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PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
499
+24 vs. Q2 2021
Portfolio value
$881.7M
+$9.55M (+1.1%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of PFG Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock117,706$33.2M3.8%−2,233−1.9%ReducedHistory
AAPLApple Inc.Stock210,382$29.8M3.4%−4,027−1.9%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF115,387$17.7M2.0%+1,911+1.7%Added–
Vanguard Morningstar Growth ETF922908736ETF59,813$17.4M2.0%+1,568+2.7%Added–
SPYSPDR S&P 500 ETF TrustETF33,200$14.2M1.6%−2,093−5.9%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF188,714$14.1M1.6%+16,020+9.3%Added–
ARK Innovation ETF00214Q104ETF114,563$12.7M1.4%+1,181+1.0%Added–
Vanguard S&P 500 ETF922908363ETF29,472$11.6M1.3%+1,920+7.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF100,148$10.4M1.2%+2,258+2.3%Added–
Schwab US Dividend Equity ETF808524797ETF132,960$9.87M1.1%+6,867+5.4%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF42,205$9.37M1.1%−1,053−2.4%Reduced–
COSTCostco Wholesale CorpStock18,000$8.09M0.9%−75−0.4%ReducedHistory
AMZNAmazon Com IncStock2,420$7.95M0.9%+73+3.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF18,164$7.83M0.9%−2,177−10.7%Reduced–
DHRDanaher CorpStock24,557$7.48M0.8%−2,182−8.2%ReducedHistory
JNJJohnson & JohnsonStock46,077$7.44M0.8%−579−1.2%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD131,966$7.23M0.8%+18,450+16.3%Added–
iShares U.S. Treasury Bond ETF46429B267ETF270,543$7.18M0.8%+20,797+8.3%Added–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT27,998$6.68M0.8%−1,428−4.9%Reduced–
Vanguard Consumer Discretionary ETF92204A108ETF21,296$6.60M0.7%−1,302−5.8%Reduced–
ACNAccenture plcStock19,488$6.24M0.7%−1,186−5.7%ReducedHistory
JPMJPMorgan Chase & CoStock37,217$6.09M0.7%+934+2.6%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA59,857$5.89M0.7%+9,393+18.6%Added–
GOOGAlphabet Inc.Stock2,200$5.86M0.7%−68−3.0%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF66,958$5.72M0.6%+4,466+7.1%Added–
VVisa Inc.Stock24,087$5.37M0.6%−1,054−4.2%ReducedHistory
WFCWells Fargo & CompanyStock115,273$5.35M0.6%+87,556+315.9%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD63,830$5.26M0.6%+493+0.8%Added–
Schwab U.S. Broad Market ETF808524102ETF49,856$5.18M0.6%+2,752+5.8%Added–
IDXXIDEXX Laboratories IncCOM8,279$5.15M0.6%−542−6.1%ReducedHistory
First Tr Exchange-Traded FD33734H106SHS126,585$4.96M0.6%+6,459+5.4%Added–
TSLATesla, Inc.Stock6,172$4.79M0.5%+196+3.3%AddedHistory
PGProcter & Gamble CoStock34,032$4.76M0.5%+61+0.2%AddedHistory
HDHome Depot, Inc.Stock14,270$4.68M0.5%+334+2.4%AddedHistory
HONHoneywell International IncCOM21,707$4.61M0.5%−1,037−4.6%ReducedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF61,029$4.56M0.5%+4,003+7.0%Added–
ROPRoper Technologies IncStock9,986$4.46M0.5%−749−7.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL72,808$4.43M0.5%−8,015−9.9%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF81,062$4.32M0.5%+686+0.9%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF32,324$4.30M0.5%−10,088−23.8%Reduced–
ANSSAnsys IncCOM12,318$4.19M0.5%−680−5.2%ReducedHistory
WMWaste Management IncStock27,660$4.13M0.5%−87−0.3%ReducedHistory
NVDANVIDIA CorpStock19,770$4.09M0.5%+910+4.8%AddedConverted for a 4-for-1 splitHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF22,847$4.01M0.5%−21−0.1%Reduced–
MCDMcDonalds CorpStock16,398$3.95M0.4%−56−0.3%ReducedHistory
INFOIHS Markit Ltd.SHS33,405$3.90M0.4%+20+0.1%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF62,734$3.82M0.4%+9,439+17.7%Added–
iShares Core S&P Mid-Cap ETF464287507ETF14,155$3.72M0.4%−547−3.7%Reduced–
Pacer Trendpilot US Large Cap ETF69374H105ETF96,607$3.65M0.4%+129+0.1%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF26,956$3.55M0.4%−545−2.0%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF14,695$3.48M0.4%+1,019+7.5%Added–
BRK.BBerkshire Hathaway IncStock12,700$3.47M0.4%+1,271+11.1%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF46,691$3.43M0.4%−12,924−21.7%Reduced–
TGTTarget CorpStock14,864$3.40M0.4%−192−1.3%ReducedHistory
GLDSPDR Gold TrustETF20,682$3.40M0.4%−1,253−5.7%ReducedHistory
SYKStryker CorpStock12,812$3.38M0.4%−344−2.6%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF15,423$3.37M0.4%+761+5.2%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF70,718$3.36M0.4%+38,992+122.9%Added–
MMM3M CoStock18,867$3.31M0.4%−397−2.1%ReducedHistory
MSCIMSCI Inc.Stock5,413$3.29M0.4%−150−2.7%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF11,870$3.25M0.4%+581+5.1%Added–
Vanguard S&P 500 Growth ETF921932505ETF12,180$3.25M0.4%+283+2.4%Added–
PEPPepsiCo IncStock21,433$3.22M0.4%−36−0.2%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS47,351$3.20M0.4%+10,704+29.2%Added–
GOOGLAlphabet Inc.Stock1,194$3.19M0.4%−3−0.3%ReducedHistory
Vanguard Consumer Staples ETF92204A207ETF17,533$3.14M0.4%+733+4.4%Added–
CLXClorox CoStock18,718$3.10M0.4%−4,315−18.7%ReducedHistory
PSAPublic StorageCOM10,379$3.08M0.3%+299+3.0%AddedHistory
VZVerizon Communications IncStock56,059$3.03M0.3%−15,404−21.6%ReducedHistory
UPSUnited Parcel Service IncStock16,625$3.03M0.3%+162+1.0%AddedHistory
UNPUnion Pacific CorpStock15,314$3.00M0.3%−586−3.7%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF29,532$2.96M0.3%+3,848+15.0%Added–
BRBroadridge Financial Solutions, Inc.Stock17,630$2.94M0.3%−475−2.6%ReducedHistory
WCNWaste Connections, Inc.COM23,234$2.93M0.3%+190+0.8%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF28,111$2.92M0.3%+3,530+14.4%Added–
Pacer Trendpilot 100 ETF69374H303ETF52,257$2.91M0.3%+1,658+3.3%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF22,816$2.90M0.3%+3,991+21.2%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF25,272$2.90M0.3%+4,336+20.7%Added–
KLACKLA CorpCOM NEW8,632$2.89M0.3%+10+0.1%AddedHistory
CHDChurch & Dwight Co IncCOM34,873$2.88M0.3%−2,343−6.3%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF34,165$2.84M0.3%+2,484+7.8%Added–
iShares Tr464288877EAFE VALUE ETF55,687$2.83M0.3%+21,425+62.5%Added–
iShares Tr46435G474FALN ANGLS USD93,024$2.80M0.3%+47,513+104.4%Added–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW39,369$2.77M0.3%+1,749+4.6%Added–
ARK Next Generation Technology ETF00214Q401ETF19,858$2.76M0.3%−824−4.0%Reduced–
Vanguard Health Care ETF92204A504ETF11,083$2.74M0.3%+244+2.3%Added–
KOCoca Cola CoStock52,134$2.73M0.3%−493−0.9%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF42,483$2.71M0.3%+9,756+29.8%Added–
Vanguard Ftse Developed Markets ETF921943858ETF53,199$2.69M0.3%−4,336−7.5%Reduced–
INTUIntuit Inc.Stock4,937$2.66M0.3%−69−1.4%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF28,070$2.65M0.3%−1,371−4.7%Reduced–
iShares Tr464288687PFD AND INCM SEC68,034$2.64M0.3%+18,374+37.0%Added–
iShares Tr464288588MBS ETF24,349$2.63M0.3%−6,173−20.2%Reduced–
AMGNAmgen IncStock12,344$2.63M0.3%−482−3.8%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT17,477$2.62M0.3%+679+4.0%Added–
iShares Tr464288307MRGSTR MD CP GRW37,835$2.61M0.3%+1,859+5.2%Added–
iShares Inc464286681MSCI EQUAL WEITE31,092$2.60M0.3%+2,773+9.8%Added–
UNHUnitedHealth Group IncStock6,613$2.58M0.3%−102−1.5%ReducedHistory
RSReliance, Inc.COM18,087$2.58M0.3%+70+0.4%AddedHistory
ORealty Income CorpREIT39,447$2.56M0.3%+157+0.4%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of PFG Advisors in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$2.23M
CSCOCisco Systems, Inc.Stock–$24.0K
KOCoca Cola CoStock–$7.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2021 (22)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of PFG Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco QQQ Trust Series I46090E103ETF65,602$18.8M2.2%–
MSAMSA Safety IncCOM5,330$883.0K0.1%History
INSPInspire Medical Systems, Inc.COM3,946$763.0K0.1%History
BPBP PLCADR11,586$306.0K<0.1%History
AVLRAvalara, Inc.COM1,844$298.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW38,950$294.0K<0.1%–
iShares Tr464287127MORNINGSTR US EQ4,752$289.0K<0.1%–
PSXPhillips 66Stock2,898$249.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF7,790$244.0K<0.1%–
BKCCBlackRock Capital Investment CorpCOM61,486$242.0K<0.1%History
First Tr Exchange-Traded Alp33734K109COM SHS2,693$231.0K<0.1%–
RFRegions Financial CorpCOM10,945$221.0K<0.1%History
JLLJones Lang Lasalle IncCOM1,125$220.0K<0.1%History
BIIBBiogen Inc.COM631$218.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,042$218.0K<0.1%–
ETF Managers Tr26924G870BLUESTAR ISRAEL3,026$212.0K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,755$207.0K<0.1%–
ARK ETF Tr00214Q609ISRAEL INOVATE6,389$205.0K<0.1%–
OHIOmega Healthcare Investors IncCOM5,578$202.0K<0.1%History
iShares Inc464286657MSCI BIC ETF3,702$202.0K<0.1%–
GEOGeo Group IncCOM23,600$168.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,416$131.0K<0.1%History