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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
525
+26 vs. Q3 2021
Portfolio value
$992.9M
+$111.2M (+12.6%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of PFG Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTEPolarityte, Inc.COM12,820$8.00K<0.1%+12,820NewHistory
AQBAquabounty Technologies IncCOM NEW14,050$30.0K<0.1%+3,749+36.4%AddedHistory
PGENPrecigen, Inc.COM10,083$37.0K<0.1%+10,083NewHistory
ACBAurora Cannabis IncCOM10,322$56.0K<0.1%+10,322NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,871$64.0K<0.1%00.0%UnchangedHistory
Sandstorm Gold Ltd Com New80013R206Stock13,565$84.0K<0.1%+470+3.6%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,460$112.0K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM14,534$122.0K<0.1%+14,534NewHistory
EVVEaton Vance Ltd Duration Income FundCOM10,060$132.0K<0.1%00.0%UnchangedHistory
MAVPioneer Municipal High Income Advantage Fund, Inc.COM11,446$132.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E549GLB X SUPERDIV11,228$138.0K<0.1%−200−1.8%Reduced–
KSMDWS Strategic Municipal Income TrustCOM13,899$169.0K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM10,811$181.0K<0.1%+10,811NewHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX15,677$187.0K<0.1%−10,642−40.4%Reduced–
MROMarathon Oil CorpCOM11,748$193.0K<0.1%−12−0.1%ReducedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT12,717$197.0K<0.1%00.0%Unchanged–
ENTGEntegris IncCOM1,459$202.0K<0.1%+1,459NewHistory
INMDInMode Ltd.SHS2,872$203.0K<0.1%+2,872NewHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,125$205.0K<0.1%+2,125New–
CVSCVS Health CorpStock2,002$207.0K<0.1%+2,002NewHistory
VanEck ETF Trust92189H805RARE EARTH AND S1,847$207.0K<0.1%+1,847New–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,309$207.0K<0.1%+6,309New–
UPSTUpstart Holdings, Inc.COM1,380$209.0K<0.1%+1,380NewHistory
PLTRPalantir Technologies Inc.Stock11,534$210.0K<0.1%+11,534NewHistory
COPConocoPhillipsStock2,921$211.0K<0.1%+2,921NewHistory
ARK ETF Tr00214Q609ISRAEL INOVATE7,402$211.0K<0.1%+7,402New–
MSIMotorola Solutions, Inc.Stock783$213.0K<0.1%+783NewHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,238$213.0K<0.1%+2,238New–
Global X FDS37954Y889S&P 500 CATHOLIC3,611$213.0K<0.1%+3,611New–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,040$213.0K<0.1%−1,043−20.5%Reduced–
iShares Tr46435G268RUSEL 2500 ETF3,244$215.0K<0.1%+3,244New–
iShares Tr464287622RUS 1000 ETF816$216.0K<0.1%−154−15.9%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF3,817$216.0K<0.1%−115−2.9%Reduced–
Goldman Sachs ETF Tr381430529ACCES TREASURY2,177$218.0K<0.1%−420−16.2%Reduced–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF3,843$219.0K<0.1%−839−17.9%Reduced–
SLViShares Silver TrustETF10,226$220.0K<0.1%−1,369−11.8%ReducedHistory
FDXFedEx CorpStock851$220.0K<0.1%+851NewHistory
iShares Tr46428743220 YR TR BD ETF1,502$223.0K<0.1%+1,502New–
PGNYProgyny, Inc.COM4,420$223.0K<0.1%−515−10.4%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,261$223.0K<0.1%+11+0.3%Added–
NVGNuveen AMT-Free Municipal Credit Income FundCEF12,576$225.0K<0.1%+12,576NewHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB10,349$226.0K<0.1%−4,510−30.4%Reduced–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD8,833$227.0K<0.1%−270−3.0%Reduced–
iShares Tr464287796U.S. ENERGY ETF7,529$227.0K<0.1%+7,529New–
DBPInvesco DB Precious Metals FundPRECIOUS METAL4,699$230.0K<0.1%−530−10.1%ReducedHistory
SEDGSolaredge Technologies, Inc.COM821$230.0K<0.1%+55+7.2%AddedHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,450$232.0K<0.1%−360−3.0%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,152$235.0K<0.1%−858−42.7%Reduced–
NOWServiceNow, Inc.Stock365$237.0K<0.1%+28+8.3%AddedHistory
VanEck ETF Trust92189F452MORTGAGE REIT13,177$237.0K<0.1%+1,098+9.1%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF4,849$238.0K<0.1%−52−1.1%Reduced–
WPCW. P. Carey Inc.COM2,910$239.0K<0.1%−745−20.4%ReducedHistory
FSKFS KKR Capital CorpCOM11,404$239.0K<0.1%+1,408+14.1%AddedHistory
EPDEnterprise Products Partners L.P.Stock10,959$241.0K<0.1%00.0%UnchangedHistory
HPQHP IncStock6,402$241.0K<0.1%+6,402NewHistory
GEGeneral Electric CoStock2,563$242.0K<0.1%+537+26.5%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,756$244.0K<0.1%−3−0.2%Reduced–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,253$245.0K<0.1%+4,253New–
Schwab International Equity ETF808524805ETF6,332$246.0K<0.1%−499−7.3%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF3,355$246.0K<0.1%+33+1.0%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,895$248.0K<0.1%+195+3.4%Added–
XYZBlock, Inc.CL A1,536$248.0K<0.1%+237+18.2%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI10,244$248.0K<0.1%00.0%Unchanged–
Global X Lithium & Battery Tech ETF37954Y855ETF2,947$249.0K<0.1%+505+20.7%Added–
NETCloudflare, Inc.CL A COM1,909$251.0K<0.1%−569−23.0%ReducedHistory
VEEVVeeva Systems IncStock996$254.0K<0.1%+11+1.1%AddedHistory
Schwab Strategic Tr8085246985 10YR CORP BD4,990$258.0K<0.1%−275−5.2%Reduced–
Vanguard Total World Stock ETF922042742ETF2,451$263.0K<0.1%−213−8.0%Reduced–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG9,153$263.0K<0.1%+9,153New–
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,281$267.0K<0.1%+413+10.7%Added–
PMPhilip Morris International Inc.Stock2,883$274.0K<0.1%+161+5.9%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF9,277$275.0K<0.1%−279−2.9%Reduced–
MGMMGM Resorts InternationalStock6,125$275.0K<0.1%−311−4.8%ReducedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF3,888$276.0K<0.1%+523+15.5%Added–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,959$276.0K<0.1%−27−0.5%Reduced–
AGNCAGNC Investment Corp.REIT18,775$282.0K<0.1%−1,070−5.4%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT4,310$284.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF2,364$290.0K<0.1%−172−6.8%Reduced–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF4,495$292.0K<0.1%+889+24.7%Added–
iShares Tr464287762US HLTHCARE ETF986$296.0K<0.1%−101−9.3%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,981$298.0K<0.1%−113−5.4%Reduced–
FRFirst Industrial Realty Trust IncCOM4,500$298.0K<0.1%00.0%UnchangedHistory
PSXPhillips 66Stock4,170$302.0K<0.1%+4,170NewHistory
HLIOHelios Technologies, Inc.COM2,868$302.0K<0.1%+3+0.1%AddedHistory
LLYEli Lilly & CoStock1,102$304.0K<0.1%00.0%UnchangedHistory
VMOInvesco Municipal Opportunity TrustCOM22,046$304.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A201ST STR SP600GRWO3,291$305.0K<0.1%−3,036−48.0%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,525$308.0K<0.1%−3,836−45.9%Reduced–
ORLYO Reilly Automotive IncStock437$309.0K<0.1%+57+15.0%AddedHistory
First Tr Exchange-Traded FD336917109SHS8,676$309.0K<0.1%+8,676New–
PANWPalo Alto Networks IncStock557$310.0K<0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT5,516$310.0K<0.1%+1,013+22.5%Added–
WisdomTree Tr97717W307US LARGECAP DIVD4,712$311.0K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX7,226$311.0K<0.1%+7,226New–
SNOWSnowflake Inc.Stock920$312.0K<0.1%+920NewHistory
iShares Tr464288760US AER DEF ETF3,057$314.0K<0.1%−232−7.1%Reduced–
CSXCSX CorpStock8,632$325.0K<0.1%+30.0%AddedHistory
ELSEquity Lifestyle Properties IncCOM3,710$325.0K<0.1%+605+19.5%AddedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD6,781$325.0K<0.1%+6,781New–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,659$331.0K<0.1%+20+0.3%Added–

Sold out since Q3 2021 (23)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of PFG Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Fidelity Covington Trust316092873MSCI COMMNTN SVC21,307$1.14M0.1%–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF19,084$981.0K0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF36,012$891.0K0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF22,444$568.0K0.1%–
MKTXMarketaxess Holdings IncCOM1,222$514.0K0.1%History
ProShares Tr74348A814INFLATN EXPECTNS15,384$455.0K0.1%–
ZMZoom Communications, Inc.Stock1,451$379.0K<0.1%History
First Tr Exchange Traded FD33734X770DJ INTL INTRNT9,375$376.0K<0.1%–
First Trust Financials Alphadex Fund33734X135ETF7,059$312.0K<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,554$308.0K<0.1%–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,099$270.0K<0.1%–
PBAPembina Pipeline CorpCOM8,500$269.0K<0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF2,657$267.0K<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH5,186$259.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET5,439$257.0K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,486$253.0K<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,905$246.0K<0.1%–
SOSouthern CoStock3,700$229.0K<0.1%History
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,521$218.0K<0.1%History
BABAAlibaba Group Holding LtdADR1,404$208.0K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,429$207.0K<0.1%–
KKRKKR & Co. Inc.COM3,326$202.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES3,924$201.0K<0.1%–