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Livermore
Livermore
ZHEN

Level Four Advisory Services, LLC

SEC CIK
0001696715
Latest filing
Aug 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
756
−40 vs. Q2 2023
Portfolio value
$1.55B
−$113.3M (−6.8%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Level Four Advisory Services, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock559,185$95.7M6.2%−15,702−2.7%ReducedHistory
Alps ETF Tr00162Q353LEVEL FOUR LARGE1,973,520$48.1M3.1%+1,973,520New–
MSFTMicrosoft CorpStock121,309$38.3M2.5%+2,430+2.0%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA638,018$32.1M2.1%+3,402+0.5%Added–
AMZNAmazon Com IncStock245,818$31.2M2.0%+6,126+2.6%AddedHistory
CAGConagra Brands Inc.Stock976,671$26.8M1.7%−1,486−0.2%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF333,177$25.3M1.6%+58,707+21.4%Added–
ABBVAbbVie Inc.Stock130,283$19.4M1.3%−45,817−26.0%ReducedHistory
LWLamb Weston Holdings, Inc.Stock202,525$18.7M1.2%−50.0%ReducedHistory
GOOGLAlphabet Inc.Stock136,303$17.8M1.1%+7,962+6.2%AddedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY155,247$15.5M1.0%−9,171−5.6%Reduced–
UNHUnitedHealth Group IncStock30,218$15.2M1.0%+622+2.1%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF302,612$15.2M1.0%−377,922−55.5%Reduced–
Pacer Trendpilot US Large Cap ETF69374H105ETF364,568$14.6M0.9%−30,405−7.7%Reduced–
NVDANVIDIA CorpStock27,286$11.9M0.8%−3,630−11.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock32,012$11.2M0.7%−2,179−6.4%ReducedHistory
XOMExxonMobil Holdings CorpCOM94,726$11.1M0.7%+9,738+11.5%AddedHistory
JPMJPMorgan Chase & CoStock75,725$11.0M0.7%−13,194−14.8%ReducedHistory
SPDR Series Trust78464A672ST INTER ETF398,437$11.0M0.7%−33,496−7.8%Reduced–
iShares Tr46428743220 YR TR BD ETF114,646$10.2M0.7%+8,508+8.0%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF220,802$9.62M0.6%+7,165+3.4%Added–
Vanguard Total Bond Market ETF921937835ETF133,874$9.34M0.6%+20,003+17.6%Added–
UBERUber Technologies, IncStock202,140$9.30M0.6%−3,918−1.9%ReducedHistory
HDHome Depot, Inc.Stock30,563$9.23M0.6%−547−1.8%ReducedHistory
ETF Ser Solutions26922A321DISTILLATE US204,375$9.12M0.6%−7,308−3.5%Reduced–
JNJJohnson & JohnsonStock58,111$9.05M0.6%−6,877−10.6%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF125,798$8.90M0.6%+15,168+13.7%Added–
GLDSPDR Gold TrustETF50,960$8.74M0.6%−2,143−4.0%ReducedHistory
MRKMerck & Co., Inc.Stock82,497$8.49M0.5%−6,784−7.6%ReducedHistory
Vanguard S&P 500 ETF922908363ETF21,615$8.49M0.5%+930+4.5%Added–
VVisa Inc.Stock36,562$8.41M0.5%+308+0.8%AddedHistory
SPDR Index Shs FDS78463X103PORTFLO EURP ETF231,833$8.37M0.5%+24,046+11.6%Added–
WMTWalmart Inc.Stock51,913$8.30M0.5%−5,807−10.1%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF119,558$8.18M0.5%−6,321−5.0%Reduced–
iShares Core S&P 500 ETF464287200ETF18,207$7.82M0.5%−11,862−39.4%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF36,174$7.68M0.5%−1,161−3.1%Reduced–
SPYSPDR S&P 500 ETF TrustETF17,973$7.68M0.5%−2,776−13.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF49,370$7.67M0.5%−467−0.9%Reduced–
COPConocoPhillipsStock63,694$7.63M0.5%+6,509+11.4%AddedHistory
IBMInternational Business Machines CorpStock50,321$7.06M0.5%+2,005+4.1%AddedHistory
ABTAbbott LaboratoriesStock71,248$6.90M0.4%−59,062−45.3%ReducedHistory
GOOGAlphabet Inc.Stock52,082$6.87M0.4%+2,015+4.0%AddedHistory
AVGOBroadcom Inc.Stock8,249$6.85M0.4%+293+3.7%AddedHistory
CVSCVS Health CorpStock96,940$6.77M0.4%+3,957+4.3%AddedHistory
CRMSalesforce, Inc.Stock32,972$6.69M0.4%+32,972NewHistory
METAMeta Platforms, Inc.Stock22,198$6.66M0.4%−12,075−35.2%ReducedHistory
VZVerizon Communications IncStock205,226$6.65M0.4%−20,226−9.0%ReducedHistory
BKNGBooking Holdings Inc.Stock2,156$6.65M0.4%+37+1.7%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF70,368$6.62M0.4%+13,748+24.3%Added–
Pacer Trendpilot 100 ETF69374H303ETF106,844$6.56M0.4%−9,146−7.9%Reduced–
CVXChevron CorpStock38,729$6.53M0.4%−3,041−7.3%ReducedHistory
LRCXLam Research CorpCOM10,392$6.51M0.4%+226+2.2%AddedHistory
CSCOCisco Systems, Inc.Stock119,675$6.43M0.4%−9,200−7.1%ReducedHistory
PGProcter & Gamble CoStock41,803$6.10M0.4%−5,442−11.5%ReducedHistory
Listed FD Tr53656F847CORE ALT FD219,157$6.05M0.4%−18,745−7.9%Reduced–
iShares Core High Dividend ETF46429B663ETF59,692$5.90M0.4%−266−0.4%Reduced–
PSXPhillips 66Stock48,825$5.87M0.4%+5,074+11.6%AddedHistory
INTCIntel CorpStock161,982$5.76M0.4%+11,494+7.6%AddedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF85,555$5.72M0.4%+5,141+6.4%Added–
QCOMQualcomm IncStock50,808$5.64M0.4%+1,368+2.8%AddedHistory
SPDR Series Trust78464A201ST STR SP600GRWO74,138$5.43M0.4%+69,877+1,639.9%Added–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF58,909$5.37M0.3%+626+1.1%Added–
VanEck ETF Trust92189F429PREFERRED SECURT318,765$5.36M0.3%+8,241+2.7%Added–
EOGEOG Resources IncStock42,172$5.35M0.3%+8,260+24.4%AddedHistory
FFord Motor CoStock426,797$5.30M0.3%+22,364+5.5%AddedHistory
MAMastercard IncStock13,220$5.23M0.3%−60.0%ReducedHistory
BLKBlackRock, Inc.COM8,047$5.20M0.3%+196+2.5%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS89,739$5.17M0.3%+49,293+121.9%Added–
SLBSLB LimitedStock88,370$5.15M0.3%+19,943+29.1%AddedHistory
TSLATesla, Inc.Stock20,563$5.15M0.3%−868−4.1%ReducedHistory
Pacer Trendpilot US Mid Cap ETF69374H204ETF161,489$5.09M0.3%−11,385−6.6%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF30,992$5.08M0.3%−1,916−5.8%Reduced–
MUMicron Technology IncStock73,353$4.99M0.3%+4,682+6.8%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF184,368$4.96M0.3%+1,394+0.8%Added–
Pacer Trendpilot International ETF69374H683ETF187,142$4.88M0.3%−10,462−5.3%Reduced–
MCDMcDonalds CorpStock18,408$4.85M0.3%−257−1.4%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF19,023$4.74M0.3%−117−0.6%Reduced–
PYPLPayPal Holdings, Inc.Stock81,042$4.74M0.3%+3,462+4.5%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF114,635$4.73M0.3%+30,900+36.9%Added–
MDTMedtronic plcStock59,590$4.67M0.3%+9,774+19.6%AddedHistory
NVONovo Nordisk A SADR51,328$4.67M0.3%+8,782+20.6%AddedConverted for a 2-for-1 splitHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF41,962$4.60M0.3%−3,392−7.5%Reduced–
CCitigroup IncStock111,750$4.60M0.3%+3,395+3.1%AddedHistory
iShares Tr4642874407-10 YR TRSY BD49,617$4.54M0.3%−648−1.3%Reduced–
COSTCostco Wholesale CorpStock7,965$4.50M0.3%−487−5.8%ReducedHistory
OXYOccidental Petroleum CorpStock68,636$4.45M0.3%+10,095+17.2%AddedHistory
iShares Tr46436E866IBONDS 25 TRM TS192,844$4.45M0.3%+17,559+10.0%Added–
LMTLockheed Martin CorpStock10,860$4.44M0.3%+281+2.7%AddedHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM54,578$4.39M0.3%+44,136+422.7%Added–
AMATApplied Materials IncStock31,683$4.39M0.3%−56−0.2%ReducedHistory
CAHCardinal Health IncStock49,742$4.32M0.3%+5,746+13.1%AddedHistory
iShares Tr464287119MORNINGSTAR GRWT72,395$4.32M0.3%00.0%Unchanged–
PFEPfizer IncStock129,955$4.31M0.3%−23,616−15.4%ReducedHistory
NFLXNetflix IncStock11,290$4.26M0.3%+516+4.8%AddedHistory
iShares Russell Midcap ETF464287499ETF60,997$4.22M0.3%−11,585−16.0%Reduced–
Davis Fundamental ETF Tr23908L207SELECT US EQTY133,712$4.22M0.3%−67,775−33.6%Reduced–
DBXDropbox, Inc.CL A154,860$4.22M0.3%+3,230+2.1%AddedHistory
SOSouthern CoStock64,553$4.18M0.3%−7,098−9.9%ReducedHistory
EBAYeBay IncCOM94,551$4.17M0.3%+9,950+11.8%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF14,908$4.06M0.3%+456+3.2%Added–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Level Four Advisory Services, LLC in Q3 2023
SecurityClassPutsCalls
AMZNAmazon Com IncStock–$6.30K
LHXL3HARRIS Technologies, Inc.Stock–$4.08K
AAPLApple Inc.Stock$3.51K–

Sold out since Q2 2023 (122)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 122 by value last quarter.

Positions of Level Four Advisory Services, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Invesco QQQ Trust Series I46090E103ETF134,043$49.5M3.0%–
RTXRTX CorpStock27,696$2.71M0.2%History
TGTTarget CorpStock15,069$1.99M0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF21,675$1.63M0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF7,767$1.27M0.1%–
First Tr Exchange-Traded FD33738D309SENIOR LN FD26,634$1.21M0.1%–
First Tr Exchange Traded FD33738R704RBA INDL ETF21,612$1.17M0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF15,035$1.13M0.1%–
PWRQuanta Services, Inc.COM5,295$1.04M0.1%History
GFLGFL Environmental Inc.SUB VTG SHS23,291$903.7K0.1%History
FIVEFive Below, IncCOM4,461$876.8K0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH5,067$776.0K<0.1%–
EWEdwards Lifesciences CorpStock8,175$771.1K<0.1%History
NXTNextpower Inc.Stock19,173$763.3K<0.1%History
SPXCSPX Technologies, Inc.COM8,622$732.6K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF44,659$713.2K<0.1%–
VICIVici Properties Inc.COM22,147$696.1K<0.1%History
DTDynatrace, Inc.Stock13,255$682.2K<0.1%History
MNDYmonday.com Ltd.SHS3,804$651.3K<0.1%History
MTHMeritage Homes CORPCOM4,532$644.7K<0.1%History
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF4,345$639.4K<0.1%–
FOURShift4 Payments, Inc.CL A8,704$591.1K<0.1%History
IRDMIridium Communications Inc.COM9,176$570.0K<0.1%History
WINGWingstop Inc.COM2,846$569.6K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM6,240$568.5K<0.1%History
EXTRExtreme Networks IncCOM20,480$533.5K<0.1%History
LNTHLantheus Holdings, Inc.Stock6,331$531.3K<0.1%History
EEFTEuronet Worldwide, Inc.COM4,408$517.4K<0.1%History
KKellanovaStock7,676$517.4K<0.1%History
IASIntegral Ad Science Holding Corp.COM28,455$511.6K<0.1%History
LTHMLivent Corp.COM18,445$505.9K<0.1%History
DVDoubleVerify Holdings, Inc.COM12,786$497.6K<0.1%History
SKXSkechers USA IncCL A9,299$489.7K<0.1%History
POWIPower Integrations IncCOM5,125$485.2K<0.1%History
ITCIIntra-Cellular Therapies, Inc.COM7,483$473.8K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP7,557$471.0K<0.1%History
ENTGEntegris IncCOM4,195$464.9K<0.1%History
INSPInspire Medical Systems, Inc.COM1,428$463.6K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A4,439$461.5K<0.1%History
MGNIMagnite, Inc.COM33,784$461.2K<0.1%History
SOVOSovos Brands, Inc.COM23,545$460.5K<0.1%History
PCVXVaxcyte, Inc.COM9,173$458.1K<0.1%History
PINSPinterest, Inc.CL A16,620$454.4K<0.1%History
SWAVShockwave Medical, Inc.COM1,560$445.2K<0.1%History
CROXCrocs, Inc.COM3,943$443.4K<0.1%History
HLITHarmonic Inc.COM27,213$440.0K<0.1%History
DYDycom Industries IncCOM3,810$433.0K<0.1%History
INMDInMode Ltd.SHS11,524$430.4K<0.1%History
NEONeogenomics IncCOM NEW25,733$413.5K<0.1%History
SMARSmartsheet IncCOM CL A10,388$397.4K<0.1%History
TRVTravelers Companies, Inc.Stock2,274$394.9K<0.1%History
VALEVale S.A.SPONSORED ADS29,107$390.6K<0.1%History
PIImpinj IncCOM4,178$374.6K<0.1%History
Alps ETF Tr00162Q858SECTR DIV DOGS7,470$373.3K<0.1%–
ADCAgree Realty CorpCOM5,602$366.3K<0.1%History
iShares Tr464288703MRNING SM CP ETF6,699$361.9K<0.1%–
Pacer US Small Cap Cash Cows ETF69374H857ETF8,509$346.3K<0.1%–
DHRDanaher CorpStock1,380$331.2K<0.1%History
NNNNNN REIT, Inc.REIT7,709$329.9K<0.1%History
LSILife Storage, Inc.COM2,412$320.7K<0.1%History
WECWec Energy Group, Inc.Stock3,618$319.3K<0.1%History
TGTXTG Therapeutics, Inc.COM12,640$314.0K<0.1%History
PWSCPowerschool Holdings, Inc.COM CL A16,195$310.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS11,200$305.2K<0.1%History
ADMArcher-Daniels-Midland CoStock3,839$290.1K<0.1%History
Siren ETF Tr829658400DIVCN DIVD ETF7,705$283.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF11,018$279.5K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF3,056$270.7K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM9,139$260.4K<0.1%History
URBNUrban Outfitters IncCOM7,743$256.5K<0.1%History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM13,930$256.3K<0.1%History
SYFSynchrony FinancialCOM7,551$256.1K<0.1%History
UFPIUfp Industries IncCOM2,600$252.3K<0.1%History
WIREEncore Wire CorpCOM1,355$251.9K<0.1%History
OLNOLIN CorpStock4,741$243.6K<0.1%History
GDVGabelli Dividend & Income TrustCOM11,429$241.5K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT4,710$238.2K<0.1%–
SHOPShopify Inc.Stock3,679$237.7K<0.1%History
SPTSprout Social, Inc.COM CL A5,130$236.8K<0.1%History
OHIOmega Healthcare Investors IncCOM7,674$235.5K<0.1%History
VTRVentas, Inc.REIT4,968$234.8K<0.1%History
WPCW. P. Carey Inc.COM3,450$233.1K<0.1%History
ULTAUlta Beauty, Inc.Stock491$231.1K<0.1%History
HUMHumana IncStock515$230.3K<0.1%History
TPRTapestry, Inc.COM5,365$229.6K<0.1%History
GNRCGenerac Holdings Inc.Stock1,513$225.6K<0.1%History
WRBBerkley W R CorpCOM3,759$223.9K<0.1%History
RMBSRambus IncCOM3,477$223.1K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW21,242$218.4K<0.1%History
EVRGEvergy, Inc.Stock3,736$218.3K<0.1%History
RFRegions Financial CorpCOM12,198$217.4K<0.1%History
ROKRockwell Automation, IncStock659$217.1K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,310$216.7K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR8,228$216.2K<0.1%–
TRIThomson Reuters CorpCOM NO PAR1,591$214.7K<0.1%History
GPCGenuine Parts CoStock1,265$214.1K<0.1%History
STXSeagate Technology Holdings plcORD SHS3,446$213.2K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF4,149$210.9K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF3,876$209.0K<0.1%–
iShares Tr464288760US AER DEF ETF1,790$208.8K<0.1%–