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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
499
+24 vs. Q2 2021
Portfolio value
$881.7M
+$9.55M (+1.1%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of PFG Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AQBAquabounty Technologies IncCOM NEW10,301$42.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,871$70.0K<0.1%−1,260−6.9%ReducedHistory
Sandstorm Gold Ltd Com New80013R206Stock13,095$75.0K<0.1%00.0%Unchanged–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,460$104.0K<0.1%+10,460NewHistory
EVVEaton Vance Ltd Duration Income FundCOM10,060$133.0K<0.1%00.0%UnchangedHistory
MAVPioneer Municipal High Income Advantage Fund, Inc.COM11,446$133.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E549GLB X SUPERDIV11,428$151.0K<0.1%+11,428New–
MROMarathon Oil CorpCOM11,760$161.0K<0.1%−16,352−58.2%ReducedHistory
KSMDWS Strategic Municipal Income TrustCOM13,899$171.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT12,717$191.0K<0.1%+1,365+12.0%Added–
Global X Lithium & Battery Tech ETF37954Y855ETF2,442$200.0K<0.1%+2,442New–
Schwab Strategic Tr808524862SHT TM US TRES3,924$201.0K<0.1%−1,691−30.1%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF3,932$201.0K<0.1%−3−0.1%Reduced–
KKRKKR & Co. Inc.COM3,326$202.0K<0.1%+3,326NewHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF2,666$203.0K<0.1%+2,666New–
SEDGSolaredge Technologies, Inc.COM766$203.0K<0.1%−50−6.1%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,429$207.0K<0.1%+20+0.8%Added–
BABAAlibaba Group Holding LtdADR1,404$208.0K<0.1%+508+56.7%AddedHistory
GEGeneral Electric CoStock2,026$209.0K<0.1%−455−18.3%ReducedConverted for a 1-for-8 splitHistory
NOWServiceNow, Inc.Stock337$210.0K<0.1%+337NewHistory
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,103$211.0K<0.1%+9,103New–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,250$213.0K<0.1%+106+3.4%Added–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,521$218.0K<0.1%−167−6.2%ReducedHistory
FSKFS KKR Capital CorpCOM9,996$220.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,700$223.0K<0.1%+5,700New–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF3,365$223.0K<0.1%+278+9.0%Added–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,115$223.0K<0.1%+4,115New–
Schwab U.S. Large-Cap Value ETF808524409ETF3,322$224.0K<0.1%+3,322New–
AMDAdvanced Micro Devices IncStock2,210$227.0K<0.1%−12−0.5%ReducedHistory
SOSouthern CoStock3,700$229.0K<0.1%−339−8.4%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,759$229.0K<0.1%−112−6.0%Reduced–
VanEck ETF Trust92189F452MORTGAGE REIT12,079$230.0K<0.1%−434−3.5%Reduced–
ORLYO Reilly Automotive IncStock380$232.0K<0.1%+380NewHistory
iShares Tr464287622RUS 1000 ETF970$234.0K<0.1%+970New–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF3,606$234.0K<0.1%−65−1.8%Reduced–
FRFirst Industrial Realty Trust IncCOM4,500$234.0K<0.1%00.0%UnchangedHistory
HLIOHelios Technologies, Inc.COM2,865$235.0K<0.1%+60+2.1%AddedHistory
EPDEnterprise Products Partners L.P.Stock10,959$237.0K<0.1%−606−5.2%ReducedHistory
SLViShares Silver TrustETF11,595$238.0K<0.1%−402−3.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,810$240.0K<0.1%+11,810New–
AMATApplied Materials IncStock1,875$241.0K<0.1%−106−5.4%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,868$242.0K<0.1%+3,868New–
SPDR Series Trust78468R739ST NUVE TERM ETF4,901$242.0K<0.1%+4,901New–
ELSEquity Lifestyle Properties IncCOM3,105$243.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI10,244$245.0K<0.1%+10,244New–
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,905$246.0K<0.1%−10,362−67.9%Reduced–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,229$246.0K<0.1%−608−10.4%ReducedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF5,083$248.0K<0.1%−201−3.8%Reduced–
AVGOBroadcom Inc.Stock519$252.0K<0.1%+10+2.0%AddedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,486$253.0K<0.1%+5+0.1%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,286$253.0K<0.1%+15+0.7%Added–
CRMSalesforce, Inc.Stock936$254.0K<0.1%−116−11.0%ReducedHistory
LOWLowes Companies IncStock1,253$254.0K<0.1%−40−3.1%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT4,310$254.0K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,503$254.0K<0.1%+4,503New–
LLYEli Lilly & CoStock1,102$255.0K<0.1%−200−15.4%ReducedHistory
SPGIS&P Global Inc.Stock601$255.0K<0.1%+3+0.5%AddedHistory
CSXCSX CorpStock8,629$257.0K<0.1%+264+3.2%AddedHistory
Kraneshares Trust500767306CSI CHI INTERNET5,439$257.0K<0.1%+1,576+40.8%Added–
PMPhilip Morris International Inc.Stock2,722$258.0K<0.1%+10.0%AddedHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH5,186$259.0K<0.1%−1,337−20.5%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT5,129$259.0K<0.1%+1,032+25.2%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF2,375$260.0K<0.1%+2,375New–
Goldman Sachs ETF Tr381430529ACCES TREASURY2,597$260.0K<0.1%−4,650−64.2%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,986$263.0K<0.1%−360−6.7%Reduced–
Schwab International Equity ETF808524805ETF6,831$264.0K<0.1%+6,831New–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF4,682$266.0K<0.1%+22+0.5%Added–
PANWPalo Alto Networks IncStock557$267.0K<0.1%00.0%UnchangedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF2,657$267.0K<0.1%−3−0.1%Reduced–
WPCW. P. Carey Inc.COM3,655$267.0K<0.1%+5+0.1%AddedHistory
PBAPembina Pipeline CorpCOM8,500$269.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,099$270.0K<0.1%−1,601−20.8%Reduced–
Vanguard Total World Stock ETF922042742ETF2,664$271.0K<0.1%+179+7.2%Added–
Schwab Strategic Tr8085246985 10YR CORP BD5,265$275.0K<0.1%−229−4.2%Reduced–
PGNYProgyny, Inc.COM4,935$276.0K<0.1%−80−1.6%ReducedHistory
MGMMGM Resorts InternationalStock6,436$278.0K<0.1%+393+6.5%AddedHistory
NETCloudflare, Inc.CL A COM2,478$279.0K<0.1%−337−12.0%ReducedHistory
WisdomTree Tr97717W307US LARGECAP DIVD2,365$282.0K<0.1%−12−0.5%Reduced–
VEEVVeeva Systems IncStock985$284.0K<0.1%+103+11.7%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF9,556$291.0K<0.1%+134+1.4%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF2,094$292.0K<0.1%−1,427−40.5%Reduced–
iShares Russell 1000 Value ETF464287598ETF1,881$294.0K<0.1%+29+1.6%Added–
MKSIMKS IncCOM1,948$294.0K<0.1%−6,429−76.7%ReducedHistory
XLNXXilinx IncCOM1,948$294.0K<0.1%−3−0.2%ReducedHistory
iShares Tr464287762US HLTHCARE ETF1,087$300.0K<0.1%−52−4.6%Reduced–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX26,319$302.0K<0.1%−6,849−20.6%Reduced–
VMOInvesco Municipal Opportunity TrustCOM22,046$302.0K<0.1%00.0%UnchangedHistory
iShares Tr464287291GLOBAL TECH ETF5,338$302.0K<0.1%−2,312−30.2%ReducedConverted for a 6-for-1 split–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,639$306.0K<0.1%−10.0%Reduced–
iShares Tr46429B671MSCI CHINA ETF4,554$308.0K<0.1%+361+8.6%Added–
SPDR Series Trust78464A763ST STR SP DIV2,620$308.0K<0.1%+225+9.4%Added–
First Trust Financials Alphadex Fund33734X135ETF7,059$312.0K<0.1%−1,931−21.5%Reduced–
XYZBlock, Inc.CL A1,299$312.0K<0.1%−8−0.6%ReducedHistory
AGNCAGNC Investment Corp.REIT19,845$313.0K<0.1%−746−3.6%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,812$313.0K<0.1%+262+10.3%Added–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF2,536$313.0K<0.1%−198−7.2%Reduced–
DBBInvesco DB Base Metals FundBASE METALS FD15,562$322.0K<0.1%+15,562NewHistory
Global X FDS37954Y673US INFR DEV ETF12,837$326.0K<0.1%+2,685+26.4%Added–
iShares Tr464287333GLOBAL FINLS ETF4,168$327.0K<0.1%+4,168New–
Schwab U.S. REIT ETF808524847ETF7,204$329.0K<0.1%−998−12.2%Reduced–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of PFG Advisors in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$2.23M
CSCOCisco Systems, Inc.Stock–$24.0K
KOCoca Cola CoStock–$7.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2021 (22)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of PFG Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco QQQ Trust Series I46090E103ETF65,602$18.8M2.2%–
MSAMSA Safety IncCOM5,330$883.0K0.1%History
INSPInspire Medical Systems, Inc.COM3,946$763.0K0.1%History
BPBP PLCADR11,586$306.0K<0.1%History
AVLRAvalara, Inc.COM1,844$298.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW38,950$294.0K<0.1%–
iShares Tr464287127MORNINGSTR US EQ4,752$289.0K<0.1%–
PSXPhillips 66Stock2,898$249.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF7,790$244.0K<0.1%–
BKCCBlackRock Capital Investment CorpCOM61,486$242.0K<0.1%History
First Tr Exchange-Traded Alp33734K109COM SHS2,693$231.0K<0.1%–
RFRegions Financial CorpCOM10,945$221.0K<0.1%History
JLLJones Lang Lasalle IncCOM1,125$220.0K<0.1%History
BIIBBiogen Inc.COM631$218.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,042$218.0K<0.1%–
ETF Managers Tr26924G870BLUESTAR ISRAEL3,026$212.0K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,755$207.0K<0.1%–
ARK ETF Tr00214Q609ISRAEL INOVATE6,389$205.0K<0.1%–
OHIOmega Healthcare Investors IncCOM5,578$202.0K<0.1%History
iShares Inc464286657MSCI BIC ETF3,702$202.0K<0.1%–
GEOGeo Group IncCOM23,600$168.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,416$131.0K<0.1%History