Skip to main content
Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
499
+24 vs. Q2 2021
Portfolio value
$881.7M
+$9.55M (+1.1%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of PFG Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ORCLOracle CorpStock3,777$329.0K<0.1%00.0%UnchangedHistory
iShares Inc464286178US INTL HGH YLD6,567$329.0K<0.1%+2,015+44.3%Added–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB14,859$329.0K<0.1%+14,859New–
Schwab US Tips ETF808524870ETF5,301$332.0K<0.1%−17−0.3%Reduced–
DBOInvesco DB Oil FundOIL FD24,467$336.0K<0.1%+4,726+23.9%AddedHistory
TPLTexas Pacific Land CorpStock280$339.0K<0.1%00.0%UnchangedHistory
SPDR Ser Tr78468R648S&P KENSHO NEW5,579$340.0K<0.1%+5,579New–
NOCNorthrop Grumman CorpStock948$341.0K<0.1%−4−0.4%ReducedHistory
iShares Tr464288760US AER DEF ETF3,289$343.0K<0.1%−333−9.2%Reduced–
FNVFranco Nevada CorpStock2,670$347.0K<0.1%00.0%UnchangedHistory
DEDeere & CoStock1,041$349.0K<0.1%+239+29.8%AddedHistory
YETIYETI Holdings, Inc.COM4,069$349.0K<0.1%+605+17.5%AddedHistory
LMTLockheed Martin CorpStock1,016$351.0K<0.1%−20−1.9%ReducedHistory
VanEck Semiconductor ETF92189F676ETF1,378$353.0K<0.1%+24+1.8%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF8,051$358.0K<0.1%+639+8.6%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,010$361.0K<0.1%−41−2.0%Reduced–
Fidelity Covington Trust316092204MSCI CONSM DIS4,494$361.0K<0.1%−756−14.4%Reduced–
HSYHershey CoCOM2,137$362.0K<0.1%00.0%UnchangedHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,985$362.0K<0.1%−161−7.5%Reduced–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,314$365.0K<0.1%+137+6.3%Added–
Vanguard Financials ETF92204A405ETF3,989$370.0K<0.1%−19−0.5%Reduced–
BMYBristol Myers Squibb CoStock6,257$370.0K<0.1%−30−0.5%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD3,225$372.0K<0.1%−1,323−29.1%Reduced–
IQVIQVIA Holdings Inc.Stock1,556$373.0K<0.1%+1,556NewHistory
iShares S&P 500 Value ETF464287408ETF2,577$375.0K<0.1%−209−7.5%Reduced–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT9,375$376.0K<0.1%−2,627−21.9%Reduced–
CDNSCadence Design Systems IncStock2,491$377.0K<0.1%+2,491NewHistory
ZMZoom Communications, Inc.Stock1,451$379.0K<0.1%+297+25.7%AddedHistory
ECLEcolab Inc.Stock1,831$382.0K<0.1%00.0%UnchangedHistory
Pacer US Cash Cows 100 ETF69374H881ETF8,852$387.0K<0.1%+8,852New–
GCVGabelli Convertible & Income Securities Fund IncCOM66,197$402.0K<0.1%−1,360−2.0%ReducedHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF8,029$403.0K<0.1%+1,000+14.2%Added–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS3,231$412.0K<0.1%−4−0.1%Reduced–
Defiance Quantum ETF26922A420ETF8,232$413.0K<0.1%+2,561+45.2%Added–
PIMCO ETF Tr72201R7830-5 HIGH YIELD4,159$413.0K<0.1%−297−6.7%Reduced–
ADPAutomatic Data Processing IncStock2,074$415.0K<0.1%+20+1.0%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,087$417.0K<0.1%−1,533−27.3%Reduced–
Vanguard Long-Term Treasury ETF92206C847ETF4,757$417.0K<0.1%−243−4.9%Reduced–
BXBlackstone Inc.COM3,604$419.0K<0.1%−661−15.5%ReducedHistory
SUISun Communities IncCOM2,262$419.0K<0.1%00.0%UnchangedHistory
iShares Tr464288802ESG OPTIMIZED4,364$419.0K<0.1%−10−0.2%Reduced–
AMTAmerican Tower CorpREIT1,586$421.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U853BROAD USD HIGH10,255$426.0K<0.1%+262+2.6%Added–
IAUiShares Gold TrustETF12,809$428.0K<0.1%−3,693−22.4%ReducedHistory
SCDLMP Capital & Income Fund Inc.COM31,275$430.0K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM1,018$432.0K<0.1%+400+64.7%AddedHistory
NKENIKE, Inc.Stock3,043$442.0K0.1%−109−3.5%ReducedHistory
PLUGPlug Power IncStock17,383$444.0K0.1%−159−0.9%ReducedHistory
CMCSAComcast CorpStock8,032$449.0K0.1%00.0%UnchangedHistory
Schwab US Aggregate Bond ETF808524839ETF8,275$449.0K0.1%+1,896+29.7%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF4,363$450.0K0.1%−114−2.5%Reduced–
SITMSITIME CorpCOM2,205$450.0K0.1%+183+9.1%AddedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF16,486$452.0K0.1%−16,159−49.5%Reduced–
ProShares Tr74348A814INFLATN EXPECTNS15,384$455.0K0.1%−1,564−9.2%Reduced–
iShares Tr464288513IBOXX HI YD ETF5,221$457.0K0.1%−11−0.2%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF6,445$462.0K0.1%−1,411−18.0%Reduced–
iShares Global Clean Energy ETF464288224ETF21,489$465.0K0.1%+2,108+10.9%Added–
iShares Tr464288281JPMORGAN USD EMG4,232$466.0K0.1%−1,964−31.7%Reduced–
UAUnder Armour, Inc.CL C26,690$468.0K0.1%−1,500−5.3%ReducedHistory
CCICrown Castle Inc.REIT2,705$469.0K0.1%00.0%UnchangedHistory
iShares Select U.S. REIT ETF464287564ETF7,275$476.0K0.1%−1,303−15.2%Reduced–
SYYSysco CorpStock6,093$478.0K0.1%+35+0.6%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,895$479.0K0.1%−610−11.1%Reduced–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW10,201$481.0K0.1%−17,224−62.8%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV13,866$484.0K0.1%+13,866New–
JPMorgan Ultra-Short Income ETF46641Q837ETF9,587$486.0K0.1%+542+6.0%Added–
PIMCO ETF Tr72201R30415+ YR US TIPS5,672$492.0K0.1%+99+1.8%Added–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM5,867$494.0K0.1%+833+16.5%Added–
iShares Tr46435G243ESG AWRE 1 5 YR19,113$497.0K0.1%+1,418+8.0%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,482$501.0K0.1%+48+3.3%AddedHistory
First Tr Exchange-Traded FD33733B100WTR ETF5,918$504.0K0.1%+2,463+71.3%Added–
VanEck ETF Trust92189F486IG FLOA RATE ETF20,092$510.0K0.1%+1,593+8.6%Added–
iShares Tr464287630RUS 2000 VAL ETF3,187$511.0K0.1%+60+1.9%Added–
MKTXMarketaxess Holdings IncCOM1,222$514.0K0.1%+1,222NewHistory
DDominion Energy, IncStock7,075$517.0K0.1%−95−1.3%ReducedHistory
Global X FDS37954Y715RBTCS ARTFL INTE14,183$519.0K0.1%+2,746+24.0%Added–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,361$523.0K0.1%−1,410−14.4%Reduced–
TROWPrice T Rowe Group IncStock2,661$523.0K0.1%+4+0.2%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF10,171$530.0K0.1%+2,484+32.3%Added–
SPDR Series Trust78464A201ST STR SP600GRWO6,327$551.0K0.1%−381−5.7%Reduced–
LINLinde PLCSHS1,877$551.0K0.1%−54−2.8%ReducedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF22,444$568.0K0.1%+22,444New–
iShares Core MSCI Total International Stock ETF46432F834ETF8,022$570.0K0.1%+749+10.3%Added–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV28,878$572.0K0.1%+4,566+18.8%Added–
SPDR Series Trust78468R721STATE STREET SPD11,117$573.0K0.1%+2,556+29.9%Added–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH2,932$577.0K0.1%−4−0.1%Reduced–
AXPAmerican Express CoStock3,460$580.0K0.1%−18−0.5%ReducedHistory
IBMInternational Business Machines CorpStock4,183$581.0K0.1%−7−0.2%ReducedHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX10,657$585.0K0.1%+2,547+31.4%Added–
Vanguard BD Index FDS921937793LONG TERM BOND5,904$604.0K0.1%+1,055+21.8%Added–
Victory Portfolios II92647N824VCSHS US EQ INCM9,527$613.0K0.1%+1,481+18.4%Added–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE3,835$617.0K0.1%+325+9.3%Added–
BLFSBiolife Solutions IncCOM NEW14,620$619.0K0.1%−95−0.6%ReducedHistory
Vanguard World FD921910873MEGA CAP INDEX4,072$621.0K0.1%00.0%Unchanged–
QCOMQualcomm IncStock4,884$630.0K0.1%+354+7.8%AddedHistory
PLDPrologis, Inc.REIT5,045$633.0K0.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock5,452$644.0K0.1%−19−0.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW12,274$645.0K0.1%+12,274New–
Vanguard Total International Bond ETF92203J407ETF11,361$647.0K0.1%+3,670+47.7%Added–
iShares S&P 500 Growth ETF464287309ETF8,781$649.0K0.1%−261−2.9%Reduced–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of PFG Advisors in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$2.23M
CSCOCisco Systems, Inc.Stock–$24.0K
KOCoca Cola CoStock–$7.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2021 (22)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of PFG Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco QQQ Trust Series I46090E103ETF65,602$18.8M2.2%–
MSAMSA Safety IncCOM5,330$883.0K0.1%History
INSPInspire Medical Systems, Inc.COM3,946$763.0K0.1%History
BPBP PLCADR11,586$306.0K<0.1%History
AVLRAvalara, Inc.COM1,844$298.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW38,950$294.0K<0.1%–
iShares Tr464287127MORNINGSTR US EQ4,752$289.0K<0.1%–
PSXPhillips 66Stock2,898$249.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF7,790$244.0K<0.1%–
BKCCBlackRock Capital Investment CorpCOM61,486$242.0K<0.1%History
First Tr Exchange-Traded Alp33734K109COM SHS2,693$231.0K<0.1%–
RFRegions Financial CorpCOM10,945$221.0K<0.1%History
JLLJones Lang Lasalle IncCOM1,125$220.0K<0.1%History
BIIBBiogen Inc.COM631$218.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,042$218.0K<0.1%–
ETF Managers Tr26924G870BLUESTAR ISRAEL3,026$212.0K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,755$207.0K<0.1%–
ARK ETF Tr00214Q609ISRAEL INOVATE6,389$205.0K<0.1%–
OHIOmega Healthcare Investors IncCOM5,578$202.0K<0.1%History
iShares Inc464286657MSCI BIC ETF3,702$202.0K<0.1%–
GEOGeo Group IncCOM23,600$168.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,416$131.0K<0.1%History