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Livermore
Livermore
ZHEN

NVWM, LLC

SEC CIK
0001697274
Latest filing
Jul 28, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 30, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
440
−26 vs. Q2 2023
Portfolio value
$306.0M
−$1.57M (−0.5%) vs. Q2 2023
Filed
Oct 30, 2023
SEC
Holdings of NVWM, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock38,739$12.2M4.0%+994+2.6%AddedHistory
AAPLApple Inc.Stock70,502$12.1M3.9%+7,816+12.5%AddedHistory
AMZNAmazon Com IncStock71,942$9.15M3.0%+849+1.2%AddedHistory
iShares Tr4642874407-10 YR TRSY BD98,908$9.06M3.0%+5,676+6.1%Added–
GOOGLAlphabet Inc.Stock67,856$8.88M2.9%+863+1.3%AddedHistory
Vanguard BD Index FDS92203C303VANGUARD ULTRA166,336$8.18M2.7%+2,964+1.8%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF59,761$6.10M2.0%+2,904+5.1%Added–
GLDSPDR Gold TrustETF28,690$4.92M1.6%+135+0.5%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA96,433$4.85M1.6%−4,928−4.9%Reduced–
iShares Tr46428743220 YR TR BD ETF51,289$4.55M1.5%+3,570+7.5%Added–
METAMeta Platforms, Inc.Stock13,299$3.98M1.3%+1,684+14.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF8,244$3.52M1.2%+1,745+26.9%AddedHistory
ADBEAdobe Inc.Stock6,788$3.46M1.1%+869+14.7%AddedHistory
VVisa Inc.Stock14,454$3.32M1.1%−8−0.1%ReducedHistory
JPMJPMorgan Chase & CoStock22,822$3.31M1.1%+434+1.9%AddedHistory
iShares Tr464288281JPMORGAN USD EMG40,044$3.30M1.1%+1,950+5.1%Added–
NVDANVIDIA CorpStock7,574$3.29M1.1%+239+3.3%AddedHistory
IAUiShares Gold TrustETF90,929$3.18M1.0%−14,976−14.1%ReducedHistory
iShares MSCI Eafe ETF464287465ETF45,891$3.16M1.0%+5,264+13.0%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF14,826$3.15M1.0%+271+1.9%Added–
ANETArista Networks, Inc.COM16,929$3.11M1.0%+4,189+32.9%AddedHistory
LLYEli Lilly & CoStock5,727$3.08M1.0%−220−3.7%ReducedHistory
ZTSZoetis Inc.Stock16,822$2.93M1.0%+385+2.3%AddedHistory
MAMastercard IncStock6,975$2.76M0.9%+3,136+81.7%AddedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3685,601$2.75M0.9%+54,512+175.3%AddedHistory
COSTCostco Wholesale CorpStock4,825$2.73M0.9%+105+2.2%AddedHistory
SLBSLB LimitedStock46,266$2.71M0.9%+401+0.9%AddedHistory
NFLXNetflix IncStock7,101$2.68M0.9%−263−3.6%ReducedHistory
AXPAmerican Express CoStock17,865$2.67M0.9%+1,183+7.1%AddedHistory
ACNAccenture plcStock8,592$2.64M0.9%+484+6.0%AddedHistory
AMATApplied Materials IncStock18,577$2.57M0.8%+340+1.9%AddedHistory
BRK.BBerkshire Hathaway IncStock7,328$2.57M0.8%+106+1.5%AddedHistory
DISWalt Disney CoStock31,246$2.53M0.8%+2,447+8.5%AddedHistory
HDHome Depot, Inc.Stock8,362$2.53M0.8%+115+1.4%AddedHistory
iShares Russell Midcap ETF464287499ETF36,063$2.51M0.8%+2,684+8.0%Added–
TSLATesla, Inc.Stock10,006$2.50M0.8%+5,176+107.2%AddedHistory
CRMSalesforce, Inc.Stock11,910$2.43M0.8%+1,286+12.1%AddedHistory
AMDAdvanced Micro Devices IncStock23,483$2.41M0.8%+2,677+12.9%AddedHistory
TMOThermo Fisher Scientific Inc.Stock4,489$2.27M0.7%+55+1.2%AddedHistory
SONSonoco Products CoCOM41,797$2.27M0.7%−1,243−2.9%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF44,072$2.21M0.7%−8,225−15.7%Reduced–
SBUXStarbucks CorpStock23,829$2.17M0.7%+578+2.5%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP50,844$2.15M0.7%+19,935+64.5%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF16,055$2.07M0.7%+138+0.9%Added–
WMTWalmart Inc.Stock12,826$2.05M0.7%−30.0%ReducedHistory
UNHUnitedHealth Group IncStock4,061$2.05M0.7%+88+2.2%AddedHistory
DHRDanaher CorpStock8,214$2.04M0.7%+232+2.9%AddedHistory
ABBVAbbVie Inc.Stock13,663$2.04M0.7%+15+0.1%AddedHistory
ABTAbbott LaboratoriesStock20,360$1.97M0.6%+538+2.7%AddedHistory
iShares Tr4642874571 3 YR TREAS BD22,406$1.81M0.6%+171+0.8%Added–
UNPUnion Pacific CorpStock8,768$1.79M0.6%−1,918−17.9%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F30,182$1.62M0.5%+907+3.1%Added–
NEENextera Energy IncStock27,818$1.59M0.5%+743+2.7%AddedHistory
MSMorgan StanleyStock19,345$1.58M0.5%+839+4.5%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF16,639$1.50M0.5%+12,416+294.0%Added–
CMCSAComcast CorpStock32,937$1.46M0.5%+784+2.4%AddedHistory
UBERUber Technologies, IncStock31,418$1.44M0.5%+558+1.8%AddedHistory
VRSKVerisk Analytics, Inc.COM6,099$1.44M0.5%−65−1.1%ReducedHistory
WMWaste Management IncStock9,440$1.44M0.5%+744+8.6%AddedHistory
MCDMcDonalds CorpStock5,329$1.40M0.5%−27−0.5%ReducedHistory
MELIMercadolibre IncCOM1,107$1.40M0.5%+114+11.5%AddedHistory
Vanguard Total Bond Market ETF921937835ETF19,966$1.39M0.5%+112+0.6%Added–
CSCOCisco Systems, Inc.Stock25,725$1.38M0.5%+1,554+6.4%AddedHistory
Global X FDS37954Y673US INFR DEV ETF45,440$1.38M0.5%−520−1.1%Reduced–
AVGOBroadcom Inc.Stock1,627$1.35M0.4%−10−0.6%ReducedHistory
PEPPepsiCo IncStock7,942$1.35M0.4%+418+5.6%AddedHistory
BACBank of America CorpStock48,959$1.34M0.4%+3,100+6.8%AddedHistory
OXYOccidental Petroleum CorpStock20,520$1.34M0.4%−90.0%ReducedHistory
PGProcter & Gamble CoStock9,072$1.32M0.4%+175+2.0%AddedHistory
ONOn Semiconductor CorpStock14,172$1.32M0.4%−50−0.4%ReducedHistory
PANWPalo Alto Networks IncStock5,529$1.30M0.4%+141+2.6%AddedHistory
FTNTFortinet, Inc.Stock21,862$1.28M0.4%+10,605+94.2%AddedHistory
CNRCore Natural Resources, Inc.COM11,794$1.24M0.4%−1,085−8.4%ReducedHistory
WFCWells Fargo & CompanyStock30,214$1.23M0.4%+1,067+3.7%AddedHistory
iShares Tr464288760US AER DEF ETF11,590$1.23M0.4%+486+4.4%Added–
FFord Motor CoStock97,733$1.21M0.4%−146−0.1%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT8,532$1.21M0.4%−1,620−16.0%Reduced–
SNPSSynopsys IncCOM2,602$1.19M0.4%+18+0.7%AddedHistory
CDNSCadence Design Systems IncStock5,004$1.17M0.4%+32+0.6%AddedHistory
HONHoneywell International IncCOM6,266$1.16M0.4%+462+8.0%AddedHistory
LULUlululemon athletica inc.Stock2,966$1.14M0.4%+36+1.2%AddedHistory
MRVLMarvell Technology, Inc.COM20,986$1.14M0.4%+167+0.8%AddedHistory
LRCXLam Research CorpCOM1,782$1.12M0.4%+5+0.3%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock6,687$1.12M0.4%−30−0.4%ReducedHistory
NKENIKE, Inc.Stock11,584$1.11M0.4%+1,030+9.8%AddedHistory
LNGCheniere Energy, Inc.COM NEW6,660$1.11M0.4%−46−0.7%ReducedHistory
NOWServiceNow, Inc.Stock1,975$1.10M0.4%+14+0.7%AddedHistory
INTUIntuit Inc.Stock2,144$1.10M0.4%−11−0.5%ReducedHistory
iShares MSCI India ETF46429B598ETF24,566$1.09M0.4%+206+0.8%Added–
DUKDuke Energy CORPStock12,250$1.08M0.4%+1,016+9.0%AddedHistory
INMDInMode Ltd.SHS35,323$1.08M0.4%+48+0.1%AddedHistory
JNJJohnson & JohnsonStock6,650$1.04M0.3%−19−0.3%ReducedHistory
CLHClean Harbors IncCOM6,159$1.03M0.3%−18−0.3%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF2,873$1.03M0.3%+216+8.1%Added–
ITGartner IncCOM2,961$1.02M0.3%−27−0.9%ReducedHistory
MDTMedtronic plcStock12,505$988.5K0.3%+1,809+16.9%AddedHistory
ASMLASML Holding NVADR1,677$987.2K0.3%+31+1.9%AddedHistory
PSXPhillips 66Stock8,211$986.6K0.3%+437+5.6%AddedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE13,965$936.3K0.3%+262+1.9%Added–
KLACKLA CorpCOM NEW2,027$929.7K0.3%+48+2.4%AddedHistory

Sold out since Q2 2023 (59)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of NVWM, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Core MSCI Emerging Markets ETF46434G103ETF21,250$1.05M0.3%–
iShares Select U.S. REIT ETF464287564ETF15,288$849.6K0.3%–
DXCMDexcom IncCOM6,145$789.7K0.3%History
VIRVir Biotechnology, Inc.COM29,847$732.1K0.2%History
AEPAmerican Electric Power Co IncStock8,106$682.5K0.2%History
PGRProgressive CorpStock4,777$632.3K0.2%History
EWEdwards Lifesciences CorpStock6,347$598.7K0.2%History
AXONAxon Enterprise, Inc.COM2,578$503.0K0.2%History
NOCNorthrop Grumman CorpStock1,034$471.3K0.2%History
PIImpinj IncCOM5,199$466.1K0.2%History
iShares Tr46429B309MSCI INDONIA ETF18,558$427.8K0.1%–
Vanguard Total International Bond ETF92203J407ETF8,158$398.8K0.1%–
NVCRNovoCure LtdORD SHS6,974$289.4K0.1%History
Barrister Global Services Netw Com068659309COM7,472$81.6K<0.1%–
Vanguard Real Estate ETF922908553ETF645$54.5K<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF162$42.4K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT15,000$41.1K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF368$35.9K<0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF254$34.3K<0.1%–
iShares Core S&P US Value ETF464287663ETF343$26.8K<0.1%–
T Rowe Price Exchange-Traded87283Q701ULTRA SHRT TRM500$24.4K<0.1%–
NSSCNapco Security Technologies, IncStock562$19.5K<0.1%History
iShares Core S&P 500 ETF464287200ETF42$18.7K<0.1%–
iShares Core MSCI Eafe ETF46432F842ETF212$14.3K<0.1%–
iShares Russell 2000 ETF464287655ETF72$13.5K<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF44$12.7K<0.1%–
MNSTMonster Beverage CorpCOM216$12.4K<0.1%History
Vanguard Ftse Developed Markets ETF921943858ETF250$11.5K<0.1%–
TOSTToast, Inc.Stock500$11.3K<0.1%History
iShares Tr464288588MBS ETF117$10.9K<0.1%–
SBACSba Communications CorpCL A40$9.27K<0.1%History
ALBAlbemarle CorpStock40$8.94K<0.1%History
LUVSouthwest Airlines CoCOM200$7.24K<0.1%History
iShares Tr46434V613CORE UNIVRSL USD124$5.64K<0.1%–
GRMNGarmin LtdSHS50$5.21K<0.1%History
INTCIntel CorpStock150$5.02K<0.1%History
TEAMAtlassian CorpCL A25$4.20K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW75$2.97K<0.1%History
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM300$2.92K<0.1%History
GLWCorning IncCOM82$2.87K<0.1%History
ATVIActivision Blizzard, Inc.COM25$2.11K<0.1%History
APDAir Products & Chemicals, Inc.Stock7$2.10K<0.1%History
LWLGLightwave Logic, Inc.COM250$1.74K<0.1%History
iShares Tr46428865310-20 YR TRS ETF13$1.44K<0.1%–
TWLOTwilio IncCL A22$1.40K<0.1%History
Vanguard Morningstar Growth ETF922908736ETF4$1.13K<0.1%–
CMRECostamare Inc.SHS100$967<0.1%History
RTXRTX CorpStock8$784<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS100$753<0.1%History
SESea LtdSPONSORD ADS11$638<0.1%History
iShares Tr46435U713US INFRASTRUC15$586<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM100$440<0.1%History
KTBKontoor Brands, Inc.Stock7$295<0.1%History
GPROGoPro, Inc.CL A50$207<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN15$191<0.1%History
AMC Entertainment Holdings, Inc.00165C203COM100$174<0.1%–
WABWestinghouse Air Brake Technologies CorpStock1$110<0.1%History
TBLTToughbuilt Industries, IncCOM NEW6$2<0.1%History
Opus Magnum Ameris Inc Com68404C102COM2$00.0%–