Skip to main content
Livermore
Livermore
ZHEN

NVWM, LLC

SEC CIK
0001697274
Latest filing
Jul 28, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 15, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
466
−29 vs. Q2 2022
Portfolio value
$252.0M
−$5.44M (−2.1%) vs. Q2 2022
Filed
Nov 15, 2022
SEC
Holdings of NVWM, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA226,869$11.4M4.5%+141,956+167.2%Added–
AAPLApple Inc.Stock76,478$10.6M4.2%+3,441+4.7%AddedHistory
MSFTMicrosoft CorpStock40,207$9.37M3.7%−245−0.6%ReducedHistory
Vanguard BD Index FDS92203C303VANGUARD ULTRA165,305$8.09M3.2%+10,885+7.0%Added–
AMZNAmazon Com IncStock67,514$7.63M3.0%+4,418+7.0%AddedHistory
GOOGLAlphabet Inc.Stock68,915$6.59M2.6%−825−1.2%ReducedConverted for a 20-for-1 splitHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF83,682$4.20M1.7%−282−0.3%Reduced–
GLDSPDR Gold TrustETF23,467$3.63M1.4%−6,208−20.9%ReducedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3696,988$3.19M1.3%+2,582+2.7%AddedHistory
UNHUnitedHealth Group IncStock6,217$3.14M1.2%−204−3.2%ReducedHistory
ABBVAbbVie Inc.Stock20,697$2.78M1.1%+5,167+33.3%AddedHistory
iShares Tr464288687PFD AND INCM SEC87,045$2.76M1.1%+11,497+15.2%Added–
iShares Tr4642874571 3 YR TREAS BD33,695$2.74M1.1%+8,369+33.0%Added–
VVisa Inc.Stock14,585$2.59M1.0%−213−1.4%ReducedHistory
SONSonoco Products CoCOM45,207$2.56M1.0%−405−0.9%ReducedHistory
JPMJPMorgan Chase & CoStock22,999$2.40M1.0%+725+3.3%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF13,025$2.34M0.9%+1,198+10.1%Added–
ZTSZoetis Inc.Stock15,765$2.34M0.9%+415+2.7%AddedHistory
IAUiShares Gold TrustETF71,501$2.25M0.9%−1,779−2.4%ReducedHistory
CLColgate Palmolive CoStock31,878$2.24M0.9%−4,000−11.1%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock4,380$2.22M0.9%+58+1.3%AddedHistory
EOGEOG Resources IncStock19,801$2.21M0.9%−1,296−6.1%ReducedHistory
LLYEli Lilly & CoStock6,744$2.18M0.9%+2,476+58.0%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT17,056$2.17M0.9%−423−2.4%Reduced–
HDHome Depot, Inc.Stock7,836$2.16M0.9%+278+3.7%AddedHistory
TSLATesla, Inc.Stock7,958$2.11M0.8%00.0%UnchangedConverted for a 3-for-1 splitHistory
DISWalt Disney CoStock22,271$2.10M0.8%+2,454+12.4%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF23,578$2.06M0.8%+7,104+43.1%Added–
iShares Tr46429B655FLTG RATE NT ETF40,759$2.05M0.8%−2,878−6.6%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL35,344$2.04M0.8%+916+2.7%Added–
iShares Russell Midcap ETF464287499ETF32,831$2.04M0.8%+15,109+85.3%Added–
DVNDevon Energy CorpStock33,088$1.99M0.8%−2,616−7.3%ReducedHistory
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF109,441$1.96M0.8%00.0%Unchanged–
UNPUnion Pacific CorpStock9,984$1.95M0.8%+249+2.6%AddedHistory
DHRDanaher CorpStock7,366$1.90M0.8%+125+1.7%AddedHistory
BRK.BBerkshire Hathaway IncStock7,104$1.90M0.8%+163+2.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF5,185$1.85M0.7%+1,008+24.1%AddedHistory
ACNAccenture plcStock7,089$1.82M0.7%+160+2.3%AddedHistory
ABTAbbott LaboratoriesStock18,330$1.77M0.7%+588+3.3%AddedHistory
METAMeta Platforms, Inc.Stock11,997$1.63M0.6%+5,340+80.2%AddedHistory
DEDeere & CoStock4,808$1.60M0.6%+18+0.4%AddedHistory
iShares Tr4642874407-10 YR TRSY BD16,712$1.60M0.6%+16,712New–
AMDAdvanced Micro Devices IncStock25,031$1.59M0.6%+5,186+26.1%AddedHistory
SLBSLB LimitedStock43,287$1.55M0.6%−13,280−23.5%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF12,812$1.55M0.6%−943−6.9%Reduced–
AXPAmerican Express CoStock11,311$1.53M0.6%+442+4.1%AddedHistory
NEENextera Energy IncStock19,436$1.52M0.6%+245+1.3%AddedHistory
TGTTarget CorpStock10,246$1.52M0.6%+1,222+13.5%AddedHistory
PEPPepsiCo IncStock9,181$1.50M0.6%−112−1.2%ReducedHistory
AMATApplied Materials IncStock18,091$1.48M0.6%−1,955−9.8%ReducedHistory
CRMSalesforce, Inc.Stock10,205$1.47M0.6%+4,290+72.5%AddedHistory
WMTWalmart Inc.Stock11,309$1.47M0.6%+257+2.3%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF18,489$1.47M0.6%+13,331+258.5%Added–
iShares Tr46434V878ULTRA SHORT DUR29,258$1.46M0.6%+213+0.7%Added–
COSTCostco Wholesale CorpStock3,070$1.45M0.6%−72−2.3%ReducedHistory
MSMorgan StanleyStock17,875$1.41M0.6%+734+4.3%AddedHistory
WMWaste Management IncStock8,670$1.39M0.6%−96−1.1%ReducedHistory
NFLXNetflix IncStock5,776$1.36M0.5%+188+3.4%AddedHistory
MCDMcDonalds CorpStock5,731$1.32M0.5%+27+0.5%AddedHistory
BACBank of America CorpStock42,881$1.29M0.5%−12,188−22.1%ReducedHistory
MELIMercadolibre IncCOM1,522$1.26M0.5%+384+33.7%AddedHistory
ADBEAdobe Inc.Stock4,545$1.25M0.5%−1,780−28.1%ReducedHistory
SBUXStarbucks CorpStock14,732$1.24M0.5%+437+3.1%AddedHistory
NVDANVIDIA CorpStock10,170$1.24M0.5%−670−6.2%ReducedHistory
iShares Tr464287556ISHARES BIOTECH10,436$1.22M0.5%+8,852+558.8%Added–
ELVElevance Health, Inc.Stock2,652$1.21M0.5%+22+0.8%AddedHistory
VRSKVerisk Analytics, Inc.COM6,957$1.19M0.5%+174+2.6%AddedHistory
MAMastercard IncStock4,129$1.17M0.5%−31−0.7%ReducedHistory
LNGCheniere Energy, Inc.COM NEW6,893$1.14M0.5%−27−0.4%ReducedHistory
PGProcter & Gamble CoStock8,922$1.13M0.4%+257+3.0%AddedHistory
JNJJohnson & JohnsonStock6,831$1.12M0.4%−677−9.0%ReducedHistory
KRKroger CoStock25,345$1.11M0.4%+25,345NewHistory
FFord Motor CoStock97,597$1.09M0.4%−28,778−22.8%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF18,457$1.09M0.4%+17,576+1,995.0%Added–
Alps ETF Tr00162Q452ALERIAN MLP29,695$1.09M0.4%+1,627+5.8%Added–
Global X FDS37954Y673US INFR DEV ETF46,468$1.07M0.4%−177−0.4%Reduced–
CSCOCisco Systems, Inc.Stock26,612$1.06M0.4%+1,346+5.3%AddedHistory
GSGoldman Sachs Group IncStock3,607$1.06M0.4%+3,469+2,513.8%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F23,025$1.05M0.4%+1,825+8.6%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF34,692$1.05M0.4%+33,418+2,623.1%Added–
BJBJ's Wholesale Club Holdings, Inc.COM14,174$1.03M0.4%+186+1.3%AddedHistory
WFCWells Fargo & CompanyStock25,322$1.02M0.4%+1,729+7.3%AddedHistory
GMGeneral Motors CoCOM31,660$1.02M0.4%−21,375−40.3%ReducedHistory
MPMP Materials Corp.COM CL A36,255$990.0K0.4%+15,786+77.1%AddedHistory
iShares MSCI India ETF46429B598ETF24,121$983.0K0.4%+351+1.5%Added–
TJXTJX Companies IncStock15,302$951.0K0.4%+114+0.8%AddedHistory
DUKDuke Energy CORPStock9,970$927.0K0.4%+350+3.6%AddedHistory
ONOn Semiconductor CorpStock14,663$914.0K0.4%−20−0.1%ReducedHistory
PYPLPayPal Holdings, Inc.Stock10,547$908.0K0.4%+893+9.3%AddedHistory
MDTMedtronic plcStock11,053$893.0K0.4%+888+8.7%AddedHistory
USBUS Bancorp DECOM NEW21,896$883.0K0.4%+1,646+8.1%AddedHistory
ITGartner IncCOM3,040$841.0K0.3%−2−0.1%ReducedHistory
PFEPfizer IncStock18,992$832.0K0.3%−911−4.6%ReducedHistory
PANWPalo Alto Networks IncStock4,992$817.0K0.3%00.0%UnchangedConverted for a 3-for-1 splitHistory
COPConocoPhillipsStock7,962$815.0K0.3%−571−6.7%ReducedHistory
CMCSAComcast CorpStock27,480$806.0K0.3%+89+0.3%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock4,808$792.0K0.3%+3+0.1%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND4,527$790.0K0.3%−4,162−47.9%Reduced–
SNPSSynopsys IncCOM2,565$784.0K0.3%−982−27.7%ReducedHistory
iShares Tr464288760US AER DEF ETF8,585$783.0K0.3%+141+1.7%Added–

Sold out since Q2 2022 (64)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of NVWM, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF213,812$5.97M2.3%–
ProShares Tr74347R131SHRT HGH YIELD110,474$2.18M0.8%–
SLViShares Silver TrustETF51,591$961.0K0.4%History
iShares Tr464288588MBS ETF8,028$783.0K0.3%–
iShares Tr464288513IBOXX HI YD ETF10,468$770.0K0.3%–
VanEck ETF Trust92189F692PHARMACEUTCL ETF9,776$751.0K0.3%–
FCXFreeport-McMoran IncStock20,840$610.0K0.2%History
GSKGSK plcSPONSORED ADR11,634$511.0K0.2%History
BHPBHP Group LtdADR6,680$375.0K0.1%History
iShares Tr464287192US TRSPRTION1,475$314.0K0.1%–
iShares Tr464288869MICRO-CAP ETF2,560$266.0K0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,381$226.0K0.1%–
SCHWSchwab Charles CorpStock1,120$71.0K<0.1%History
Schwab Fundamental International Small Equity ETF808524748ETF1,850$56.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF957$51.0K<0.1%–
Clearway Energy, Inc.18539C105CL A1,500$48.0K<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF450$47.0K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF700$44.0K<0.1%–
BAC.PNBank of America CorpPFD2,000$43.0K<0.1%History
TTTrane Technologies plcSHS300$39.0K<0.1%History
Schwab U.S. Large-Cap Value ETF808524409ETF557$35.0K<0.1%–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO300$35.0K<0.1%–
ALLYAlly Financial Inc.Stock900$30.0K<0.1%History
PIMCO Active Bond Exchange-Traded Fund72201R775ETF243$23.0K<0.1%–
TSNTyson Foods, Inc.Stock194$17.0K<0.1%History
ELEstee Lauder Companies IncCL A61$16.0K<0.1%History
Investment Grade Mun Tr 10 20 UTSE5CASHMONTHLY46137J180UIT15$15.0K<0.1%–
HZOMarinemax IncCOM381$14.0K<0.1%History
Investment Grade Corpor Tr 5-8 UT10CM46137H168UIT43$12.0K<0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND138$11.0K<0.1%–
Metatec Inc Com591398102COM60$10.0K<0.1%–
VRTVertiv Holdings CoCOM CL A1,040$9.00K<0.1%History
TEAMAtlassian CorpCL A50$9.00K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA100$8.00K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD380$7.00K<0.1%–
iShares Select U.S. REIT ETF464287564ETF100$6.00K<0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF156$6.00K<0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF32$6.00K<0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF47$5.00K<0.1%–
iShares Tr464288570ESG MSCI KLD ETF66$5.00K<0.1%–
CMICummins IncStock21$4.00K<0.1%History
SPDR Series Trust78464A805ST STR PR SP150076$4.00K<0.1%–
iShares Tr46435G516ESG AW MSCI EAFE67$4.00K<0.1%–
Vanguard Intl Equity Index F922042676GLB EX US ETF85$4.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF63$3.00K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM106$3.00K<0.1%–
Quality Muns Income Tr UT57THLTDMATCM74757W547UIT10$3.00K<0.1%–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF75$2.00K<0.1%–
Vanguard Morningstar Mid-Cap ETF922908629ETF11$2.00K<0.1%–
iShares Inc464286400MSCI BRAZIL ETF79$2.00K<0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS40$2.00K<0.1%–
Schwab U.S. Large-Cap ETF808524201ETF28$1.00K<0.1%–
Schwab US Tips ETF808524870ETF25$1.00K<0.1%–
Vanguard Morningstar Growth ETF922908736ETF6$1.00K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF18$1.00K<0.1%–
PLTRPalantir Technologies Inc.Stock100$1.00K<0.1%History
CHWYChewy, Inc.CL A30$1.00K<0.1%History
Mellon BK NA Employee Benefit Cif CLS I58552T403COM638$1.00K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock1$00.0%History
KTBKontoor Brands, Inc.Stock7$00.0%History
TRVTravelers Companies, Inc.Stock1$00.0%History
GPROGoPro, Inc.CL A50$00.0%History
TDOCTeladoc Health, Inc.COM11$00.0%History
Voyager Digital Ltd92919V108COM500$00.0%–