Skip to main content
Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
860
+40 vs. Q2 2021
Portfolio value
$1.69B
+$3.90M (+0.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mutual Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBEVNewAge, Inc.COM18,800$26.0K<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM39,600$27.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM17,400$32.0K<0.1%+17,400NewHistory
TONXTON Strategy CoCOM17,500$34.0K<0.1%00.0%UnchangedHistory
Bitfarms Ltd Com09173B107Stock10,100$43.0K<0.1%+10,100New–
TELLTellurian Inc.COM18,710$73.0K<0.1%−690−3.6%ReducedHistory
AEGAegon Ltd.NY REGISTRY SHS15,447$79.0K<0.1%+15,447NewHistory
GEOGeo Group IncCOM11,100$83.0K<0.1%00.0%UnchangedHistory
SANBanco Santander, S.A.ADR24,369$88.0K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR11,231$120.0K<0.1%+11,231NewHistory
MNManning & Napier, Inc.CL A14,011$128.0K<0.1%+56+0.4%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM11,170$131.0K<0.1%+11+0.1%AddedHistory
UNITUniti Group Inc.COM10,940$135.0K<0.1%00.0%UnchangedHistory
NRTNorth European Oil Royalty TrustSH BEN INT13,321$142.0K<0.1%−5,575−29.5%ReducedHistory
VCVInvesco California Value Municipal Income TrustCOM10,687$147.0K<0.1%+10,687NewHistory
EVCEntravision Communications CorpCL A21,806$155.0K<0.1%+11,206+105.7%AddedHistory
ProShares Tr74347G598ULTRASHORT INDL10,200$157.0K<0.1%+10,200New–
MODModine Manufacturing CoCOM14,093$160.0K<0.1%+14,093NewHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM11,283$166.0K<0.1%+11,283New–
NPVNuveen Virginia Quality Municipal Income FundCOM10,116$168.0K<0.1%+10,116NewHistory
DNPDNP Select Income Fund IncCOM16,114$172.0K<0.1%+2,400+17.5%AddedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT16,147$175.0K<0.1%+16,147NewHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM13,815$188.0K<0.1%−1,421−9.3%ReducedHistory
VTRSViatris IncStock14,130$191.0K<0.1%−596−4.0%ReducedHistory
APTSPreferred Apartment Communities IncCOM15,649$191.0K<0.1%−177−1.1%ReducedHistory
Two Harbors Investment Corp.90187B408COM NEW31,227$198.0K<0.1%+2,500+8.7%Added–
HYTBlackRock Corporate High Yield Fund, Inc.COM16,283$199.0K<0.1%+5,388+49.5%AddedHistory
Global X FDS37950E333GLBX SUPRINC ETF16,724$200.0K<0.1%00.0%Unchanged–
UBERUber Technologies, IncStock4,485$201.0K<0.1%−4,375−49.4%ReducedHistory
BYNDBeyond Meat, Inc.COM1,907$201.0K<0.1%+1,907NewHistory
METMetlife IncStock3,277$202.0K<0.1%+3,277NewHistory
PGRProgressive CorpStock2,250$203.0K<0.1%+18+0.8%AddedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF3,702$204.0K<0.1%−714−16.2%Reduced–
CNCCentene CorpStock3,291$205.0K<0.1%−403−10.9%ReducedHistory
CTVACorteva, Inc.Stock4,871$205.0K<0.1%+4,871NewHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE5,359$205.0K<0.1%00.0%Unchanged–
UNMUnum GroupStock8,223$206.0K<0.1%+36+0.4%AddedHistory
First Tr Exchng Traded FD VI33740F680FT VEST US EQT6,425$206.0K<0.1%+6,425New–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI7,680$206.0K<0.1%−8−0.1%Reduced–
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT9,201$206.0K<0.1%+9,201New–
ORLYO Reilly Automotive IncStock338$207.0K<0.1%+338NewHistory
BCEBce IncCOM NEW4,128$207.0K<0.1%−734−15.1%ReducedHistory
TEAMAtlassian CorpCL A529$207.0K<0.1%+529NewHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT6,117$208.0K<0.1%+6,117New–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF7,013$209.0K<0.1%+7,013New–
ILMNIllumina, Inc.COM515$209.0K<0.1%+83+19.2%AddedHistory
EQIXEquinix IncCOM266$210.0K<0.1%00.0%UnchangedHistory
NMINuveen Municipal Income Fund IncCOM17,569$211.0K<0.1%+6,596+60.1%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF2,983$212.0K<0.1%+2,983New–
iShares Core MSCI Europe ETF46434V738ETF3,790$212.0K<0.1%−110−2.8%Reduced–
HWMHowmet Aerospace Inc.Stock6,806$212.0K<0.1%00.0%UnchangedHistory
BMOBank of MontrealCOM2,123$212.0K<0.1%+2,123NewHistory
URIUnited Rentals, Inc.COM605$212.0K<0.1%+605NewHistory
MCKMcKesson CorpStock1,066$213.0K<0.1%−216−16.8%ReducedHistory
EPREpr PropertiesCOM SH BEN INT4,313$213.0K<0.1%+4,313NewHistory
CPRICapri Holdings LtdSHS4,408$213.0K<0.1%00.0%UnchangedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS9,546$213.0K<0.1%00.0%UnchangedHistory
Flexshares Tr33939L779DISCP DUR MBS9,081$213.0K<0.1%+9,081New–
Nuveen Enhanced Mun Value FD67074M101COM13,487$214.0K<0.1%+2,020+17.6%Added–
iShares Core S&P US Value ETF464287663ETF3,029$215.0K<0.1%−64,827−95.5%Reduced–
Osi ETF Tr67110P407OSHARES US QUALT5,200$216.0K<0.1%−89−1.7%Reduced–
MSTRStrategy IncStock375$217.0K<0.1%−13−3.4%ReducedHistory
SUNSunoco LPCOM UT REP LP5,848$218.0K<0.1%+288+5.2%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF1,932$219.0K<0.1%+1,932New–
BBYBest Buy Co IncStock2,072$219.0K<0.1%−50−2.4%ReducedHistory
TECHBIO-TECHNE CorpCOM452$219.0K<0.1%+452NewHistory
iShares Tr464287549EXPND TEC SC ETF545$220.0K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042676GLB EX US ETF3,907$220.0K<0.1%−134−3.3%Reduced–
LRCXLam Research CorpCOM387$220.0K<0.1%−2−0.5%ReducedHistory
VIRTVirtu Financial, Inc.CL A9,074$222.0K<0.1%+9,074NewHistory
CHTRCharter Communications, Inc.CL A306$223.0K<0.1%+1+0.3%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS12,777$223.0K<0.1%−387−2.9%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,116$224.0K<0.1%+1,116New–
ZDZiff Davis, Inc.COM1,640$224.0K<0.1%−221−11.9%ReducedHistory
J2 Global Inc48123V110COM1,640$224.0K<0.1%+1,640New–
iShares Russell 2000 Growth ETF464287648ETF771$226.0K<0.1%−13−1.7%Reduced–
AFRMAffirm Holdings, Inc.COM CL A1,910$228.0K<0.1%+1,910NewHistory
APPNAppian CorpCL A2,460$228.0K<0.1%00.0%UnchangedHistory
ESSEssex Property Trust, Inc.COM719$230.0K<0.1%−70−8.9%ReducedHistory
iShares Tr464288612INTRM GOV CR ETF2,035$234.0K<0.1%+2,035New–
VIXMProShares Trust IIVIX MDTRM FUTR N7,300$236.0K<0.1%+7,300NewHistory
MAINMain Street Capital CORPCEF5,776$237.0K<0.1%+773+15.5%AddedHistory
IDXXIDEXX Laboratories IncCOM381$237.0K<0.1%−215−36.1%ReducedHistory
MRVLMarvell Technology, Inc.COM3,933$237.0K<0.1%−34−0.9%ReducedHistory
EOTEaton Vance National Municipal Opportunities TrustCOM SHS10,000$237.0K<0.1%00.0%UnchangedHistory
PSXPhillips 66Stock3,418$239.0K<0.1%−1,154−25.2%ReducedHistory
Northern LTS FD Tr IV66538H278MAIN THEMATC IN10,930$239.0K<0.1%−521−4.5%Reduced–
iShares Tr46435G334MSCI UK ETF NEW7,493$242.0K<0.1%−2,361−24.0%Reduced–
iShares Tr464288208MRGSTR MD CP ETF3,648$243.0K<0.1%−68−1.8%Reduced–
DGXQuest Diagnostics IncCOM1,669$243.0K<0.1%−118−6.6%ReducedHistory
ORIOld Republic International CorpCOM10,583$245.0K<0.1%+76+0.7%AddedHistory
RDFNRedfin CorpCOM4,899$245.0K<0.1%−496−9.2%ReducedHistory
DJCODaily Journal CorpCOM768$246.0K<0.1%−50−6.1%ReducedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT7,560$247.0K<0.1%+7,560New–
SPGSimon Property Group Inc.REIT1,911$248.0K<0.1%+352+22.6%AddedHistory
KRKroger CoStock6,123$248.0K<0.1%+888+17.0%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,865$249.0K<0.1%−36−1.9%Reduced–
HRIHerc Holdings IncCOM1,524$249.0K<0.1%−692−31.2%ReducedHistory
TPLTexas Pacific Land CorpStock207$250.0K<0.1%−25−10.8%ReducedHistory
PDIPIMCO Dynamic Income FundSHS9,421$250.0K<0.1%+9,421NewHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$2.57M

Sold out since Q2 2021 (53)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Ssga Active Tr78470P408STATE STREET US143,570$6.38M0.4%–
Schwab Fundamental International Equity ETF808524755ETF190,762$6.35M0.4%–
iShares Tr464287630RUS 2000 VAL ETF22,278$3.69M0.2%–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF73,244$3.68M0.2%–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL98,327$2.68M0.2%–
TPRTapestry, Inc.COM59,045$2.57M0.2%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG39,736$2.22M0.1%–
COFCapital One Financial CorpStock12,033$1.86M0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF7,369$1.61M0.1%–
Global X FDS37954Y764MILL THEMC ETF29,829$1.29M0.1%–
MROMarathon Oil CorpCOM85,395$1.16M0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS49,281$1.10M0.1%History
Global X FDS37954Y483NASDAQ 100 COVER35,633$799.0K<0.1%–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF14,415$789.0K<0.1%–
ASIXAdvanSix Inc.COM20,981$626.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME34,818$614.0K<0.1%–
U.S. Global Jets ETF26922A842ETF23,787$575.0K<0.1%–
Fidelity Covington Trust316092832DIVID ETF RISI11,261$476.0K<0.1%–
ProShares Tr74348A541HGH YLD INT RATE6,786$429.0K<0.1%–
NVTAInvitae CorpCOM10,650$359.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW39,357$324.0K<0.1%History
CGCCanopy Growth CorpCOM12,796$309.0K<0.1%History
RFRegions Financial CorpCOM13,886$280.0K<0.1%History
OLNOLIN CorpStock5,890$272.0K<0.1%History
SNAPSnap IncStock3,900$266.0K<0.1%History
AFLAflac IncStock4,851$260.0K<0.1%History
APPFAppfolio IncCOM CL A1,795$253.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM4,317$245.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/20214,807$243.0K<0.1%–
ATRCAtriCure, Inc.COM3,000$238.0K<0.1%History
FNVFranco Nevada CorpStock1,632$237.0K<0.1%History
USOUnited States Oil Fund, LPUNITS4,742$237.0K<0.1%History
RBLXRoblox CorpStock2,628$236.0K<0.1%History
SPDR Series Trust78468R770ST STR R1K YLD2,436$231.0K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM1,207$222.0K<0.1%History
Global X FDS37954Y343GLBL X MLP ETF5,646$218.0K<0.1%–
CAGConagra Brands Inc.Stock5,871$214.0K<0.1%History
Paramount Global92556H206CL B4,719$213.0K<0.1%–
KTBKontoor Brands, Inc.Stock3,721$210.0K<0.1%History
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,008$209.0K<0.1%–
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.COM10,305$209.0K<0.1%History
CRLCharles River Laboratories International, Inc.COM561$208.0K<0.1%History
AXSMAxsome Therapeutics, Inc.COM2,995$202.0K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,183$201.0K<0.1%–
RGENRepligen CorpCOM1,002$200.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,152$200.0K<0.1%–
ORANYOrangeSPONSORED ADR16,024$183.0K<0.1%History
AQBAquabounty Technologies IncCOM NEW27,936$150.0K<0.1%History
SIGASiga Technologies IncCOM20,546$129.0K<0.1%History
CMBTCmb.tech NVSHS12,140$113.0K<0.1%History
JMMNuveen Multi-Market Income FundCOM11,953$89.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM13,346$85.0K<0.1%History
TDAYUSA TODAY Co., Inc.COM14,700$81.0K<0.1%History