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Livermore
Livermore
ZHEN

Worth Venture Partners, LLC

SEC CIK
0001696778
Latest filing
Aug 10, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
142
−14 vs. Q1 2023
Portfolio value
$182.5M
−$21.3M (−10.4%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Worth Venture Partners, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/0–$9.40M5.2%–New–
United States STL Corp New912909AT5NOTE 5.000%11/0–$8.62M4.7%–––
Bloomin' Brands, Inc.094235AB4NOTE 5.000% 5/0–$8.57M4.7%–––
Chart Inds Inc16115QAE0NOTE 1.000%11/1–$6.78M3.7%–––
MCHPMicrochip Technology IncStock71,571$6.41M3.5%+64,501+912.3%AddedHistory
Livent Corp.53814LAB4NOTE 4.125% 7/1–$5.81M3.2%–––
Fti Consulting, Inc302941AP4NOTE 2.000% 8/1–$5.51M3.0%–––
SCPHscPharmaceuticals Inc.COM512,337$5.22M2.9%+1,689+0.3%AddedHistory
Transocean Ltd.893830BW8DEB 4.625% 9/3–$4.84M2.7%–––
INDIindie Semiconductor, Inc.CLASS A COM513,835$4.83M2.6%−94,332−15.5%ReducedHistory
ANIPAni Pharmaceuticals IncCOM87,472$4.71M2.6%+1,914+2.2%AddedHistory
AVNWAviat Networks, Inc.COM NEW130,576$4.36M2.4%−4,680−3.5%ReducedHistory
TELATELA Bio, Inc.COM413,241$4.19M2.3%+3,592+0.9%AddedHistory
TGANTransphorm, Inc.COM1,101,680$3.75M2.1%+216,878+24.5%AddedHistory
Parsons Corp70202LAB8NOTE 0.250% 8/1–$3.47M1.9%–––
Cinemark Hldgs Inc17243VAB8NOTE 4.500% 8/1–$3.29M1.8%–––
Varex Imaging Corp92214XAB2NOTE 4.000% 6/0–$3.24M1.8%–––
GSITGsi Technology IncCOM499,400$2.76M1.5%+499,400NewHistory
Lci Inds501812AB7NOTE 1.125% 5/1–$2.59M1.4%–––
Progress Software Corp743312AB6NOTE 1.000% 4/1–$2.50M1.4%–––
Patk703343AG812/01/2028–$2.43M1.3%–––
Nuvasive Inc670704AJ4NOTE 0.375% 3/1–$2.40M1.3%–––
Allscripts Healthcare Solutn01988PAF5NOTE 0.875% 1/0–$2.22M1.2%–––
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/1–$2.21M1.2%–––
OMFOneMain Holdings, Inc.COM48,433$2.12M1.2%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM27,503$2.11M1.2%00.0%UnchangedHistory
National Vision Hldgs Inc63845RAB3NOTE 2.500% 5/1–$2.07M1.1%–New–
PGRProgressive CorpStock15,247$2.02M1.1%+265+1.8%AddedHistory
MRAMEverspin Technologies Inc.COM214,212$1.97M1.1%+4,850+2.3%AddedHistory
FCFranklin Covey CoCOM44,323$1.94M1.1%−10,851−19.7%ReducedHistory
COFCapital One Financial CorpStock17,661$1.93M1.1%+918+5.5%AddedHistory
Envestnet, Inc.29404KAE6NOTE 0.750% 8/1–$1.88M1.0%–––
HGVHilton Grand Vacations Inc.COM39,541$1.80M1.0%−8,364−17.5%ReducedHistory
Carnival Corp143658BT8NOTE 5.750%10/0–$1.61M0.9%–––
Sarepta Therapeutics, Inc.803607AB6DBCV 1.500%11/1–$1.56M0.9%–New–
APYXApyx Medical CorpCOM309,462$1.56M0.9%+179,691+138.5%AddedHistory
BDSXBiodesix IncCOM1,263,491$1.55M0.9%−96,701−7.1%ReducedHistory
ANVSAnnovis Bio, Inc.COM104,651$1.50M0.8%+104,651NewHistory
Lumentum Hldgs Inc55024UAB5NOTE 0.250% 3/1–$1.45M0.8%–––
NTRANatera, Inc.CONV BD US–$1.44M0.8%––History
BKTIBK Technologies CorpCOM NEW81,951$1.36M0.7%−1,251−1.5%ReducedConverted for a 1-for-5 splitHistory
RJFRaymond James Financial IncCOM13,035$1.35M0.7%−1,685−11.4%ReducedHistory
CLNNClene Inc.COMMON STOCK1,482,593$1.30M0.7%+1,482,593NewHistory
GSKGSK plcADR33,200$1.18M0.6%−5,100−13.3%ReducedHistory
BACBank of America CorpStock40,273$1.16M0.6%+9,386+30.4%AddedHistory
MKLMarkel Group Inc.COM835$1.15M0.6%+254+43.7%AddedHistory
MIDDLEBY Corp596278AB7NOTE 1.000% 9/0–$1.15M0.6%–––
LPTHLightpath Technologies IncCOM CL A845,962$1.14M0.6%+9,000+1.1%AddedHistory
CMBMFCambium Networks CorpSHS73,841$1.12M0.6%−56,620−43.4%ReducedHistory
Winnebago Inds Inc974637AB6NOTE 1.500% 4/0–$1.02M0.6%–––
AIRGAirgain IncCOM180,358$973.9K0.5%+2,050+1.1%AddedHistory
BWENBroadwind, Inc.COM NEW247,700$946.2K0.5%+1,700+0.7%AddedHistory
ITIIteris, Inc.COM237,022$938.6K0.5%+24,322+11.4%AddedHistory
CGTXCognition Therapeutics IncCOM508,719$931.0K0.5%+7,000+1.4%AddedHistory
Starwood Ppty Tr Inc85571BBA2NOTE 6.750% 7/1–$838.2K0.5%–New–
FENCFennec Pharmaceuticals Inc.COM93,252$823.4K0.5%+47,814+105.2%AddedHistory
KPTIKaryopharm Therapeutics Inc.COM445,981$798.3K0.4%+445,981NewHistory
LUVSouthwest Airlines CoCOM21,733$787.0K0.4%−2,518−10.4%ReducedHistory
Etsy Inc29786AAJ5NOTE 0.125%10/0–$726.5K0.4%–––
BWAYBrainsway Ltd.SPONSORED ADS317,598$720.9K0.4%+317,598NewHistory
Theratechnologies Inc88338H100COM846,654$713.5K0.4%00.0%Unchanged–
WEAVWeave Communications, Inc.Stock64,023$711.3K0.4%−64,678−50.3%ReducedHistory
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$684.7K0.4%–New–
NVECNve CorpCOM NEW6,934$675.6K0.4%+1,576+29.4%AddedHistory
ABEOAbeona Therapeutics Inc.COM NEW159,311$642.0K0.4%−1,200−0.7%ReducedHistory
CVVCVD Equipment CorpCOM83,739$617.2K0.3%+1,600+1.9%AddedHistory
CLRBCellectar Biosciences, Inc.COM313,509$611.3K0.3%−23,091−6.9%ReducedHistory
CNX Res Corp12653CAG3NOTE 2.250% 5/0–$606.8K0.3%–New–
SPRBSpruce Biosciences, Inc.COM277,624$596.9K0.3%+7,000+2.6%AddedHistory
COYACoya Therapeutics, Inc.COMMON STOCK146,493$596.2K0.3%+8,735+6.3%AddedHistory
ADVMAdverum Biotechnologies, Inc.COM370,683$589.4K0.3%+72,123+24.2%AddedHistory
TYLTyler Technologies IncCOM1,398$582.2K0.3%+494+54.6%AddedHistory
VICIVici Properties Inc.COM18,098$568.8K0.3%+6,841+60.8%AddedHistory
CalAmp Corp.128126109COM513,510$544.3K0.3%+31,881+6.6%Added–
Amyris, Inc.03236MAJ0NOTE 1.500%11/1–$529.0K0.3%–––
MDNAFMedicenna Therapeutics Corp.COM1,088,938$524.5K0.3%+35,130+3.3%AddedHistory
Kwesst Micro Systems Inc501506604COM NEW148,528$479.7K0.3%+1,175+0.8%Added–
MYOMyomo, Inc.COM NEW1,119,317$464.2K0.3%+873,737+355.8%AddedHistory
CTOCTO Realty Growth, Inc.COM26,802$459.4K0.3%+500+1.9%AddedHistory
IPWRIdeal Power Inc.COM NEW38,664$456.2K0.2%−13,924−26.5%ReducedHistory
APPSDigital Turbine, Inc.COM NEW43,053$399.5K0.2%−123,077−74.1%ReducedHistory
SLNOSoleno Therapeutics IncCOM90,858$389.8K0.2%−13,055−12.6%ReducedHistory
FKWLFranklin Wireless CorpCOM98,826$368.6K0.2%00.0%UnchangedHistory
BCLIBrainstorm Cell Therapeutics Inc.COM NEW175,563$361.7K0.2%−183,375−51.1%ReducedHistory
KRGKite Realty Group TrustCOM NEW15,200$339.6K0.2%+400+2.7%AddedHistory
CDLXCardlytics, Inc.COM51,616$326.2K0.2%00.0%UnchangedHistory
PLYMPlymouth Industrial REIT, Inc.COM14,000$322.3K0.2%+1,200+9.4%AddedHistory
REXRRexford Industrial Realty, Inc.COM5,789$302.3K0.2%+5,789NewHistory
SUISun Communities IncCOM2,284$298.0K0.2%−100−4.2%ReducedHistory
ELSEquity Lifestyle Properties IncCOM4,430$296.3K0.2%+805+22.2%AddedHistory
MRNSMarinus Pharmaceuticals, Inc.COM NEW26,800$291.0K0.2%−301,935−91.8%ReducedHistory
OSAProSomnus, Inc.COMMON STOCK96,349$289.0K0.2%+41,351+75.2%AddedHistory
AIPArteris, Inc.COM41,853$285.4K0.2%+41,853NewHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN8,100$282.1K0.2%+1,700+26.6%AddedHistory
AIRCApartment Income REIT Corp.COM7,776$280.6K0.2%+7,776NewHistory
APREAprea Therapeutics, Inc.COM NEW87,169$274.6K0.2%+2,300+2.7%AddedHistory
WSRWhitestone REITCOM28,150$273.1K0.1%+4,300+18.0%AddedHistory
SPGSimon Property Group Inc.REIT2,350$271.4K0.1%00.0%UnchangedHistory
OPRAOpera LtdSPONSORED ADS13,603$270.3K0.1%−9,297−40.6%ReducedHistory
MTLSMaterialise NVSPONSORED ADS31,190$269.5K0.1%+31,190NewHistory

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Worth Venture Partners, LLC in Q2 2023
SecurityClassPutsCalls
Marinus Pharmaceuticals Inc56854Q900CALL–$186.4K
AstraZeneca PLC046353958SPONSORED ADR$166.1K–
Amyris Inc03236M950PUT$158.9K–
Arcus Biosciences Inc03969F909CALL–$132.7K
iShares Tr464288951PUT$73.4K–
Immunogen Inc45253H901CALL–$72.3K
AstraZeneca PLC046353908CALL–$68.4K
SPDR Ser Tr78464A950PUT$55.1K–
Geo Group Inc New36162J956PUT$37.0K–
Gilead Sciences Inc375558903CALL–$33.0K
Cinemark Hldgs Inc17243V952PUT$19.9K–
Apellis Pharmaceuticals Inc03753U956PUT$13.9K–
Syndax Pharmaceuticals Inc87164F955PUT$13.9K–
iShares Tr464287905CALL–$11.9K
Barclays PLC06738E954ADR$10.6K–
Wayfair Inc94419L951PUT$9.68K–
Carnival Corp143658950PUT$8.77K–
Southwest Airls Co844741958PUT$7.68K–
Novartis AG66987V909CALL–$7.08K
Allscripts Healthcare Solutn01988P958PUT$6.28K–
Arcus Biosciences Inc03969F959PUT$4.09K–
United States STL Corp New912909958PUT$3.30K–
Uniqure NVN90064901CALL–$1.91K
GSK PLC37733W954SPONSORED ADR$1.66K–
Guess Inc401617955PUT$1.18K–

Sold out since Q1 2023 (40)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Worth Venture Partners, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Palo Alto Networks Inc697435AD7NOTE 0.750% 7/0–$7.20M3.5%–
World Wrestling Entmt Inc98156QAB4NOTE 3.375%12/1–$5.61M2.8%–
ADTNADTRAN Holdings, Inc.COM265,692$4.21M2.1%History
Guess Inc401617AD7NOTE 2.000% 4/1–$3.03M1.5%–
SILCSilicom Ltd.ORD74,896$2.81M1.4%History
CTICCti Biopharma CorpCOM516,589$2.17M1.1%History
CVNACarvana Co.CL A199,596$1.95M1.0%History
PRTKParatek Pharmaceuticals, Inc.COM657,885$1.67M0.8%History
MRKMerck & Co., Inc.Stock12,900$1.37M0.7%History
Ionis Pharmaceuticals Inc462222AB6NOTE 0.125%12/1–$1.35M0.7%–
PFEPfizer IncStock25,700$1.05M0.5%History
DZSIDZS Inc.COM115,333$910.0K0.4%History
INFNInfinera CorpCOM114,534$888.8K0.4%History
BMYBristol Myers Squibb CoStock12,800$887.2K0.4%History
PG&E Corp69331C140UNIT 99/99/99996,111$875.7K0.4%–
SCYXScynexis IncCOM NEW285,327$856.0K0.4%History
ENVEnvestnet, Inc.COM12,961$760.4K0.4%History
NBIXNeurocrine Biosciences IncStock6,393$647.1K0.3%History
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0–$583.0K0.3%–
Imax Corp45245EAJ8NOTE 0.500% 4/0–$545.8K0.3%–
YMABY-mAbs Therapeutics, Inc.COM104,487$523.5K0.3%History
Pure Storage Inc74624MAB8NOTE 0.125% 4/1–$489.5K0.2%–
PTCTPTC Therapeutics, Inc.COM8,956$433.8K0.2%History
DMDesktop Metal, Inc.COM CL A184,497$424.3K0.2%History
NRDYNerdy Inc.CL A COM98,400$411.3K0.2%History
WOLFWolfspeed, Inc.Stock6,111$396.9K0.2%History
NVCRNovoCure LtdORD SHS6,400$384.9K0.2%History
LSILife Storage, Inc.COM2,625$344.1K0.2%History
BMRNBiomarin Pharmaceutical IncCOM3,239$315.0K0.2%History
VMRKVivmark ResidentialSH BEN INT4,682$280.9K0.1%History
BCDABioCardia, Inc.COM125,600$246.2K0.1%History
RCUSArcus Biosciences, Inc.COM12,700$231.6K0.1%History
SIXSix Flags Entertainment CorpCOM8,669$231.5K0.1%History
HIWHighwoods Properties, Inc.COM8,700$201.8K0.1%History
Parabellum Acquisition Corp.69901P109COM CL A39,221$201.0K0.1%–
NOKNokia CorpSPONSORED ADR20,000$98.2K<0.1%History
MREOMereo BioPharma Group plcSPON ADS76,513$54.1K<0.1%History
EMKREmcore CorpCOM NEW23,700$27.3K<0.1%History
IMBILegacy IMBDS, Inc.COM CL A41,000$20.9K<0.1%History
PRAXPraxis Precision Medicines, Inc.COM12,810$10.4K<0.1%History