Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 11, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 237
- −20 vs. Q2 2023
- Portfolio value
- $948.1M
- −$162.5M (−14.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| QCOMQualcomm Inc | Stock | 2,887 | $320.6K | <0.1% | −656−18.5% | Reduced | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,998 | $312.1K | <0.1% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 5,384 | $300.0K | <0.1% | −5,384−50.0% | Reduced | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 19,595 | $286.0K | <0.1% | +19,595 | New | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,935 | $285.0K | <0.1% | −109−2.7% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,151 | $284.8K | <0.1% | +201+6.8% | Added | – |
| WWDWoodward, Inc. | COM | 2,260 | $280.8K | <0.1% | −125−5.2% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 5,375 | $278.8K | <0.1% | −4,279−44.3% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,747 | $278.2K | <0.1% | −81−2.9% | Reduced | – |
| BKTBlackRock Income Trust, Inc. | COM NEW | 23,755 | $270.3K | <0.1% | −23,755−50.0% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 34,800 | $268.0K | <0.1% | −34,800−50.0% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,735 | $264.8K | <0.1% | −554−24.2% | Reduced | – |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 8,925 | $263.5K | <0.1% | −2,689−23.2% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 638 | $261.0K | <0.1% | −230−26.5% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 787 | $259.5K | <0.1% | −243−23.6% | Reduced | History |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 31,546 | $252.4K | <0.1% | 00.0% | Unchanged | History |
| LNTAlliant Energy Corp | Stock | 5,200 | $251.9K | <0.1% | −5,203−50.0% | Reduced | History |
| WMTWalmart Inc. | Stock | 1,529 | $244.5K | <0.1% | −638−29.4% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 917 | $244.4K | <0.1% | −324−26.1% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 951 | $237.9K | <0.1% | −575−37.7% | Reduced | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 4,805 | $232.4K | <0.1% | 00.0% | Unchanged | – |
| MCDMcDonalds Corp | Stock | 881 | $232.2K | <0.1% | −75−7.8% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 1,509 | $228.4K | <0.1% | +1,509 | New | History |
| BOKFBok Financial Corp | COM NEW | 2,822 | $225.7K | <0.1% | −4−0.1% | Reduced | History |
| AEEAmeren Corp | COM | 2,950 | $220.7K | <0.1% | −2,950−50.0% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,381 | $215.6K | <0.1% | −1,302−48.5% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,130 | $213.6K | <0.1% | −1,126−49.9% | Reduced | – |
| CICigna Group | Stock | 740 | $211.7K | <0.1% | −171−18.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 1,030 | $209.7K | <0.1% | −1−0.1% | Reduced | History |
| DOWDow Inc. | Stock | 4,024 | $207.5K | <0.1% | −2,941−42.2% | Reduced | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 2,682 | $203.4K | <0.1% | +2,682 | New | – |
| JMMNuveen Multi-Market Income Fund | COM | 26,244 | $148.0K | <0.1% | −26,020−49.8% | Reduced | History |
| FMYFirst Trust Mortgage Income Fund | COM SHS | 11,600 | $129.5K | <0.1% | +11,600 | New | History |
| JFRNuveen Floating Rate Income Fund | COM | 15,312 | $127.0K | <0.1% | +15,312 | New | History |
| EGFBlackRock Enhanced Government Fund, Inc. | COM | 12,475 | $123.0K | <0.1% | −12,475−50.0% | Reduced | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,565 | $108.5K | <0.1% | 00.0% | Unchanged | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 17,545 | $95.1K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2023 (44)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 277,905 | $9.09M | 0.8% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 230,172 | $5.69M | 0.5% | – |
| Innovator ETFs Trust45782C367 | INTRNL DEV APRL | 176,938 | $4.41M | 0.4% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 68,897 | $2.64M | 0.2% | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 65,993 | $2.35M | 0.2% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 20,724 | $1.00M | 0.1% | – |
| SCHWSchwab Charles Corp | Stock | 12,223 | $692.8K | 0.1% | History |
| SOSouthern Co | Stock | 6,605 | $464.0K | <0.1% | History |
| PEPPepsiCo Inc | Stock | 2,333 | $432.2K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 1,989 | $412.1K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 4,746 | $386.6K | <0.1% | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 6,830 | $385.2K | <0.1% | – |
| FISFidelity National Information Services, Inc. | Stock | 6,343 | $346.9K | <0.1% | History |
| PFEPfizer Inc | Stock | 9,402 | $344.9K | <0.1% | History |
| SIGISelective Insurance Group Inc | COM | 3,468 | $332.8K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,734 | $319.5K | <0.1% | History |
| WFCWells Fargo & Company | Stock | 6,680 | $285.1K | <0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 20,328 | $282.2K | <0.1% | – |
| EWEdwards Lifesciences Corp | Stock | 2,888 | $272.4K | <0.1% | History |
| ORCLOracle Corp | Stock | 2,236 | $266.2K | <0.1% | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 9,322 | $253.1K | <0.1% | – |
| URIUnited Rentals, Inc. | COM | 564 | $251.2K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 3,405 | $243.3K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 4,200 | $240.7K | <0.1% | History |
| AJGArthur J. Gallagher & Co. | COM | 1,086 | $238.4K | <0.1% | History |
| ECLEcolab Inc. | Stock | 1,265 | $236.8K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 4,108 | $236.5K | <0.1% | – |
| PAYXPaychex Inc | Stock | 2,114 | $236.5K | <0.1% | History |
| DDominion Energy, Inc | Stock | 4,292 | $222.3K | <0.1% | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 8,229 | $220.3K | <0.1% | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 4,346 | $219.2K | <0.1% | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 10,310 | $214.7K | <0.1% | History |
| NSCNorfolk Southern Corp | Stock | 946 | $214.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 4,062 | $211.7K | <0.1% | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,631 | $208.8K | <0.1% | – |
| BALLBALL Corp | COM | 3,534 | $205.7K | <0.1% | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 9,322 | $203.7K | <0.1% | History |
| METAMeta Platforms, Inc. | Stock | 708 | $203.2K | <0.1% | History |
| OBDCBlue Owl Capital Corp | COM | 11,539 | $158.7K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 11,501 | $134.2K | <0.1% | History |
| DISHDISH Network CORP | CL A | 20,000 | $131.8K | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 15,519 | $122.2K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,200 | $92.5K | <0.1% | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 14,246 | $72.7K | <0.1% | History |