Caption Management, LLC
- SEC CIK
- 0001706766
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 350
- No 13F data for Q4 2020
- Portfolio value
- $778.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STAAStaar Surgical Co | COM PAR $0.01 | 1 | $0 | 0.0% | – | – | History |
| RGNXREGENXBIO Inc. | COM | 16 | $1.00K | <0.1% | – | – | History |
| GPNGlobal Payments Inc | Stock | 13 | $2.00K | <0.1% | – | – | History |
| DTDynatrace, Inc. | Stock | 148 | $7.00K | <0.1% | – | – | History |
| ARK Innovation ETF00214Q104 | ETF | 64 | $8.00K | <0.1% | – | – | – |
| LCILannett Co Inc | COM | 3,500 | $19.0K | <0.1% | – | – | History |
| AIRAar Corp | Stock | 615 | $25.0K | <0.1% | – | – | History |
| Leaf Group Ltd52177G102 | COM | 4,000 | $26.0K | <0.1% | – | – | – |
| NVTAInvitae Corp | COM | 714 | $27.0K | <0.1% | – | – | History |
| BFXBowflex Inc. | COM | 2,200 | $34.0K | <0.1% | – | – | History |
| SABRSabre Corp | COM | 3,200 | $47.0K | <0.1% | – | – | History |
| ZTOZTO Express (Cayman) Inc. | SPONSORED ADS A | 2,000 | $58.0K | <0.1% | – | – | History |
| VXRTVaxart, Inc. | COM NEW | 10,225 | $62.0K | <0.1% | – | – | History |
| MGIMoneygram International Inc | COM NEW | 10,155 | $67.0K | <0.1% | – | – | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 6,000 | $69.0K | <0.1% | – | – | History |
| MCFEMcAfee Corp. | COM CL A | 3,300 | $75.0K | <0.1% | – | – | History |
| SPRTSupport.com, Inc. | COM NEW | 17,000 | $78.0K | <0.1% | – | – | History |
| Silvercrest Metals Inc828363101 | COM | 10,000 | $80.0K | <0.1% | – | – | – |
| PGENPrecigen, Inc. | COM | 11,882 | $82.0K | <0.1% | – | – | History |
| OTICOtonomy, Inc. | COM | 33,210 | $85.0K | <0.1% | – | – | History |
| GSMFerroglobe PLC | SHS | 25,000 | $95.0K | <0.1% | – | – | History |
| CORTCorcept Therapeutics Inc | COM | 4,000 | $95.0K | <0.1% | – | – | History |
| KGCKinross Gold Corp | COM | 14,697 | $98.0K | <0.1% | – | – | History |
| SLDBSolid Biosciences Inc. | COM | 17,500 | $98.0K | <0.1% | – | – | History |
| BBWBuild-A-Bear Workshop Inc | COM | 14,346 | $99.0K | <0.1% | – | – | History |
| Five Prime Therapeutics Inc33830X104 | COM | 2,700 | $102.0K | <0.1% | – | – | – |
| FIRYFiry Inc. | COM | 5,320 | $102.0K | <0.1% | – | – | History |
| SENSSenseonics Holdings, Inc. | COM | 43,900 | $115.0K | <0.1% | – | – | History |
| USA Technologies Inc90328S500 | COM | 10,460 | $123.0K | <0.1% | – | – | – |
| VSTMVerastem, Inc. | COM | 50,000 | $123.0K | <0.1% | – | – | History |
| ANABAnaptysbio, Inc | COM | 6,000 | $129.0K | <0.1% | – | – | History |
| BZUNBaozun Inc. | SPONSORED ADR | 3,500 | $134.0K | <0.1% | – | – | History |
| BTGB2GOLD Corp | COM | 31,500 | $137.0K | <0.1% | – | – | History |
| IMVTImmunovant, Inc. | COM | 8,600 | $138.0K | <0.1% | – | – | History |
| LOVSpark Networks SE | SPONSORED ADR | 18,824 | $139.0K | <0.1% | – | – | History |
| ACHCAcadia Healthcare Company, Inc. | COM | 2,600 | $148.0K | <0.1% | – | – | History |
| Starz Entertainment Corp535919401 | CL A VTG | 10,000 | $150.0K | <0.1% | – | – | – |
| HBIHanesbrands Inc. | COM | 8,000 | $157.0K | <0.1% | – | – | History |
| TALTAL Education Group | SPONSORED ADS | 3,000 | $161.0K | <0.1% | – | – | History |
| VISNVistance Networks, Inc. | COM | 10,484 | $162.0K | <0.1% | – | – | History |
| LASRNlight, Inc. | COM | 5,032 | $163.0K | <0.1% | – | – | History |
| IMGNImmunoGen, Inc. | COM | 20,000 | $163.0K | <0.1% | – | – | History |
| MFAMfa Financial, Inc. | COM | 40,000 | $163.0K | <0.1% | – | – | History |
| TRTootsie Roll Industries Inc | COM | 5,063 | $168.0K | <0.1% | – | – | History |
| ELANElanco Animal Health Inc | COM | 6,000 | $177.0K | <0.1% | – | – | History |
| CPRICapri Holdings Ltd | SHS | 3,500 | $178.0K | <0.1% | – | – | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 40,000 | $179.0K | <0.1% | – | – | – |
| Venator Matls PLCG9329Z100 | SHS | 40,000 | $186.0K | <0.1% | – | – | – |
| BGCBGC Group, Inc. | CL A | 40,000 | $193.0K | <0.1% | – | – | History |
| SIENProject Sage Oldco, Inc. | COM | 26,500 | $194.0K | <0.1% | – | – | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,300 | $197.0K | <0.1% | – | – | History |
| CalAmp Corp.128126109 | COM | 18,353 | $198.0K | <0.1% | – | – | – |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 12,000 | $200.0K | <0.1% | – | – | History |
| ADTADT Inc. | COM | 23,900 | $202.0K | <0.1% | – | – | History |
| BEAMBeam Therapeutics Inc. | COM | 2,533 | $203.0K | <0.1% | – | – | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 30,000 | $204.0K | <0.1% | – | – | – |
| Translate Bio, Inc.89374L104 | COM | 12,400 | $204.0K | <0.1% | – | – | – |
| UUUUEnergy Fuels Inc | COM NEW | 36,000 | $205.0K | <0.1% | – | – | History |
| GOOGAlphabet Inc. | Stock | 100 | $207.0K | <0.1% | – | – | History |
| RLMDRelmada Therapeutics, Inc. | COM | 5,889 | $208.0K | <0.1% | – | – | History |
| SKTTanger Inc. | COM | 13,900 | $211.0K | <0.1% | – | – | History |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 9,500 | $211.0K | <0.1% | – | – | History |
| SIRISirius XM Holdings Inc. | COM | 35,000 | $212.0K | <0.1% | – | – | History |
| APLSApellis Pharmaceuticals, Inc. | COM | 5,000 | $214.0K | <0.1% | – | – | History |
| PPLPPL Corp | COM | 7,500 | $217.0K | <0.1% | – | – | History |
| BIDUBaidu, Inc. | ADR | 1,000 | $218.0K | <0.1% | – | – | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 30,000 | $219.0K | <0.1% | – | – | History |
| WKHSWorkhorse Group Inc. | COM NEW | 16,000 | $220.0K | <0.1% | – | – | History |
| DNNDenison Mines Corp. | COM | 202,100 | $221.0K | <0.1% | – | – | History |
| NXENexGen Energy Ltd. | COM | 61,383 | $223.0K | <0.1% | – | – | History |
| BRF SA10552T107 | SPONSORED ADR | 50,000 | $223.0K | <0.1% | – | – | – |
| KTKT Corp | SPONSORED ADR | 18,000 | $224.0K | <0.1% | – | – | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 12,904 | $230.0K | <0.1% | – | – | History |
| ARCHArch Resources, Inc. | CL A | 5,643 | $235.0K | <0.1% | – | – | History |
| EQTEQT Corp | Stock | 13,000 | $241.0K | <0.1% | – | – | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 19,500 | $253.0K | <0.1% | – | – | History |
| FNKOFunko, Inc. | COM CL A | 12,863 | $253.0K | <0.1% | – | – | History |
| LNWOLight & Wonder, Inc. | COM | 6,600 | $254.0K | <0.1% | – | – | History |
| TPHTri Pointe Homes, Inc. | COM | 12,500 | $254.0K | <0.1% | – | – | History |
| ROOTRoot, Inc. | COM CL A | 20,000 | $255.0K | <0.1% | – | – | History |
| CGENCompugen Ltd | ORD | 30,000 | $258.0K | <0.1% | – | – | History |
| CLOVClover Health Investments, Corp. | COM CL A | 35,000 | $265.0K | <0.1% | – | – | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 7,800 | $265.0K | <0.1% | – | – | History |
| GAPGap Inc | COM | 9,000 | $268.0K | <0.1% | – | – | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 6,400 | $270.0K | <0.1% | – | – | History |
| COHRCoherent Corp. | COM | 4,000 | $275.0K | <0.1% | – | – | History |
| LVSLas Vegas Sands Corp | COM | 4,600 | $279.0K | <0.1% | – | – | History |
| KRKroger Co | Stock | 8,000 | $287.0K | <0.1% | – | – | History |
| PRPermian Resources Corp | CL A | 70,000 | $295.0K | <0.1% | – | – | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 40,000 | $308.0K | <0.1% | – | – | History |
| BGSB&G Foods, Inc. | COM | 10,000 | $312.0K | <0.1% | – | – | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 90,000 | $314.0K | <0.1% | – | – | History |
| AMRCAmeresco, Inc. | CL A | 6,600 | $321.0K | <0.1% | – | – | History |
| NATNordic American Tankers Ltd | COM | 101,132 | $328.0K | <0.1% | – | – | History |
| EPZMEpizyme, Inc. | COM | 38,280 | $334.0K | <0.1% | – | – | History |
| HOUSAnywhere Real Estate Inc. | COM | 23,300 | $353.0K | <0.1% | – | – | History |
| SVCService Properties Trust | COM SH BEN INT | 30,000 | $355.0K | <0.1% | – | – | History |
| HTTHigh Templar Tech Ltd | SPON ADS | 156,200 | $357.0K | <0.1% | – | – | History |
| SVMK Inc78489X103 | COM | 20,800 | $381.0K | <0.1% | – | – | – |
| FTITechnipFMC plc | COM | 50,000 | $386.0K | <0.1% | – | – | History |
Options (496)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 496 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| WIXWix.com Ltd. | SHS | $98.5M | – |
| BIIBBiogen Inc. | COM | $14.0M | $84.2M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $77.4M | $19.7M |
| AMATApplied Materials Inc | Stock | $55.4M | $22.0M |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | $35.7M | $38.1M |
| QSQuantumScape Corp | COM CL A | $29.2M | $42.3M |
| ADNTAdient plc | Stock | $6.63M | $61.4M |
| KSSKOHLS Corp | Stock | $4.52M | $62.4M |
| ENPHEnphase Energy, Inc. | Stock | $57.0M | – |
| Paramount Global92556H206 | CL B | $24.8M | $25.3M |
| TEAMAtlassian Corp | CL A | $50.1M | – |
| PTONPeloton Interactive, Inc. | CL A COM | $43.8M | – |
| QUREuniQure N.V. | SHS | $7.24M | $36.3M |
| AALAmerican Airlines Group Inc. | Stock | $19.1M | $21.0M |
| TYLTyler Technologies Inc | COM | $38.2M | – |
| MAMastercard Inc | Stock | – | $35.6M |
| CLFCleveland-Cliffs Inc. | COM | $4.02M | $29.2M |
| ZENZendesk, Inc. | COM | – | $33.2M |
| CHTRCharter Communications, Inc. | CL A | – | $30.9M |
| MRVLMarvell Technology, Inc. | ORD | $8.57M | $22.0M |
| NTLAIntellia Therapeutics, Inc. | COM | $16.8M | $13.3M |
| ONBOld National Bancorp | Stock | – | $28.1M |
| STKLSunOpta Inc. | COM | $13.3M | $14.7M |
| SGRYSurgery Partners, Inc. | Stock | $12.3M | $13.3M |
| COUPCoupa Software Inc | COM | $25.4M | – |
| AMGNAmgen Inc | Stock | $24.9M | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | – | $24.7M |
| ILMNIllumina, Inc. | COM | $14.2M | $10.4M |
| NEMNEWMONT Corp | Stock | $12.1M | $12.4M |
| GMSGMS Inc. | COM | – | $24.4M |
| AIRAar Corp | Stock | – | $24.1M |
| REKRRekor Systems, Inc. | COM | $11.3M | $12.1M |
| CORCencora, Inc. | Stock | $5.79M | $17.6M |
| MRNAModerna, Inc. | Stock | $2.62M | $20.4M |
| ZIONZions Bancorporation, National Association | COM | $11.2M | $11.0M |
| BILLBILL Holdings, Inc. | Stock | $21.8M | – |
| LKQLKQ Corp | COM | – | $21.8M |
| SPOTSpotify Technology S.A. | Stock | $21.4M | – |
| BMRNBiomarin Pharmaceutical Inc | COM | $9.17M | $10.6M |
| DXCDXC Technology Co | Stock | $9.52M | $10.1M |
| MPCMarathon Petroleum Corp | Stock | $19.4M | – |
| ALKSAlkermes plc. | SHS | $17.9M | $1.40M |
| APTVAptiv PLC | SHS | $9.65M | $9.65M |
| VSTVistra Corp. | Stock | $13.1M | $5.79M |
| UPLDUpland Software, Inc. | COM | $1.89M | $17.0M |
| GMGeneral Motors Co | COM | $8.62M | $10.1M |
| VNETVNET Group, Inc. | SPONSORED ADS A | – | $18.7M |
| PRTYParty City Holdco Inc. | COM | – | $18.4M |
| AAPLApple Inc. | Stock | $18.3M | – |
| LULUlululemon athletica inc. | Stock | $9.14M | $9.14M |
| ZNGAZynga Inc | CL A | – | $18.2M |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | $5.62M | $12.5M |
| AXNXAxonics, Inc. | COM | $8.76M | $8.88M |
| WWayfair Inc. | CL A | $945.0K | $16.7M |
| ESTCElastic N.V. | ORD SHS | $17.5M | – |
| DTDynatrace, Inc. | Stock | $3.81M | $13.5M |
| BOXBox Inc | CL A | – | $17.1M |
| TMUST-Mobile US, Inc. | Stock | $8.52M | $8.52M |
| APPSDigital Turbine, Inc. | COM NEW | $5.79M | $11.3M |
| SABRSabre Corp | COM | $9.18M | $7.77M |
| DHRDanaher Corp | Stock | – | $16.9M |
| WBAWalgreens Boots Alliance, Inc. | COM | $16.5M | – |
| ANIKAnika Therapeutics, Inc. | COM | – | $16.1M |
| AMZNAmazon Com Inc | Stock | – | $15.8M |
| Sunpower Corp867652406 | COM | $13.4M | $2.01M |
| GOGOGogo Inc. | COM | – | $15.2M |
| DXCMDexcom Inc | COM | $14.4M | – |
| TDCTeradata Corp | Stock | $5.26M | $9.11M |
| GPREGreen Plains Inc. | COM | $4.28M | $10.0M |
| EDITEditas Medicine, Inc. | COM | $3.77M | $10.5M |
| WWEWorld Wrestling Entertainment, LLC | CL A | $2.71M | $11.5M |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | – | $14.0M |
| BLDRBuilders FirstSource, Inc. | Stock | $13.9M | – |
| NVCRNovoCure Ltd | ORD SHS | – | $13.7M |
| PDDPDD Holdings Inc. | SPONSORED ADS | – | $13.4M |
| LKFTLakefront Biotherapeutics NV | SPON ADR | $13.4M | – |
| PARRPar Pacific Holdings, Inc. | COM NEW | $1.41M | $12.0M |
| USA Technologies Inc90328S500 | COM | $4.39M | $8.82M |
| MCKMcKesson Corp | Stock | $4.29M | $8.58M |
| UNVRUnivar Solutions Inc. | COM | – | $12.9M |
| MDTMedtronic plc | Stock | – | $12.8M |
| SIGSignet Jewelers Ltd | SHS | $6.37M | $6.37M |
| HOGHarley-Davidson, Inc. | COM | – | $12.7M |
| EQIXEquinix Inc | COM | $12.4M | – |
| DGXQuest Diagnostics Inc | COM | – | $12.3M |
| DREDuke Realty Corp | COM NEW | $12.3M | – |
| HLTHilton Worldwide Holdings Inc. | COM | $12.1M | – |
| COTYCoty Inc. | COM CL A | $6.92M | $5.12M |
| HCAHCA Healthcare, Inc. | COM | $5.84M | $5.84M |
| BHP Group Ltd05545E209 | SPONSORED ADR | $11.6M | – |
| SNOWSnowflake Inc. | Stock | $11.5M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.66M | $4.71M |
| XYZBlock, Inc. | CL A | – | $11.4M |
| MMacy's, Inc. | COM | – | $11.3M |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | $4.24M | $7.06M |
| PPGPPG Industries Inc | Stock | $11.3M | – |
| VFFVillage Farms International, Inc. | COM | – | $11.3M |
| NSLRNeostellar Capital Corp. | COM NEW | $9.30M | $1.76M |
| INCYIncyte Corp | COM | $7.72M | $3.25M |
| QGENQiagen N.V. | SHS NEW | – | $10.9M |