607−10.1%	Reduced	History
Schwab International Equity ETF808524805	ETF	152,157	$3.60M	0.4%	−2,635−1.7%	Reduced	–
UBERUber Technologies, Inc	Stock	36,060	$3.58M	0.4%	−10,438−22.4%	Reduced	History
LEUCentrus Energy Corp	Stock	9,673	$3.52M	0.4%	−2,193−18.5%	Reduced	History
State Street SPDR S&P Aerospace & Defense ETF78464A631	ETF	13,704	$3.42M	0.4%	−1,403−9.3%	Reduced	–
ORCLOracle Corp	Stock	11,848	$3.42M	0.4%	−1,144−8.8%	Reduced	History
WMWaste Management Inc	Stock	15,312	$3.37M	0.4%	−133−0.9%	Reduced	History
ABBVAbbVie Inc.	Stock	14,240	$3.29M	0.3%	−2,696−15.9%	Reduced	History
Vanguard Morningstar Value ETF922908744	ETF	17,156	$3.21M	0.3%	+676+4.1%	Added	–
PEPPepsiCo Inc	Stock	23,082	$3.20M	0.3%	−1,105−4.6%	Reduced	History
Innovator ETFs Trust45784N676	GROW 100 PWR BUF	114,325	$3.13M	0.3%	−5,660−4.7%	Reduced	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	10,402	$3.02M	0.3%	−443−4.1%	Reduced	–
Schwab US Dividend Equity ETF808524797	ETF	111,112	$3.02M	0.3%	−1,725−1.5%	Reduced	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	9,991	$2.95M	0.3%	+1,098+12.3%	Added	–
Global X FDS37954Y293	GLB X MLP ENRG I	46,716	$2.90M	0.3%	−2,889−5.8%	Reduced	–
NOWServiceNow, Inc.	Stock	3,112	$2.85M	0.3%	−44−1.4%	Reduced	History
PMPhilip Morris International Inc.	Stock	18,120	$2.81M	0.3%	−1,355−7.0%	Reduced	History
RKLBRocket Lab Corp	COM	42,867	$2.80M	0.3%	−27,622−39.2%	Reduced	History
IBMInternational Business Machines Corp	Stock	9,493	$2.75M	0.3%	−1,991−17.3%	Reduced	History
Schwab U.S. Mid-Cap ETF808524508	ETF	90,535	$2.72M	0.3%	+281+0.3%	Added	–
ETF Ser Solutions26922B683	AAM TRANS ETF	53,904	$2.70M	0.3%	+48+0.1%	Added	–
ANETArista Networks, Inc.	Stock	17,076	$2.69M	0.3%	−1,856−9.8%	Reduced	History
Schwab U.S. Small-Cap ETF808524607	ETF	93,446	$2.64M	0.3%	−3,901−4.0%	Reduced	–
LRCXLam Research Corp	Stock	18,491	$2.64M	0.3%	−14,959−44.7%	Reduced	History
PGProcter & Gamble Co	Stock	17,438	$2.63M	0.3%	−2,504−12.6%	Reduced	History
Vanguard Ftse Developed Markets ETF921943858	ETF	41,545	$2.53M	0.3%	−8,105−16.3%	Reduced	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	27,529	$2.50M	0.3%	−4,216−13.3%	Reduced	–
VanEck Semiconductor ETF92189F676	ETF	7,204	$2.49M	0.3%	+594+9.0%	Added	–
AMDAdvanced Micro Devices Inc	Stock	10,509	$2.48M	0.3%	−9,218−46.7%	Reduced	History
WMTWalmart Inc.	Stock	23,826	$2.45M	0.3%	−23,898−50.1%	Reduced	History
DBX ETF Tr233051200	XTRACK MSCI EAFE	50,551	$2.41M	0.3%	+4,230+9.1%	Added	–
iShares Core S&P 500 ETF464287200	ETF	3,540	$2.39M	0.3%	+21+0.6%	Added	–
SNOWSnowflake Inc.	Stock	9,457	$2.37M	0.2%	−79−0.8%	Reduced	History
IBITiShares Bitcoin Trust ETF	ETF	33,571	$2.35M	0.2%	−21,102−38.6%	Reduced	History
CRMSalesforce, Inc.	Stock	9,552	$2.30M	0.2%	−871−8.4%	Reduced	History
GLDMWorld Gold Trust	SPDR GLD MINIS	28,613	$2.29M	0.2%	−2,603−8.3%	Reduced	History
Vanguard Morningstar Growth ETF922908736	ETF	4,680	$2.28M	0.2%	+144+3.2%	Added	–
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	28,516	$2.23M	0.2%	−1,305−4.4%	Reduced	–
MRKMerck & Co., Inc.	Stock	24,534	$2.12M	0.2%	−3,168−11.4%	Reduced	History
iShares Tr464287721	U.S. TECH ETF	10,459	$2.10M	0.2%	+617+6.3%	Added	–
LADLithia Motors Inc	COM	6,873	$2.07M	0.2%	00.0%	Unchanged	History
TFCTruist Financial Corp	COM	46,370	$2.05M	0.2%	−2,583−5.3%	Reduced	History
Vanguard Morningstar Large-Cap ETF922908637	ETF	6,501	$2.02M	0.2%	−724−10.0%	Reduced	–
KLACKLA Corp	COM NEW	1,886	$2.00M	0.2%	−301−13.8%	Reduced	History
LOWLowes Companies Inc	Stock	8,429	$2.00M	0.2%	+1,446+20.7%	Added	History
GBTCGrayscale Bitcoin Trust ETF	ETF	20,583	$1.99M	0.2%	+290+1.4%	Added	History
Vanguard Morningstar Small-Cap ETF922908751	ETF	7,694	$1.98M	0.2%	+416+5.7%	Added	–
NLYAnnaly Capital Management Inc	REIT	90,327	$1.89M	0.2%	+18,346+25.5%	Added	History
Innovator ETFs Trust45784N668	US SMALL CAP POW	68,082	$1.89M	0.2%	−3,731−5.2%	Reduced	–
QCOMQualcomm Inc	Stock	11,209	$1.88M	0.2%	−2,776−19.8%	Reduced	History
SPOTSpotify Technology S.A.	Stock	2,762	$1.86M	0.2%	+110+4.1%	Added	History
PANWPalo Alto Networks Inc	Stock	8,555	$1.86M	0.2%	−353−4.0%	Reduced	History
GDGeneral Dynamics Corp	Stock	5,278	$1.83M	0.2%	−690−11.6%	Reduced	History
HONHoneywell International Inc	COM	8,513	$1.79M	0.2%	−222−2.5%	Reduced	History
SHELShell plc	ADR	23,769	$1.76M	0.2%	−5,187−17.9%	Reduced	History
TXNTexas Instruments Inc	Stock	9,206	$1.67M	0.2%	−274−2.9%	Reduced	History
MCKMcKesson Corp	Stock	2,206	$1.67M	0.2%	−61−2.7%	Reduced	History

Sold out since Q2 2025 (56)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of SeaCrest Wealth Management, LLC sold out since Q2 2025
Security	Class	Shares in Q2 2025	Value in Q2 2025	% of portfolio in Q2 2025	History
GEHCGE HealthCare Technologies Inc.	Stock	13,782	$1.02M	0.1%	History
BWFGBankwell Financial Group, Inc.	COM	25,118	$905.0K	0.1%	History
MBLYMobileye Global Inc.	Stock	49,407	$888.3K	0.1%	History
RVTRoyce Small-Cap Trust, Inc.	COM	58,168	$875.4K	0.1%	History
CRWVCoreWeave, Inc.	Stock	5,198	$847.6K	0.1%	History
VISTVista Energy, S.A.B. de C.V.	SPONSORED ADS	16,960	$810.9K	0.1%	History
AMEAmetek Inc	COM	4,338	$785.0K	0.1%	History
JOFJapan Smaller Capitalization Fund Inc	COM	69,349	$668.5K	0.1%	History
Alps ETF Tr00162Q452	ALERIAN MLP	11,920	$582.4K	0.1%	–
FSCOFS Credit Opportunities Corp.	COMMON STOCK	70,494	$511.8K	0.1%	History
SMMTSummit Therapeutics Inc.	COM	22,717	$483.4K	0.1%	History
GGALGrupo Financiero Galicia SA	SPONSORED ADR	9,445	$475.9K	0.1%	History
WBAWalgreens Boots Alliance, Inc.	COM	36,477	$418.8K	<0.1%	History
TRIThomson Reuters Corp	COM NO PAR	1,885	$379.1K	<0.1%	History
HESHess Corp	Stock	2,678	$371.0K	<0.1%	History
Innovator ETFs Trust45784N643	EQUITY DEFND 1YR	13,523	$352.6K	<0.1%	–
CARRCarrier Global Corp	Stock	4,731	$346.3K	<0.1%	History
First Tr Exchange Traded FD33738R704	RBA INDL ETF	3,810	$310.2K	<0.1%	–
FISVFiserv Inc	Stock	1,633	$281.5K	<0.1%	History
CIONCION Investment Corp	COM	29,102	$278.5K	<0.1%	History
DOWDow Inc.	Stock	10,306	$272.9K	<0.1%	History
CWSTCasella Waste Systems Inc	CL A	2,324	$268.1K	<0.1%	History
iShares Russell Midcap ETF464287499	ETF	2,848	$262.0K	<0.1%	–
BXSLBlackstone Secured Lending Fund	COMMON STOCK	8,402	$258.4K	<0.1%	History
OTISOtis Worldwide Corp	Stock	2,558	$253.3K	<0.1%	History
PAYXPaychex Inc	Stock	1,726	$251.1K	<0.1%	History
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	5,069	$249.7K	<0.1%	–
NVSNovartis AG	ADR	2,027	$245.3K	<0.1%	History
ENPHEnphase Energy, Inc.	Stock	6,185	$245.2K	<0.1%	History
PYPLPayPal Holdings, Inc.	Stock	3,260	$242.3K	<0.1%	History
TOSTToast, Inc.	Stock	5,440	$240.9K	<0.1%	History
Dimensional ETF Trust25434V849	NATL MUN BD ETF	4,986	$236.5K	<0.1%	–
FTNTFortinet, Inc.	Stock	2,221	$234.8K	<0.1%	History
VICIVici Properties Inc.	COM	6,980	$227.5K	<0.1%	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	3,102	$225.5K	<0.1%	–
Principal Exchange Traded FD74255Y870	US MEGA CP ETF	3,577	$223.8K	<0.1%	–
Paramount Global92556H206	CL B	16,850	$217.4K	<0.1%	–
EWEdwards Lifesciences Corp	Stock	2,731	$213.6K	<0.1%	History
ADIAnalog Devices Inc	Stock	895	$213.1K	<0.1%	History
First Tr Exch Traded FD III33739P301	MUNI HI INCM ETF	4,558	$212.9K	<0.1%	–
VRTXVertex Pharmaceuticals Inc	Stock	474	$211.0K	<0.1%	History
BENFranklin Templeton Inc	COM	8,822	$210.4K	<0.1%	History
SGSweetgreen, Inc.	COM CL A	14,100	$209.8K	<0.1%	History
CPCanadian Pacific Kansas City Ltd	COM	2,631	$208.6K	<0.1%	History
CEFSprott Physical Gold & Silver Trust	PHYSICAL GOLD AN	6,900	$207.7K	<0.1%	History
FTAIFTAI Aviation Ltd.	SHS	1,740	$200.2K	<0.1%	History
Global X FDS37954Y657	US PFD ETF	10,595	$199.5K	<0.1%	–
GRABGrab Holdings Ltd	CLASS A ORD	37,000	$186.1K	<0.1%	History
AVXLAnavex Life Sciences Corp.	COM NEW	19,700	$181.6K	<0.1%	History
ZIMZIM Integrated Shipping Services Ltd.	SHS	11,090	$178.4K	<0.1%	History
MDCXMedicus Pharma Ltd.	COM	46,624	$139.4K	<0.1%	History
HLNHaleon plc	ADR	10,329	$107.1K	<0.1%	History
BBAIBigBear.ai Holdings, Inc.	COM	14,500	$98.5K	<0.1%	History
VERUVeru Inc.	COM	165,000	$96.0K	<0.1%	History
LEGLeggett & Platt Inc	Stock	10,026	$89.4K	<0.1%	History
UBXUnity Biotechnology, Inc.	COM	27,800	$10.7K	<0.1%	History