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Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
860
+40 vs. Q2 2021
Portfolio value
$1.69B
+$3.90M (+0.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mutual Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
UUnity Software Inc.COM1,984$250.0K<0.1%+18+0.9%AddedHistory
UPSTUpstart Holdings, Inc.COM794$251.0K<0.1%+794NewHistory
SPGIS&P Global Inc.Stock594$252.0K<0.1%+2+0.3%AddedHistory
SALSalisbury Bancorp, Inc.COM4,978$253.0K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM30,175$254.0K<0.1%+382+1.3%AddedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI15,549$255.0K<0.1%00.0%Unchanged–
HUMHumana IncStock659$256.0K<0.1%−7−1.1%ReducedHistory
TSEOQTrinseo PLCSHS4,744$256.0K<0.1%−886−15.7%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW259$257.0K<0.1%+259NewHistory
TTETotalEnergies SESPONSORED ADS5,361$257.0K<0.1%−245−4.4%ReducedHistory
BDXBecton Dickinson & CoStock1,051$258.0K<0.1%+1,051NewHistory
NXPINXP Semiconductors N.V.COM1,317$258.0K<0.1%+58+4.6%AddedHistory
OGNOrganon & Co.Stock7,927$260.0K<0.1%−261−3.2%ReducedHistory
EWEdwards Lifesciences CorpStock2,320$263.0K<0.1%+360+18.4%AddedHistory
IQVIQVIA Holdings Inc.Stock1,102$264.0K<0.1%+48+4.6%AddedHistory
CROXCrocs, Inc.COM1,850$265.0K<0.1%+1,850NewHistory
FBINFortune Brands Innovations, Inc.COM2,973$266.0K<0.1%+13+0.4%AddedHistory
RIORio Tinto PLCADR4,003$267.0K<0.1%+884+28.3%AddedHistory
State Street SPDR S&P Bank ETF78464A797ETF5,119$271.0K<0.1%−329−6.0%Reduced–
ProShares Tr74347B680S&P MDCP 400 DIV4,007$271.0K<0.1%+1,118+38.7%Added–
AVKAdvent Convertible & Income FundCOM15,057$271.0K<0.1%+15,057NewHistory
ALKAlaska Air Group, Inc.COM4,621$271.0K<0.1%−1,834−28.4%ReducedHistory
ETNEaton Corp plcStock1,822$272.0K<0.1%00.0%UnchangedHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF9,030$272.0K<0.1%−2,348−20.6%Reduced–
ICEIntercontinental Exchange, Inc.Stock2,376$273.0K<0.1%+267+12.7%AddedHistory
CHWYChewy, Inc.CL A4,050$276.0K<0.1%−130−3.1%ReducedHistory
SJMJ M SMUCKER CoStock2,331$280.0K<0.1%+31+1.3%AddedHistory
CARAvis Budget Group, Inc.COM2,400$280.0K<0.1%−250−9.4%ReducedHistory
SCCOSouthern Copper CorpStock5,006$281.0K<0.1%+5,006NewHistory
Signature BK New York N Y82669G104COM1,032$281.0K<0.1%+1,032New–
PENNPENN Entertainment, Inc.COM3,891$282.0K<0.1%−2,795−41.8%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF9,686$284.0K<0.1%+9,686New–
CMGChipotle Mexican Grill IncCOM156$284.0K<0.1%+1+0.6%AddedHistory
CRNCCerence Inc.COM2,954$284.0K<0.1%00.0%UnchangedHistory
GWREGuidewire Software, Inc.COM2,395$285.0K<0.1%+10+0.4%AddedHistory
Vanguard Consumer Discretionary ETF92204A108ETF931$289.0K<0.1%00.0%Unchanged–
CERNCERNER CorpCOM4,111$290.0K<0.1%+4,111NewHistory
OMCOmnicom Group Inc.COM4,014$291.0K<0.1%−128−3.1%ReducedHistory
EPAMEPAM Systems, Inc.COM511$292.0K<0.1%00.0%UnchangedHistory
Cambria ETF Tr132061607GLB ASSET ALLO9,413$292.0K<0.1%00.0%Unchanged–
Innovator ETFs Tr45782C102IBD 50 ETF6,163$292.0K<0.1%+1,742+39.4%Added–
ACMAecomCOM4,632$293.0K<0.1%+4,632NewHistory
FTSIFTS International, Inc.COM NEW CL A11,946$294.0K<0.1%+11,946NewHistory
SPDR Series Trust78464A672ST INTER ETF9,140$295.0K<0.1%+9,140New–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF5,739$295.0K<0.1%+20.0%Added–
AEPAmerican Electric Power Co IncStock3,655$297.0K<0.1%+3,655NewHistory
RYRoyal Bank of CanadaStock2,993$298.0K<0.1%+2,993NewHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,992$298.0K<0.1%−29,889−93.8%Reduced–
BUSEFirst Busey CorpCOM NEW12,145$299.0K<0.1%−200−1.6%ReducedHistory
iShares Tr46432F370MSCI USA SZE FT2,352$300.0K<0.1%−75−3.1%Reduced–
iShares Semiconductor ETF464287523ETF676$301.0K<0.1%+173+34.4%Added–
REGIRenewable Energy Group, Inc.COM NEW6,000$301.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347B698RUSS 2000 DIVD4,921$303.0K<0.1%+1,174+31.3%Added–
NVONovo Nordisk A SADR3,182$306.0K<0.1%−480−13.1%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR5,468$308.0K<0.1%−102−1.8%ReducedHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF12,419$310.0K<0.1%+12,419New–
STZConstellation Brands, Inc.Stock1,472$310.0K<0.1%−36−2.4%ReducedHistory
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF10,045$310.0K<0.1%+1,295+14.8%Added–
MEDMedifast IncCOM1,636$315.0K<0.1%+9+0.6%AddedHistory
MITKMitek Systems IncCOM NEW17,007$315.0K<0.1%00.0%UnchangedHistory
TTDTrade Desk, Inc.Stock4,515$317.0K<0.1%+115+2.6%AddedHistory
EVRIEveri Holdings Inc.COM13,107$317.0K<0.1%−791−5.7%ReducedHistory
LNWOLight & Wonder, Inc.COM3,814$317.0K<0.1%−275−6.7%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM5,335$318.0K<0.1%+5,335New–
VanEck Morningstar Wide Moat ETF92189F643ETF4,382$321.0K<0.1%−864−16.5%Reduced–
iShares Tr464287119MORNINGSTAR GRWT4,890$321.0K<0.1%00.0%Unchanged–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT19,173$321.0K<0.1%+131+0.7%AddedHistory
FCXFreeport-McMoran IncStock9,971$324.0K<0.1%−68,279−87.3%ReducedHistory
LMNDLemonade, Inc.Stock4,833$324.0K<0.1%−177−3.5%ReducedHistory
HSYHershey CoCOM1,922$325.0K<0.1%−107−5.3%ReducedHistory
iShares Tr464288760US AER DEF ETF3,114$325.0K<0.1%+122+4.1%Added–
CAHCardinal Health IncStock6,616$327.0K<0.1%−2,213−25.1%ReducedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT5,821$327.0K<0.1%+8+0.1%Added–
WOLFWolfspeed, Inc.COM4,060$328.0K<0.1%−20−0.5%ReducedHistory
WATWaters CorpCOM922$329.0K<0.1%+922NewHistory
FIRYFiry Inc.COM33,721$331.0K<0.1%+9,398+38.6%AddedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX7,913$332.0K<0.1%−510−6.1%Reduced–
SPDR Series Trust78468R721STATE STREET SPD6,479$334.0K<0.1%+662+11.4%Added–
NMFCNew Mountain Finance CorpCOM25,228$336.0K<0.1%+223+0.9%AddedHistory
iShares Tr464287622RUS 1000 ETF1,394$337.0K<0.1%+22+1.6%Added–
SPDR Ser Tr78464A813S&P 600 SML CAP3,564$338.0K<0.1%+218+6.5%Added–
IQIInvesco Quality Municipal Income TrustCOM25,691$339.0K<0.1%+815+3.3%AddedHistory
AXAxos Financial, Inc.COM6,598$340.0K<0.1%00.0%UnchangedHistory
DBLDoubleLine Opportunistic Credit FundCOM17,399$343.0K<0.1%−1,000−5.4%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL6,733$344.0K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS4,174$344.0K<0.1%+1,494+55.7%AddedHistory
iShares Tr464289883CORE 30 70 ETF8,725$345.0K<0.1%+1,590+22.3%Added–
ALGNAlign Technology IncCOM518$345.0K<0.1%−235−31.2%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD16,419$346.0K<0.1%−7,820−32.3%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,856$346.0K<0.1%−873−11.3%Reduced–
Tenneco Inc880349105CL A VTG COM STK24,400$348.0K<0.1%+9,000+58.4%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF8,938$349.0K<0.1%+3,641+68.7%Added–
Schwab International Small-Cap Equity ETF808524888ETF8,426$350.0K<0.1%+564+7.2%Added–
VERVEREIT, Inc.COM7,732$350.0K<0.1%−1,092−12.4%ReducedHistory
MARMarriott International IncStock2,372$351.0K<0.1%+28+1.2%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM13,004$352.0K<0.1%+4,170+47.2%AddedHistory
Flagstar Bank, National Association649445103COM27,312$352.0K<0.1%−7,600−21.8%Reduced–
IFFInternational Flavors & Fragrances IncCOM2,650$354.0K<0.1%+2,650NewHistory
APDAir Products & Chemicals, Inc.Stock1,385$355.0K<0.1%+1+0.1%AddedHistory
DOWDow Inc.Stock6,188$356.0K<0.1%+53+0.9%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$2.57M

Sold out since Q2 2021 (53)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Ssga Active Tr78470P408STATE STREET US143,570$6.38M0.4%–
Schwab Fundamental International Equity ETF808524755ETF190,762$6.35M0.4%–
iShares Tr464287630RUS 2000 VAL ETF22,278$3.69M0.2%–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF73,244$3.68M0.2%–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL98,327$2.68M0.2%–
TPRTapestry, Inc.COM59,045$2.57M0.2%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG39,736$2.22M0.1%–
COFCapital One Financial CorpStock12,033$1.86M0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF7,369$1.61M0.1%–
Global X FDS37954Y764MILL THEMC ETF29,829$1.29M0.1%–
MROMarathon Oil CorpCOM85,395$1.16M0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS49,281$1.10M0.1%History
Global X FDS37954Y483NASDAQ 100 COVER35,633$799.0K<0.1%–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF14,415$789.0K<0.1%–
ASIXAdvanSix Inc.COM20,981$626.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME34,818$614.0K<0.1%–
U.S. Global Jets ETF26922A842ETF23,787$575.0K<0.1%–
Fidelity Covington Trust316092832DIVID ETF RISI11,261$476.0K<0.1%–
ProShares Tr74348A541HGH YLD INT RATE6,786$429.0K<0.1%–
NVTAInvitae CorpCOM10,650$359.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW39,357$324.0K<0.1%History
CGCCanopy Growth CorpCOM12,796$309.0K<0.1%History
RFRegions Financial CorpCOM13,886$280.0K<0.1%History
OLNOLIN CorpStock5,890$272.0K<0.1%History
SNAPSnap IncStock3,900$266.0K<0.1%History
AFLAflac IncStock4,851$260.0K<0.1%History
APPFAppfolio IncCOM CL A1,795$253.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM4,317$245.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/20214,807$243.0K<0.1%–
ATRCAtriCure, Inc.COM3,000$238.0K<0.1%History
FNVFranco Nevada CorpStock1,632$237.0K<0.1%History
USOUnited States Oil Fund, LPUNITS4,742$237.0K<0.1%History
RBLXRoblox CorpStock2,628$236.0K<0.1%History
SPDR Series Trust78468R770ST STR R1K YLD2,436$231.0K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM1,207$222.0K<0.1%History
Global X FDS37954Y343GLBL X MLP ETF5,646$218.0K<0.1%–
CAGConagra Brands Inc.Stock5,871$214.0K<0.1%History
Paramount Global92556H206CL B4,719$213.0K<0.1%–
KTBKontoor Brands, Inc.Stock3,721$210.0K<0.1%History
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,008$209.0K<0.1%–
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.COM10,305$209.0K<0.1%History
CRLCharles River Laboratories International, Inc.COM561$208.0K<0.1%History
AXSMAxsome Therapeutics, Inc.COM2,995$202.0K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,183$201.0K<0.1%–
RGENRepligen CorpCOM1,002$200.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,152$200.0K<0.1%–
ORANYOrangeSPONSORED ADR16,024$183.0K<0.1%History
AQBAquabounty Technologies IncCOM NEW27,936$150.0K<0.1%History
SIGASiga Technologies IncCOM20,546$129.0K<0.1%History
CMBTCmb.tech NVSHS12,140$113.0K<0.1%History
JMMNuveen Multi-Market Income FundCOM11,953$89.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM13,346$85.0K<0.1%History
TDAYUSA TODAY Co., Inc.COM14,700$81.0K<0.1%History