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Livermore
Livermore
ZHEN

Claraphi Advisory Network, LLC

SEC CIK
0001724134
Latest filing
Feb 15, 2023

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 15, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
193
−77 vs. Q2 2022
Portfolio value
$184.8M
−$99.6M (−35.0%) vs. Q2 2022
Filed
Nov 15, 2022
SEC
Holdings of Claraphi Advisory Network, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF63,661$22.8M12.4%+34,689+119.7%Added–
iShares Tr4642874571 3 YR TREAS BD184,959$15.0M8.1%+8,518+4.8%Added–
TSLATesla, Inc.Stock29,289$7.77M4.2%−16,863−36.5%ReducedConverted for a 3-for-1 splitHistory
AAPLApple Inc.Stock35,798$4.95M2.7%−84,187−70.2%ReducedHistory
Vanguard S&P 500 ETF922908363ETF11,276$3.70M2.0%−1,938−14.7%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF49,774$3.29M1.8%+44,392+824.8%Added–
ZSZscaler, Inc.Stock19,977$3.28M1.8%+1,068+5.6%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF27,375$2.85M1.5%−16,298−37.3%Reduced–
iShares MSCI Eafe ETF464287465ETF49,689$2.78M1.5%−27,493−35.6%Reduced–
iShares Tr464287150CORE S&P TTL STK30,058$2.39M1.3%−224,969−88.2%Reduced–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD144,459$2.34M1.3%+127,851+769.8%Added–
XOMExxonMobil Holdings CorpCOM26,337$2.30M1.2%−958−3.5%ReducedHistory
AMZNAmazon Com IncStock19,889$2.25M1.2%−3,339−14.4%ReducedHistory
ProShares Tr74347B425SHORT S&P 500 NE126,557$2.19M1.2%+83,794+195.9%Added–
SPYSPDR S&P 500 ETF TrustETF5,844$2.09M1.1%+2,095+55.9%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF21,828$2.00M1.1%+21,828New–
Pacer US Cash Cows 100 ETF69374H881ETF48,590$1.99M1.1%−12,414−20.3%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF14,694$1.99M1.1%+496+3.5%Added–
iShares Tr46434V860TRS FLT RT BD38,766$1.96M1.1%+16,455+73.8%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF56,664$1.86M1.0%−13,413−19.1%Reduced–
iShares Tips Bond ETF464287176ETF17,292$1.81M1.0%−21,042−54.9%Reduced–
LLYEli Lilly & CoStock5,212$1.69M0.9%+1,030+24.6%AddedHistory
CVSCVS Health CorpStock16,744$1.60M0.9%+51+0.3%AddedHistory
Global X FDS37954Y483NASDAQ 100 COVER97,465$1.53M0.8%−37,184−27.6%Reduced–
UNHUnitedHealth Group IncStock2,898$1.46M0.8%−4,061−58.4%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED59,411$1.46M0.8%−34,541−36.8%Reduced–
Vanguard Malvern FDS922020805STRM INFPROIDX28,426$1.37M0.7%+15,246+115.7%Added–
TMUST-Mobile US, Inc.Stock9,876$1.32M0.7%+9,876NewHistory
NEENextera Energy IncStock16,887$1.32M0.7%+12,914+325.0%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF20,809$1.32M0.7%−2,463−10.6%Reduced–
MSFTMicrosoft CorpStock5,627$1.31M0.7%−7,292−56.4%ReducedHistory
GDGeneral Dynamics CorpStock5,967$1.27M0.7%+348+6.2%AddedHistory
EXCExelon CorpStock30,906$1.16M0.6%−8,156−20.9%ReducedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF31,966$1.14M0.6%−16,431−34.0%Reduced–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY25,338$1.14M0.6%+15,664+161.9%Added–
SOSouthern CoStock16,608$1.13M0.6%+16,608NewHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF24,356$1.10M0.6%−1,282−5.0%Reduced–
AMTAmerican Tower CorpREIT5,010$1.08M0.6%+5,010NewHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF16,333$1.07M0.6%−6,017−26.9%Reduced–
VanEck Morningstar Wide Moat ETF92189F643ETF17,495$1.05M0.6%+469+2.8%Added–
iShares Tr46429B655FLTG RATE NT ETF20,001$1.00M0.5%+4,496+29.0%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF61,471$946.0K0.5%+6,784+12.4%Added–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST13,532$923.0K0.5%+13,532New–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT44,813$922.0K0.5%−51,255−53.4%ReducedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B9,999$907.0K0.5%+3,052+43.9%AddedHistory
HQHabrdn Healthcare InvestorsSH BEN INT50,069$865.0K0.5%−21,327−29.9%ReducedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM37,157$862.0K0.5%−11,310−23.3%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF3,204$856.0K0.5%−4,051−55.8%Reduced–
GLDSPDR Gold TrustETF5,506$851.0K0.5%+5,506NewHistory
ARK ETF Tr00214Q807SPACE & DEFENSE68,259$844.0K0.5%+30,925+82.8%Added–
EOSEaton Vance Enhanced Equity Income Fund IICOM54,675$837.0K0.5%−16,005−22.6%ReducedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR16,931$836.0K0.5%+727+4.5%Added–
Vanguard Short-Term Bond ETF921937827ETF10,763$805.0K0.4%+10,763New–
iShares Core U.S. Aggregate Bond ETF464287226ETF8,234$793.0K0.4%−1,914−18.9%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF7,985$789.0K0.4%+7,985New–
MGTXMeiraGTx Holdings plcCOM93,836$789.0K0.4%−400−0.4%ReducedHistory
GOOGLAlphabet Inc.Stock8,156$780.0K0.4%−3,164−28.0%ReducedConverted for a 20-for-1 splitHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM62,654$744.0K0.4%−40,056−39.0%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF5,793$715.0K0.4%−1,808−23.8%Reduced–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,787$713.0K0.4%−835−8.7%ReducedHistory
LNGCheniere Energy, Inc.COM NEW4,173$692.0K0.4%+4,173NewHistory
CVXChevron CorpStock4,794$689.0K0.4%−10,701−69.1%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD22,665$683.0K0.4%+22,665NewHistory
AMRCAmeresco, Inc.CL A10,225$680.0K0.4%+10,225NewHistory
OXYOccidental Petroleum CorpStock11,042$679.0K0.4%−9,699−46.8%ReducedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF29,520$674.0K0.4%−369−1.2%Reduced–
CLRContinental Resources, IncCOM10,100$674.0K0.4%+10,100NewHistory
MPCMarathon Petroleum CorpStock6,768$672.0K0.4%+6,768NewHistory
OCCIOFS Credit Company, Inc.COM75,897$671.0K0.4%−8,043−9.6%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS11,544$667.0K0.4%−1,983−14.7%Reduced–
Direxion Shs ETF Tr25459Y165DLY S&P500 2XS10,347$656.0K0.4%−150−1.4%Reduced–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL9,265$647.0K0.4%−270−2.8%Reduced–
ARK Innovation ETF00214Q104ETF17,129$646.0K0.3%−34,984−67.1%Reduced–
EXEExpand Energy CorpCOM6,828$643.0K0.3%+6,828NewHistory
Vanguard Total World Stock ETF922042742ETF8,047$635.0K0.3%+1,708+26.9%Added–
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X21,494$635.0K0.3%−403−1.8%Reduced–
ASGLiberty All Star Growth Fund Inc.COM128,378$635.0K0.3%−47,940−27.2%ReducedHistory
NFENew Fortress Energy Inc.COM CL A14,514$634.0K0.3%+14,514NewHistory
Uscf ETF Tr90290T809SUMMERHAVEN K128,432$630.0K0.3%+28,432New–
ORAOrmat Technologies, Inc.COM7,286$628.0K0.3%+7,286NewHistory
SPDR Series Trust78468R887ST STR R2K LOWV6,317$624.0K0.3%+6,317New–
JPMorgan Ultra-Short Income ETF46641Q837ETF12,392$622.0K0.3%+12,392New–
SPDR Series Trust78468R200ST STR RATE ETF20,484$621.0K0.3%+20,484New–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG19,823$616.0K0.3%+19,823New–
First Tr Exchange-Traded FD336917109SHS19,085$613.0K0.3%+12,055+171.5%Added–
EQTEQT CorpStock14,930$608.0K0.3%+14,930NewHistory
Global X Lithium & Battery Tech ETF37954Y855ETF8,829$583.0K0.3%−2,653−23.1%Reduced–
NVDANVIDIA CorpStock4,775$580.0K0.3%−320−6.3%ReducedHistory
GOOGAlphabet Inc.Stock5,922$569.0K0.3%−1,978−25.0%ReducedConverted for a 20-for-1 splitHistory
OZBelpointe PREP, LLCUNIT RP LTD LB A6,609$558.0K0.3%00.0%UnchangedHistory
CELHCelsius Holdings, Inc.COM NEW6,118$555.0K0.3%+6,118NewHistory
ProShares Tr74347R396PSHS SH MSCI EMR32,734$555.0K0.3%+32,734New–
PMLPIMCO Municipal Income Fund IICOM57,477$548.0K0.3%−16,038−21.8%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,803$543.0K0.3%−780−2.2%Reduced–
EPDEnterprise Products Partners L.P.Stock22,812$542.0K0.3%−994−4.2%ReducedHistory
ProShares Tr74347R370PSHS SH MSCI EAF22,624$536.0K0.3%+22,624New–
Sprott FDS Tr85208P303URANIUM MINERS E8,133$529.0K0.3%+25+0.3%Added–
Vanguard Total Bond Market ETF921937835ETF7,384$526.0K0.3%−877−10.6%Reduced–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF15,274$518.0K0.3%+15,274New–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,075$517.0K0.3%−887−4.0%Reduced–

Sold out since Q2 2022 (116)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 116 by value last quarter.

Positions of Claraphi Advisory Network, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Core High Dividend ETF46429B663ETF49,369$4.96M1.7%–
JNJJohnson & JohnsonStock16,491$2.93M1.0%History
COPConocoPhillipsStock29,120$2.62M0.9%History
BMYBristol Myers Squibb CoStock33,702$2.60M0.9%History
JPMJPMorgan Chase & CoStock22,605$2.55M0.9%History
MPTMedical Properties Trust IncCOM162,443$2.48M0.9%History
BACBank of America CorpStock66,280$2.06M0.7%History
CATCaterpillar IncStock8,705$1.56M0.5%History
LMTLockheed Martin CorpStock3,556$1.53M0.5%History
iShares Global Clean Energy ETF464288224ETF74,336$1.42M0.5%–
TAT&T Inc.Stock56,645$1.19M0.4%History
TWITitan International IncCOM75,601$1.14M0.4%History
Vanguard Morningstar Growth ETF922908736ETF4,861$1.08M0.4%–
iShares Core S&P Mid-Cap ETF464287507ETF4,473$1.01M0.4%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD34,609$926.0K0.3%–
PMPhilip Morris International Inc.Stock9,260$914.0K0.3%History
iShares Core Dividend Growth ETF46434V621ETF18,221$868.0K0.3%–
MROMarathon Oil CorpCOM36,196$814.0K0.3%History
APAAPA CorpStock22,939$801.0K0.3%History
iShares Tr46434V878ULTRA SHORT DUR15,969$799.0K0.3%–
SPDR Series Trust78468R622ST BLOO HIGH ETF8,277$751.0K0.3%–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR11,834$728.0K0.3%–
SWNSouthwestern Energy CoCOM115,963$725.0K0.3%History
Flexshares Tr33939L662HIG YLD VL ETF17,851$721.0K0.3%–
DQDaqo New Energy Corp.SPNSRD ADS NEW9,926$708.0K0.2%History
IGRCbre Global Real Estate Income FundCOM95,306$692.0K0.2%History
Vanguard Information Technology ETF92204A702ETF2,110$689.0K0.2%–
BSTBlackRock Science & Technology TrustSHS20,296$659.0K0.2%History
DBEInvesco DB Energy FundENERGY FD24,475$641.0K0.2%History
AMGNAmgen IncStock2,484$604.0K0.2%History
VZVerizon Communications IncStock11,627$590.0K0.2%History
Schwab US Dividend Equity ETF808524797ETF7,729$554.0K0.2%–
IAUiShares Gold TrustETF15,815$543.0K0.2%History
DISWalt Disney CoStock5,491$518.0K0.2%History
XELXcel Energy IncStock7,069$500.0K0.2%History
CRMSalesforce, Inc.Stock2,989$493.0K0.2%History
BIDUBaidu, Inc.ADR3,268$486.0K0.2%History
AZNAstraZeneca PLCSPONSORED ADR7,363$486.0K0.2%History
PDDPDD Holdings Inc.SPONSORED ADS7,824$484.0K0.2%History
PDIPIMCO Dynamic Income FundSHS23,095$482.0K0.2%History
CCitigroup IncStock10,005$460.0K0.2%History
NTESNetEase, Inc.SPONSORED ADS4,757$444.0K0.2%History
PSLVSprott Physical Silver TrustPHYSICAL SILVER63,205$436.0K0.2%History
FSKFS KKR Capital CorpCOM22,500$436.0K0.2%History
PSNParsons CorpCOM10,578$428.0K0.2%History
Fidelity MSCI Health Care Index ETF316092600ETF7,019$426.0K0.1%–
SGENSeagen Inc.COM2,402$425.0K0.1%History
PYPLPayPal Holdings, Inc.Stock5,859$409.0K0.1%History
COSTCostco Wholesale CorpStock788$378.0K0.1%History
RTXRTX CorpStock3,907$376.0K0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT18,728$367.0K0.1%History
SLViShares Silver TrustETF19,556$365.0K0.1%History
iShares Tr464287796U.S. ENERGY ETF9,479$361.0K0.1%–
WPCW. P. Carey Inc.COM4,287$355.0K0.1%History
UNPUnion Pacific CorpStock1,631$348.0K0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,958$293.0K0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM34,736$289.0K0.1%History
GOFGuggenheim Strategic Opportunities FundCOM SBI17,816$287.0K0.1%History
BRMKBroadmark Realty Capital Inc.COM42,800$287.0K0.1%History
GLADGladstone Capital CorpCOM28,312$286.0K0.1%History
IVTInvenTrust Properties Corp.COM NEW10,946$282.0K0.1%History
NOWServiceNow, Inc.Stock590$281.0K0.1%History
ORCLOracle CorpStock4,015$281.0K0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK20,005$274.0K0.1%History
Vanguard Wellington FD921935607US MULTIFACTOR3,051$273.0K0.1%–
PEPPepsiCo IncStock1,624$271.0K0.1%History
PLTRPalantir Technologies Inc.Stock29,863$271.0K0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF4,972$271.0K0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD16,425$270.0K0.1%–
INTCIntel CorpStock7,158$268.0K0.1%History
WYWeyerhaeuser CoCOM NEW8,068$267.0K0.1%History
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM23,421$265.0K0.1%History
HPQHP IncStock8,046$264.0K0.1%History
EMNEastman Chemical CoStock2,911$261.0K0.1%History
LINLinde PLCSHS896$258.0K0.1%History
AVGOBroadcom Inc.Stock527$256.0K0.1%History
HDHome Depot, Inc.Stock915$251.0K0.1%History
AGNCAGNC Investment Corp.REIT21,910$243.0K0.1%History
Kraneshares Trust500767306CSI CHI INTERNET7,344$241.0K0.1%–
MCDMcDonalds CorpStock972$240.0K0.1%History
ROKRockwell Automation, IncStock1,201$239.0K0.1%History
PXDPioneer Natural Resources CoCOM1,073$239.0K0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF1,871$238.0K0.1%–
iShares Tr46435G334MSCI UK ETF NEW7,522$225.0K0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM12,561$221.0K0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW32,655$221.0K0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,704$219.0K0.1%–
PFNPIMCO Income Strategy Fund IICOM27,495$218.0K0.1%History
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF4,140$216.0K0.1%–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,770$214.0K0.1%–
LRCXLam Research CorpCOM498$212.0K0.1%History
DEDeere & CoStock701$210.0K0.1%History
TTWOTake Two Interactive Software IncCOM1,714$210.0K0.1%History
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM27,157$209.0K0.1%History
SPDR Index Shs FDS78463X772ST S&P INTL ETF6,050$208.0K0.1%–
iShares Tr464288570ESG MSCI KLD ETF2,879$207.0K0.1%–
GGTGabelli Multimedia Trust Inc.COM28,561$206.0K0.1%History
iShares Tr46434V381FUTU EXPO TE ETF4,301$206.0K0.1%–
iShares Core S&P Small Cap ETF464287804ETF2,204$204.0K0.1%–
RCSPIMCO Strategic Income Fund, Inc.CEF39,595$203.0K0.1%History