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Livermore
Livermore
ZHEN

Worth Venture Partners, LLC

SEC CIK
0001696778
Latest filing
Aug 10, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
102
+6 vs. Q1 2021
Portfolio value
$267.9M
+$63.7M (+31.2%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Worth Venture Partners, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Wayfair Inc.94419LAF8NOTE 1.000% 8/1–$12.9M4.8%–––
Slack Technologies, Inc.83088VAB8NOTE 0.500% 4/1–$11.8M4.4%–New–
United States STL Corp New912909AT5NOTE 5.000%11/0–$11.1M4.2%–––
Southwest Airls Co844741BG2NOTE 1.250% 5/0–$10.9M4.1%–––
Liberty Media Corp Del531229AB8NOTE 1.375%10/1–$8.16M3.0%–––
NTRANatera, Inc.CONV BD US–$7.72M2.9%–NewHistory
Workday, Inc.98138HAF8NOTE 0.250%10/0–$7.53M2.8%–––
Nuance Communications, Inc.67020YAK6DBCV 1.000%12/13,311,000$7.46M2.8%–––
World Wrestling Entmt Inc98156QAB4NOTE 3.375%12/1–$7.42M2.8%–––
Bloomin' Brands, Inc.094235AB4NOTE 5.000% 5/0–$7.36M2.7%–New–
EMKREmcore CorpCOM NEW793,709$7.32M2.7%00.0%UnchangedHistory
Nuance Communications, Inc.67020YAN0NOTE 1.250% 4/0–$6.64M2.5%–––
Under Armour, Inc.904311AC1NOTE 1.500% 6/0–$5.65M2.1%–New–
DZSIDZS Inc.COM252,752$5.25M2.0%+82,634+48.6%AddedHistory
NCL Corp Ltd62886HAT8NOTE 6.000% 5/1–$4.95M1.8%–New–
Guess Inc401617AD7NOTE 2.000% 4/1–$4.95M1.8%–––
GRTXGalera Therapeutics, Inc.COM469,174$4.61M1.7%+254,932+119.0%AddedHistory
American Airls Group Inc02376RAF9NOTE 6.500% 7/0–$4.61M1.7%–––
AVNWAviat Networks, Inc.COM NEW138,974$4.55M1.7%00.0%UnchangedConverted for a 2-for-1 splitHistory
ASPNAspen Aerogels IncCOM146,687$4.39M1.6%00.0%UnchangedHistory
PDSBPDS Biotechnology CorpCOM348,703$4.38M1.6%+348,703NewHistory
CYBECyberoptics CorpCOM104,140$4.27M1.6%+104,140NewHistory
PLABPhotronics IncCOM311,669$4.12M1.5%+311,669NewHistory
Allscripts Healthcare Solutn01988PAF5NOTE 0.875% 1/0–$4.03M1.5%–––
PDFSPDF Solutions IncCOM207,743$3.78M1.4%+207,743NewHistory
Palo Alto Networks Inc697435AD7NOTE 0.750% 7/0–$3.70M1.4%–––
Livent Corp.53814LAB4NOTE 4.125% 7/1–$3.67M1.4%–New–
O2MICRO International Limite67107W100SPONS ADR465,169$3.35M1.3%00.0%Unchanged–
Theratechnologies Inc88338H100COM851,413$3.27M1.2%00.0%Unchanged–
National Vision Hldgs Inc63845RAB3NOTE 2.500% 5/1–$3.13M1.2%–New–
ADMSAdamas Pharmaceuticals IncCOM590,730$3.12M1.2%+52,335+9.7%AddedHistory
CDLXCardlytics, Inc.COM24,245$3.08M1.1%+10,115+71.6%AddedHistory
CVNACarvana Co.CL A10,089$3.04M1.1%+4,906+94.7%AddedHistory
ANVSAnnovis Bio, Inc.COM33,834$2.90M1.1%+3,866+12.9%AddedHistory
SCYXScynexis IncCOM NEW343,126$2.52M0.9%+343,126NewHistory
SILCSilicom Ltd.ORD57,319$2.52M0.9%+11,892+26.2%AddedHistory
AVYAAvaya Holdings Corp.COM92,279$2.48M0.9%00.0%UnchangedHistory
PBYIPuma Biotechnology, Inc.COM261,610$2.40M0.9%+34,852+15.4%AddedHistory
ENVEnvestnet, Inc.COM31,120$2.36M0.9%+19,392+165.3%AddedHistory
XFORX4 Pharmaceuticals, IncCOM334,684$2.17M0.8%+334,684NewHistory
OMFOneMain Holdings, Inc.COM36,066$2.16M0.8%+11,635+47.6%AddedHistory
Workiva Inc98139AAB1NOTE 1.125% 8/1–$2.12M0.8%–New–
Istar Inc45031UCB5NOTE 3.125% 9/1–$2.07M0.8%–New–
BKNGBooking Holdings Inc.Stock934$2.04M0.8%+473+102.6%AddedHistory
FOCLEdap TMS SASPONSORED ADR283,368$2.01M0.7%+28,550+11.2%AddedHistory
BWAYBrainsway Ltd.SPONSORED ADS178,600$1.82M0.7%00.0%UnchangedHistory
AIRGAirgain IncCOM87,910$1.81M0.7%+19,741+29.0%AddedHistory
ONDSOndas Inc.COM NEW222,053$1.76M0.7%+222,053NewHistory
RJFRaymond James Financial IncCOM12,718$1.65M0.6%+3,030+31.3%AddedHistory
PRTKParatek Pharmaceuticals, Inc.COM231,372$1.58M0.6%+40,279+21.1%AddedHistory
ALLTAllot Ltd.SHS73,561$1.46M0.5%−18,768−20.3%ReducedHistory
HOMEAt Home Group Inc.COM37,346$1.38M0.5%−6,553−14.9%ReducedHistory
BCOVBrightcove IncCOM95,323$1.37M0.5%+24,339+34.3%AddedHistory
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/0–$1.36M0.5%–New–
MCHPMicrochip Technology IncStock9,048$1.35M0.5%+3,369+59.3%AddedHistory
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$1.35M0.5%–––
LUNALuna Innovations IncCOM122,626$1.33M0.5%+9,022+7.9%AddedHistory
ALIMAlimera Sciences IncCOM NEW127,333$1.16M0.4%00.0%UnchangedHistory
RCLRoyal Caribbean Cruises LtdCOM13,114$1.12M0.4%+13,114NewHistory
BACBank of America CorpStock25,842$1.06M0.4%+6,613+34.4%AddedHistory
TTGTTechTarget, Inc.COM13,653$1.06M0.4%+2,253+19.8%AddedHistory
APPSDigital Turbine, Inc.COM NEW13,673$1.04M0.4%+8,426+160.6%AddedHistory
WTTWireless Telecom Group IncCOM251,286$1.02M0.4%+251,286NewHistory
DSPGDSP Group IncCOM68,154$1.01M0.4%+11,323+19.9%AddedHistory
SCPHscPharmaceuticals Inc.COM163,994$1.00M0.4%−50,066−23.4%ReducedHistory
JBLUJetBlue Airways CorpCOM59,267$995.0K0.4%+59,267NewHistory
BKTIBK Technologies CorpCOM311,684$982.0K0.4%+311,684NewHistory
PXLWPixelworks, IncCOM NEW286,598$977.0K0.4%+42,298+17.3%AddedHistory
ALNAAllena Pharmaceuticals, Inc.COM744,200$967.0K0.4%−236,000−24.1%ReducedHistory
ZUOZuora IncCOM CL A54,445$939.0K0.4%−2,400−4.2%ReducedHistory
FCFranklin Covey CoCOM27,279$882.0K0.3%−1,100−3.9%ReducedHistory
RFILR F Industries LtdCOM PAR $0.01116,684$870.0K0.3%+116,684NewHistory
WFCWells Fargo & CompanyStock18,975$859.0K0.3%+6,037+46.7%AddedHistory
HTGMHTG Molecular Diagnostics, IncCOM NEW143,135$832.0K0.3%+88,388+161.4%AddedHistory
ARDSAridis Pharmaceuticals, Inc.COM105,413$780.0K0.3%00.0%UnchangedHistory
ATENA10 Networks, Inc.Stock68,130$767.0K0.3%+2,748+4.2%AddedHistory
PCSAProcessa Pharmaceuticals, Inc.COM NEW90,968$745.0K0.3%00.0%UnchangedHistory
PGRProgressive CorpStock7,298$717.0K0.3%+3,752+105.8%AddedHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$714.0K0.3%–New–
YTENYIELD10 Bioscience, Inc.COM79,672$680.0K0.3%−9,628−10.8%ReducedHistory
FAROFaro Technologies IncCOM8,727$679.0K0.3%−400−4.4%ReducedHistory
DAIOData I/O CorpCOM99,266$676.0K0.3%+9,303+10.3%AddedHistory
MDNAFMedicenna Therapeutics Corp.COM215,030$647.0K0.2%+17,130+8.7%AddedHistory
TAOXTAO Synergies Inc.COM NEW73,909$642.0K0.2%+73,909NewHistory
NVNOenVVeno Medical CorpCOM NEW82,886$569.0K0.2%−17,828−17.7%ReducedHistory
EVOKEvoke Pharma IncCOM397,742$545.0K0.2%+61,226+18.2%AddedHistory
Cyclo Therapeutics, Inc.23254X110*W EXP 11/14/20288,690$458.0K0.2%00.0%Unchanged–
DCOYDecoy Therapeutics Inc.COM NEW424,800$450.0K0.2%00.0%UnchangedHistory
IPWRIdeal Power Inc.COM NEW33,572$427.0K0.2%+33,572NewHistory
NVECNve CorpCOM NEW5,448$403.0K0.2%+5,448NewHistory
CTOCTO Realty Growth, Inc.COM6,455$345.0K0.1%+400+6.6%AddedHistory
MTNVail Resorts IncCOM1,042$330.0K0.1%+1,042NewHistory
HSDTSolana CoCOM CL A NEW17,915$304.0K0.1%−5,870−24.7%ReducedHistory
EXPEExpedia Group, Inc.Stock1,745$286.0K0.1%+1,745NewHistory
UHALU-Haul Holding CoCOM410$242.0K0.1%+410NewHistory
EQCEQC Liquidating TrustCOM SH BEN INT9,253$242.0K0.1%+400+4.5%AddedHistory
CXPColumbia Property Trust, Inc.COM NEW13,847$241.0K0.1%+2,000+16.9%AddedHistory
CIOCity Office REIT, Inc.COM18,750$233.0K0.1%−6,150−24.7%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A6,900$220.0K0.1%+6,900NewHistory
JBGSJBG Smith PropertiesCOM6,900$217.0K0.1%+6,900NewHistory

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Worth Venture Partners, LLC in Q2 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$577.0K–
Check Point Software Tech LTM22465954PUT$100.0K–
Avaya Hldgs Corp05351X901CALL–$88.0K
Alarm Com Hldgs Inc011642955PUT$24.0K–
American Airls Group Inc02376R952PUT$22.0K–
Carnival Corp143658950PUT$21.0K–
Bloomin Brands Inc094235958PUT$13.0K–
Guess Inc401617955PUT$7.00K–
Cinemark Hldgs Inc17243V952PUT$6.00K–
Teradata Corp Del88076W953PUT$6.00K–
Spirit Airls Inc848577952PUT$3.00K–
United States STL Corp New912909958PUT$2.00K–
iShares Tr464288954PUT$1.00K–

Sold out since Q1 2021 (25)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Worth Venture Partners, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Spirit Airls Inc848577AA0NOTE 4.750% 5/1–$10.5M5.1%–
COHUCohu IncCOM165,499$6.92M3.4%History
TLNDTalend S.A.ADS65,800$4.19M2.1%History
Sarepta Therapeutics, Inc.803607AB6DBCV 1.500%11/1–$3.40M1.7%–
On Semiconductor Corp682189AP0NOTE 1.625%10/1–$3.27M1.6%–
RMNIRimini Street, Inc.COM277,555$2.49M1.2%History
Lumentum Hldgs Inc55024UAB5NOTE 0.250% 3/1–$2.45M1.2%–
Illumina, Inc.452327AH2NOTE 0.500% 6/1–$2.28M1.1%–
NVVENuvve Holding Corp.COM202,720$1.93M0.9%History
SBBPStrongbridge Biopharma plcSHS USD550,196$1.52M0.7%History
LPTHLightpath Technologies IncCOM CL A469,878$1.46M0.7%History
INFIInfinity Pharmaceuticals, Inc.COM387,141$1.25M0.6%History
MYOMyomo, Inc.COM NEW91,664$1.17M0.6%History
Envestnet, Inc.29404KAB2NOTE 1.750% 6/0–$983.0K0.5%–
ETSYEtsy IncCOM3,836$774.0K0.4%History
CHF Solutions Inc12542Q870COM118,000$697.0K0.3%–
Nuvve Holding Corp.67079Y118*W EXP 03/19/202385,168$694.0K0.3%–
Exfo Inc302046107SUB VTG SHS123,732$527.0K0.3%–
BMRNBiomarin Pharmaceutical IncCOM6,820$515.0K0.3%History
PSTLPostal Realty Trust, Inc.CL A15,113$260.0K0.1%History
COLDAmericold Realty TrustCOM6,750$260.0K0.1%History
GANXGain Therapeutics, Inc.COM15,532$232.0K0.1%History
QTSQTS Realty Trust, Inc.COM CL A3,525$219.0K0.1%History
BLINBridgeline Digital, Inc.COM41,693$120.0K0.1%History
HYPDHyperion Defi, Inc.COM18,833$96.0K<0.1%History