PFG Advisors
- SEC CIK
- 0001694435
- Latest filing
- Jul 16, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 499
- +24 vs. Q2 2021
- Portfolio value
- $881.7M
- +$9.55M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr46434V407 | 0-5YR HI YL CP | 27,683 | $1.26M | 0.1% | +9,847+55.2% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 20,231 | $1.27M | 0.1% | +245+1.2% | AddedConverted for a 6-for-1 split | – |
| iShares Tr464287556 | ISHARES BIOTECH | 7,950 | $1.28M | 0.1% | −1,153−12.7% | Reduced | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 31,287 | $1.29M | 0.1% | +2,545+8.9% | Added | – |
| KEYSKeysight Technologies, Inc. | Stock | 7,995 | $1.31M | 0.1% | +260+3.4% | Added | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 10,315 | $1.34M | 0.2% | −258−2.4% | Reduced | – |
| LRCXLam Research Corp | COM | 2,359 | $1.34M | 0.2% | +52+2.3% | Added | History |
| MDTMedtronic plc | Stock | 10,726 | $1.34M | 0.2% | +92+0.9% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 24,731 | $1.35M | 0.2% | −1,084−4.2% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 36,031 | $1.35M | 0.2% | +4,519+14.3% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 8,050 | $1.36M | 0.2% | −358−4.3% | Reduced | – |
| iShares Tr464289867 | CORE 60 BALA ETF | 24,824 | $1.38M | 0.2% | +24,824 | New | – |
| AVYAvery Dennison Corp | COM | 6,650 | $1.38M | 0.2% | +6,650 | New | History |
| FDSFactset Research Systems Inc | Stock | 3,551 | $1.40M | 0.2% | +30+0.9% | Added | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 46,422 | $1.42M | 0.2% | +7,106+18.1% | Added | – |
| GDGeneral Dynamics Corp | Stock | 7,398 | $1.45M | 0.2% | −913−11.0% | Reduced | History |
| AVBAvalonbay Communities Inc | COM | 6,546 | $1.45M | 0.2% | −44−0.7% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 29,197 | $1.46M | 0.2% | −3,272−10.1% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 12,663 | $1.47M | 0.2% | +2,145+20.4% | Added | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 28,930 | $1.48M | 0.2% | −331−1.1% | Reduced | – |
| HEIHeico Corp | COM | 11,212 | $1.48M | 0.2% | −380−3.3% | Reduced | History |
| TYLTyler Technologies Inc | COM | 3,230 | $1.48M | 0.2% | −50−1.5% | Reduced | History |
| ZTSZoetis Inc. | Stock | 7,635 | $1.48M | 0.2% | −961−11.2% | Reduced | History |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 47,693 | $1.50M | 0.2% | +3,570+8.1% | Added | – |
| iShares Semiconductor ETF464287523 | ETF | 3,377 | $1.51M | 0.2% | +77+2.3% | Added | – |
| APHAmphenol Corp | CL A | 20,875 | $1.53M | 0.2% | +35+0.2% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 5,527 | $1.55M | 0.2% | +479+9.5% | Added | – |
| iShares Tr46432F388 | MSCI USA VALUE | 15,467 | $1.56M | 0.2% | +236+1.5% | Added | – |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 27,570 | $1.57M | 0.2% | +1,378+5.3% | Added | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 15,338 | $1.57M | 0.2% | −677−4.2% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 31,440 | $1.59M | 0.2% | +15,927+102.7% | Added | – |
| ZBRAZebra Technologies Corp | CL A | 3,107 | $1.60M | 0.2% | +3,107 | New | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 29,802 | $1.61M | 0.2% | −868−2.8% | Reduced | – |
| TTTrane Technologies plc | SHS | 9,351 | $1.61M | 0.2% | +9,351 | New | History |
| MOAltria Group, Inc. | Stock | 35,956 | $1.64M | 0.2% | −1,603−4.3% | Reduced | History |
| CVXChevron Corp | Stock | 16,337 | $1.66M | 0.2% | −1,518−8.5% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 1,671 | $1.66M | 0.2% | +48+3.0% | Added | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 14,084 | $1.68M | 0.2% | −2,093−12.9% | Reduced | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 33,935 | $1.73M | 0.2% | +33,935 | New | – |
| CATCaterpillar Inc | Stock | 9,050 | $1.74M | 0.2% | +4,918+119.0% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 15,945 | $1.74M | 0.2% | −604−3.6% | Reduced | – |
| PFEPfizer Inc | Stock | 40,796 | $1.75M | 0.2% | −1,937−4.5% | Reduced | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 8,813 | $1.78M | 0.2% | +153+1.8% | Added | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 63,691 | $1.78M | 0.2% | +14,718+30.1% | Added | – |
| ADIAnalog Devices Inc | Stock | 10,754 | $1.80M | 0.2% | −1,036−8.8% | Reduced | History |
| WELLWelltower Inc. | REIT | 22,389 | $1.84M | 0.2% | −655−2.8% | Reduced | History |
| SBUXStarbucks Corp | Stock | 16,875 | $1.86M | 0.2% | +505+3.1% | Added | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 36,452 | $1.86M | 0.2% | +19,212+111.4% | Added | – |
| ROKRockwell Automation, Inc | Stock | 6,332 | $1.86M | 0.2% | +75+1.2% | Added | History |
| MRKMerck & Co., Inc. | Stock | 24,804 | $1.86M | 0.2% | −755−3.0% | Reduced | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 34,158 | $1.87M | 0.2% | +5,358+18.6% | Added | – |
| ULUnilever PLC | SPON ADR NEW | 34,687 | $1.88M | 0.2% | −116−0.3% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 7,735 | $1.90M | 0.2% | −521−6.3% | Reduced | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 16,031 | $1.90M | 0.2% | −145−0.9% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 12,988 | $1.92M | 0.2% | −2,501−16.1% | Reduced | – |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 151,876 | $1.94M | 0.2% | −11,767−7.2% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 22,671 | $1.95M | 0.2% | +2,407+11.9% | Added | – |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 10,766 | $1.97M | 0.2% | −1,372−11.3% | Reduced | – |
| PYPLPayPal Holdings, Inc. | Stock | 7,558 | $1.97M | 0.2% | −201−2.6% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 39,516 | $1.99M | 0.2% | +1,553+4.1% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 13,338 | $1.99M | 0.2% | −1,036−7.2% | Reduced | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 39,232 | $2.00M | 0.2% | +21,104+116.4% | Added | – |
| EDConsolidated Edison Inc | Stock | 27,608 | $2.00M | 0.2% | −786−2.8% | Reduced | History |
| BABoeing Co | Stock | 9,145 | $2.01M | 0.2% | +107+1.2% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 9,739 | $2.01M | 0.2% | −77−0.8% | Reduced | History |
| TTCToro Co | COM | 20,760 | $2.02M | 0.2% | +65+0.3% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 38,527 | $2.03M | 0.2% | +21,725+129.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 34,651 | $2.04M | 0.2% | −4,463−11.4% | Reduced | History |
| SPDR Series Trust78468R796 | ST STR SP500FF | 19,349 | $2.06M | 0.2% | +2,973+18.2% | Added | – |
| ABBVAbbVie Inc. | Stock | 19,100 | $2.06M | 0.2% | +902+5.0% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 15,295 | $2.07M | 0.2% | +2,371+18.3% | Added | – |
| GAINGladstone Investment Corporationde | CEF | 149,844 | $2.08M | 0.2% | −15,500−9.4% | Reduced | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 27,671 | $2.08M | 0.2% | −5,132−15.6% | Reduced | – |
| iShares Inc464286525 | MSCI GBL MIN VOL | 20,756 | $2.13M | 0.2% | −3,654−15.0% | Reduced | – |
| NEENextera Energy Inc | Stock | 27,254 | $2.14M | 0.2% | −834−3.0% | Reduced | History |
| iShares Tr464287150 | CORE S&P TTL STK | 22,142 | $2.18M | 0.2% | +14,856+203.9% | Added | – |
| SHWSherwin Williams Co | COM | 7,819 | $2.19M | 0.2% | +73+0.9% | Added | History |
| DEODiageo PLC | SPON ADR NEW | 11,444 | $2.21M | 0.3% | −79−0.7% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 32,426 | $2.23M | 0.3% | +9,073+38.9% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 54,497 | $2.26M | 0.3% | +881+1.6% | Added | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 19,919 | $2.26M | 0.3% | −543−2.7% | Reduced | – |
| TAT&T Inc. | Stock | 84,123 | $2.27M | 0.3% | −7,452−8.1% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 10,389 | $2.27M | 0.3% | −208−2.0% | Reduced | – |
| AEPAmerican Electric Power Co Inc | Stock | 28,159 | $2.29M | 0.3% | −35−0.1% | Reduced | History |
| CLColgate Palmolive Co | Stock | 30,374 | $2.30M | 0.3% | −258−0.8% | Reduced | History |
| Vanguard World FD921910733 | ESG US STK ETF | 28,678 | $2.30M | 0.3% | +2,084+7.8% | Added | – |
| ADBEAdobe Inc. | Stock | 4,002 | $2.30M | 0.3% | −77−1.9% | Reduced | History |
| EPREpr Properties | COM SH BEN INT | 47,350 | $2.34M | 0.3% | −2,300−4.6% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,869 | $2.34M | 0.3% | −11−0.2% | Reduced | History |
| MPWRMonolithic Power Systems, Inc. | COM | 4,901 | $2.38M | 0.3% | +5+0.1% | Added | History |
| Invesco Exchange Traded FD T46137V787 | BIOTECHNOLOGY | 31,747 | $2.38M | 0.3% | −80−0.3% | Reduced | – |
| KMBKimberly Clark Corp | Stock | 18,046 | $2.39M | 0.3% | +51+0.3% | Added | History |
| APTVAptiv PLC | SHS | 16,057 | $2.39M | 0.3% | +375+2.4% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 22,496 | $2.40M | 0.3% | +1,710+8.2% | Added | – |
| METAMeta Platforms, Inc. | Stock | 7,068 | $2.40M | 0.3% | +31+0.4% | Added | History |
| Alps Clean Energy ETF00162Q460 | ETF | 36,403 | $2.41M | 0.3% | +8,528+30.6% | Added | – |
| SCHWSchwab Charles Corp | Stock | 33,135 | $2.41M | 0.3% | +4,859+17.2% | Added | History |
| PAYXPaychex Inc | Stock | 21,549 | $2.42M | 0.3% | −617−2.8% | Reduced | History |
| ORealty Income Corp | REIT | 39,447 | $2.56M | 0.3% | +157+0.4% | Added | History |
| RSReliance, Inc. | COM | 18,087 | $2.58M | 0.3% | +70+0.4% | Added | History |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (22)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | 65,602 | $18.8M | 2.2% | – |
| MSAMSA Safety Inc | COM | 5,330 | $883.0K | 0.1% | History |
| INSPInspire Medical Systems, Inc. | COM | 3,946 | $763.0K | 0.1% | History |
| BPBP PLC | ADR | 11,586 | $306.0K | <0.1% | History |
| AVLRAvalara, Inc. | COM | 1,844 | $298.0K | <0.1% | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 38,950 | $294.0K | <0.1% | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 4,752 | $289.0K | <0.1% | – |
| PSXPhillips 66 | Stock | 2,898 | $249.0K | <0.1% | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 7,790 | $244.0K | <0.1% | – |
| BKCCBlackRock Capital Investment Corp | COM | 61,486 | $242.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 2,693 | $231.0K | <0.1% | – |
| RFRegions Financial Corp | COM | 10,945 | $221.0K | <0.1% | History |
| JLLJones Lang Lasalle Inc | COM | 1,125 | $220.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 631 | $218.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 2,042 | $218.0K | <0.1% | – |
| ETF Managers Tr26924G870 | BLUESTAR ISRAEL | 3,026 | $212.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,755 | $207.0K | <0.1% | – |
| ARK ETF Tr00214Q609 | ISRAEL INOVATE | 6,389 | $205.0K | <0.1% | – |
| OHIOmega Healthcare Investors Inc | COM | 5,578 | $202.0K | <0.1% | History |
| iShares Inc464286657 | MSCI BIC ETF | 3,702 | $202.0K | <0.1% | – |
| GEOGeo Group Inc | COM | 23,600 | $168.0K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,416 | $131.0K | <0.1% | History |