Worth Venture Partners, LLC
- SEC CIK
- 0001696778
- Latest filing
- Aug 10, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 113
- +11 vs. Q2 2021
- Portfolio value
- $221.1M
- −$46.8M (−17.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $14.1M | 6.4% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $10.8M | 4.9% | – | – | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $8.21M | 3.7% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $7.27M | 3.3% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $7.22M | 3.3% | – | – | – |
| EMKREmcore Corp | COM NEW | 793,709 | $5.94M | 2.7% | 00.0% | Unchanged | History |
| PDFSPDF Solutions Inc | COM | 246,231 | $5.67M | 2.6% | +38,488+18.5% | Added | History |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $5.47M | 2.5% | – | New | – |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | 77,434 | $5.34M | 2.4% | +77,434 | New | History |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $4.81M | 2.2% | – | – | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $4.59M | 2.1% | – | – | – |
| AVNWAviat Networks, Inc. | COM NEW | 138,974 | $4.57M | 2.1% | 00.0% | Unchanged | History |
| PLABPhotronics Inc | COM | 331,669 | $4.52M | 2.0% | +20,000+6.4% | Added | History |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $4.34M | 2.0% | – | – | – |
| CYBECyberoptics Corp | COM | 116,566 | $4.15M | 1.9% | +12,426+11.9% | Added | History |
| GRTXGalera Therapeutics, Inc. | COM | 472,180 | $3.83M | 1.7% | +3,006+0.6% | Added | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $3.71M | 1.7% | – | – | – |
| O2MICRO International Limite67107W100 | SPONS ADR | 609,737 | $3.68M | 1.7% | +144,568+31.1% | Added | – |
| NTRANatera, Inc. | CONV BD US | – | $3.67M | 1.7% | – | – | History |
| ADTNADTRAN Holdings, Inc. | COM | 188,738 | $3.54M | 1.6% | +188,738 | New | History |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $3.23M | 1.5% | – | – | – |
| ADMSAdamas Pharmaceuticals Inc | COM | 625,080 | $3.10M | 1.4% | +34,350+5.8% | Added | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $3.09M | 1.4% | – | – | – |
| CVNACarvana Co. | CL A | 10,089 | $3.04M | 1.4% | 00.0% | Unchanged | History |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $2.87M | 1.3% | – | – | – |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 454,364 | $2.81M | 1.3% | +454,364 | New | History |
| DZSIDZS Inc. | COM | 221,492 | $2.71M | 1.2% | −31,260−12.4% | Reduced | History |
| Theratechnologies Inc88338H100 | COM | 708,047 | $2.66M | 1.2% | −143,366−16.8% | Reduced | – |
| PDSBPDS Biotechnology Corp | COM | 177,589 | $2.65M | 1.2% | −171,114−49.1% | Reduced | History |
| ENVEnvestnet, Inc. | COM | 31,120 | $2.50M | 1.1% | 00.0% | Unchanged | History |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $2.38M | 1.1% | – | – | – |
| SILCSilicom Ltd. | ORD | 54,325 | $2.35M | 1.1% | −2,994−5.2% | Reduced | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $2.28M | 1.0% | – | – | – |
| HGVHilton Grand Vacations Inc. | COM | 45,759 | $2.18M | 1.0% | +45,759 | New | History |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $2.15M | 1.0% | – | New | – |
| CDLXCardlytics, Inc. | COM | 25,354 | $2.13M | 1.0% | +1,109+4.6% | Added | History |
| OMFOneMain Holdings, Inc. | COM | 36,976 | $2.05M | 0.9% | +910+2.5% | Added | History |
| XFORX4 Pharmaceuticals, Inc | COM | 386,475 | $2.04M | 0.9% | +51,791+15.5% | Added | History |
| SCPHscPharmaceuticals Inc. | COM | 300,760 | $2.00M | 0.9% | +136,766+83.4% | Added | History |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $1.94M | 0.9% | – | – | – |
| PRTKParatek Pharmaceuticals, Inc. | COM | 389,440 | $1.89M | 0.9% | +158,068+68.3% | Added | History |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $1.84M | 0.8% | – | – | – |
| SCYXScynexis Inc | COM NEW | 343,126 | $1.82M | 0.8% | 00.0% | Unchanged | History |
| FOCLEdap TMS SA | SPONSORED ADR | 283,368 | $1.81M | 0.8% | 00.0% | Unchanged | History |
| RJFRaymond James Financial Inc | COM | 19,077 | $1.76M | 0.8% | +6,359+50.0% | Added | History |
| FCFranklin Covey Co | COM | 39,566 | $1.61M | 0.7% | +12,287+45.0% | Added | History |
| DSPGDSP Group Inc | COM | 68,154 | $1.49M | 0.7% | 00.0% | Unchanged | History |
| TTGTTechTarget, Inc. | COM | 17,736 | $1.46M | 0.7% | +4,083+29.9% | Added | History |
| FKWLFranklin Wireless Corp | COM | 197,652 | $1.44M | 0.6% | +197,652 | New | History |
| APPSDigital Turbine, Inc. | COM NEW | 20,461 | $1.41M | 0.6% | +6,788+49.6% | Added | History |
| PBYIPuma Biotechnology, Inc. | COM | 197,960 | $1.39M | 0.6% | −63,650−24.3% | Reduced | History |
| AMSCAmerican Superconductor Corp | Stock | 90,681 | $1.32M | 0.6% | +90,681 | New | History |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $1.24M | 0.6% | – | New | – |
| ALLTAllot Ltd. | SHS | 81,707 | $1.21M | 0.5% | +8,146+11.1% | Added | History |
| PGRProgressive Corp | Stock | 13,042 | $1.18M | 0.5% | +5,744+78.7% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 495 | $1.18M | 0.5% | −439−47.0% | Reduced | History |
| ATENA10 Networks, Inc. | Stock | 81,765 | $1.10M | 0.5% | +13,635+20.0% | Added | History |
| BCOVBrightcove Inc | COM | 95,323 | $1.10M | 0.5% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 25,842 | $1.10M | 0.5% | 00.0% | Unchanged | History |
| AIRGAirgain Inc | COM | 80,675 | $1.02M | 0.5% | −7,235−8.2% | Reduced | History |
| RFILR F Industries Ltd | COM PAR $0.01 | 116,684 | $951.0K | 0.4% | 00.0% | Unchanged | History |
| MYOMyomo, Inc. | COM NEW | 79,290 | $943.0K | 0.4% | +79,290 | New | History |
| ZUOZuora Inc | COM CL A | 54,445 | $903.0K | 0.4% | 00.0% | Unchanged | History |
| WTTWireless Telecom Group Inc | COM | 434,407 | $899.0K | 0.4% | +183,121+72.9% | Added | History |
| ALNAAllena Pharmaceuticals, Inc. | COM | 980,200 | $884.0K | 0.4% | +236,000+31.7% | Added | History |
| RNAZTranscode Therapeutics, Inc. | COM | 295,518 | $884.0K | 0.4% | +295,518 | New | History |
| WFCWells Fargo & Company | Stock | 18,975 | $881.0K | 0.4% | 00.0% | Unchanged | History |
| BKTIBK Technologies Corp | COM | 311,684 | $881.0K | 0.4% | 00.0% | Unchanged | History |
| BLINBridgeline Digital, Inc. | COM | 204,025 | $839.0K | 0.4% | +204,025 | New | History |
| LUNALuna Innovations Inc | COM | 87,810 | $834.0K | 0.4% | −34,816−28.4% | Reduced | History |
| HTGMHTG Molecular Diagnostics, Inc | COM NEW | 143,135 | $817.0K | 0.4% | 00.0% | Unchanged | History |
| BWAYBrainsway Ltd. | SPONSORED ADS | 100,600 | $811.0K | 0.4% | −78,000−43.7% | Reduced | History |
| MCHPMicrochip Technology Inc | Stock | 5,180 | $795.0K | 0.4% | −3,868−42.7% | Reduced | History |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $786.0K | 0.4% | – | New | – |
| PCSAProcessa Pharmaceuticals, Inc. | COM NEW | 90,968 | $780.0K | 0.4% | 00.0% | Unchanged | History |
| SPGSimon Property Group Inc. | REIT | 5,600 | $728.0K | 0.3% | +5,600 | New | History |
| ASYSAmtech Systems Inc | COM PAR $0.01N | 62,646 | $716.0K | 0.3% | +62,646 | New | History |
| PXLWPixelworks, Inc | COM NEW | 137,574 | $658.0K | 0.3% | −149,024−52.0% | Reduced | History |
| DAIOData I/O Corp | COM | 99,266 | $648.0K | 0.3% | 00.0% | Unchanged | History |
| CDRCedar Realty Trust, Inc. | COM NEW | 29,455 | $639.0K | 0.3% | +29,455 | New | History |
| ANVSAnnovis Bio, Inc. | COM | 19,878 | $631.0K | 0.3% | −13,956−41.2% | Reduced | History |
| NVECNve Corp | COM NEW | 9,528 | $610.0K | 0.3% | +4,080+74.9% | Added | History |
| MDNAFMedicenna Therapeutics Corp. | COM | 215,030 | $595.0K | 0.3% | 00.0% | Unchanged | History |
| FAROFaro Technologies Inc | COM | 8,727 | $574.0K | 0.3% | 00.0% | Unchanged | History |
| ACTGAcacia Research Corp | ACACIA TCH COM | 83,249 | $565.0K | 0.3% | +83,249 | New | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $553.0K | 0.3% | – | New | – |
| ALIMAlimera Sciences Inc | COM NEW | 127,333 | $537.0K | 0.2% | 00.0% | Unchanged | History |
| JBLUJetBlue Airways Corp | COM | 34,566 | $529.0K | 0.2% | −24,701−41.7% | Reduced | History |
| EVOKEvoke Pharma Inc | COM | 397,742 | $517.0K | 0.2% | 00.0% | Unchanged | History |
| IPWRIdeal Power Inc. | COM NEW | 33,572 | $511.0K | 0.2% | 00.0% | Unchanged | History |
| YTENYIELD10 Bioscience, Inc. | COM | 79,672 | $477.0K | 0.2% | 00.0% | Unchanged | History |
| ONDSOndas Inc. | COM NEW | 47,407 | $434.0K | 0.2% | −174,646−78.7% | Reduced | History |
| CTOCTO Realty Growth, Inc. | COM | 7,930 | $426.0K | 0.2% | +1,475+22.9% | Added | History |
| CIOCity Office REIT, Inc. | COM | 23,750 | $424.0K | 0.2% | +5,000+26.7% | Added | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 21,972 | $418.0K | 0.2% | +8,125+58.7% | Added | History |
| NUWENuwellis, Inc. | COM | 174,344 | $384.0K | 0.2% | +174,344 | New | History |
| RLJRLJ Lodging Trust | COM | 23,154 | $344.0K | 0.2% | +23,154 | New | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 11,003 | $286.0K | 0.1% | +1,750+18.9% | Added | History |
| PSTLPostal Realty Trust, Inc. | CL A | 13,020 | $243.0K | 0.1% | +13,020 | New | History |
| DXCMDexcom Inc | COM | 420 | $230.0K | 0.1% | +420 | New | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Tr464287955 | PUT | $898.0K | – |
| Check Point Software Tech LTM22465954 | PUT | $77.0K | – |
| Intercept Pharmaceuticals IN45845P958 | PUT | $31.0K | – |
| Casa Sys Inc14713L952 | PUT | $23.0K | – |
| Fisker Inc33813J956 | PUT | $18.0K | – |
| Southwest Airls Co844741958 | PUT | $16.0K | – |
| Vroom Inc92918V959 | COM | $16.0K | – |
| American Airls Group Inc02376R952 | PUT | $15.0K | – |
| Carnival Corp143658950 | PUT | $13.0K | – |
| Alarm Com Hldgs Inc011642955 | PUT | $11.0K | – |
| Realogy Hldgs Corp75605Y956 | PUT | $9.00K | – |
| United States STL Corp New912909958 | PUT | $9.00K | – |
| The Beauty Health Company88331L958 | PUT | $9.00K | – |
| Cinemark Hldgs Inc17243V952 | PUT | $6.00K | – |
| Guess Inc401617955 | PUT | $6.00K | – |
| Bloomin Brands Inc094235958 | PUT | $5.00K | – |
| Fluor Corp New343412952 | PUT | $2.00K | – |
Sold out since Q2 2021 (19)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $11.8M | 4.4% | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $7.53M | 2.8% | – |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $5.65M | 2.1% | – |
| ASPNAspen Aerogels Inc | COM | 146,687 | $4.39M | 1.6% | History |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $3.13M | 1.2% | – |
| AVYAAvaya Holdings Corp. | COM | 92,279 | $2.48M | 0.9% | History |
| HOMEAt Home Group Inc. | COM | 37,346 | $1.38M | 0.5% | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $1.36M | 0.5% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $1.35M | 0.5% | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 13,114 | $1.12M | 0.4% | History |
| ARDSAridis Pharmaceuticals, Inc. | COM | 105,413 | $780.0K | 0.3% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $714.0K | 0.3% | – |
| TAOXTAO Synergies Inc. | COM NEW | 73,909 | $642.0K | 0.2% | History |
| NVNOenVVeno Medical Corp | COM NEW | 82,886 | $569.0K | 0.2% | History |
| DCOYDecoy Therapeutics Inc. | COM NEW | 424,800 | $450.0K | 0.2% | History |
| MTNVail Resorts Inc | COM | 1,042 | $330.0K | 0.1% | History |
| HSDTSolana Co | COM CL A NEW | 17,915 | $304.0K | 0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 1,745 | $286.0K | 0.1% | History |
| UHALU-Haul Holding Co | COM | 410 | $242.0K | 0.1% | History |