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Livermore
Livermore
ZHEN

Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 11, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
237
−20 vs. Q2 2023
Portfolio value
$948.1M
−$162.5M (−14.6%) vs. Q2 2023
Filed
Oct 11, 2023
SEC
Holdings of Transform Wealth, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF30,006$2.18M0.2%−25,734−46.2%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF30,333$2.05M0.2%−27,087−47.2%Reduced–
ASMLASML Holding NVADR3,482$2.05M0.2%−3,385−49.3%ReducedHistory
WMBWilliams Companies, Inc.COM60,239$2.03M0.2%+40+0.1%AddedHistory
AMTAmerican Tower CorpREIT12,206$2.01M0.2%−12,272−50.1%ReducedHistory
EXCExelon CorpStock52,947$2.00M0.2%−4,643−8.1%ReducedHistory
CEGConstellation Energy CorpStock18,303$2.00M0.2%−1,240−6.3%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF26,500$1.88M0.2%−6,789−20.4%Reduced–
IPGInterpublic Group of Companies, Inc.COM55,077$1.58M0.2%−33,560−37.9%ReducedHistory
HPEHewlett Packard Enterprise CoCOM87,836$1.54M0.2%+87,836NewHistory
Global X FDS37954Y293GLB X MLP ENRG I35,896$1.52M0.2%+15,370+74.9%Added–
SPDR Series Trust78464A763ST STR SP DIV12,763$1.47M0.2%−899−6.6%Reduced–
SPGIS&P Global Inc.Stock3,902$1.43M0.2%−5,700−59.4%ReducedHistory
iShares Tr464287762US HLTHCARE ETF5,050$1.37M0.1%+200+4.1%Added–
Doubleline ETF Trust25861R204SHILLER CAPE U S56,741$1.34M0.1%−64,725−53.3%Reduced–
Schwab US Aggregate Bond ETF808524839ETF30,313$1.34M0.1%−29,641−49.4%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF27,098$1.34M0.1%+27,098New–
EPDEnterprise Products Partners L.P.Stock48,792$1.34M0.1%00.0%UnchangedHistory
WRKWestRock CoCOM36,760$1.32M0.1%+1,968+5.7%AddedHistory
COFCapital One Financial CorpStock12,948$1.26M0.1%−183−1.4%ReducedHistory
CLXClorox CoStock9,350$1.23M0.1%+902+10.7%AddedHistory
POWLPowell Industries IncStock14,584$1.21M0.1%+500+3.6%AddedHistory
FFord Motor CoStock95,176$1.18M0.1%+1,649+1.8%AddedHistory
Schwab International Equity ETF808524805ETF32,484$1.10M0.1%−32,800−50.2%Reduced–
AMAntero Midstream CorpStock90,823$1.09M0.1%00.0%UnchangedHistory
Strategic Trust48817R870RUNNING GWTH ETF42,762$1.09M0.1%+42,762New–
ALLAllstate CorpStock9,647$1.08M0.1%−21,544−69.1%ReducedHistory
Schwab Strategic Tr8085246985 10YR CORP BD25,536$1.08M0.1%+166+0.7%Added–
JNJJohnson & JohnsonStock6,716$1.05M0.1%−21,462−76.2%ReducedHistory
TSLATesla, Inc.Stock4,026$1.01M0.1%−11−0.3%ReducedHistory
PGProcter & Gamble CoStock6,645$969.2K0.1%−12,106−64.6%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM87,717$849.1K0.1%−87,683−50.0%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF7,931$819.4K0.1%−1,162−12.8%Reduced–
iShares MSCI Eafe ETF464287465ETF11,808$813.8K0.1%+160+1.4%Added–
iShares Tr464287150CORE S&P TTL STK8,527$806.9K0.1%−283−3.2%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF16,041$804.9K0.1%−2,764−14.7%Reduced–
iShares Tr464287721U.S. TECH ETF7,509$788.5K0.1%+9+0.1%Added–
RTXRTX CorpStock10,807$777.8K0.1%−1,696−13.6%ReducedHistory
iShares Select Dividend ETF464287168ETF6,840$745.5K0.1%−2,071−23.2%Reduced–
BMYBristol Myers Squibb CoStock12,698$737.0K0.1%−40,607−76.2%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM1,749$715.7K0.1%−1,747−50.0%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT5,014$710.4K0.1%−500−9.1%Reduced–
ABTAbbott LaboratoriesStock7,322$709.1K0.1%−1,984−21.3%ReducedHistory
iShares Tr464287580US CONSUM DISCRE10,566$708.2K0.1%+10,566New–
HONHoneywell International IncCOM3,822$706.1K0.1%−732−16.1%ReducedHistory
iShares Tr464287515EXPANDED TECH2,057$702.1K0.1%+2,057New–
Vanguard Industrials ETF92204A603ETF3,574$698.3K0.1%+3,574New–
VanEck Semiconductor ETF92189F676ETF4,616$669.3K0.1%+4,616New–
GDGeneral Dynamics CorpStock2,925$646.3K0.1%−8,923−75.3%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF12,740$644.6K0.1%−1,006−7.3%Reduced–
MINAberdeen Intermediate Income FundSH BEN INT237,594$636.8K0.1%−221,406−48.2%ReducedHistory
TYTRI-CONTINENTAL CorpCOM23,440$623.3K0.1%−23,052−49.6%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY6,176$621.7K0.1%−104,443−94.4%Reduced–
iShares Tr464288687PFD AND INCM SEC20,593$620.9K0.1%−23,573−53.4%Reduced–
NEANuveen AMT-Free Quality Municipal Income FundCOM63,584$617.6K0.1%−58,032−47.7%ReducedHistory
Vanguard S&P 500 ETF922908363ETF1,509$594.9K0.1%+13+0.9%Added–
PIMFranklin Master Intermediate Income TrustSH BEN INT195,225$593.9K0.1%−168,025−46.3%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF4,334$591.5K0.1%−33−0.8%Reduced–
SYKStryker CorpStock2,086$571.6K0.1%−283−11.9%ReducedHistory
CARRCarrier Global CorpStock10,272$567.0K0.1%−2,892−22.0%ReducedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS37,200$564.0K0.1%+37,200NewHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA11,206$563.9K0.1%+139+1.3%Added–
BKNGBooking Holdings Inc.Stock172$531.7K0.1%+7+4.2%AddedHistory
AXPAmerican Express CoStock3,542$528.4K0.1%+101+2.9%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF2,317$520.5K0.1%−65−2.7%Reduced–
TXNTexas Instruments IncStock3,034$482.4K0.1%−8,561−73.8%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF14,427$478.5K0.1%−1,100−7.1%Reduced–
ETNEaton Corp plcStock2,211$471.6K<0.1%−35−1.6%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,855$468.0K<0.1%−93,529−97.0%Reduced–
FANGDiamondback Energy, Inc.Stock2,898$448.8K<0.1%−72−2.4%ReducedHistory
ROPRoper Technologies IncStock913$442.2K<0.1%+1+0.1%AddedHistory
HPQHP IncStock17,027$442.1K<0.1%−1,501−8.1%ReducedHistory
VRSKVerisk Analytics, Inc.COM1,856$438.6K<0.1%−272−12.8%ReducedHistory
PPTFranklin Premier Income TrustSH BEN INT128,800$435.2K<0.1%−115,000−47.2%ReducedHistory
NUENucor CorpCOM2,771$434.6K<0.1%−1,832−39.8%ReducedHistory
SHELShell plcADR6,745$434.3K<0.1%−959−12.4%ReducedHistory
CMGChipotle Mexican Grill IncCOM236$431.5K<0.1%+4+1.7%AddedHistory
INTUIntuit Inc.Stock834$426.1K<0.1%−35−4.0%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF41,132$425.7K<0.1%−36,432−47.0%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF4,427$419.5K<0.1%−1,421−24.3%Reduced–
iShares Russell 2000 ETF464287655ETF2,332$414.2K<0.1%−123−5.0%Reduced–
VRSNVerisign IncCOM2,039$412.9K<0.1%+110+5.7%AddedHistory
BABoeing CoStock2,083$399.2K<0.1%+25+1.2%AddedHistory
MROMarathon Oil CorpCOM14,852$397.3K<0.1%+279+1.9%AddedHistory
DUKDuke Energy CORPStock4,452$392.9K<0.1%−2,543−36.4%ReducedHistory
PLDPrologis, Inc.REIT3,437$385.7K<0.1%−149−4.2%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock2,173$378.4K<0.1%+173+8.6%AddedHistory
HPHelmerich & Payne, Inc.COM8,919$376.0K<0.1%+354+4.1%AddedHistory
NADNuveen Quality Municipal Income FundCOM36,425$370.7K<0.1%−30,100−45.2%ReducedHistory
TGTTarget CorpStock3,346$369.9K<0.1%−3,548−51.5%ReducedHistory
ADXAdams Diversified Equity Fund, Inc.COM21,577$359.0K<0.1%−29,743−58.0%ReducedHistory
MMM3M CoStock3,788$354.6K<0.1%−3,412−47.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,670$347.8K<0.1%−1,136−40.5%Reduced–
AMGNAmgen IncStock1,290$346.8K<0.1%−61−4.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER7,424$345.4K<0.1%−7,424−50.0%Reduced–
TSITCW Strategic Income Fund IncCOM72,848$338.0K<0.1%−68,448−48.4%ReducedHistory
SGOLabrdn Gold ETF TrustETF18,840$333.3K<0.1%−18,840−50.0%ReducedHistory
FMCFMC CorpCOM NEW4,875$329.3K<0.1%+1,705+53.8%AddedHistory
APHAmphenol CorpCL A3,882$326.9K<0.1%−50−1.3%ReducedHistory
PSXPhillips 66Stock2,698$324.2K<0.1%−479−15.1%ReducedHistory

Sold out since Q2 2023 (44)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF277,905$9.09M0.8%–
SPDR Series Trust78468R408ST TERM HIGH ETF230,172$5.69M0.5%–
Innovator ETFs Trust45782C367INTRNL DEV APRL176,938$4.41M0.4%–
WisdomTree Tr97717W315EMER MKT HIGH FD68,897$2.64M0.2%–
iShares Tr46434V456MSCI INTL QUALTY65,993$2.35M0.2%–
ETF Managers Tr26924G789ETFMG SIT ULTR20,724$1.00M0.1%–
SCHWSchwab Charles CorpStock12,223$692.8K0.1%History
SOSouthern CoStock6,605$464.0K<0.1%History
PEPPepsiCo IncStock2,333$432.2K<0.1%History
PXDPioneer Natural Resources CoCOM1,989$412.1K<0.1%History
PNWPinnacle West Capital CorpCOM4,746$386.6K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF6,830$385.2K<0.1%–
FISFidelity National Information Services, Inc.Stock6,343$346.9K<0.1%History
PFEPfizer IncStock9,402$344.9K<0.1%History
SIGISelective Insurance Group IncCOM3,468$332.8K<0.1%History
DFSDiscover Financial ServicesCOM2,734$319.5K<0.1%History
WFCWells Fargo & CompanyStock6,680$285.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE20,328$282.2K<0.1%–
EWEdwards Lifesciences CorpStock2,888$272.4K<0.1%History
ORCLOracle CorpStock2,236$266.2K<0.1%History
Dimensional U.S. Core Equity 2 ETF25434V708ETF9,322$253.1K<0.1%–
URIUnited Rentals, Inc.COM564$251.2K<0.1%History
DDDuPont de Nemours, Inc.COM3,405$243.3K<0.1%History
CTVACorteva, Inc.Stock4,200$240.7K<0.1%History
AJGArthur J. Gallagher & Co.COM1,086$238.4K<0.1%History
ECLEcolab Inc.Stock1,265$236.8K<0.1%History
Schwab Fundamental U.S. Large Company ETF808524771ETF4,108$236.5K<0.1%–
PAYXPaychex IncStock2,114$236.5K<0.1%History
DDominion Energy, IncStock4,292$222.3K<0.1%History
Schwab Fundamental Emerging Markets Equity ETF808524730ETF8,229$220.3K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,346$219.2K<0.1%–
PEOAdams Natural Resources Fund, Inc.COM10,310$214.7K<0.1%History
NSCNorfolk Southern CorpStock946$214.5K<0.1%History
State Street SPDR Portfolio S&P 500 ETF78464A854ETF4,062$211.7K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,631$208.8K<0.1%–
BALLBALL CorpCOM3,534$205.7K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,322$203.7K<0.1%History
METAMeta Platforms, Inc.Stock708$203.2K<0.1%History
OBDCBlue Owl Capital CorpCOM11,539$158.7K<0.1%History
MHDBlackRock Muniholdings Fund, Inc.COM11,501$134.2K<0.1%History
DISHDISH Network CORPCL A20,000$131.8K<0.1%History
JRONuveen Floating Rate Income Opportunity FundCOM SHS15,519$122.2K<0.1%History
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT11,200$92.5K<0.1%History
MFMAberdeen Municipal Income FundSH BEN INT14,246$72.7K<0.1%History