SeaCrest Wealth Management, LLC

SEC CIK: 0001728121
Latest filing: Jul 9, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 14, 2025. Long positions only; changes compare share counts with Q3 2024.

Positions: 655; +4 vs. Q3 2024
Portfolio value: $951.2M; +$22.7M (+2.4%) vs. Q3 2024
Filed: Jan 14, 2025; SEC

Holdings of SeaCrest Wealth Management, LLC in Q4 2024
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	352,766	$88.3M	9.3%	+652+0.2%	Added	History
NVDANVIDIA Corp	Stock	389,004	$52.2M	5.5%	−20,072−4.9%	Reduced	History
GOOGLAlphabet Inc.	Stock	185,244	$35.1M	3.7%	+1,953+1.1%	Added	History
MSFTMicrosoft Corp	Stock	73,545	$31.0M	3.3%	−1,920−2.5%	Reduced	History
GOOGAlphabet Inc.	Stock	120,842	$23.0M	2.4%	−3,134−2.5%	Reduced	History
AMZNAmazon Com Inc	Stock	100,197	$22.0M	2.3%	−99−0.1%	Reduced	History
AVGOBroadcom Inc.	Stock	82,873	$19.2M	2.0%	−1,542−1.8%	Reduced	History
Invesco QQQ Trust Series I46090E103	ETF	28,939	$14.8M	1.6%	+958+3.4%	Added	–
Schwab U.S. Large-Cap Growth ETF808524300	ETF	510,143	$14.2M	1.5%	+10,111+2.0%	AddedConverted for a 4-for-1 split	–
METAMeta Platforms, Inc.	Stock	22,628	$13.2M	1.4%	+1,781+8.5%	Added	History
BRK.BBerkshire Hathaway Inc	Stock	28,710	$13.0M	1.4%	+270+0.9%	Added	History
LLYEli Lilly & Co	Stock	16,564	$12.8M	1.3%	−113−0.7%	Reduced	History
First Trust Dow Jones Internet Index Fund33733E302	ETF	43,387	$10.6M	1.1%	−9,101−17.3%	Reduced	–
VVisa Inc.	Stock	31,462	$9.94M	1.0%	−450−1.4%	Reduced	History
SPYSPDR S&P 500 ETF Trust	ETF	16,854	$9.88M	1.0%	+107+0.6%	Added	History
COSTCostco Wholesale Corp	Stock	10,323	$9.46M	1.0%	+53+0.5%	Added	History
TSLATesla, Inc.	Stock	21,451	$8.66M	0.9%	+3,093+16.8%	Added	History
Vanguard S&P 500 ETF922908363	ETF	13,859	$7.47M	0.8%	+693+5.3%	Added	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	125,121	$7.20M	0.8%	+19,160+18.1%	Added	–
JPMJPMorgan Chase & Co	Stock	27,692	$6.64M	0.7%	−479−1.7%	Reduced	History
WMTWalmart Inc.	Stock	66,068	$5.97M	0.6%	+10,769+19.5%	Added	History
CVXChevron Corp	Stock	39,207	$5.68M	0.6%	−104−0.3%	Reduced	History
Schwab U.S. Broad Market ETF808524102	ETF	249,340	$5.66M	0.6%	00.0%	UnchangedConverted for a 3-for-1 split	–
HDHome Depot, Inc.	Stock	14,074	$5.47M	0.6%	+1,139+8.8%	Added	History
PLTRPalantir Technologies Inc.	Stock	63,484	$4.80M	0.5%	+31,641+99.4%	Added	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	16,077	$4.66M	0.5%	+1,502+10.3%	Added	–
Vanguard Information Technology ETF92204A702	ETF	7,454	$4.63M	0.5%	+289+4.0%	Added	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	174,010	$4.54M	0.5%	−6,686−3.7%	ReducedConverted for a 3-for-1 split	–
PGProcter & Gamble Co	Stock	25,759	$4.32M	0.5%	+1,075+4.4%	Added	History
AMGNAmgen Inc	Stock	16,298	$4.25M	0.4%	−3,085−15.9%	Reduced	History
TSMTaiwan Semiconductor Manufacturing Co Ltd	ADR	21,266	$4.20M	0.4%	−512−2.4%	Reduced	History
PEPPepsiCo Inc	Stock	26,259	$3.99M	0.4%	−124−0.5%	Reduced	History
CRMSalesforce, Inc.	Stock	11,918	$3.98M	0.4%	+280+2.4%	Added	History
XOMExxonMobil Holdings Corp	COM	34,239	$3.68M	0.4%	−3,431−9.1%	Reduced	History
JNJJohnson & Johnson	Stock	25,087	$3.63M	0.4%	+374+1.5%	Added	History
ABBVAbbVie Inc.	Stock	20,384	$3.62M	0.4%	−1,890−8.5%	Reduced	History
GLDSPDR Gold Trust	ETF	14,929	$3.61M	0.4%	+1,518+11.3%	Added	History
AMDAdvanced Micro Devices Inc	Stock	29,456	$3.56M	0.4%	−3,800−11.4%	Reduced	History
CATCaterpillar Inc	Stock	9,632	$3.49M	0.4%	+30+0.3%	Added	History
NFLXNetflix Inc	Stock	3,825	$3.41M	0.4%	+19+0.5%	Added	History
MRKMerck & Co., Inc.	Stock	34,120	$3.39M	0.4%	−3,506−9.3%	Reduced	History
Vanguard Dividend Appreciation ETF921908844	ETF	16,951	$3.32M	0.3%	+36+0.2%	Added	–
Global X FDS37954Y293	GLB X MLP ENRG I	54,393	$3.29M	0.3%	−208−0.4%	Reduced	–
Schwab International Equity ETF808524805	ETF	177,418	$3.28M	0.3%	−8,142−4.4%	ReducedConverted for a 2-for-1 split	–
Schwab US Dividend Equity ETF808524797	ETF	119,959	$3.28M	0.3%	+901+0.8%	AddedConverted for a 3-for-1 split	–
iShares Russell 1000 Growth ETF464287614	ETF	8,094	$3.25M	0.3%	−684−7.8%	Reduced	–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203	ETF	55,736	$3.14M	0.3%	+9,367+20.2%	Added	–
WMWaste Management Inc	Stock	15,346	$3.10M	0.3%	+30+0.2%	Added	History
NOWServiceNow, Inc.	Stock	2,861	$3.03M	0.3%	−243−7.8%	Reduced	History
Vanguard Morningstar Value ETF922908744	ETF	16,840	$2.85M	0.3%	+325+2.0%	Added	–
UBERUber Technologies, Inc	Stock	46,549	$2.81M	0.3%	−494−1.1%	Reduced	History
PMPhilip Morris International Inc.	Stock	22,586	$2.72M	0.3%	+137+0.6%	Added	History
TAT&T Inc.	Stock	117,422	$2.67M	0.3%	+4,663+4.1%	Added	History
State Street SPDR S&P Aerospace & Defense ETF78464A631	ETF	16,096	$2.67M	0.3%	−1,035−6.0%	Reduced	–
MOAltria Group, Inc.	Stock	50,691	$2.65M	0.3%	+6,060+13.6%	Added	History
IBMInternational Business Machines Corp	Stock	12,037	$2.65M	0.3%	−3,888−24.4%	Reduced	History
Schwab U.S. Small-Cap ETF808524607	ETF	101,964	$2.64M	0.3%	−1,910−1.8%	ReducedConverted for a 2-for-1 split	–
ETNEaton Corp plc	Stock	7,879	$2.61M	0.3%	+2,222+39.3%	Added	History
QCOMQualcomm Inc	Stock	16,980	$2.61M	0.3%	+141+0.8%	Added	History
LRCXLam Research Corp	Stock	35,644	$2.57M	0.3%	+234+0.7%	AddedConverted for a 10-for-1 split	History
Schwab U.S. Mid-Cap ETF808524508	ETF	92,171	$2.55M	0.3%	+1,271+1.4%	AddedConverted for a 3-for-1 split	–
VRTVertiv Holdings Co	COM CL A	21,858	$2.48M	0.3%	+5,712+35.4%	Added	History
LADLithia Motors Inc	COM	6,944	$2.48M	0.3%	−6−0.1%	Reduced	History
PANWPalo Alto Networks Inc	Stock	13,616	$2.48M	0.3%	+214+1.6%	AddedConverted for a 2-for-1 split	History
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	32,293	$2.44M	0.3%	−2,312−6.7%	Reduced	–
HONHoneywell International Inc	COM	10,672	$2.41M	0.3%	−126−1.2%	Reduced	History
ORCLOracle Corp	Stock	14,263	$2.38M	0.2%	−855−5.7%	Reduced	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	10,073	$2.34M	0.2%	+489+5.1%	Added	–
GEGeneral Electric Co	Stock	14,037	$2.34M	0.2%	−1,544−9.9%	Reduced	History
SFSTSouthern First Bancshares Inc	COM	58,806	$2.34M	0.2%	−12,454−17.5%	Reduced	History
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	11,655	$2.31M	0.2%	+476+4.3%	Added	–
Putnam ETF Trust746729300	FOCUSED LAR CAP	62,105	$2.31M	0.2%	+31,300+101.6%	Added	–
FSKFS KKR Capital Corp	COM	105,803	$2.30M	0.2%	−3,754−3.4%	Reduced	History
GEVGE Vernova Inc.	Stock	6,934	$2.28M	0.2%	−2,205−24.1%	Reduced	History
ASMLASML Holding NV	ADR	3,233	$2.24M	0.2%	+907+39.0%	Added	History
Vanguard Morningstar Mid-Cap ETF922908629	ETF	8,178	$2.16M	0.2%	+680+9.1%	Added	–
iShares Tr464288513	IBOXX HI YD ETF	27,404	$2.16M	0.2%	−3,900−12.5%	Reduced	–
VZVerizon Communications Inc	Stock	52,758	$2.11M	0.2%	−3,210−5.7%	Reduced	History
Vanguard Index FDS922908652	EXTEND MKT ETF	11,065	$2.10M	0.2%	+200+1.8%	Added	–
VanEck Semiconductor ETF92189F676	ETF	8,629	$2.09M	0.2%	−56−0.6%	Reduced	–
Vanguard Morningstar Growth ETF922908736	ETF	5,089	$2.09M	0.2%	+580+12.9%	Added	–
iShares Core S&P 500 ETF464287200	ETF	3,525	$2.08M	0.2%	−50−1.4%	Reduced	–
TFCTruist Financial Corp	COM	47,174	$2.05M	0.2%	−553−1.2%	Reduced	History
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	32,122	$2.04M	0.2%	−1,977−5.8%	Reduced	–
MSMorgan Stanley	Stock	16,186	$2.03M	0.2%	+147+0.9%	Added	History
IBITiShares Bitcoin Trust ETF	ETF	38,236	$2.03M	0.2%	+4,913+14.7%	Added	History
Vanguard Ftse Developed Markets ETF921943858	ETF	41,022	$1.96M	0.2%	+117+0.3%	Added	–
ANETArista Networks, Inc.	Stock	17,243	$1.91M	0.2%	−6,977−28.8%	ReducedConverted for a 4-for-1 split	History
Invesco S&P 500 Equal Weight Technology ETF46137V282	ETF	50,773	$1.90M	0.2%	−65−0.1%	Reduced	–
CSCOCisco Systems, Inc.	Stock	31,744	$1.88M	0.2%	+178+0.6%	Added	History
LMTLockheed Martin Corp	Stock	3,835	$1.86M	0.2%	+192+5.3%	Added	History
TXNTexas Instruments Inc	Stock	9,795	$1.84M	0.2%	−60−0.6%	Reduced	History
ARCCAres Capital Corp	CEF	83,399	$1.83M	0.2%	−1,481−1.7%	Reduced	History
KOCoca Cola Co	Stock	28,767	$1.79M	0.2%	−380−1.3%	Reduced	History
BXBlackstone Inc.	COM	10,324	$1.78M	0.2%	−931−8.3%	Reduced	History
PFEPfizer Inc	Stock	65,590	$1.74M	0.2%	−6,705−9.3%	Reduced	History
SHELShell plc	ADR	27,729	$1.74M	0.2%	−2,425−8.0%	Reduced	History
BACBank of America Corp	Stock	39,494	$1.74M	0.2%	−16,831−29.9%	Reduced	History
LOWLowes Companies Inc	Stock	7,006	$1.73M	0.2%	+28+0.4%	Added	History
ETF Ser Solutions26922B683	AAM TRANS ETF	45,187	$1.71M	0.2%	+15,760+53.6%	Added	–

Sold out since Q3 2024 (54)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of SeaCrest Wealth Management, LLC sold out since Q3 2024
Security	Class	Shares in Q3 2024	Value in Q3 2024	% of portfolio in Q3 2024	History
Sprott FDS Tr85208P881	COPPER MINER ETF	28,514	$740.8K	0.1%	–
NTAPNetApp, Inc.	Stock	5,812	$717.8K	0.1%	History
RIORio Tinto PLC	ADR	10,041	$714.6K	0.1%	History
CELHCelsius Holdings, Inc.	COM NEW	21,574	$676.6K	0.1%	History
ZBHZimmer Biomet Holdings, Inc.	Stock	5,577	$602.0K	0.1%	History
Texas Cap Tex Equity Index E88224A508	GOVT MONEY MKT	567,168	$567.2K	0.1%	–
NENoble Corp plc	ORD SHS A	15,601	$563.8K	0.1%	History
UMCUnited Microelectronics Corp	SPON ADR NEW	61,165	$515.0K	0.1%	History
TMToyota Motor Corp	ADS	2,838	$506.8K	0.1%	History
ECEcopetrol S.A.	SPONSORED ADS	55,075	$491.8K	0.1%	History
FANGDiamondback Energy, Inc.	Stock	2,732	$471.0K	0.1%	History
SMCISuper Micro Computer, Inc.	COM	1,127	$469.3K	0.1%	History
Invesco Exch Traded FD Tr II46138G631	NASDAQNXTGEN100	14,832	$450.4K	<0.1%	–
IIPRInnovative Industrial Properties Inc	COM	3,071	$413.4K	<0.1%	History
BHPBHP Group Ltd	ADR	5,876	$365.0K	<0.1%	History
ZSZscaler, Inc.	Stock	2,125	$363.2K	<0.1%	History
ETF Ser Solutions26922B832	BAHL GAYNOR SML	10,811	$316.3K	<0.1%	–
SWKStanley Black & Decker, Inc.	COM	2,829	$311.6K	<0.1%	History
EVHEvolent Health, Inc.	CL A	10,211	$288.8K	<0.1%	History
NRONeuberger Real Estate Securities Income Fund Inc	COM	65,871	$270.7K	<0.1%	History
CEGConstellation Energy Corp	Stock	1,029	$267.6K	<0.1%	History
CTRACoterra Energy Inc.	Stock	10,983	$263.0K	<0.1%	History
VanEck Morningstar Wide Moat ETF92189F643	ETF	2,679	$259.7K	<0.1%	–
FSLRFirst Solar, Inc.	Stock	1,039	$259.2K	<0.1%	History
iShares Tr464287234	MSCI EMG MKT ETF	5,557	$254.8K	<0.1%	–
AOSSmith A O Corp	COM	2,789	$250.5K	<0.1%	History
iShares Tr464288661	3 7 YR TREAS BD	2,056	$245.9K	<0.1%	–
Invesco Exch Traded FD Tr II46138E362	S&P500 HDL VOL	4,815	$243.5K	<0.1%	–
TMUST-Mobile US, Inc.	Stock	1,177	$242.9K	<0.1%	History
ETDEthan Allen Interiors Inc	COM	7,415	$236.5K	<0.1%	History
HPQHP Inc	Stock	6,586	$236.2K	<0.1%	History
PZZAPapa Johns International Inc	Stock	4,304	$231.9K	<0.1%	History
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	2,926	$224.4K	<0.1%	–
STZConstellation Brands, Inc.	Stock	871	$224.3K	<0.1%	History
WisdomTree Tr97717W422	INDIA ERNGS FD	4,386	$221.3K	<0.1%	–
BF.BBrown Forman Corp	Stock	4,374	$215.2K	<0.1%	History
ERIEErie Indemnity Co	CL A	398	$214.8K	<0.1%	History
ARK Innovation ETF00214Q104	ETF	4,466	$212.3K	<0.1%	–
TENBTenable Holdings, Inc.	COM	5,000	$202.6K	<0.1%	History
TDToronto Dominion Bank	Stock	3,202	$202.6K	<0.1%	History
iShares Russell Midcap ETF464287499	ETF	2,296	$202.3K	<0.1%	–
SGOLabrdn Gold ETF Trust	ETF	8,035	$201.9K	<0.1%	History
FUNCFirst United Corp	COM	6,766	$201.9K	<0.1%	History
First Tr Exchange-Traded Alp33735J101	COM SHS	2,544	$201.3K	<0.1%	–
iShares Tr464288752	US HOME CONS ETF	1,580	$200.8K	<0.1%	–
NEMNEWMONT Corp	Stock	3,751	$200.5K	<0.1%	History
SNPSSynopsys Inc	COM	395	$200.0K	<0.1%	History
Global X FDS37954Y483	NASDAQ 100 COVER	10,650	$192.1K	<0.1%	–
IOVAIovance Biotherapeutics, Inc.	COM	20,406	$191.6K	<0.1%	History
PKSTPeakstone Realty Trust	Common Stock	11,532	$157.2K	<0.1%	History
BGRBlackRock Energy & Resources Trust	COM	10,138	$130.6K	<0.1%	History
FLYYSpirit Aviation Holdings, Inc.	COM	17,204	$41.3K	<0.1%	History
ETHGrayscale Ethereum Staking Mini ETF	COM UNIT	10,223	$24.9K	<0.1%	History
FBIOFortress Biotech, Inc.	COM NEW	12,000	$17.3K	<0.1%	History