AE Wealth Management LLC

SEC CIK: 0001697723
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 18, 2022. Long positions only; changes compare share counts with Q4 2021.

Positions: 1,654; −34 vs. Q4 2021
Portfolio value: $14.6B; +$223.2M (+1.6%) vs. Q4 2021
Filed: Apr 18, 2022; SEC

Holdings of AE Wealth Management LLC in Q1 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Vanguard S&P 500 ETF922908363	ETF	1,106,328	$459.3M	3.2%	−39,492−3.4%	Reduced	–
AAPLApple Inc.	Stock	2,277,048	$397.6M	2.7%	+63,586+2.9%	Added	History
iShares Core S&P 500 ETF464287200	ETF	788,110	$357.6M	2.5%	+74,477+10.4%	Added	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	6,413,479	$340.7M	2.3%	+1,445,051+29.1%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	679,620	$306.9M	2.1%	+79,668+13.3%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	786,132	$285.0M	2.0%	+145,509+22.7%	Added	–
iShares Russell Top 200 Growth ETF464289438	ETF	1,417,371	$225.2M	1.5%	−468,414−24.8%	Reduced	–
MSFTMicrosoft Corp	Stock	683,867	$210.8M	1.4%	+103,094+17.8%	Added	History
GLDSPDR Gold Trust	ETF	1,161,700	$209.9M	1.4%	+424,039+57.5%	Added	History
Vanguard Morningstar Growth ETF922908736	ETF	673,931	$193.8M	1.3%	−135,253−16.7%	Reduced	–
iShares Core Dividend Growth ETF46434V621	ETF	3,020,779	$161.3M	1.1%	+625,489+26.1%	Added	–
iShares Tr464289420	RUS TP200 VL ETF	2,295,334	$159.9M	1.1%	−114,256−4.7%	Reduced	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	926,517	$155.9M	1.1%	+729,814+371.0%	Added	–
Hartford FDS Exchange Traded41653L305	TOTAL RTRN ETF	3,648,551	$134.3M	0.9%	+3,631,496+21,292.9%	Added	–
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	2,640,058	$132.3M	0.9%	−117,290−4.3%	Reduced	–
AMZNAmazon Com Inc	Stock	38,110	$124.2M	0.9%	+3,424+9.9%	Added	History
Vanguard Ftse Developed Markets ETF921943858	ETF	2,572,985	$123.6M	0.8%	−136,264−5.0%	Reduced	–
iShares Tr464287432	20 YR TR BD ETF	912,380	$120.5M	0.8%	−126,898−12.2%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	784,961	$116.0M	0.8%	+369,374+88.9%	Added	–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	2,036,851	$112.1M	0.8%	−70,333−3.3%	Reduced	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,664,606	$110.2M	0.8%	+110,712+7.1%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	759,831	$102.3M	0.7%	−16,450−2.1%	Reduced	–
iShares Tr46435G425	ESG AWR MSCI USA	979,278	$99.3M	0.7%	+286,289+41.3%	Added	–
iShares Russell Mid-Cap Value ETF464287473	ETF	805,897	$96.4M	0.7%	+11,332+1.4%	Added	–
iShares Russell 2000 ETF464287655	ETF	468,334	$96.1M	0.7%	+134,131+40.1%	Added	–
Vanguard Information Technology ETF92204A702	ETF	227,228	$94.6M	0.6%	+80,746+55.1%	Added	–
iShares Core High Dividend ETF46429B663	ETF	878,653	$93.9M	0.6%	+675,688+332.9%	Added	–
iShares Tr464288877	EAFE VALUE ETF	1,797,046	$90.3M	0.6%	−20,287−1.1%	Reduced	–
Schwab Fundamental U.S. Large Company ETF808524771	ETF	1,542,521	$90.2M	0.6%	+253,129+19.6%	Added	–
Vanguard Ftse Emerging Markets ETF922042858	ETF	1,951,912	$90.0M	0.6%	−70,852−3.5%	Reduced	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	1,541,556	$85.6M	0.6%	+34,214+2.3%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	888,202	$85.5M	0.6%	−63,994−6.7%	Reduced	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	729,779	$78.2M	0.5%	−79,172−9.8%	Reduced	–
Aim ETF Products Trust00888H802	ALLIA US JAN ETF	2,955,943	$77.2M	0.5%	+508,545+20.8%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	1,828,471	$76.3M	0.5%	+76,522+4.4%	Added	–
TSLATesla, Inc.	Stock	65,948	$71.1M	0.5%	+12,570+23.5%	Added	History
NVDANVIDIA Corp	Stock	257,283	$70.2M	0.5%	+45,527+21.5%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,395,917	$70.2M	0.5%	+130,307+10.3%	Added	–
State Street SPDR Bloomberg Convertible Securities ETF78464A359	ETF	900,687	$69.3M	0.5%	+865,295+2,444.9%	Added	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	1,121,205	$66.4M	0.5%	+99,515+9.7%	Added	–
iShares Tips Bond ETF464287176	ETF	528,363	$65.8M	0.5%	+38,560+7.9%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	413,983	$65.8M	0.5%	+38,255+10.2%	Added	–
iShares Tr46435G102	CONV BD ETF	770,207	$64.2M	0.4%	+714,450+1,281.4%	Added	–
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	996,433	$62.7M	0.4%	−932,380−48.3%	Reduced	–
Vanguard Malvern FDS922020805	STRM INFPROIDX	1,222,483	$62.6M	0.4%	+1,084,064+783.2%	Added	–
XOMExxonMobil Holdings Corp	COM	756,825	$62.5M	0.4%	+81,900+12.1%	Added	History
iShares Tr464288414	NATIONAL MUN ETF	563,474	$61.8M	0.4%	+39,736+7.6%	Added	–
CVXChevron Corp	Stock	370,258	$60.3M	0.4%	+36,825+11.0%	Added	History
Invesco Exch Traded FD Tr II46138E354	S&P500 LOW VOL	879,691	$59.0M	0.4%	+715,382+435.4%	Added	–
GOOGLAlphabet Inc.	Stock	20,846	$58.0M	0.4%	+4,016+23.9%	Added	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	684,969	$56.8M	0.4%	+13,669+2.0%	Added	–
Dimensional ETF Trust25434V104	US CORE EQT MKT	1,746,728	$55.1M	0.4%	+1,728,651+9,562.7%	Added	–
Advisorshares Tr00768Y420	ALPHA DNA EQUITY	2,276,123	$54.5M	0.4%	−44,628−1.9%	Reduced	–
PGProcter & Gamble Co	Stock	345,115	$52.7M	0.4%	+34,030+10.9%	Added	History
iShares Tr464289875	CORE 40 MODE ETF	1,223,728	$52.6M	0.4%	+811,577+196.9%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	466,420	$52.4M	0.4%	+91,317+24.3%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	218,522	$49.8M	0.3%	−57,973−21.0%	Reduced	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	142,930	$49.6M	0.3%	+15,516+12.2%	Added	History
Aim ETF Products Trust00888H703	ALLIANZIM US EQT	1,764,760	$48.4M	0.3%	+1,009,635+133.7%	Added	–
iShares U.S. Treasury Bond ETF46429B267	ETF	1,919,278	$47.8M	0.3%	+294,486+18.1%	Added	–
HDHome Depot, Inc.	Stock	153,586	$46.0M	0.3%	+8,685+6.0%	Added	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	590,567	$45.8M	0.3%	−568,923−49.1%	Reduced	–
Vanguard Short-Term Bond ETF921937827	ETF	585,034	$45.6M	0.3%	+3,612+0.6%	Added	–
ABBVAbbVie Inc.	Stock	279,726	$45.3M	0.3%	−5,841−2.0%	Reduced	History
BRK.BBerkshire Hathaway Inc	Stock	128,239	$45.3M	0.3%	+16,119+14.4%	Added	History
Vanguard Real Estate ETF922908553	ETF	414,570	$44.9M	0.3%	−7,627−1.8%	Reduced	–
UNHUnitedHealth Group Inc	Stock	88,049	$44.9M	0.3%	+11,288+14.7%	Added	History
iShares Tr464288661	3 7 YR TREAS BD	364,517	$44.5M	0.3%	+14,886+4.3%	Added	–
iShares Tr46434V613	CORE UNIVRSL USD	889,983	$44.2M	0.3%	+199,158+28.8%	Added	–
iShares Tr464288273	EAFE SML CP ETF	653,991	$43.4M	0.3%	+4,769+0.7%	Added	–
iShares Russell Midcap ETF464287499	ETF	551,212	$43.0M	0.3%	+51,073+10.2%	Added	–
PFEPfizer Inc	Stock	830,555	$43.0M	0.3%	+21,581+2.7%	Added	History
JNJJohnson & Johnson	Stock	236,632	$41.9M	0.3%	−4,458−1.8%	Reduced	History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	224,351	$41.5M	0.3%	+15,816+7.6%	Added	–
iShares Core S&P Small Cap ETF464287804	ETF	376,732	$40.6M	0.3%	−28,788−7.1%	Reduced	–
Northern LTS FD Tr IV66538H385	STERLING CAPITAL	1,532,447	$40.4M	0.3%	+259,044+20.3%	Added	–
GOOGAlphabet Inc.	Stock	14,204	$39.7M	0.3%	+2,762+24.1%	Added	History
NEENextera Energy Inc	Stock	464,608	$39.4M	0.3%	+100,380+27.6%	Added	History
VZVerizon Communications Inc	Stock	717,874	$36.6M	0.3%	+77,984+12.2%	Added	History
BACBank of America Corp	Stock	883,413	$36.4M	0.3%	+133,881+17.9%	Added	History
Vanguard Total Bond Market ETF921937835	ETF	456,984	$36.3M	0.2%	−190,122−29.4%	Reduced	–
State Street Financial Select Sector SPDR ETF81369Y605	ETF	948,500	$36.3M	0.2%	−17,051−1.8%	Reduced	–
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	806,013	$36.2M	0.2%	+316,997+64.8%	Added	–
METAMeta Platforms, Inc.	Stock	162,223	$36.1M	0.2%	+24,746+18.0%	Added	History
TAT&T Inc.	Stock	1,509,291	$35.7M	0.2%	+128,408+9.3%	Added	History
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	259,829	$35.6M	0.2%	+26,332+11.3%	Added	–
MAMastercard Inc	Stock	99,269	$35.5M	0.2%	−10,735−9.8%	Reduced	History
SPDR Series Trust78464A664	ST LON TREAS ETF	927,533	$35.1M	0.2%	+640,697+223.4%	Added	–
VVisa Inc.	Stock	157,631	$35.0M	0.2%	−59,083−27.3%	Reduced	History
WisdomTree Tr97717X198	US CORP BOND FD	708,945	$34.9M	0.2%	+23,895+3.5%	Added	–
iShares Tr464287440	7-10 YR TRSY BD	323,859	$34.8M	0.2%	−427,775−56.9%	Reduced	–
Schwab International Equity ETF808524805	ETF	947,285	$34.8M	0.2%	+85,109+9.9%	Added	–
WisdomTree Tr97717X511	YIELD ENHANCD US	722,302	$34.6M	0.2%	−16,810−2.3%	Reduced	–
DISWalt Disney Co	Stock	251,161	$34.4M	0.2%	+15,928+6.8%	Added	History
SPDR Series Trust78464A805	ST STR PR SP1500	619,600	$34.4M	0.2%	+1,504+0.2%	Added	–
iShares Tr46434V407	0-5YR HI YL CP	772,731	$34.0M	0.2%	+218,468+39.4%	Added	–
WMTWalmart Inc.	Stock	225,600	$33.6M	0.2%	+10,917+5.1%	Added	History
WisdomTree Tr97717X172	US HGH YLD CORP	680,135	$33.6M	0.2%	+49,151+7.8%	Added	–
State Street Energy Select Sector SPDR ETF81369Y506	ETF	434,083	$33.2M	0.2%	+31,269+7.8%	Added	–
iShares Tr464287150	CORE S&P TTL STK	321,541	$32.5M	0.2%	−219,482−40.6%	Reduced	–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AE Wealth Management LLC in Q1 2022
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$312.0K	$7.77M
iShares Russell 2000 ETF464287655	ETF	$1.38M	–
iShares Tr464288513	IBOXX HI YD ETF	$1.07M	–
SPDR Series Trust78468R408	ST TERM HIGH ETF	$16.0K	–

Sold out since Q4 2021 (214)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 214 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q4 2021
Security	Class	Shares in Q4 2021	Value in Q4 2021	% of portfolio in Q4 2021	History
Tidal ETF Tr886364660	ZEGA BUY AND HED	1,832,490	$38.6M	0.3%	–
VIXMProShares Trust II	VIX MDTRM FUTR N	963,371	$29.4M	0.2%	History
Aim ETF Products Trust00888H877	ALLIANZIM US EQT	947,078	$24.7M	0.2%	–
Aim ETF Products Trust00888H307	ALLIANZIM US EQ	697,718	$20.5M	0.1%	–
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	519,142	$14.0M	0.1%	–
STXSeagate Technology Holdings plc	ORD SHS	100,750	$11.4M	0.1%	History
OZBelpointe PREP, LLC	UNIT RP LTD LB A	104,909	$10.5M	0.1%	History
Exchange Listed FDS Tr30151E616	CABANA AGGRESSIV	384,256	$10.4M	0.1%	–
IAUiShares Gold Trust	ETF	276,153	$9.61M	0.1%	History
Invesco Exch Traded FD Tr II46138G631	NASDAQNXTGEN100	283,290	$9.51M	0.1%	–
VIXYProShares Trust II	VIX SH TRM FUTRS	468,563	$7.11M	<0.1%	History
Invesco Exchange Traded FD T46137V886	DWA STAPLES	62,718	$5.74M	<0.1%	–
IVTInvenTrust Properties Corp.	COM NEW	186,117	$5.07M	<0.1%	History
iShares Tr464287580	US CONSUM DISCRE	58,451	$4.91M	<0.1%	–
J P Morgan Exchange Traded F46641Q241	BETABUILDERS US	85,607	$4.62M	<0.1%	–
GEGeneral Electric Co	Stock	40,299	$3.81M	<0.1%	History
COINCoinbase Global, Inc.	COM CL A	12,049	$3.04M	<0.1%	History
VanEck ETF Trust92189H409	HIGH YLD MUNIETF	46,290	$2.89M	<0.1%	–
Dimensional U.S. Core Equity 2 ETF25434V708	ETF	92,872	$2.69M	<0.1%	–
Invesco Exchange Traded FD T46137V647	SEMICONDUCTORS	17,225	$2.64M	<0.1%	–
Invesco Exchange Traded FD T46137V530	NASDAQ INTERNT	10,931	$2.36M	<0.1%	–
ETF Managers Tr26924G409	PRIME MOBILE PAY	39,416	$2.29M	<0.1%	–
PIMCO ETF Tr72201R718	ENHNCD LW DUR AC	22,524	$2.27M	<0.1%	–
Invesco Exchange Traded FD T46137V134	WILDERHIL CLAN	30,745	$2.20M	<0.1%	–
Amplify ETF Tr032108102	ONLIN RETL ETF	23,603	$2.08M	<0.1%	–
TENBTenable Holdings, Inc.	COM	34,200	$1.88M	<0.1%	History
XLNXXilinx Inc	COM	8,422	$1.79M	<0.1%	History
GLOBGlobant S.A.	COM	5,452	$1.71M	<0.1%	History
Royal Dutch Shell PLC780259206	SPONS ADR A	38,236	$1.66M	<0.1%	–
Kraneshares Tr500767587	QUADRATIC DEFLA	63,444	$1.66M	<0.1%	–
SPDR Index Shs FDS78463X103	PORTFLO EURP ETF	37,354	$1.59M	<0.1%	–
MRVLMarvell Technology, Inc.	COM	18,167	$1.59M	<0.1%	History
QDELQuidelOrtho Corp	COM	11,458	$1.55M	<0.1%	History
CALXCalix, Inc	COM	17,625	$1.41M	<0.1%	History
iShares Tr46435U366	SELF DRIVNG EV	24,988	$1.35M	<0.1%	–
DECKDeckers Outdoor Corp	COM	3,664	$1.34M	<0.1%	History
Invesco Exch Traded FD Tr II46138G656	S&P ULTRA DIVIDE	31,025	$1.31M	<0.1%	–
Dimensional ETF Trust25434V401	US EQUI MARK ETF	25,004	$1.29M	<0.1%	–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880	ETF	49,287	$1.29M	<0.1%	–
DTMDT Midstream, Inc.	COMMON STOCK	25,352	$1.22M	<0.1%	History
SPDR Series Trust78464A789	ST STR SP INS	29,733	$1.20M	<0.1%	–
Exchange Listed FDS Tr30151E624	CABANA MODERATE	43,604	$1.18M	<0.1%	–
Invesco Exch Traded FD Tr II46138E628	KBW BK ETF	17,188	$1.17M	<0.1%	–
LCIDLucid Group, Inc.	COM	29,555	$1.13M	<0.1%	History
Global X FDS37954Y707	RENEWABLE ENERGY	68,270	$1.07M	<0.1%	–
Indexiq ETF Tr45409B412	IQ S&P HGH YLD	41,783	$1.05M	<0.1%	–
iShares Tr464288836	U.S. PHARMA ETF	5,188	$1.04M	<0.1%	–
iShares Inc46434G848	MSCI GBL ETF NEW	23,847	$1.02M	<0.1%	–
AMBAAmbarella Inc	SHS	4,995	$1.01M	<0.1%	History
Invesco Exchange Traded FD T46137V381	S&P500 EQL DIS	6,228	$975.0K	<0.1%	–
BOOTBoot Barn Holdings, Inc.	COM	7,413	$912.0K	<0.1%	History
CIONCION Investment Corp	COM	68,963	$901.0K	<0.1%	History
BKIBlack Knight, Inc.	COM	10,824	$897.0K	<0.1%	History
PTLOPortillo's Inc.	COM CL A	23,686	$889.0K	<0.1%	History
MTTRMatterport, Inc.	COM CL A	42,624	$880.0K	<0.1%	History
VXXBarclays Bank PLC	ETF	46,287	$858.0K	<0.1%	History
Exchange Listed FDS Tr30151E632	CABANA CONSERVAT	33,601	$846.0K	<0.1%	–
WisdomTree Tr97717W604	US SMALLCAP DIVD	25,684	$844.0K	<0.1%	–
SRPTSarepta Therapeutics, Inc.	COM	9,378	$844.0K	<0.1%	History
iShares U S ETF Tr46431W630	MEDIA ENTRNMNT	25,172	$842.0K	<0.1%	–
State Street SPDR S&P Software & Services ETF78464A599	ETF	5,026	$831.0K	<0.1%	–
NVTnVent Electric plc	SHS	21,825	$829.0K	<0.1%	History
First Tr Exchng Traded FD VI33740U885	FT VEST US EQT	25,100	$819.0K	<0.1%	–
SIMOSilicon Motion Technology CORP	SPONSORED ADR	8,600	$817.0K	<0.1%	History
RRRRed Rock Resorts, Inc.	CL A	14,809	$815.0K	<0.1%	History
BHP Group Ltd05545E209	SPONSORED ADR	13,621	$814.0K	<0.1%	–
PEverpure, Inc.	CL A	24,873	$810.0K	<0.1%	History
CTRNCiti Trends Inc	COM	8,516	$807.0K	<0.1%	History
LADLithia Motors Inc	COM	2,703	$803.0K	<0.1%	History
IONSIonis Pharmaceuticals Inc	COM	26,085	$794.0K	<0.1%	History
BPMCBlueprint Medicines Corp	COM	7,284	$780.0K	<0.1%	History
UCTTUltra Clean Holdings, Inc.	COM	13,155	$755.0K	<0.1%	History
MSPDatto Holding Corp.	COM	28,154	$742.0K	<0.1%	History
EVHEvolent Health, Inc.	CL A	26,701	$739.0K	<0.1%	History
BOXBox Inc	CL A	28,112	$736.0K	<0.1%	History
AMNAmn Healthcare Services Inc	COM	6,004	$734.0K	<0.1%	History
PRFTPerficient Inc	COM	5,654	$731.0K	<0.1%	History
CFLTConfluent, Inc.	CLASS A COM	9,557	$729.0K	<0.1%	History
CRTOCriteo S.A.	SPONS ADS	18,714	$727.0K	<0.1%	History
IMGNImmunoGen, Inc.	COM	97,951	$727.0K	<0.1%	History
IAAIAA, Inc.	COM	14,302	$724.0K	<0.1%	History
VCRAVocera Communications, Inc.	COM	10,690	$693.0K	<0.1%	History
DVAXDynavax Technologies Corp	COM NEW	49,133	$691.0K	<0.1%	History
MIMEMimecast Ltd	ORD SHS	8,685	$691.0K	<0.1%	History
SPHRSphere Entertainment Co.	CL A	9,734	$685.0K	<0.1%	History
SHOOSteven Madden, Ltd.	COM	14,739	$685.0K	<0.1%	History
CMRCCommerce.com, Inc.	COM SER 1	19,307	$683.0K	<0.1%	History
URBNUrban Outfitters Inc	COM	23,145	$680.0K	<0.1%	History
DTDynatrace, Inc.	Stock	11,177	$675.0K	<0.1%	History
WKWorkiva Inc	COM CL A	5,112	$667.0K	<0.1%	History
Listed FD Tr53656F789	ROUNDHILL SPORTS	26,695	$663.0K	<0.1%	–
VRNSVaronis Systems Inc	COM	13,470	$657.0K	<0.1%	History
Dimensional U.S. Targeted Value ETF25434V609	ETF	13,730	$652.0K	<0.1%	–
PLCEChildrens Place, Inc.	COM	8,207	$651.0K	<0.1%	History
SPTSprout Social, Inc.	COM CL A	7,177	$651.0K	<0.1%	History
ALECAlector, Inc.	COM	31,303	$646.0K	<0.1%	History
FBRTFranklin BSP Realty Trust, Inc.	COMMON STOCK	43,078	$644.0K	<0.1%	History
BSYBentley Systems Inc	COM CL B	13,189	$637.0K	<0.1%	History
PUBMPubMatic, Inc.	COM CL A	18,578	$633.0K	<0.1%	History
MNDYmonday.com Ltd.	SHS	2,031	$627.0K	<0.1%	History