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Livermore
Livermore
ZHEN

Flagship Harbor Advisors, LLC

SEC CIK
0001691766
Latest filing
Jul 22, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 5, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
801
+31 vs. Q2 2025
Portfolio value
$2.30B
+$187.2M (+8.9%) vs. Q2 2025
Filed
Nov 5, 2025
SEC
Holdings of Flagship Harbor Advisors, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
OCGNOcugen, Inc.COM10,000$16.3K<0.1%+10,000NewHistory
MVISMicrovision, Inc.COM NEW17,000$21.1K<0.1%00.0%UnchangedHistory
ACTGAcacia Research CorpACACIA TCH COM10,000$32.5K<0.1%00.0%UnchangedHistory
WITWipro LtdSPON ADR 1 SH15,293$40.2K<0.1%−3,400−18.2%ReducedHistory
GERNGeron CorpCOM33,725$46.2K<0.1%+1,515+4.7%AddedHistory
WATTEnergous CorpCOM NEW11,253$86.9K<0.1%+11,253NewHistory
FLZHFlash Sports & Media Holdings, Inc.COM NEW244,189$100.6K<0.1%+21,728+9.8%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT19,900$102.6K<0.1%00.0%UnchangedHistory
CXCemex SAB de CVSPON ADR NEW11,795$106.0K<0.1%+11,795NewHistory
HLNHaleon plcADR14,498$130.0K<0.1%−850−5.5%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM14,774$132.8K<0.1%+196+1.3%AddedHistory
VALEVale S.A.SPONSORED ADS13,409$145.6K<0.1%−2,795−17.2%ReducedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK22,121$152.9K<0.1%−700−3.1%ReducedHistory
PHDPioneer Floating Rate Fund, Inc.COM15,708$156.5K<0.1%00.0%UnchangedHistory
Ea Series Trust02072L714BRIDGEWAY BLUE10,523$158.2K<0.1%00.0%Unchanged–
OBDCBlue Owl Capital CorpCOM14,130$180.4K<0.1%+50+0.4%AddedHistory
Global X FDS37954Y459RUSSELL 200012,087$181.9K<0.1%−556−4.4%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM21,547$196.1K<0.1%00.0%UnchangedHistory
Global X FDS37954Y343GLBL X MLP ETF4,150$200.9K<0.1%+4,150New–
EIXEdison InternationalStock3,638$201.1K<0.1%−1,095−23.1%ReducedHistory
VIKViking Holdings LtdORD SHS3,238$201.3K<0.1%+3,238NewHistory
Capital Grp Fixed Incm ETF T14020Y607SHOR DUR MUN ETF7,636$201.3K<0.1%+7,636New–
PIMCO ETF Tr72201R866INTER MUN BD ACT3,862$201.9K<0.1%+3,862New–
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,976$202.4K<0.1%+3,976New–
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM8,911$202.5K<0.1%+8,911New–
SYFSynchrony FinancialCOM2,857$203.0K<0.1%+2,857NewHistory
PNRPENTAIR plcSHS1,834$203.2K<0.1%+1,834NewHistory
TDGTransDigm Group INCCOM154$203.2K<0.1%+10+6.9%AddedHistory
SGOLabrdn Gold ETF TrustETF5,527$203.4K<0.1%+5,527NewHistory
RPMRPM International IncCOM1,728$203.7K<0.1%+1,728NewHistory
EDConsolidated Edison IncStock2,031$204.2K<0.1%+7+0.3%AddedHistory
IONQIonQ, Inc.COM3,335$205.1K<0.1%+3,335NewHistory
DMLPDorchester Minerals, L.P.COM UNIT7,947$205.7K<0.1%−2,143−21.2%ReducedHistory
PHMPultegroup IncCOM1,558$205.9K<0.1%+1,558NewHistory
SUISun Communities IncCOM1,605$207.0K<0.1%+7+0.4%AddedHistory
Invesco Exchange Traded FD T46137V118GBL LISTED PVT3,011$207.8K<0.1%−2,463−45.0%Reduced–
Nushares ETF Tr67092P508NUVEEN ESG MIDVL5,371$207.8K<0.1%+5,371New–
RRyder System IncCOM1,104$208.2K<0.1%+1,104NewHistory
DKSDick's Sporting Goods, Inc.Stock938$208.4K<0.1%+938NewHistory
DDominion Energy, IncStock3,415$208.9K<0.1%+3,415NewHistory
EZBCFranklin Templeton Digital Holdings TrustBITCOIN ETF SHS3,175$210.2K<0.1%+3,175NewHistory
NBBKNB Bancorp, Inc.COM11,914$210.3K<0.1%00.0%UnchangedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,102$210.3K<0.1%−17−0.4%Reduced–
Invesco Exch Traded FD Tr II46138E214S&P INTL QULTY6,253$210.4K<0.1%+7+0.1%Added–
VanEck ETF Trust92189F528VANECK SHRT MUNI12,133$211.4K<0.1%+1,001+9.0%Added–
iShares Tr46436E601ESG MSCI EM LDRS3,603$212.3K<0.1%+3,603New–
HUMHumana IncStock819$213.2K<0.1%−31−3.6%ReducedHistory
SPDR Series Trust78464A821ST STR SP400GRW2,335$213.8K<0.1%+2,335New–
TSTenaris SASPONSORED ADS5,984$214.0K<0.1%+5,984NewHistory
KKRKKR & Co. Inc.COM1,656$215.2K<0.1%−130−7.3%ReducedHistory
TMHCTaylor Morrison Home CorpCOM3,263$215.4K<0.1%+3,263NewHistory
WisdomTree Tr97717Y790US EFFIC CORE FD4,015$216.5K<0.1%+4,015New–
ULUnilever PLCSPON ADR NEW3,662$217.1K<0.1%+29+0.8%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL4,396$217.4K<0.1%+4,396New–
AONAon plcCL A611$217.8K<0.1%+12+2.0%AddedHistory
RPRXRoyalty Pharma plcSHS CLASS A6,176$217.9K<0.1%+6,176NewHistory
Victory Portfolios II92647N873VCSHS US SMCP HG3,706$219.2K<0.1%−141−3.7%Reduced–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF3,821$219.8K<0.1%−68,875−94.7%Reduced–
SPDR Series Trust78468R531SPDR S&P 500 ESG3,458$219.9K<0.1%−483−12.3%Reduced–
MSCIMSCI Inc.Stock388$220.1K<0.1%−30−7.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN9,900$220.2K<0.1%+9,900New–
GEHCGE HealthCare Technologies Inc.Stock2,932$220.2K<0.1%−551−15.8%ReducedHistory
POWLPowell Industries IncStock731$222.8K<0.1%+731NewHistory
SMRNuscale Power CorpCL A COM6,198$223.1K<0.1%+6,198NewHistory
VMCVulcan Materials COCOM728$224.0K<0.1%+728NewHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1006,264$224.2K<0.1%−123−1.9%Reduced–
NVRNVR IncCOM28$225.0K<0.1%−6−17.6%ReducedHistory
QMCOQuantum CorpCOM22,710$225.3K<0.1%+22,710NewHistory
CLFCleveland-Cliffs Inc.COM18,490$225.6K<0.1%−790−4.1%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,821$226.4K<0.1%+4,821New–
EQTEQT CorpStock4,161$226.5K<0.1%−131−3.1%ReducedHistory
SPDR Index Shs FDS78463X418ST STR MSCI WLD1,614$226.6K<0.1%00.0%Unchanged–
iShares Tr464288521CRE U S REIT ETF3,861$226.7K<0.1%−48−1.2%Reduced–
GDVGabelli Dividend & Income TrustCOM8,456$229.4K<0.1%−5,040−37.3%ReducedHistory
RBB FD Inc74933W627MOTLEY FOOL MID9,302$230.8K<0.1%−230−2.4%Reduced–
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM15,730$230.9K<0.1%+15,730NewHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF2,358$231.1K<0.1%+36+1.6%Added–
SOFISoFi Technologies, Inc.Stock8,851$233.8K<0.1%+8,851NewHistory
WMKWeis Markets IncCOM3,256$234.0K<0.1%−217−6.2%ReducedHistory
ARWArrow Electronics, Inc.COM1,941$234.9K<0.1%+86+4.6%AddedHistory
WABWestinghouse Air Brake Technologies CorpStock1,173$235.2K<0.1%+23+2.0%AddedHistory
RGAReinsurance Group of America IncCOM NEW1,226$235.6K<0.1%−81−6.2%ReducedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,350$237.0K<0.1%+10,350New–
AUAngloGold Ashanti PLCCOM SHS3,382$237.9K<0.1%+3,382NewHistory
EQIXEquinix IncCOM304$237.9K<0.1%−48−13.6%ReducedHistory
AERAerCap Holdings N.V.SHS1,970$238.4K<0.1%+3+0.2%AddedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK9,155$238.7K<0.1%+839+10.1%AddedHistory
FAFFirst American Financial CorpStock3,719$238.9K<0.1%+31+0.8%AddedHistory
FDXFedEx CorpStock1,013$239.0K<0.1%−88−8.0%ReducedHistory
ECLEcolab Inc.Stock875$239.6K<0.1%+18+2.1%AddedHistory
UNMUnum GroupStock3,095$240.8K<0.1%−116−3.6%ReducedHistory
WECWec Energy Group, Inc.Stock2,103$241.0K<0.1%−40−1.9%ReducedHistory
IRIngersoll Rand Inc.COM2,917$241.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F411BDC INCOME ETF16,131$241.0K<0.1%+16,131New–
BTZBlackRock Credit Allocation Income TrustCOM21,890$241.9K<0.1%00.0%UnchangedHistory
CLXClorox CoStock1,975$243.5K<0.1%−95−4.6%ReducedHistory
SESea LtdSPONSORD ADS1,363$243.6K<0.1%+1,363NewHistory
BNYBank of New York Mellon CorpStock2,242$244.3K<0.1%+37+1.7%AddedHistory
SBUXStarbucks CorpStock2,894$244.8K<0.1%−266−8.4%ReducedHistory
ZMZoom Communications, Inc.Stock2,972$245.2K<0.1%−22−0.7%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Flagship Harbor Advisors, LLC in Q3 2025
SecurityClassPutsCalls
Freeport-McMoran Inc35671D907CALL–$43.5K
SPDR S&P 500 ETF Tr78462F953PUT$25.9K–

Sold out since Q2 2025 (36)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Flagship Harbor Advisors, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Pioneer High Income Tr72369H106COM1,014,686$8.21M0.4%–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA224,489$6.70M0.3%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF106,338$5.13M0.2%–
iShares Tr46428743220 YR TR BD ETF43,797$3.87M0.2%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF171,121$3.86M0.2%–
PIMCO ETF Tr72201R403BROAD US TIPS51,504$2.74M0.1%–
Alps ETF Tr00162Q452ALERIAN MLP23,181$1.13M0.1%–
AZEKAZEK Co Inc.CL A7,853$426.8K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF36,493$406.2K<0.1%–
VanEck Vectors ETF Tr92189F726BIOTECH ETF2,460$377.0K<0.1%–
VanEck Vectors ETF Tr92189H821DIGI TRANS ETF17,610$291.4K<0.1%–
APOApollo Global Management, Inc.COM2,023$287.0K<0.1%History
TECKTeck Resources LtdCL B5,941$239.9K<0.1%History
CHDChurch & Dwight Co IncCOM2,459$236.3K<0.1%History
ELVElevance Health, Inc.Stock606$235.8K<0.1%History
UPSTUpstart Holdings, Inc.COM3,555$229.9K<0.1%History
CNCCentene CorpStock4,141$224.8K<0.1%History
PPCPilgrims Pride CorpStock4,981$224.1K<0.1%History
LWLamb Weston Holdings, Inc.Stock4,301$223.0K<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A5,160$220.9K<0.1%History
DOVDOVER CorpCOM1,181$216.4K<0.1%History
CCICrown Castle Inc.REIT2,091$214.8K<0.1%History
SPTNSpartanNash CoCOM8,078$214.0K<0.1%History
LPLALPL Financial Holdings Inc.COM570$213.7K<0.1%History
OTTROtter Tail CorpCOM2,700$208.1K<0.1%History
KDKyndryl Holdings, Inc.Stock4,956$208.0K<0.1%History
ROLRollins IncCOM3,685$207.9K<0.1%History
KVUEKenvue Inc.Stock9,921$207.6K<0.1%History
Pgim ETF Tr69344A784SHRT DUR HGH YLD4,100$207.5K<0.1%–
INFYInfosys LtdSPONSORED ADR11,097$205.6K<0.1%History
VRSNVerisign IncCOM705$203.6K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL1,481$202.2K<0.1%–
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund11,592$142.0K<0.1%History
VODVodafone Group Public Ltd CoADR10,088$107.5K<0.1%History
LILALiberty Latin America Ltd.COM CL A11,997$73.2K<0.1%History
AZIOAzio AI Holdings, Inc.COM38,834$6.95K<0.1%History