Caption Management, LLC
- SEC CIK
- 0001706766
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 350
- No 13F data for Q4 2020
- Portfolio value
- $778.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GDRXGoodRx Holdings, Inc. | COM CL A | 10,000 | $389.0K | <0.1% | – | – | History |
| ACTGAcacia Research Corp | ACACIA TCH COM | 60,000 | $398.0K | 0.1% | – | – | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 44,192 | $400.0K | 0.1% | – | – | History |
| ADCAgree Realty Corp | COM | 6,000 | $404.0K | 0.1% | – | – | History |
| ACIWAci Worldwide, Inc. | Stock | 10,900 | $414.0K | 0.1% | – | – | History |
| VNETVNET Group, Inc. | SPONSORED ADS A | 12,800 | $414.0K | 0.1% | – | – | History |
| DDOGDatadog, Inc. | CL A COM | 5,000 | $417.0K | 0.1% | – | – | History |
| EDITEditas Medicine, Inc. | COM | 10,000 | $420.0K | 0.1% | – | – | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 30,000 | $420.0K | 0.1% | – | – | History |
| TBHCBrand House Collective, Inc. | COM | 15,000 | $422.0K | 0.1% | – | – | History |
| FOXFFox Factory Holding Corp | COM | 3,365 | $428.0K | 0.1% | – | – | History |
| MFCManulife Financial Corp | COM | 20,000 | $429.0K | 0.1% | – | – | History |
| BANDBandwidth Inc. | COM CL A | 3,400 | $430.0K | 0.1% | – | – | History |
| BHFBrighthouse Financial, Inc. | COM | 9,800 | $433.0K | 0.1% | – | – | History |
| CSPRCasper Sleep Inc. | COM | 60,000 | $434.0K | 0.1% | – | – | History |
| PLTKPlaytika Holding Corp. | COM | 16,127 | $440.0K | 0.1% | – | – | History |
| RITMRithm Capital Corp. | REIT | 40,000 | $450.0K | 0.1% | – | – | History |
| RETAReata Pharmaceuticals Inc | CL A | 4,500 | $450.0K | 0.1% | – | – | History |
| PMTPennyMac Mortgage Investment Trust | COM | 23,000 | $451.0K | 0.1% | – | – | History |
| TAT&T Inc. | Stock | 15,000 | $454.0K | 0.1% | – | – | History |
| ELFe.l.f. Beauty, Inc. | COM | 17,000 | $456.0K | 0.1% | – | – | History |
| LITELumentum Holdings Inc. | COM | 5,000 | $456.0K | 0.1% | – | – | History |
| TNKTeekay Tankers Ltd. | CL A | 33,079 | $459.0K | 0.1% | – | – | History |
| GNTXGentex Corp | COM | 13,000 | $463.0K | 0.1% | – | – | History |
| BNSBank of Nova Scotia | COM | 7,500 | $470.0K | 0.1% | – | – | History |
| Entercom Communications Corp293639100 | CL A | 90,000 | $473.0K | 0.1% | – | – | – |
| AMEDAmedisys Inc | COM | 1,800 | $477.0K | 0.1% | – | – | History |
| SFStifel Financial Corp | COM | 7,500 | $480.0K | 0.1% | – | – | History |
| CLDRCloudera, Inc. | COM | 39,556 | $482.0K | 0.1% | – | – | History |
| CDMOAvid Bioservices, Inc. | COM | 27,000 | $491.0K | 0.1% | – | – | History |
| WVEWave Life Sciences, Inc. | SHS | 87,957 | $493.0K | 0.1% | – | – | History |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | 11,100 | $498.0K | 0.1% | – | – | History |
| Flir Sys Inc302445101 | COM | 8,900 | $503.0K | 0.1% | – | – | – |
| VTRSViatris Inc | Stock | 36,192 | $506.0K | 0.1% | – | – | History |
| CRSRCorsair Gaming, Inc. | COM | 15,200 | $506.0K | 0.1% | – | – | History |
| Sunpower Corp867652406 | COM | 15,143 | $506.0K | 0.1% | – | – | – |
| JACKJack in the Box Inc | COM | 4,649 | $511.0K | 0.1% | – | – | History |
| SSYSStratasys Ltd. | SHS | 20,000 | $517.0K | 0.1% | – | – | History |
| PRTAProthena Corp Public Ltd Co | SHS | 21,000 | $528.0K | 0.1% | – | – | History |
| LWLamb Weston Holdings, Inc. | Stock | 7,000 | $543.0K | 0.1% | – | – | History |
| LABStandard Biotools Inc. | COM | 124,633 | $562.0K | 0.1% | – | – | History |
| ASNDAscendis Pharma A/S | SPONSORED ADR | 4,400 | $567.0K | 0.1% | – | – | History |
| SWCHSwitch, Inc. | CL A | 35,000 | $569.0K | 0.1% | – | – | History |
| FANGDiamondback Energy, Inc. | Stock | 8,000 | $588.0K | 0.1% | – | – | History |
| ChemoCentryx, Inc.16383L106 | COM | 11,600 | $594.0K | 0.1% | – | – | – |
| HRTXHeron Therapeutics, Inc. | COM | 37,000 | $600.0K | 0.1% | – | – | History |
| NTNXNutanix, Inc. | Stock | 22,641 | $601.0K | 0.1% | – | – | History |
| UECUranium Energy Corp | COM | 211,800 | $606.0K | 0.1% | – | – | History |
| AMCXAMC Global Media Inc. | CL A | 11,800 | $627.0K | 0.1% | – | – | History |
| KNSAKiniksa Pharmaceuticals International, plc | COM CL A | 34,340 | $635.0K | 0.1% | – | – | History |
| STMPStamps.com Inc | COM NEW | 3,192 | $638.0K | 0.1% | – | – | History |
| NBIXNeurocrine Biosciences Inc | Stock | 6,609 | $643.0K | 0.1% | – | – | History |
| KLRSKalaris Therapeutics, Inc. | COM | 28,000 | $656.0K | 0.1% | – | – | History |
| CCSCentury Communities, Inc. | COM | 11,000 | $663.0K | 0.1% | – | – | History |
| NIONIO Inc. | ADR | 17,400 | $678.0K | 0.1% | – | – | History |
| SLBSLB Limited | Stock | 25,000 | $680.0K | 0.1% | – | – | History |
| ZGNXZogenix, Inc. | COM NEW | 35,000 | $684.0K | 0.1% | – | – | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 18,000 | $690.0K | 0.1% | – | – | History |
| ESPREsperion Therapeutics, Inc. | COM | 24,650 | $691.0K | 0.1% | – | – | History |
| TECKTeck Resources Ltd | CL B | 36,100 | $692.0K | 0.1% | – | – | History |
| TROXTronox Holdings plc | SHS | 38,000 | $695.0K | 0.1% | – | – | History |
| BBBLACKBERRY Ltd | COM | 83,300 | $703.0K | 0.1% | – | – | History |
| PPDPPD, Inc. | COM | 18,583 | $703.0K | 0.1% | – | – | History |
| MODNModel N, Inc. | COM | 20,000 | $705.0K | 0.1% | – | – | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 38,700 | $707.0K | 0.1% | – | – | History |
| INFNInfinera Corp | COM | 75,000 | $722.0K | 0.1% | – | – | History |
| JELDJELD-WEN Holding, Inc. | COM | 27,000 | $748.0K | 0.1% | – | – | History |
| HGVHilton Grand Vacations Inc. | COM | 20,000 | $749.0K | 0.1% | – | – | History |
| RUBYRubius Therapeutics, Inc. | COM | 28,442 | $755.0K | 0.1% | – | – | History |
| Global X FDS37954Y319 | MSCI GREECE ETF | 30,000 | $793.0K | 0.1% | – | – | – |
| SAGESage Therapeutics, Inc. | COM | 10,830 | $810.0K | 0.1% | – | – | History |
| WPMWheaton Precious Metals Corp. | COM | 21,300 | $813.0K | 0.1% | – | – | History |
| Pluralsight Inc72941B106 | COM CL A | 37,381 | $835.0K | 0.1% | – | – | – |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 56,351 | $835.0K | 0.1% | – | – | History |
| KEYSKeysight Technologies, Inc. | Stock | 6,000 | $860.0K | 0.1% | – | – | History |
| BHVNBiohaven Ltd. | COM | 12,600 | $861.0K | 0.1% | – | – | History |
| SGMOQSangamo Therapeutics, Inc | COM | 69,206 | $867.0K | 0.1% | – | – | History |
| IRWDIronwood Pharmaceuticals Inc | COM CL A | 78,900 | $883.0K | 0.1% | – | – | History |
| NOKNokia Corp | SPONSORED ADR | 223,953 | $887.0K | 0.1% | – | – | History |
| MAXRMaxar Technologies Inc. | COM | 24,158 | $914.0K | 0.1% | – | – | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 153,000 | $919.0K | 0.1% | – | – | History |
| STLAStellantis N.V. | SHS | 54,535 | $970.0K | 0.1% | – | – | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 20,000 | $981.0K | 0.1% | – | – | – |
| RLRalph Lauren Corp | CL A | 8,000 | $986.0K | 0.1% | – | – | History |
| ANGIAngi Inc. | COM CL A NEW | 75,900 | $988.0K | 0.1% | – | – | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 34,000 | $991.0K | 0.1% | – | – | History |
| TPRTapestry, Inc. | COM | 24,100 | $993.0K | 0.1% | – | – | History |
| BXPBXP, Inc. | COM | 10,000 | $1.01M | 0.1% | – | – | History |
| RILYBRC Group Holdings, Inc. | COM | 18,000 | $1.01M | 0.1% | – | – | History |
| VLOValero Energy Corp | Stock | 14,400 | $1.03M | 0.1% | – | – | History |
| VALEVale S.A. | SPONSORED ADS | 60,700 | $1.05M | 0.1% | – | – | History |
| METAMeta Platforms, Inc. | Stock | 3,600 | $1.06M | 0.1% | – | – | History |
| SPTSprout Social, Inc. | COM CL A | 18,500 | $1.07M | 0.1% | – | – | History |
| FLRFluor Corp | Stock | 47,000 | $1.08M | 0.1% | – | – | History |
| GPREGreen Plains Inc. | COM | 41,400 | $1.12M | 0.1% | – | – | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 41,656 | $1.12M | 0.1% | – | – | History |
| MSFTMicrosoft Corp | Stock | 4,810 | $1.13M | 0.1% | – | – | History |
| SNOWSnowflake Inc. | Stock | 5,000 | $1.15M | 0.1% | – | – | History |
| EQIXEquinix Inc | COM | 1,741 | $1.18M | 0.2% | – | – | History |
| SNDXSyndax Pharmaceuticals Inc | COM | 53,000 | $1.19M | 0.2% | – | – | History |
Options (496)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 496 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| WIXWix.com Ltd. | SHS | $98.5M | – |
| BIIBBiogen Inc. | COM | $14.0M | $84.2M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $77.4M | $19.7M |
| AMATApplied Materials Inc | Stock | $55.4M | $22.0M |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | $35.7M | $38.1M |
| QSQuantumScape Corp | COM CL A | $29.2M | $42.3M |
| ADNTAdient plc | Stock | $6.63M | $61.4M |
| KSSKOHLS Corp | Stock | $4.52M | $62.4M |
| ENPHEnphase Energy, Inc. | Stock | $57.0M | – |
| Paramount Global92556H206 | CL B | $24.8M | $25.3M |
| TEAMAtlassian Corp | CL A | $50.1M | – |
| PTONPeloton Interactive, Inc. | CL A COM | $43.8M | – |
| QUREuniQure N.V. | SHS | $7.24M | $36.3M |
| AALAmerican Airlines Group Inc. | Stock | $19.1M | $21.0M |
| TYLTyler Technologies Inc | COM | $38.2M | – |
| MAMastercard Inc | Stock | – | $35.6M |
| CLFCleveland-Cliffs Inc. | COM | $4.02M | $29.2M |
| ZENZendesk, Inc. | COM | – | $33.2M |
| CHTRCharter Communications, Inc. | CL A | – | $30.9M |
| MRVLMarvell Technology, Inc. | ORD | $8.57M | $22.0M |
| NTLAIntellia Therapeutics, Inc. | COM | $16.8M | $13.3M |
| ONBOld National Bancorp | Stock | – | $28.1M |
| STKLSunOpta Inc. | COM | $13.3M | $14.7M |
| SGRYSurgery Partners, Inc. | Stock | $12.3M | $13.3M |
| COUPCoupa Software Inc | COM | $25.4M | – |
| AMGNAmgen Inc | Stock | $24.9M | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | – | $24.7M |
| ILMNIllumina, Inc. | COM | $14.2M | $10.4M |
| NEMNEWMONT Corp | Stock | $12.1M | $12.4M |
| GMSGMS Inc. | COM | – | $24.4M |
| AIRAar Corp | Stock | – | $24.1M |
| REKRRekor Systems, Inc. | COM | $11.3M | $12.1M |
| CORCencora, Inc. | Stock | $5.79M | $17.6M |
| MRNAModerna, Inc. | Stock | $2.62M | $20.4M |
| ZIONZions Bancorporation, National Association | COM | $11.2M | $11.0M |
| BILLBILL Holdings, Inc. | Stock | $21.8M | – |
| LKQLKQ Corp | COM | – | $21.8M |
| SPOTSpotify Technology S.A. | Stock | $21.4M | – |
| BMRNBiomarin Pharmaceutical Inc | COM | $9.17M | $10.6M |
| DXCDXC Technology Co | Stock | $9.52M | $10.1M |
| MPCMarathon Petroleum Corp | Stock | $19.4M | – |
| ALKSAlkermes plc. | SHS | $17.9M | $1.40M |
| APTVAptiv PLC | SHS | $9.65M | $9.65M |
| VSTVistra Corp. | Stock | $13.1M | $5.79M |
| UPLDUpland Software, Inc. | COM | $1.89M | $17.0M |
| GMGeneral Motors Co | COM | $8.62M | $10.1M |
| VNETVNET Group, Inc. | SPONSORED ADS A | – | $18.7M |
| PRTYParty City Holdco Inc. | COM | – | $18.4M |
| AAPLApple Inc. | Stock | $18.3M | – |
| LULUlululemon athletica inc. | Stock | $9.14M | $9.14M |
| ZNGAZynga Inc | CL A | – | $18.2M |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | $5.62M | $12.5M |
| AXNXAxonics, Inc. | COM | $8.76M | $8.88M |
| WWayfair Inc. | CL A | $945.0K | $16.7M |
| ESTCElastic N.V. | ORD SHS | $17.5M | – |
| DTDynatrace, Inc. | Stock | $3.81M | $13.5M |
| BOXBox Inc | CL A | – | $17.1M |
| TMUST-Mobile US, Inc. | Stock | $8.52M | $8.52M |
| APPSDigital Turbine, Inc. | COM NEW | $5.79M | $11.3M |
| SABRSabre Corp | COM | $9.18M | $7.77M |
| DHRDanaher Corp | Stock | – | $16.9M |
| WBAWalgreens Boots Alliance, Inc. | COM | $16.5M | – |
| ANIKAnika Therapeutics, Inc. | COM | – | $16.1M |
| AMZNAmazon Com Inc | Stock | – | $15.8M |
| Sunpower Corp867652406 | COM | $13.4M | $2.01M |
| GOGOGogo Inc. | COM | – | $15.2M |
| DXCMDexcom Inc | COM | $14.4M | – |
| TDCTeradata Corp | Stock | $5.26M | $9.11M |
| GPREGreen Plains Inc. | COM | $4.28M | $10.0M |
| EDITEditas Medicine, Inc. | COM | $3.77M | $10.5M |
| WWEWorld Wrestling Entertainment, LLC | CL A | $2.71M | $11.5M |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | – | $14.0M |
| BLDRBuilders FirstSource, Inc. | Stock | $13.9M | – |
| NVCRNovoCure Ltd | ORD SHS | – | $13.7M |
| PDDPDD Holdings Inc. | SPONSORED ADS | – | $13.4M |
| LKFTLakefront Biotherapeutics NV | SPON ADR | $13.4M | – |
| PARRPar Pacific Holdings, Inc. | COM NEW | $1.41M | $12.0M |
| USA Technologies Inc90328S500 | COM | $4.39M | $8.82M |
| MCKMcKesson Corp | Stock | $4.29M | $8.58M |
| UNVRUnivar Solutions Inc. | COM | – | $12.9M |
| MDTMedtronic plc | Stock | – | $12.8M |
| SIGSignet Jewelers Ltd | SHS | $6.37M | $6.37M |
| HOGHarley-Davidson, Inc. | COM | – | $12.7M |
| EQIXEquinix Inc | COM | $12.4M | – |
| DGXQuest Diagnostics Inc | COM | – | $12.3M |
| DREDuke Realty Corp | COM NEW | $12.3M | – |
| HLTHilton Worldwide Holdings Inc. | COM | $12.1M | – |
| COTYCoty Inc. | COM CL A | $6.92M | $5.12M |
| HCAHCA Healthcare, Inc. | COM | $5.84M | $5.84M |
| BHP Group Ltd05545E209 | SPONSORED ADR | $11.6M | – |
| SNOWSnowflake Inc. | Stock | $11.5M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.66M | $4.71M |
| XYZBlock, Inc. | CL A | – | $11.4M |
| MMacy's, Inc. | COM | – | $11.3M |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | $4.24M | $7.06M |
| PPGPPG Industries Inc | Stock | $11.3M | – |
| VFFVillage Farms International, Inc. | COM | – | $11.3M |
| NSLRNeostellar Capital Corp. | COM NEW | $9.30M | $1.76M |
| INCYIncyte Corp | COM | $7.72M | $3.25M |
| QGENQiagen N.V. | SHS NEW | – | $10.9M |