Berman Capital Advisors, LLC
- SEC CIK
- 0001720336
- Latest filing
- Oct 7, 2021
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 7, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 2,233
- +197 vs. Q2 2021
- Portfolio value
- $635.6M
- +$7.43M (+1.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 539,852 | $108.5M | 17.1% | +41,974+8.4% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 1,013,910 | $75.3M | 11.8% | +128,631+14.5% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 115,865 | $27.4M | 4.3% | +2,837+2.5% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 192,967 | $25.4M | 4.0% | −630.0% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 89,128 | $24.4M | 3.8% | +120+0.1% | Added | – |
| AAPLApple Inc. | Stock | 103,480 | $14.6M | 2.3% | +6,801+7.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 43,528 | $12.3M | 1.9% | +9,219+26.9% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 118,518 | $12.1M | 1.9% | −9,395−7.3% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 3,633 | $11.9M | 1.9% | +387+11.9% | Added | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 180,449 | $11.4M | 1.8% | −66,527−26.9% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 24,180 | $10.4M | 1.6% | −4,272−15.0% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 42,892 | $9.52M | 1.5% | +715+1.7% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 68,494 | $9.27M | 1.5% | +324+0.5% | Added | – |
| LPROOpen Lending Corp | COM | 200,187 | $7.22M | 1.1% | +200,187 | New | History |
| GOOGLAlphabet Inc. | Stock | 1,974 | $5.28M | 0.8% | +251+14.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 19,074 | $5.21M | 0.8% | +1,552+8.9% | Added | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 104,851 | $4.94M | 0.8% | +104,851 | New | – |
| HDHome Depot, Inc. | Stock | 14,718 | $4.83M | 0.8% | +603+4.3% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 75,360 | $4.59M | 0.7% | +268+0.4% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 90,063 | $4.50M | 0.7% | −739−0.8% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 50,853 | $4.34M | 0.7% | −242,644−82.7% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 11,782 | $4.00M | 0.6% | +1,686+16.7% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 22,432 | $3.44M | 0.5% | +79+0.4% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,183 | $3.29M | 0.5% | −12−0.1% | Reduced | – |
| TSLATesla, Inc. | Stock | 4,028 | $3.12M | 0.5% | +67+1.7% | Added | History |
| GOOGAlphabet Inc. | Stock | 1,129 | $3.01M | 0.5% | +254+29.0% | Added | History |
| VVisa Inc. | Stock | 13,150 | $2.93M | 0.5% | +2,201+20.1% | Added | History |
| NVDANVIDIA Corp | Stock | 13,795 | $2.86M | 0.4% | +2,743+24.8% | AddedConverted for a 4-for-1 split | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 10,501 | $2.76M | 0.4% | +30+0.3% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 16,833 | $2.75M | 0.4% | +2,875+20.6% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 10,397 | $2.70M | 0.4% | +3,758+56.6% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 43,756 | $2.70M | 0.4% | −2,525−5.5% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 6,167 | $2.66M | 0.4% | +7+0.1% | Added | – |
| JNJJohnson & Johnson | Stock | 16,387 | $2.65M | 0.4% | +2,723+19.9% | Added | History |
| MAMastercard Inc | Stock | 7,438 | $2.58M | 0.4% | +952+14.7% | Added | History |
| BACBank of America Corp | Stock | 59,862 | $2.54M | 0.4% | +6,196+11.5% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 16,350 | $2.45M | 0.4% | +57+0.3% | Added | – |
| ADBEAdobe Inc. | Stock | 4,033 | $2.32M | 0.4% | +764+23.4% | Added | History |
| NOWServiceNow, Inc. | Stock | 3,716 | $2.31M | 0.4% | +645+21.0% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 5,623 | $2.20M | 0.3% | +1,048+22.9% | Added | History |
| PGProcter & Gamble Co | Stock | 15,361 | $2.15M | 0.3% | +1,873+13.9% | Added | History |
| DISWalt Disney Co | Stock | 12,492 | $2.11M | 0.3% | +1,677+15.5% | Added | History |
| LAMRLamar Advertising Co | REIT | 17,874 | $2.03M | 0.3% | −10.0% | Reduced | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 200,000 | $1.98M | 0.3% | 00.0% | Unchanged | – |
| CRMSalesforce, Inc. | Stock | 7,082 | $1.92M | 0.3% | +2,201+45.1% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 15,463 | $1.80M | 0.3% | +44+0.3% | Added | – |
| GLDSPDR Gold Trust | ETF | 10,177 | $1.67M | 0.3% | 00.0% | Unchanged | History |
| BXBlackstone Inc. | COM | 14,247 | $1.66M | 0.3% | +1,019+7.7% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 20,214 | $1.58M | 0.2% | −310−1.5% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 20,163 | $1.51M | 0.2% | +1,935+10.6% | Added | History |
| NFLXNetflix Inc | Stock | 2,478 | $1.51M | 0.2% | +323+15.0% | Added | History |
| PFEPfizer Inc | Stock | 34,890 | $1.50M | 0.2% | −4,310−11.0% | Reduced | History |
| VAPOVapotherm Inc | COM | 65,766 | $1.46M | 0.2% | +47,801+266.1% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 28,375 | $1.43M | 0.2% | +19+0.1% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 19,365 | $1.43M | 0.2% | −328−1.7% | Reduced | – |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 25,758 | $1.43M | 0.2% | 00.0% | Unchanged | – |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 31,983 | $1.42M | 0.2% | +31,983 | New | – |
| iShares Russell Midcap ETF464287499 | ETF | 17,981 | $1.41M | 0.2% | +45+0.3% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 12,942 | $1.39M | 0.2% | 00.0% | Unchanged | – |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 68,943 | $1.32M | 0.2% | −12,498−15.3% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,266 | $1.29M | 0.2% | +477+26.7% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 23,531 | $1.28M | 0.2% | +3,568+17.9% | Added | History |
| KOCoca Cola Co | Stock | 24,335 | $1.28M | 0.2% | −1,812−6.9% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 25,192 | $1.24M | 0.2% | +48+0.2% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 11,024 | $1.24M | 0.2% | +11+0.1% | Added | – |
| CMCSAComcast Corp | Stock | 20,847 | $1.17M | 0.2% | +5,070+32.1% | Added | History |
| COSTCostco Wholesale Corp | Stock | 2,560 | $1.15M | 0.2% | +114+4.7% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 30,694 | $1.14M | 0.2% | +538+1.8% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 5,191 | $1.14M | 0.2% | +10.0% | Added | – |
| ABTAbbott Laboratories | Stock | 9,048 | $1.07M | 0.2% | +1,198+15.3% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,616 | $1.05M | 0.2% | −6,842−65.4% | Reduced | – |
| PTONPeloton Interactive, Inc. | CL A COM | 11,901 | $1.03M | 0.2% | −1,313−9.9% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 850 | $1.03M | 0.2% | +2+0.2% | Added | History |
| VZVerizon Communications Inc | Stock | 18,458 | $996.0K | 0.2% | +5,553+43.0% | Added | History |
| PEPPepsiCo Inc | Stock | 6,386 | $960.0K | 0.2% | +617+10.7% | Added | History |
| LLYEli Lilly & Co | Stock | 4,142 | $956.0K | 0.2% | +482+13.2% | Added | History |
| XYZBlock, Inc. | CL A | 3,980 | $953.0K | 0.1% | +954+31.5% | Added | History |
| HONHoneywell International Inc | COM | 4,373 | $928.0K | 0.1% | +682+18.5% | Added | History |
| DOCUDocuSign, Inc. | Stock | 3,523 | $906.0K | 0.1% | +42+1.2% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 3,627 | $890.0K | 0.1% | +148+4.3% | Added | History |
| INTCIntel Corp | Stock | 16,646 | $886.0K | 0.1% | +5,523+49.7% | Added | History |
| WMTWalmart Inc. | Stock | 6,238 | $869.0K | 0.1% | +1,739+38.7% | Added | History |
| PLTRPalantir Technologies Inc. | Stock | 35,421 | $850.0K | 0.1% | +12,020+51.4% | Added | History |
| ABBVAbbVie Inc. | Stock | 7,861 | $847.0K | 0.1% | +1,004+14.6% | Added | History |
| NETCloudflare, Inc. | CL A COM | 7,483 | $842.0K | 0.1% | +429+6.1% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 3,228 | $822.0K | 0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 9,428 | $820.0K | 0.1% | +1,040+12.4% | Added | History |
| SBUXStarbucks Corp | Stock | 7,425 | $818.0K | 0.1% | +498+7.2% | Added | History |
| TGTTarget Corp | Stock | 3,551 | $811.0K | 0.1% | +292+9.0% | Added | History |
| DHRDanaher Corp | Stock | 2,662 | $810.0K | 0.1% | +681+34.4% | Added | History |
| NKENIKE, Inc. | Stock | 5,537 | $804.0K | 0.1% | +564+11.3% | Added | History |
| SNOWSnowflake Inc. | Stock | 2,597 | $784.0K | 0.1% | −71−2.7% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 3,887 | $776.0K | 0.1% | +328+9.2% | Added | History |
| QCOMQualcomm Inc | Stock | 5,922 | $763.0K | 0.1% | +889+17.7% | Added | History |
| AVGOBroadcom Inc. | Stock | 1,545 | $749.0K | 0.1% | +52+3.5% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 749 | $743.0K | 0.1% | +282+60.4% | Added | History |
| NEENextera Energy Inc | Stock | 9,323 | $731.0K | 0.1% | +1,876+25.2% | Added | History |
| ETNEaton Corp plc | Stock | 4,845 | $722.0K | 0.1% | +479+11.0% | Added | History |
| MDTMedtronic plc | Stock | 5,686 | $712.0K | 0.1% | +1,382+32.1% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 3,907 | $710.0K | 0.1% | +153+4.1% | Added | History |
Sold out since Q2 2021 (91)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Vanguard Consumer Staples ETF92204A207 | ETF | 1,014 | $185.0K | <0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,101 | $113.0K | <0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 524 | $95.0K | <0.1% | History |
| WLKPWestlake Chemical Partners LP | COM UNIT RP LP | 2,098 | $56.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 457 | $49.0K | <0.1% | – |
| Capstar SPL Purp Acquisition14070Y101 | COM CL A | 5,000 | $48.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 893 | $38.0K | <0.1% | History |
| AHTAshford Hospitality Trust Inc | COM SHS | 7,830 | $35.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 342 | $35.0K | <0.1% | History |
| AZTAAzenta, Inc. | COM | 137 | $13.0K | <0.1% | History |
| Climate Change Crisis Real I18716C100 | CL A COM | 914 | $13.0K | <0.1% | – |
| PFPTProofpoint Inc | COM | 68 | $11.0K | <0.1% | History |
| IMMRImmersion Corp | COM | 826 | $7.00K | <0.1% | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 112 | $6.00K | <0.1% | – |
| AFIBAcutus Medical, Inc. | COM | 397 | $6.00K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 753 | $6.00K | <0.1% | – |
| SYKESykes Enterprises Inc | COM | 113 | $6.00K | <0.1% | History |
| iShares Tr464287556 | ISHARES BIOTECH | 34 | $5.00K | <0.1% | – |
| GRAW R Grace & Co | COM | 68 | $4.00K | <0.1% | History |
| HMPTHome Point Capital Inc. | COM | 821 | $4.00K | <0.1% | History |
| SEBSeaboard Corp | COM | 1 | $3.00K | <0.1% | History |
| ORBCOMM Inc.68555P100 | COM | 316 | $3.00K | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 100 | $3.00K | <0.1% | History |
| CXWCoreCivic, Inc. | COM | 261 | $2.00K | <0.1% | History |
| EARNEllington Credit Co | COM SHS BEN INT | 190 | $2.00K | <0.1% | History |
| CVBFCVB Financial Corp | COM | 113 | $2.00K | <0.1% | History |
| EVEREverQuote, Inc. | COM CL A | 73 | $2.00K | <0.1% | History |
| IMVTImmunovant, Inc. | COM | 206 | $2.00K | <0.1% | History |
| ARDXArdelyx, Inc. | COM | 394 | $2.00K | <0.1% | History |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 184 | $2.00K | <0.1% | History |
| TRSTTrustco Bank Corp N Y | COM NEW | 66 | $2.00K | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 132 | $2.00K | <0.1% | – |
| KNLKnoll Inc | COM NEW | 80 | $2.00K | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 14 | $2.00K | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 38 | $2.00K | <0.1% | History |
| OIIOceaneering International Inc | Stock | 73 | $1.00K | <0.1% | History |
| ENVAEnova International, Inc. | COM | 42 | $1.00K | <0.1% | History |
| ETONEton Pharmaceuticals, Inc. | COM | 229 | $1.00K | <0.1% | History |
| UGPUltrapar Holdings Inc | SP ADR REP COM | 373 | $1.00K | <0.1% | History |
| PFSIPennyMac Financial Services, Inc. | COM | 23 | $1.00K | <0.1% | History |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 22 | $1.00K | <0.1% | History |
| EGHT8X8 Inc | COM | 44 | $1.00K | <0.1% | History |
| ALTOAlto Ingredients, Inc. | COM | 208 | $1.00K | <0.1% | History |
| ASCArdmore Shipping Corp | COM | 267 | $1.00K | <0.1% | History |
| BCHBank of Chile | SPONSORED ADS | 54 | $1.00K | <0.1% | History |
| EBCEastern Bankshares, Inc. | COM | 87 | $1.00K | <0.1% | History |
| EBFEnnis, Inc. | COM | 61 | $1.00K | <0.1% | History |
| FTHMFathom Holdings Inc. | COM | 31 | $1.00K | <0.1% | History |
| FSPFranklin Street Properties Corp | COM | 226 | $1.00K | <0.1% | History |
| REKRRekor Systems, Inc. | COM | 110 | $1.00K | <0.1% | History |
| SIEBSiebert Financial Corp | COM | 324 | $1.00K | <0.1% | History |
| SEDGSolaredge Technologies, Inc. | COM | 6 | $1.00K | <0.1% | History |
| MDRXVeradigm Inc. | COM | 66 | $1.00K | <0.1% | History |
| BMTCBryn Mawr Bank Corp | COM | 36 | $1.00K | <0.1% | History |
| CBBCincinnati Bell Inc | COM NEW | 109 | $1.00K | <0.1% | History |
| COWNCowen Inc. | CL A NEW | 35 | $1.00K | <0.1% | History |
| MFNCMackinac Financial Corp | COM | 71 | $1.00K | <0.1% | History |
| ZEUSOlympic Steel Inc | COM | 62 | $1.00K | <0.1% | History |
| PQ Group Hldgs Inc73943T103 | COM | 82 | $1.00K | <0.1% | – |
| SWISolarWinds Corp | COM | 109 | $1.00K | <0.1% | History |
| ENDPEndo International plc | SHS | 238 | $1.00K | <0.1% | History |
| RKTRocket Companies, Inc. | Stock | 18 | $0 | 0.0% | History |
| AMSCAmerican Superconductor Corp | Stock | 27 | $0 | 0.0% | History |
| VKTXViking Therapeutics, Inc. | COM | 38 | $0 | 0.0% | History |
| AMCXAMC Global Media Inc. | CL A | 4 | $0 | 0.0% | History |
| HCSGHealthcare Services Group Inc | COM | 31 | $0 | 0.0% | History |
| PNTGPennant Group, Inc. | COM | 5 | $0 | 0.0% | History |
| FTITechnipFMC plc | COM | 90 | $0 | 0.0% | History |
| RYTMRhythm Pharmaceuticals, Inc. | COM | 42 | $0 | 0.0% | History |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 19 | $0 | 0.0% | History |
| VIVTelefonica Brasil S.A. | SPONSORED ADS | 39 | $0 | 0.0% | History |
| DORMDorman Products, Inc. | COM | 3 | $0 | 0.0% | History |
| UPBDUpbound Group, Inc. | COM | 13 | $0 | 0.0% | History |
| INFUInfuSystem Holdings, Inc | COM | 14 | $0 | 0.0% | History |
| SLQTSelectQuote, Inc. | COM | 9 | $0 | 0.0% | History |
| SPOKSpok Holdings, Inc | COM | 101 | $0 | 0.0% | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 25 | $0 | 0.0% | History |
| VNETVNET Group, Inc. | SPONSORED ADS A | 26 | $0 | 0.0% | History |
| VYGRVoyager Therapeutics, Inc. | COM | 85 | $0 | 0.0% | History |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 31 | $0 | 0.0% | History |
| AUAngloGold Ashanti PLC | SPONSORED ADR | 19 | $0 | 0.0% | History |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 308 | $0 | 0.0% | History |
| DOYUDouYu International Holdings Ltd | SPONSORED ADS | 131 | $0 | 0.0% | History |
| EVOPEVO Payments, Inc. | CL A COM | 34 | $0 | 0.0% | History |
| IVACIntevac Inc | COM | 57 | $0 | 0.0% | History |
| IRBTiRobot Corp | COM | 5 | $0 | 0.0% | History |
| ITIIteris, Inc. | COM | 30 | $0 | 0.0% | History |
| MSG Network Inc553573106 | CL A | 15 | $0 | 0.0% | – |
| OESXOrion Energy Systems, Inc. | COM | 166 | $0 | 0.0% | History |
| Sinopec Shanghai Petrochemic82935M109 | SPON ADR H | 15 | $0 | 0.0% | – |
| TEOTelecom Argentina SA | SPON ADR REP B | 73 | $0 | 0.0% | History |