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Livermore
Livermore
ZHEN

Level Four Advisory Services, LLC

SEC CIK
0001696715
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
458
−178 vs. Q2 2021
Portfolio value
$961.6M
−$484.6M (−33.5%) vs. Q2 2021
Filed
Oct 12, 2021
SEC
Holdings of Level Four Advisory Services, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco QQQ Trust Series I46090E103ETF118,914$42.6M4.4%−62,072−34.3%Reduced–
AAPLApple Inc.Stock264,223$37.4M3.9%−140,591−34.7%ReducedHistory
CAGConagra Brands Inc.Stock974,647$33.0M3.4%−1,046−0.1%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF601,163$30.3M3.2%+571,164+1,903.9%Added–
MSFTMicrosoft CorpStock70,420$19.9M2.1%−30,213−30.0%ReducedHistory
SPDR Series Trust78468R812ST STR MSCI USAQ158,821$18.9M2.0%−154,133−49.3%Reduced–
AMZNAmazon Com IncStock5,646$18.5M1.9%−1,108−16.4%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF165,832$14.2M1.5%+146,186+744.1%Added–
LWLamb Weston Holdings, Inc.Stock202,630$12.4M1.3%−781−0.4%ReducedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN209,152$11.9M1.2%−26,283−11.2%Reduced–
VanEck Morningstar Wide Moat ETF92189F643ETF153,276$11.2M1.2%+41,653+37.3%Added–
GOOGLAlphabet Inc.Stock4,171$11.2M1.2%−862−17.1%ReducedHistory
Davis Fundamental ETF Tr23908L207SELECT US EQTY320,040$10.8M1.1%+6,934+2.2%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF269,151$10.5M1.1%−130,668−32.7%Reduced–
UNHUnitedHealth Group IncStock24,269$9.48M1.0%−746−3.0%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF434,011$8.91M0.9%−157,258−26.6%Reduced–
METAMeta Platforms, Inc.Stock25,919$8.80M0.9%−605−2.3%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD74,510$8.59M0.9%+1,030+1.4%Added–
iShares Core S&P 500 ETF464287200ETF19,378$8.35M0.9%−11,636−37.5%Reduced–
iShares S&P 500 Growth ETF464287309ETF112,590$8.32M0.9%+16,717+17.4%Added–
Pacer Trendpilot US Large Cap ETF69374H105ETF218,549$8.25M0.9%−21,475−8.9%Reduced–
ABBVAbbVie Inc.Stock75,804$8.18M0.9%−14,660−16.2%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF217,698$7.88M0.8%+193,888+814.3%Added–
Goldman Sachs ETF Tr381430529ACCES TREASURY72,742$7.28M0.8%+243+0.3%Added–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF148,344$7.17M0.7%−436,288−74.6%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF95,344$7.01M0.7%−222,848−70.0%Reduced–
JPMJPMorgan Chase & CoStock41,591$6.81M0.7%−22,183−34.8%ReducedHistory
JNJJohnson & JohnsonStock38,814$6.27M0.7%−9,403−19.5%ReducedHistory
HDHome Depot, Inc.Stock18,715$6.14M0.6%−4,557−19.6%ReducedHistory
iShares Core High Dividend ETF46429B663ETF64,605$6.09M0.6%−1,288−2.0%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF44,985$5.85M0.6%+2,549+6.0%Added–
iShares MSCI Eafe ETF464287465ETF74,126$5.78M0.6%+2,729+3.8%Added–
BLKBlackRock, Inc.COM6,808$5.71M0.6%−45−0.7%ReducedHistory
SPDR Series Trust78464A672ST INTER ETF176,009$5.69M0.6%+66,481+60.7%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF151,039$5.67M0.6%−88,644−37.0%Reduced–
MPWRMonolithic Power Systems, Inc.COM11,582$5.61M0.6%−217−1.8%ReducedHistory
RHRHCOM8,301$5.54M0.6%+21+0.3%AddedHistory
iShares Russell Midcap ETF464287499ETF70,152$5.49M0.6%+12,113+20.9%Added–
WisdomTree Tr97717W844GLOB EX US QU FD135,201$5.47M0.6%−171,362−55.9%Reduced–
iShares Tr464287119MORNINGSTAR GRWT77,695$5.09M0.5%00.0%Unchanged–
HFBLHome Federal Bancorp, Inc. of LouisianaCOM269,447$5.05M0.5%+253,399+1,579.0%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF48,141$4.85M0.5%+3,162+7.0%Added–
ETNEaton Corp plcStock31,932$4.77M0.5%+31,932NewHistory
MAMastercard IncStock13,492$4.69M0.5%−2,149−13.7%ReducedHistory
BKNGBooking Holdings Inc.Stock1,969$4.67M0.5%+46+2.4%AddedHistory
VZVerizon Communications IncStock86,435$4.67M0.5%−10,547−10.9%ReducedHistory
GLDSPDR Gold TrustETF28,177$4.63M0.5%−20,694−42.3%ReducedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME123,443$4.58M0.5%−138,798−52.9%Reduced–
VVisa Inc.Stock20,533$4.57M0.5%−12,892−38.6%ReducedHistory
Flexshares Tr33939L506IBOXX 3R TARGT173,584$4.57M0.5%+173,584New–
TFCTruist Financial CorpCOM77,543$4.55M0.5%+7,206+10.2%AddedHistory
BRK.BBerkshire Hathaway IncStock16,572$4.52M0.5%−3,363−16.9%ReducedHistory
PYPLPayPal Holdings, Inc.Stock16,928$4.41M0.5%−18,490−52.2%ReducedHistory
GSGoldman Sachs Group IncStock11,586$4.38M0.5%−309−2.6%ReducedHistory
MSCIMSCI Inc.Stock7,183$4.37M0.5%−231−3.1%ReducedHistory
CRMSalesforce, Inc.Stock15,800$4.29M0.4%−10,215−39.3%ReducedHistory
State Street SPDR S&P Software & Services ETF78464A599ETF24,759$4.25M0.4%−18−0.1%Reduced–
MSMorgan StanleyStock43,096$4.19M0.4%−3,911−8.3%ReducedHistory
WMTWalmart Inc.Stock29,632$4.13M0.4%−13,769−31.7%ReducedHistory
CSCOCisco Systems, Inc.Stock75,689$4.12M0.4%+102+0.1%AddedHistory
PFEPfizer IncStock95,569$4.11M0.4%−31,114−24.6%ReducedHistory
LRCXLam Research CorpCOM7,198$4.10M0.4%−744−9.4%ReducedHistory
Pacer Trendpilot 100 ETF69374H303ETF73,368$4.08M0.4%+760+1.0%Added–
XOMExxonMobil Holdings CorpCOM69,326$4.08M0.4%+13,098+23.3%AddedHistory
iShares S&P 500 Value ETF464287408ETF27,652$4.02M0.4%+2,915+11.8%Added–
MUMicron Technology IncStock56,361$4.00M0.4%+819+1.5%AddedHistory
KOCoca Cola CoStock74,621$3.92M0.4%−9,550−11.3%ReducedHistory
SYFSynchrony FinancialCOM76,546$3.74M0.4%−3,786−4.7%ReducedHistory
COPConocoPhillipsStock54,290$3.68M0.4%−2,723−4.8%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF8,519$3.66M0.4%−23,152−73.1%ReducedHistory
QCOMQualcomm IncStock28,315$3.65M0.4%−29,159−50.7%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF48,334$3.64M0.4%−10,273−17.5%Reduced–
PGProcter & Gamble CoStock25,859$3.62M0.4%−9,181−26.2%ReducedHistory
IBMInternational Business Machines CorpStock25,751$3.58M0.4%−8,280−24.3%ReducedHistory
NFLXNetflix IncStock5,827$3.56M0.4%−744−11.3%ReducedHistory
Pacer Trendpilot US Mid Cap ETF69374H204ETF101,270$3.56M0.4%+1,412+1.4%Added–
MCDMcDonalds CorpStock14,724$3.55M0.4%−3,915−21.0%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF133,242$3.54M0.4%−20,962−13.6%Reduced–
UBERUber Technologies, IncStock77,982$3.49M0.4%−11,008−12.4%ReducedHistory
CCitigroup IncStock49,777$3.49M0.4%−2,423−4.6%ReducedHistory
FFord Motor CoStock240,126$3.40M0.4%−7,366−3.0%ReducedHistory
Goldman Sachs ETF Tr381430545HEDGE IND ETF34,051$3.36M0.3%−6,710−16.5%Reduced–
Pacer Trendpilot European Index ETF69374H808ETF137,718$3.34M0.3%+2,486+1.8%Added–
PNCPNC Financial Services Group, Inc.Stock16,968$3.32M0.3%−109−0.6%ReducedHistory
TAT&T Inc.Stock121,229$3.27M0.3%−8,723−6.7%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF21,241$3.26M0.3%−5,393−20.2%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF14,327$3.18M0.3%−15,471−51.9%Reduced–
WFCWells Fargo & CompanyStock68,526$3.18M0.3%−6,732−8.9%ReducedHistory
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS22,028$3.18M0.3%+46+0.2%Added–
CVSCVS Health CorpStock37,268$3.16M0.3%−4,010−9.7%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT62,302$3.15M0.3%−169,720−73.1%Reduced–
MRKMerck & Co., Inc.Stock41,206$3.10M0.3%−3,772−8.4%ReducedHistory
LSTRLandstar System IncCOM19,441$3.07M0.3%+500+2.6%AddedHistory
LMTLockheed Martin CorpStock8,697$3.00M0.3%−344−3.8%ReducedHistory
DISWalt Disney CoStock17,579$2.97M0.3%−26,384−60.0%ReducedHistory
Abacus FCF ETF Tr89628W302LEADERS ETF53,992$2.92M0.3%−214,555−79.9%Reduced–
iShares Core Dividend Growth ETF46434V621ETF57,227$2.88M0.3%−8,812−13.3%Reduced–
iShares Tr464288604MRGSTR SM CP GR58,056$2.86M0.3%00.0%Unchanged–
EOGEOG Resources IncStock34,564$2.77M0.3%−705−2.0%ReducedHistory
DUKDuke Energy CORPStock28,052$2.74M0.3%+834+3.1%AddedHistory

Sold out since Q2 2021 (220)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 220 by value last quarter.

Positions of Level Four Advisory Services, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Tr Exchange-Traded FD33734H106SHS347,743$13.8M1.0%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD463,015$10.9M0.8%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF187,946$8.90M0.6%–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF59,427$7.58M0.5%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF83,528$6.38M0.4%–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF129,584$6.06M0.4%–
First Trust Rising Dividend Achievers ETF33738R506ETF119,375$5.74M0.4%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF45,831$4.69M0.3%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF32,210$4.61M0.3%–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT184,963$4.56M0.3%–
ARK ETF Tr00214Q302GENOMIC REV ETF46,504$4.30M0.3%–
SHOPShopify Inc.Stock2,454$3.58M0.2%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD65,636$3.52M0.2%–
ARK Innovation ETF00214Q104ETF23,586$3.08M0.2%–
SPDR Series Trust78464A656ST STR TIPS ETF88,424$2.75M0.2%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF19,103$2.41M0.2%–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60017,775$2.14M0.1%–
iShares Tr464288877EAFE VALUE ETF40,331$2.09M0.1%–
REGNRegeneron Pharmaceuticals, Inc.COM3,670$2.05M0.1%History
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY25,895$2.00M0.1%–
ENDPEndo International plcSHS424,974$1.99M0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF74,019$1.97M0.1%–
Dimensional ETF Trust25434V401US EQUI MARK ETF41,400$1.95M0.1%–
WisdomTree Tr97717X669US QTLY DIV GRT32,246$1.92M0.1%–
ProShares Tr74347R248LARGE CAP CRE18,416$1.83M0.1%–
iShares Tr464288885EAFE GRWTH ETF16,266$1.75M0.1%–
iShares Tr46435G425ESG AWR MSCI USA17,617$1.74M0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM9,064$1.67M0.1%History
iShares Inc46434G863ESG AWR MSCI EM36,033$1.63M0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF17,930$1.50M0.1%–
First Tr Exchange Traded FD33738R118NASD TECH DIV25,524$1.46M0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE15,579$1.44M0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF50,711$1.40M0.1%–
CRWDCrowdStrike Holdings, Inc.Stock5,408$1.36M0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF21,235$1.34M0.1%–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR194,590$1.34M0.1%History
XYZBlock, Inc.CL A5,290$1.29M0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH22,406$1.29M0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF5,334$1.26M0.1%–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF22,640$1.21M0.1%–
iShares Tr464288414NATIONAL MUN ETF10,242$1.20M0.1%–
EXCExelon CorpStock26,889$1.19M0.1%History
NXPINXP Semiconductors N.V.COM5,216$1.07M0.1%History
iShares Tr464287622RUS 1000 ETF4,044$979.0K0.1%–
UPSUnited Parcel Service IncStock4,605$958.0K0.1%History
AONAon plcCL A3,969$948.0K0.1%History
First Tr Exchange-Traded Alp33735K108COM SHS8,591$943.0K0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG16,765$937.0K0.1%–
American Centy ETF Tr025072802INTL SMCP VLU14,384$931.0K0.1%–
HMCHonda Motor Co LtdADR ECH CNV IN 328,851$928.0K0.1%History
SONOSonos IncCOM26,185$922.0K0.1%History
BIDUBaidu, Inc.ADR4,364$890.0K0.1%History
BXBlackstone Inc.COM8,869$862.0K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF15,960$860.0K0.1%–
FTNTFortinet, Inc.Stock3,572$851.0K0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF11,957$837.0K0.1%–
iShares Tr464287630RUS 2000 VAL ETF5,028$833.0K0.1%–
TTDTrade Desk, Inc.Stock10,600$820.0K0.1%History
MSIMotorola Solutions, Inc.Stock3,703$803.0K0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF14,778$800.0K0.1%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR94,622$775.0K0.1%History
Pacer FDS Tr69374H634AMERICAN ENERGY30,749$761.0K0.1%–
ABNBAirbnb, Inc.Stock4,705$721.0K<0.1%History
PRGOPERRIGO Co plcSHS15,551$713.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,270$702.0K<0.1%–
Vanguard Intermediate-Term Bond ETF921937819ETF7,715$694.0K<0.1%–
CGCCanopy Growth CorpCOM28,208$682.0K<0.1%History
SPDR Series Trust78464A805ST STR PR SP150012,831$680.0K<0.1%–
iShares Tr464287150CORE S&P TTL STK6,685$660.0K<0.1%–
DKNGDraftKings Inc.COM CL A12,337$644.0K<0.1%History
ROKURoku, IncCOM CL A1,391$639.0K<0.1%History
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM46,961$622.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F9,228$606.0K<0.1%–
Vanguard S&P 500 Value ETF921932703ETF4,240$605.0K<0.1%–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF16,436$603.0K<0.1%–
iShares Inc464286525MSCI GBL MIN VOL5,802$597.0K<0.1%–
GLWCorning IncCOM14,523$594.0K<0.1%History
MDBMongoDB, Inc.CL A1,599$578.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,313$572.0K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF9,023$568.0K<0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF8,269$556.0K<0.1%–
AGNCAGNC Investment Corp.REIT32,480$549.0K<0.1%History
CHWYChewy, Inc.CL A6,833$545.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM10,229$535.0K<0.1%History
First Trust Cloud Computing ETF33734X192ETF5,037$534.0K<0.1%–
BLMNBloomin' Brands, Inc.COM19,474$529.0K<0.1%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF8,249$523.0K<0.1%–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF8,078$512.0K<0.1%–
COINCoinbase Global, Inc.COM CL A1,988$504.0K<0.1%History
ITWIllinois Tool Works IncStock2,198$491.0K<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,714$485.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM5,613$481.0K<0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF8,342$478.0K<0.1%–
BLDRBuilders FirstSource, Inc.Stock11,126$475.0K<0.1%History
BCBrunswick CorpCOM4,716$470.0K<0.1%History
iShares Tr464288760US AER DEF ETF4,269$468.0K<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV6,564$468.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR2,062$467.0K<0.1%–
SESea LtdSPONSORD ADS1,700$467.0K<0.1%History
iShares Core S&P US Value ETF464287663ETF6,381$459.0K<0.1%–