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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
525
+26 vs. Q3 2021
Portfolio value
$992.9M
+$111.2M (+12.6%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of PFG Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,046$333.0K<0.1%+760+33.2%Added–
MSTRStrategy IncStock612$333.0K<0.1%+612NewHistory
AMATApplied Materials IncStock2,142$337.0K<0.1%+267+14.2%AddedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,393$337.0K<0.1%+5,393New–
YETIYETI Holdings, Inc.COM4,064$337.0K<0.1%−5−0.1%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF3,104$337.0K<0.1%+729+30.7%Added–
BMYBristol Myers Squibb CoStock5,417$338.0K<0.1%−840−13.4%ReducedHistory
MKSIMKS IncCOM1,943$338.0K<0.1%−5−0.3%ReducedHistory
ORCLOracle CorpStock3,900$340.0K<0.1%+123+3.3%AddedHistory
AMDAdvanced Micro Devices IncStock2,377$342.0K<0.1%+167+7.6%AddedHistory
NKLANikola CorpCOM34,730$343.0K<0.1%+34,730NewHistory
iShares Tr464287291GLOBAL TECH ETF5,344$344.0K<0.1%+6+0.1%Added–
TPLTexas Pacific Land CorpStock280$350.0K<0.1%00.0%UnchangedHistory
DEDeere & CoStock1,032$354.0K<0.1%−9−0.9%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,305$356.0K<0.1%+1,639+61.5%Added–
Fidelity Covington Trust316092204MSCI CONSM DIS4,082$360.0K<0.1%−412−9.2%Reduced–
iShares Russell 1000 Value ETF464287598ETF2,152$361.0K<0.1%+271+14.4%Added–
IAUiShares Gold TrustETF10,470$364.0K<0.1%−2,339−18.3%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,079$365.0K<0.1%+267+9.5%Added–
Schwab U.S. REIT ETF808524847ETF6,960$367.0K<0.1%−244−3.4%Reduced–
NOCNorthrop Grumman CorpStock947$367.0K<0.1%−1−0.1%ReducedHistory
FNVFranco Nevada CorpStock2,670$369.0K<0.1%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD3,217$370.0K<0.1%−8−0.2%Reduced–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,504$372.0K<0.1%−525−6.5%Reduced–
SPDR Series Trust78464A763ST STR SP DIV2,905$375.0K<0.1%+285+10.9%Added–
Global X FDS37954Y673US INFR DEV ETF13,123$378.0K<0.1%+286+2.2%Added–
Vanguard Long-Term Treasury ETF92206C847ETF4,318$386.0K<0.1%−439−9.2%Reduced–
CRMSalesforce, Inc.Stock1,534$390.0K<0.1%+598+63.9%AddedHistory
DBOInvesco DB Oil FundOIL FD28,862$391.0K<0.1%+4,395+18.0%AddedHistory
Vanguard Financials ETF92204A405ETF4,091$395.0K<0.1%+102+2.6%Added–
First Tr Exchange-Traded Alp33735B108COM SHS3,841$395.0K<0.1%+3,841New–
iShares S&P 500 Value ETF464287408ETF2,537$397.0K<0.1%−40−1.6%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF2,206$403.0K<0.1%+221+11.1%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT8,065$403.0K<0.1%+2,936+57.2%Added–
DBBInvesco DB Base Metals FundBASE METALS FD18,156$404.0K<0.1%+2,594+16.7%AddedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW7,813$407.0K<0.1%−2,388−23.4%Reduced–
HSYHershey CoCOM2,137$413.0K<0.1%00.0%UnchangedHistory
XLNXXilinx IncCOM1,948$413.0K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock623$414.0K<0.1%+104+20.0%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD4,175$414.0K<0.1%+16+0.4%Added–
DDominion Energy, IncStock5,307$417.0K<0.1%−1,768−25.0%ReducedHistory
iShares Tr46435U853BROAD USD HIGH10,163$419.0K<0.1%−92−0.9%Reduced–
iShares Tr464288281JPMORGAN USD EMG3,847$420.0K<0.1%−385−9.1%Reduced–
iShares Tr464287333GLOBAL FINLS ETF5,304$425.0K<0.1%+1,136+27.3%Added–
CMCSAComcast CorpStock8,455$426.0K<0.1%+423+5.3%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF8,384$434.0K<0.1%+333+4.1%Added–
DOCUDocuSign, Inc.Stock2,854$435.0K<0.1%−470−14.1%ReducedHistory
ECLEcolab Inc.Stock1,860$436.0K<0.1%+29+1.6%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,412$448.0K<0.1%+325+8.0%Added–
SPDR Series Trust78468R408ST TERM HIGH ETF16,490$448.0K<0.1%+40.0%Added–
VanEck Semiconductor ETF92189F676ETF1,465$452.0K<0.1%+87+6.3%Added–
BLFSBiolife Solutions IncCOM NEW12,135$452.0K<0.1%−2,485−17.0%ReducedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE7,389$458.0K<0.1%+7,389New–
BXBlackstone Inc.COM3,559$461.0K<0.1%−45−1.2%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,636$462.0K<0.1%+80+5.1%AddedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM67,336$463.0K<0.1%+1,139+1.7%AddedHistory
iShares Global Clean Energy ETF464288224ETF21,917$464.0K<0.1%+428+2.0%Added–
iShares Tr464288802ESG OPTIMIZED4,366$464.0K<0.1%+20.0%Added–
AMTAmerican Tower CorpREIT1,611$471.0K<0.1%+25+1.6%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF4,256$471.0K<0.1%−107−2.5%Reduced–
SUISun Communities IncCOM2,262$475.0K<0.1%00.0%UnchangedHistory
SCDLMP Capital & Income Fund Inc.COM31,275$475.0K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,500$476.0K<0.1%−395−8.1%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF9,462$478.0K<0.1%−125−1.3%Reduced–
PLUGPlug Power IncStock17,018$480.0K<0.1%−365−2.1%ReducedHistory
UAUnder Armour, Inc.CL C26,590$480.0K<0.1%−100−0.4%ReducedHistory
SPGIS&P Global Inc.Stock1,020$481.0K<0.1%+419+69.7%AddedHistory
J P Morgan Exchange Traded F46641Q241BETABUILDERS US8,925$481.0K<0.1%+4,810+116.9%Added–
SYYSysco CorpStock6,131$482.0K<0.1%+38+0.6%AddedHistory
CCICrown Castle Inc.REIT2,313$483.0K<0.1%−392−14.5%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF5,549$483.0K<0.1%+328+6.3%Added–
SPDR Series Trust78468R721STATE STREET SPD9,367$485.0K<0.1%−1,750−15.7%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR18,946$486.0K<0.1%−167−0.9%Reduced–
VanEck ETF Trust92189F486IG FLOA RATE ETF19,610$496.0K<0.1%−482−2.4%Reduced–
iShares Select U.S. REIT ETF464287564ETF6,537$497.0K0.1%−738−10.1%Reduced–
NKENIKE, Inc.Stock3,020$503.0K0.1%−23−0.8%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,388$504.0K0.1%−94−6.3%ReducedHistory
iShares Inc464286178US INTL HGH YLD10,238$505.0K0.1%+3,671+55.9%Added–
ADPAutomatic Data Processing IncStock2,065$509.0K0.1%−9−0.4%ReducedHistory
AXAxos Financial, Inc.COM9,100$509.0K0.1%+9,100NewHistory
Global X FDS37954Y715RBTCS ARTFL INTE14,194$510.0K0.1%+11+0.1%Added–
Schwab US Aggregate Bond ETF808524839ETF9,584$517.0K0.1%+1,309+15.8%Added–
ITGartner IncCOM1,554$520.0K0.1%+1,554NewHistory
TROWPrice T Rowe Group IncStock2,662$523.0K0.1%+10.0%AddedHistory
DUKDuke Energy CORPStock5,014$526.0K0.1%−1,917−27.7%ReducedHistory
Defiance Quantum ETF26922A420ETF9,462$528.0K0.1%+1,230+14.9%Added–
iShares Tr464289875CORE 40 MODE ETF11,668$531.0K0.1%+11,668New–
iShares Core MSCI Total International Stock ETF46432F834ETF7,513$533.0K0.1%−509−6.3%Reduced–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS3,529$542.0K0.1%+298+9.2%Added–
Vanguard Short-Term Bond ETF921937827ETF6,749$546.0K0.1%−3,021−30.9%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF6,449$553.0K0.1%+4+0.1%Added–
LOWLowes Companies IncStock2,138$553.0K0.1%+885+70.6%AddedHistory
SPDR Ser Tr78468R648S&P KENSHO NEW9,393$554.0K0.1%+3,814+68.4%Added–
iShares Tr464287630RUS 2000 VAL ETF3,360$558.0K0.1%+173+5.4%Added–
CDNSCadence Design Systems IncStock3,016$562.0K0.1%+525+21.1%AddedHistory
IBMInternational Business Machines CorpStock4,217$564.0K0.1%+34+0.8%AddedHistory
LMTLockheed Martin CorpStock1,589$565.0K0.1%+573+56.4%AddedHistory
NUVNuveen Municipal Value Fund IncCOM56,136$583.0K0.1%−10,340−15.6%ReducedHistory
PYPLPayPal Holdings, Inc.Stock3,115$587.0K0.1%−4,443−58.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW10,056$588.0K0.1%−2,218−18.1%Reduced–

Sold out since Q3 2021 (23)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of PFG Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Fidelity Covington Trust316092873MSCI COMMNTN SVC21,307$1.14M0.1%–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF19,084$981.0K0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF36,012$891.0K0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF22,444$568.0K0.1%–
MKTXMarketaxess Holdings IncCOM1,222$514.0K0.1%History
ProShares Tr74348A814INFLATN EXPECTNS15,384$455.0K0.1%–
ZMZoom Communications, Inc.Stock1,451$379.0K<0.1%History
First Tr Exchange Traded FD33734X770DJ INTL INTRNT9,375$376.0K<0.1%–
First Trust Financials Alphadex Fund33734X135ETF7,059$312.0K<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,554$308.0K<0.1%–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,099$270.0K<0.1%–
PBAPembina Pipeline CorpCOM8,500$269.0K<0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF2,657$267.0K<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH5,186$259.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET5,439$257.0K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,486$253.0K<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,905$246.0K<0.1%–
SOSouthern CoStock3,700$229.0K<0.1%History
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,521$218.0K<0.1%History
BABAAlibaba Group Holding LtdADR1,404$208.0K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,429$207.0K<0.1%–
KKRKKR & Co. Inc.COM3,326$202.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES3,924$201.0K<0.1%–