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Livermore
Livermore
ZHEN

Caption Management, LLC

SEC CIK
0001706766
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
365
−71 vs. Q4 2023
Portfolio value
$907.7M
−$11.7M (−1.3%) vs. Q4 2023
Filed
May 15, 2024
SEC
Holdings of Caption Management, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTZMastec IncCOM27,500$2.56M0.3%+27,500NewHistory
CTVACorteva, Inc.Stock45,200$2.61M0.3%+20,200+80.8%AddedHistory
INSMINSMED IncCOM PAR $.0199,888$2.71M0.3%+99,888NewHistory
AMTAmerican Tower CorpREIT13,800$2.73M0.3%+12,665+1,115.9%AddedHistory
CABACabaletta Bio, Inc.COM160,000$2.73M0.3%+121,700+317.8%AddedHistory
MDBMongoDB, Inc.CL A7,700$2.76M0.3%+2,000+35.1%AddedHistory
NBIXNeurocrine Biosciences IncStock20,200$2.79M0.3%+20,200NewHistory
IVZInvesco Ltd.Stock168,997$2.80M0.3%+168,997NewHistory
NTGRNetgear, Inc.COM179,205$2.83M0.3%+145,288+428.4%AddedHistory
TWLOTwilio IncCL A48,000$2.94M0.3%+48,000NewHistory
CROXCrocs, Inc.COM20,500$2.95M0.3%+20,500NewHistory
TFCTruist Financial CorpCOM75,700$2.95M0.3%+71,331+1,632.7%AddedHistory
FULCFulcrum Therapeutics, Inc.COM315,460$2.98M0.3%+315,460NewHistory
GPCRStructure Therapeutics Inc.SPONSORED ADS70,000$3.00M0.3%+70,000NewHistory
BJRIBJs RESTAURANTS INCCOM84,400$3.05M0.3%−121,800−59.1%ReducedHistory
FSLRFirst Solar, Inc.Stock18,372$3.10M0.3%−4,428−19.4%ReducedHistory
COLDAmericold Realty TrustCOM125,000$3.12M0.3%+125,000NewHistory
VKTXViking Therapeutics, Inc.COM39,047$3.20M0.4%+37,543+2,496.2%AddedHistory
TBCHTurtle Beach CorpCOM NEW191,595$3.30M0.4%−411,993−68.3%ReducedHistory
IRENIREN LtdORDINARY SHARES615,000$3.32M0.4%+615,000NewHistory
DVNDevon Energy CorpStock67,700$3.40M0.4%+67,700NewHistory
RTXRTX CorpStock35,000$3.41M0.4%+32,000+1,066.7%AddedHistory
ELANElanco Animal Health IncCOM219,054$3.57M0.4%−20,946−8.7%ReducedHistory
ANNXAnnexon, Inc.COM500,000$3.58M0.4%+500,000NewHistory
SLViShares Silver TrustETF160,200$3.64M0.4%+160,200NewHistory
IMVTImmunovant, Inc.COM113,477$3.67M0.4%+113,477NewHistory
FLEXFlex Ltd.Stock132,500$3.79M0.4%+101,500+327.4%AddedHistory
MDRXVeradigm Inc.COM500,000$3.85M0.4%+263,431+111.4%AddedHistory
EMNEastman Chemical CoStock39,600$3.97M0.4%+39,600NewHistory
IRBTiRobot CorpCOM469,357$4.11M0.5%+297,986+173.9%AddedHistory
ATXSAstria Therapeutics, Inc.COM300,000$4.22M0.5%+300,000NewHistory
FIVEFive Below, IncCOM23,400$4.24M0.5%+23,400NewHistory
NEENextera Energy IncStock67,188$4.29M0.5%−178,412−72.6%ReducedHistory
AESAES CorpStock254,400$4.56M0.5%+254,400NewHistory
BAXBaxter International IncStock108,800$4.65M0.5%+108,800NewHistory
PWRQuanta Services, Inc.COM18,000$4.68M0.5%+18,000NewHistory
FCFSFirstCash Holdings, Inc.COM39,300$5.01M0.6%+9,749+33.0%AddedHistory
WWayfair Inc.CL A75,900$5.15M0.6%+38,400+102.4%AddedHistory
KVUEKenvue Inc.Stock253,034$5.43M0.6%+62,476+32.8%AddedHistory
NVMINova Ltd.COM30,807$5.46M0.6%+30,807NewHistory
TKOTKO Group Holdings, Inc.CL A66,400$5.74M0.6%−24,037−26.6%ReducedHistory
COHRCoherent Corp.COM98,692$5.98M0.7%+98,692NewHistory
XOMExxonMobil Holdings CorpCOM52,000$6.04M0.7%+52,000NewHistory
RTORentokil Initial PLCSPONSORED ADR232,700$7.02M0.8%+232,700NewHistory
CVNACarvana Co.CL A87,600$7.70M0.8%+10,100+13.0%AddedHistory
VACMarriott Vacations Worldwide CorpCOM72,685$7.83M0.9%+17,685+32.2%AddedHistory
ESTAEstablishment Labs Holdings Inc.COM162,800$8.29M0.9%+102,900+171.8%AddedHistory
ORealty Income CorpREIT156,200$8.45M0.9%+156,200NewHistory
RUNSunrun Inc.COM648,300$8.54M0.9%+463,177+250.2%AddedHistory
BBIOBridgeBio Pharma, Inc.COM310,434$9.60M1.1%+310,434NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR74,000$10.1M1.1%+41,000+124.2%AddedHistory
SPDR Series Trust78464A714ST STR SP RETAIL129,800$10.3M1.1%+22,700+21.2%Added–
ADBEAdobe Inc.Stock22,800$11.5M1.3%+22,800NewHistory
Sprott FDS Tr85208P303URANIUM MINERS E254,761$12.6M1.4%+254,761New–
PARPar Technology CorpCOM372,000$16.9M1.9%+57,453+18.3%AddedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM114,122$17.1M1.9%+92,580+429.8%AddedHistory
ZZillow Group, Inc.CL C CAP STK371,500$18.1M2.0%+26,900+7.8%AddedHistory
ITCIIntra-Cellular Therapies, Inc.COM266,780$18.5M2.0%+226,783+567.0%AddedHistory
CYTKCytokinetics IncCOM NEW265,554$18.6M2.1%−154,805−36.8%ReducedHistory
PPCPilgrims Pride CorpStock550,882$18.9M2.1%+368,550+202.1%AddedHistory
SRPTSarepta Therapeutics, Inc.COM150,346$19.5M2.1%+150,046+50,015.3%AddedHistory
METAMeta Platforms, Inc.Stock52,557$25.5M2.8%+33,557+176.6%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF1,106,142$55.6M6.1%+1,142+0.1%Added–
VZVerizon Communications IncStock2,555,900$107.2M11.8%−1000.0%ReducedHistory
CCitigroup IncStock1,752,200$110.8M12.2%00.0%UnchangedHistory

Options (582)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 582 by value.

Option positions of Caption Management, LLC in Q1 2024
SecurityClassPutsCalls
CATCaterpillar IncStock$93.9M$81.6M
TMUST-Mobile US, Inc.Stock$49.0M$66.6M
MDLZMondelez International, Inc.Stock$113.7M–
SRPTSarepta Therapeutics, Inc.COM$10.3M$101.4M
CCitigroup IncStock$106.8M–
CORCencora, Inc.Stock–$105.1M
VZVerizon Communications IncStock$100.7M–
CPRICapri Holdings LtdSHS$57.8M$38.3M
XUnited States Steel CorpCOM$55.8M$35.6M
CYTKCytokinetics IncCOM NEW$56.3M$33.4M
VKTXViking Therapeutics, Inc.COM$50.2M$35.6M
ADBEAdobe Inc.Stock$70.6M–
RMDResmed IncCOM$44.4M$21.9M
ALNYAlnylam Pharmaceuticals, Inc.COM$16.6M$49.5M
TPRTapestry, Inc.COM$56.3M$7.47M
ETEnergy Transfer LPCOM UT LTD PTN–$62.7M
State Street SPDR S&P Regional Banking ETF78464A698ETF$58.9M–
BHCBausch Health Companies Inc.Stock$17.1M$41.0M
iShares Tr464288752US HOME CONS ETF$57.9M–
RHRHCOM$57.3M–
VSTVistra Corp.Stock$31.3M$21.7M
CLSCelestica IncSUB VTG SHS$18.3M$32.7M
PDDPDD Holdings Inc.SPONSORED ADS$36.8M$11.6M
CRSPCRISPR Therapeutics AGNAMEN AKT$20.1M$26.2M
BBIOBridgeBio Pharma, Inc.COM$15.6M$30.6M
ZZillow Group, Inc.CL C CAP STK$24.4M$20.6M
ARMArm Holdings PLCADR$17.4M$26.6M
ITCIIntra-Cellular Therapies, Inc.COM$34.0M$9.59M
CVXChevron CorpStock–$42.0M
TSCOTractor Supply CoCOM$41.9M–
FTAIFTAI Aviation Ltd.SHS–$41.4M
CVNACarvana Co.CL A$22.0M$19.1M
JPMJPMorgan Chase & CoStock$40.1M–
WWayfair Inc.CL A–$39.7M
NEENextera Energy IncStock$19.5M$19.5M
DKNGDraftKings Inc.Stock$18.2M$20.4M
MCHPMicrochip Technology IncStock$18.6M$18.6M
CHTRCharter Communications, Inc.CL A$18.9M$18.2M
Sprott FDS Tr85208P303URANIUM MINERS E$19.5M$16.5M
XOMExxonMobil Holdings CorpCOM$28.7M$6.97M
RCLRoyal Caribbean Cruises LtdCOM$18.1M$17.0M
MSTRStrategy IncStock–$34.4M
EXASExact Sciences CorpCOM$11.9M$22.5M
CFLTConfluent, Inc.CLASS A COM$6.03M$27.7M
ASPNAspen Aerogels IncCOM$10.4M$21.0M
GSGoldman Sachs Group IncStock–$31.3M
MRVLMarvell Technology, Inc.COM$10.6M$20.6M
SSTKShutterstock, Inc.COM$9.96M$19.9M
Liberty Media Corp531229789Stock$17.8M$11.8M
WDCWestern Digital CorpCOM–$29.2M
IBMInternational Business Machines CorpStock$28.6M–
RTORentokil Initial PLCSPONSORED ADR$13.5M$14.4M
LOPEGrand Canyon Education, Inc.COM$27.2M–
RUNSunrun Inc.COM$13.1M$14.0M
OKEONEOK IncCOM–$26.9M
CARRCarrier Global CorpStock$11.0M$14.9M
LIVNLivaNova PLCSHS$16.5M$8.90M
MDBMongoDB, Inc.CL A$25.1M–
WMGWarner Music Group Corp.COM CL A–$23.9M
METCRamaco Resources, Inc.COM CL A$6.61M$16.7M
APPAppLovin CorpCOM CL A–$23.2M
CBLCBL & Associates Properties IncCOMMON STOCK–$22.9M
PANWPalo Alto Networks IncStock$11.3M$11.3M
LEGNLegend Biotech CorpSPONSORED ADS$1.68M$20.4M
JCIJohnson Controls International plcStock$11.9M$9.80M
VLOValero Energy CorpStock$21.3M–
DOVDOVER CorpCOM$10.6M$10.6M
PEGAPegasystems IncCOM$7.60M$13.6M
THCTenet Healthcare CorpCOM NEW–$21.0M
PBFPBF Energy Inc.CL A$10.4M$10.6M
BRBRBellring Brands, Inc.Stock$10.6M$10.2M
HASIHA Sustainable Infrastructure Capital, Inc.COM$10.2M$10.0M
INSPInspire Medical Systems, Inc.COM$14.3M$5.54M
ORealty Income CorpREIT$18.2M$1.13M
State Street SPDR S&P Biotech ETF78464A870ETF–$19.0M
TRGPTarga Resources Corp.COM$7.84M$10.9M
WESWestern Midstream Partners, LPCOM UNIT LP INT–$18.4M
OSCROscar Health, Inc.CL A$3.46M$14.9M
CCICrown Castle Inc.REIT$12.8M$5.40M
ADMArcher-Daniels-Midland CoStock$6.91M$11.3M
RYTMRhythm Pharmaceuticals, Inc.COM–$18.2M
HESMHess Midstream LPCL A SHS$715.4K$17.3M
NVMINova Ltd.COM$8.87M$8.87M
INSMINSMED IncCOM PAR $.01$16.5M$971.3K
CRNXCrinetics Pharmaceuticals, Inc.COM$2.05M$14.9M
Advisorshares Tr00768Y453PURE US CANN ETF$10.4M$6.51M
EMNEastman Chemical CoStock–$16.6M
KVUEKenvue Inc.Stock$6.81M$9.66M
GRPNGroupon, Inc.COM NEW$3.48M$12.7M
METAMeta Platforms, Inc.Stock$16.2M–
NETCloudflare, Inc.CL A COM–$16.1M
DISWalt Disney CoStock–$16.0M
OXYOccidental Petroleum CorpStock$15.6M–
CRHCRH Public Ltd CoORD$15.5M–
ITRIItron, Inc.COM$8.84M$6.57M
EDREndeavor Group Holdings, Inc.CL A COM$9.67M$5.65M
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X$9.71M$5.02M
LNTHLantheus Holdings, Inc.Stock–$14.3M
NRGNRG Energy, Inc.Stock$5.84M$8.46M
NUVLNuvalent, Inc.COM$4.28M$9.91M

Sold out since Q4 2023 (257)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 257 by value last quarter.

Positions of Caption Management, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
PANWPalo Alto Networks IncStock66,400$19.6M2.1%History
CICigna GroupStock55,110$16.5M1.8%History
MPCMarathon Petroleum CorpStock69,300$10.3M1.1%History
ISRGIntuitive Surgical IncCOM NEW25,210$8.50M0.9%History
MASMasco CorpCOM126,000$8.44M0.9%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS367,200$7.36M0.8%History
NRGNRG Energy, Inc.Stock142,048$7.34M0.8%History
LYBLyondellBasell Industries N.V.SHS - A -76,950$7.32M0.8%History
ELEstee Lauder Companies IncCL A50,000$7.31M0.8%History
APDAir Products & Chemicals, Inc.Stock25,060$6.86M0.7%History
LLYEli Lilly & CoStock11,700$6.82M0.7%History
INTCIntel CorpStock130,800$6.57M0.7%History
ALLYAlly Financial Inc.Stock178,700$6.24M0.7%History
METMetlife IncStock90,596$5.99M0.7%History
PGProcter & Gamble CoStock36,000$5.28M0.6%History
EXELExelixis, Inc.COM217,514$5.22M0.6%History
ABBVAbbVie Inc.Stock29,700$4.60M0.5%History
MLTXMoonLake ImmunotherapeuticsCLASS A ORD75,000$4.53M0.5%History
FOLDAmicus Therapeutics, Inc.COM299,500$4.25M0.5%History
CSLCarlisle Companies IncCOM13,000$4.06M0.4%History
LYVLive Nation Entertainment, Inc.COM43,000$4.02M0.4%History
FCXFreeport-McMoran IncStock88,244$3.76M0.4%History
CCLCarnival Corp Ltd.UNIT 99/99/9999192,000$3.56M0.4%History
MDTMedtronic plcStock40,000$3.30M0.4%History
SPOTSpotify Technology S.A.Stock15,800$2.97M0.3%History
FERGFerguson Enterprises Inc.SHS15,000$2.90M0.3%History
FISFidelity National Information Services, Inc.Stock46,400$2.79M0.3%History
SUSuncor Energy IncStock84,214$2.70M0.3%History
BSXBoston Scientific CorpStock46,620$2.70M0.3%History
SLBSLB LimitedStock51,350$2.67M0.3%History
GKOSGLAUKOS CorpCOM32,068$2.55M0.3%History
FTAIFTAI Aviation Ltd.SHS54,574$2.53M0.3%History
VTRVentas, Inc.REIT50,000$2.49M0.3%History
DYNDyne Therapeutics, Inc.COM187,288$2.49M0.3%History
IRONDisc Medicine, Inc.COM43,000$2.48M0.3%History
AEEAmeren CorpCOM32,000$2.31M0.3%History
CLColgate Palmolive CoStock29,000$2.31M0.3%History
BOOTBoot Barn Holdings, Inc.COM29,000$2.23M0.2%History
HOGHarley-Davidson, Inc.COM59,100$2.18M0.2%History
MRTXMirati Therapeutics, Inc.COM36,600$2.15M0.2%History
CRNXCrinetics Pharmaceuticals, Inc.COM59,800$2.13M0.2%History
CWHCamping World Holdings, Inc.CL A80,000$2.10M0.2%History
NENoble Corp plcORD SHS A43,100$2.08M0.2%History
KALVKalVista Pharmaceuticals, Inc.COM165,000$2.02M0.2%History
HESHess CorpStock14,000$2.02M0.2%History
ADArray Digital Infrastructure, Inc.COM46,863$1.95M0.2%History
ZNTLZentalis Pharmaceuticals, Inc.COM125,727$1.90M0.2%History
SIXSix Flags Entertainment CorpCOM70,539$1.77M0.2%History
ONONOn Holding AGStock62,900$1.70M0.2%History
MARMarriott International IncStock7,500$1.69M0.2%History
PRTAProthena Corp Public Ltd CoSHS45,892$1.67M0.2%History
MPMP Materials Corp.COM CL A83,708$1.66M0.2%History
LNTHLantheus Holdings, Inc.Stock26,000$1.61M0.2%History
AGIAlamos Gold IncStock118,026$1.59M0.2%History
CLDXCelldex Therapeutics, Inc.COM NEW39,700$1.57M0.2%History
MAMastercard IncStock3,680$1.57M0.2%History
VVisa Inc.Stock5,960$1.55M0.2%History
EQTEQT CorpStock39,600$1.53M0.2%History
CVXChevron CorpStock9,843$1.47M0.2%History
MURMurphy Oil CorpCOM33,869$1.44M0.2%History
NXHNeighborhood Intelligence, Inc.COM52,000$1.44M0.2%History
CGNXCognex CorpCOM34,300$1.43M0.2%History
VRNAVerona Pharma plcSPONSORED ADS71,533$1.42M0.2%History
HRIHerc Holdings IncCOM9,487$1.41M0.2%History
AXSMAxsome Therapeutics, Inc.COM17,600$1.40M0.2%History
BIOBio-Rad Laboratories, Inc.CL A4,324$1.40M0.2%History
JWNNordstrom IncStock75,400$1.39M0.2%History
ARMArm Holdings PLCADR18,300$1.38M0.1%History
MRKMerck & Co., Inc.Stock12,600$1.37M0.1%History
MEDMedifast IncCOM18,499$1.24M0.1%History
ASLEAerSale CorpCOM92,000$1.17M0.1%History
MYGNMyriad Genetics IncCOM57,845$1.11M0.1%History
MXLMaxlinear, IncCOM45,000$1.07M0.1%History
BVNBuenaventura Mining Co IncSPONSORED ADR70,000$1.07M0.1%History
AUPHAurinia Pharmaceuticals Inc.COM114,200$1.03M0.1%History
OSCROscar Health, Inc.CL A110,000$1.01M0.1%History
SLABSilicon Laboratories Inc.Stock7,500$992.0K0.1%History
INFYInfosys LtdSPONSORED ADR50,000$919.0K0.1%History
SNBRQSleep Number CorpCOM61,907$918.1K0.1%History
BRSLBrightstar Lottery PLCSHS USD32,136$880.8K0.1%History
BHVNBiohaven Ltd.COM20,000$856.0K0.1%History
TSNTyson Foods, Inc.Stock15,750$846.6K0.1%History
QTRXQuanterix CorpCOM30,000$820.2K0.1%History
DHRDanaher CorpStock3,500$809.7K0.1%History
CCICrown Castle Inc.REIT7,000$806.3K0.1%History
HGVHilton Grand Vacations Inc.COM19,804$795.7K0.1%History
ARRYArray Technologies, Inc.COM SHS45,000$756.0K0.1%History
Morphosys AG617760202SPONSORED ADS75,794$750.4K0.1%–
VNOVornado Realty TrustSH BEN INT26,388$745.5K0.1%History
STAAStaar Surgical CoCOM PAR $0.0123,000$717.8K0.1%History
CPECallon Petroleum CoCOM22,000$712.8K0.1%History
ODDOddity Tech LtdSHS CL A15,027$699.2K0.1%History
ICEIntercontinental Exchange, Inc.Stock5,400$693.5K0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM47,000$691.8K0.1%History
OPENOpendoor Technologies Inc.COM151,635$679.3K0.1%History
IAGIamgold CorpCOM266,888$675.2K0.1%History
EHTHeHealth, Inc.COM71,317$621.9K0.1%History
BROSDutch Bros Inc.CL A18,819$596.0K0.1%History
BGCBGC Group, Inc.CL A80,681$582.5K0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF8,000$581.3K0.1%–