Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 11, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 237
- −20 vs. Q2 2023
- Portfolio value
- $948.1M
- −$162.5M (−14.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464287721 | U.S. TECH ETF | 7,509 | $788.5K | 0.1% | +9+0.1% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 16,041 | $804.9K | 0.1% | −2,764−14.7% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 8,527 | $806.9K | 0.1% | −283−3.2% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 11,808 | $813.8K | 0.1% | +160+1.4% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 7,931 | $819.4K | 0.1% | −1,162−12.8% | Reduced | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 87,717 | $849.1K | 0.1% | −87,683−50.0% | Reduced | History |
| PGProcter & Gamble Co | Stock | 6,645 | $969.2K | 0.1% | −12,106−64.6% | Reduced | History |
| TSLATesla, Inc. | Stock | 4,026 | $1.01M | 0.1% | −11−0.3% | Reduced | History |
| JNJJohnson & Johnson | Stock | 6,716 | $1.05M | 0.1% | −21,462−76.2% | Reduced | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 25,536 | $1.08M | 0.1% | +166+0.7% | Added | – |
| ALLAllstate Corp | Stock | 9,647 | $1.08M | 0.1% | −21,544−69.1% | Reduced | History |
| Strategic Trust48817R870 | RUNNING GWTH ETF | 42,762 | $1.09M | 0.1% | +42,762 | New | – |
| AMAntero Midstream Corp | Stock | 90,823 | $1.09M | 0.1% | 00.0% | Unchanged | History |
| Schwab International Equity ETF808524805 | ETF | 32,484 | $1.10M | 0.1% | −32,800−50.2% | Reduced | – |
| FFord Motor Co | Stock | 95,176 | $1.18M | 0.1% | +1,649+1.8% | Added | History |
| POWLPowell Industries Inc | Stock | 14,584 | $1.21M | 0.1% | +500+3.6% | Added | History |
| CLXClorox Co | Stock | 9,350 | $1.23M | 0.1% | +902+10.7% | Added | History |
| COFCapital One Financial Corp | Stock | 12,948 | $1.26M | 0.1% | −183−1.4% | Reduced | History |
| WRKWestRock Co | COM | 36,760 | $1.32M | 0.1% | +1,968+5.7% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 48,792 | $1.34M | 0.1% | 00.0% | Unchanged | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 27,098 | $1.34M | 0.1% | +27,098 | New | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 30,313 | $1.34M | 0.1% | −29,641−49.4% | Reduced | – |
| Doubleline ETF Trust25861R204 | SHILLER CAPE U S | 56,741 | $1.34M | 0.1% | −64,725−53.3% | Reduced | – |
| iShares Tr464287762 | US HLTHCARE ETF | 5,050 | $1.37M | 0.1% | +200+4.1% | Added | – |
| SPGIS&P Global Inc. | Stock | 3,902 | $1.43M | 0.2% | −5,700−59.4% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 12,763 | $1.47M | 0.2% | −899−6.6% | Reduced | – |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 35,896 | $1.52M | 0.2% | +15,370+74.9% | Added | – |
| HPEHewlett Packard Enterprise Co | COM | 87,836 | $1.54M | 0.2% | +87,836 | New | History |
| IPGInterpublic Group of Companies, Inc. | COM | 55,077 | $1.58M | 0.2% | −33,560−37.9% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 26,500 | $1.88M | 0.2% | −6,789−20.4% | Reduced | – |
| CEGConstellation Energy Corp | Stock | 18,303 | $2.00M | 0.2% | −1,240−6.3% | Reduced | History |
| EXCExelon Corp | Stock | 52,947 | $2.00M | 0.2% | −4,643−8.1% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 12,206 | $2.01M | 0.2% | −12,272−50.1% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 60,239 | $2.03M | 0.2% | +40+0.1% | Added | History |
| ASMLASML Holding NV | ADR | 3,482 | $2.05M | 0.2% | −3,385−49.3% | Reduced | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 30,333 | $2.05M | 0.2% | −27,087−47.2% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 30,006 | $2.18M | 0.2% | −25,734−46.2% | Reduced | – |
| CNICanadian National Railway Co | Stock | 20,276 | $2.20M | 0.2% | −20,291−50.0% | Reduced | History |
| CAHCardinal Health Inc | Stock | 25,507 | $2.21M | 0.2% | +25,507 | New | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 54,103 | $2.22M | 0.2% | −22,772−29.6% | Reduced | – |
| NKENIKE, Inc. | Stock | 24,914 | $2.39M | 0.3% | −23,225−48.2% | Reduced | History |
| NVDANVIDIA Corp | Stock | 5,550 | $2.41M | 0.3% | −6,565−54.2% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 18,804 | $2.42M | 0.3% | +2,311+14.0% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 48,396 | $2.44M | 0.3% | −38,036−44.0% | Reduced | – |
| NVSNovartis AG | ADR | 24,301 | $2.48M | 0.3% | +24,301 | New | History |
| CMCSAComcast Corp | Stock | 56,725 | $2.52M | 0.3% | +56,725 | New | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 61,872 | $2.56M | 0.3% | −63,453−50.6% | Reduced | – |
| DELLDell Technologies Inc. | Stock | 38,182 | $2.63M | 0.3% | +305+0.8% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 42,640 | $2.93M | 0.3% | −56,626−57.0% | Reduced | – |
| ELVElevance Health, Inc. | Stock | 6,886 | $3.00M | 0.3% | +23+0.3% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 76,936 | $3.17M | 0.3% | −672−0.9% | Reduced | – |
| VVisa Inc. | Stock | 13,956 | $3.21M | 0.3% | −13,827−49.8% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 43,645 | $3.29M | 0.3% | −39,327−47.4% | Reduced | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 9,071 | $3.47M | 0.4% | +9+0.1% | Added | – |
| WMWaste Management Inc | Stock | 23,083 | $3.52M | 0.4% | −34,206−59.7% | Reduced | History |
| LOWLowes Companies Inc | Stock | 16,982 | $3.53M | 0.4% | +276+1.7% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 12,322 | $3.60M | 0.4% | −11,825−49.0% | Reduced | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 249,102 | $3.72M | 0.4% | +249,102 | New | – |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 151,375 | $3.77M | 0.4% | +151,375 | New | – |
| BXBlackstone Inc. | COM | 35,643 | $3.82M | 0.4% | −35,243−49.7% | Reduced | History |
| CATCaterpillar Inc | Stock | 14,006 | $3.82M | 0.4% | −13,251−48.6% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 72,702 | $3.89M | 0.4% | −29,808−29.1% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 23,392 | $4.01M | 0.4% | −22,810−49.4% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 21,612 | $4.04M | 0.4% | +21,612 | New | History |
| HHyatt Hotels Corp | COM CL A | 38,200 | $4.05M | 0.4% | +497+1.3% | Added | History |
| MRKMerck & Co., Inc. | Stock | 39,441 | $4.09M | 0.4% | −28,565−42.0% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 29,400 | $4.12M | 0.4% | +1,535+5.5% | Added | History |
| BLDRBuilders FirstSource, Inc. | Stock | 35,818 | $4.46M | 0.5% | +35,818 | New | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 75,775 | $4.49M | 0.5% | −4,943−6.1% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 21,348 | $4.53M | 0.5% | −17,210−44.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q274 | SHORT DURA CORE | 106,134 | $4.81M | 0.5% | +1,600+1.5% | Added | – |
| HCAHCA Healthcare, Inc. | COM | 20,309 | $5.00M | 0.5% | +618+3.1% | Added | History |
| ULUnilever PLC | SPON ADR NEW | 105,399 | $5.21M | 0.5% | +5,193+5.2% | Added | History |
| ULTAUlta Beauty, Inc. | Stock | 13,329 | $5.32M | 0.6% | −872−6.1% | Reduced | History |
| CBChubb Ltd | Stock | 25,543 | $5.34M | 0.6% | −10,108−28.4% | Reduced | History |
| KLACKLA Corp | COM NEW | 11,818 | $5.42M | 0.6% | +11,818 | New | History |
| SBUXStarbucks Corp | Stock | 60,027 | $5.48M | 0.6% | −2,610−4.2% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 42,114 | $5.55M | 0.6% | −16,910−28.6% | Reduced | History |
| TAPMolson Coors Beverage Co | CL B | 87,325 | $5.55M | 0.6% | +5,469+6.7% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 10,971 | $5.56M | 0.6% | −3,165−22.4% | Reduced | History |
| SLBSLB Limited | Stock | 97,331 | $5.70M | 0.6% | +2,752+2.9% | Added | History |
| IAUiShares Gold Trust | ETF | 164,742 | $5.76M | 0.6% | −174,513−51.4% | Reduced | History |
| CRHCRH Public Ltd Co | ORD | 105,689 | $5.78M | 0.6% | +105,689 | New | History |
| LLYEli Lilly & Co | Stock | 10,972 | $5.89M | 0.6% | −11,679−51.6% | Reduced | History |
| CPAYCorpay, Inc. | COM | 23,132 | $5.91M | 0.6% | +23,132 | New | History |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 75,986 | $5.98M | 0.6% | −78,466−50.8% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 13,916 | $6.01M | 0.6% | +274+2.0% | Added | – |
| MAMastercard Inc | Stock | 15,985 | $6.33M | 0.7% | +165+1.0% | Added | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 35,691 | $6.42M | 0.7% | +35,691 | New | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 127,901 | $6.44M | 0.7% | +92,252+258.8% | Added | – |
| LINLinde PLC | Stock | 17,560 | $6.54M | 0.7% | +1,302+8.0% | Added | History |
| TJXTJX Companies Inc | Stock | 74,154 | $6.59M | 0.7% | +7,997+12.1% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 8,122 | $6.68M | 0.7% | +373+4.8% | Added | History |
| NXPINXP Semiconductors N.V. | COM | 33,482 | $6.73M | 0.7% | +2,538+8.2% | Added | History |
| MSCIMSCI Inc. | Stock | 13,186 | $6.77M | 0.7% | −4,195−24.1% | Reduced | History |
| ACNAccenture plc | Stock | 23,321 | $7.16M | 0.8% | +243+1.1% | Added | History |
| PIMCO ETF Tr72201R627 | SR LN ACTIVE ETF | 143,587 | $7.22M | 0.8% | +43,457+43.4% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 79,597 | $7.31M | 0.8% | −99−0.1% | Reduced | – |
| NVONovo Nordisk A S | ADR | 81,618 | $7.42M | 0.8% | +8,520+11.7% | AddedConverted for a 2-for-1 split | History |
| ORLYO Reilly Automotive Inc | Stock | 8,182 | $7.44M | 0.8% | +38+0.5% | Added | History |
Sold out since Q2 2023 (44)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 277,905 | $9.09M | 0.8% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 230,172 | $5.69M | 0.5% | – |
| Innovator ETFs Trust45782C367 | INTRNL DEV APRL | 176,938 | $4.41M | 0.4% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 68,897 | $2.64M | 0.2% | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 65,993 | $2.35M | 0.2% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 20,724 | $1.00M | 0.1% | – |
| SCHWSchwab Charles Corp | Stock | 12,223 | $692.8K | 0.1% | History |
| SOSouthern Co | Stock | 6,605 | $464.0K | <0.1% | History |
| PEPPepsiCo Inc | Stock | 2,333 | $432.2K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 1,989 | $412.1K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 4,746 | $386.6K | <0.1% | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 6,830 | $385.2K | <0.1% | – |
| FISFidelity National Information Services, Inc. | Stock | 6,343 | $346.9K | <0.1% | History |
| PFEPfizer Inc | Stock | 9,402 | $344.9K | <0.1% | History |
| SIGISelective Insurance Group Inc | COM | 3,468 | $332.8K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,734 | $319.5K | <0.1% | History |
| WFCWells Fargo & Company | Stock | 6,680 | $285.1K | <0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 20,328 | $282.2K | <0.1% | – |
| EWEdwards Lifesciences Corp | Stock | 2,888 | $272.4K | <0.1% | History |
| ORCLOracle Corp | Stock | 2,236 | $266.2K | <0.1% | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 9,322 | $253.1K | <0.1% | – |
| URIUnited Rentals, Inc. | COM | 564 | $251.2K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 3,405 | $243.3K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 4,200 | $240.7K | <0.1% | History |
| AJGArthur J. Gallagher & Co. | COM | 1,086 | $238.4K | <0.1% | History |
| ECLEcolab Inc. | Stock | 1,265 | $236.8K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 4,108 | $236.5K | <0.1% | – |
| PAYXPaychex Inc | Stock | 2,114 | $236.5K | <0.1% | History |
| DDominion Energy, Inc | Stock | 4,292 | $222.3K | <0.1% | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 8,229 | $220.3K | <0.1% | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 4,346 | $219.2K | <0.1% | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 10,310 | $214.7K | <0.1% | History |
| NSCNorfolk Southern Corp | Stock | 946 | $214.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 4,062 | $211.7K | <0.1% | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,631 | $208.8K | <0.1% | – |
| BALLBALL Corp | COM | 3,534 | $205.7K | <0.1% | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 9,322 | $203.7K | <0.1% | History |
| METAMeta Platforms, Inc. | Stock | 708 | $203.2K | <0.1% | History |
| OBDCBlue Owl Capital Corp | COM | 11,539 | $158.7K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 11,501 | $134.2K | <0.1% | History |
| DISHDISH Network CORP | CL A | 20,000 | $131.8K | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 15,519 | $122.2K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,200 | $92.5K | <0.1% | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 14,246 | $72.7K | <0.1% | History |