Skip to main content
Livermore
Livermore
ZHEN

Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 15, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
199
−22 vs. Q1 2022
Portfolio value
$672.2M
−$219.9M (−24.6%) vs. Q1 2022
Filed
Jul 15, 2022
SEC
Holdings of Transform Wealth, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMPEAmpio Pharmaceuticals, Inc.COM33,382$6.00K<0.1%−69,359−67.5%ReducedHistory
FISKEmpire State Realty OP, L.P.UNIT LTD PRT 25013,565$88.0K<0.1%00.0%UnchangedHistory
FFord Motor CoStock10,330$115.0K<0.1%+10,330NewHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS13,944$115.0K<0.1%+2,505+21.9%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM10,396$123.0K<0.1%+10,396NewHistory
OBDCBlue Owl Capital CorpCOM11,581$146.0K<0.1%−11,073−48.9%ReducedHistory
NADNuveen Quality Municipal Income FundCOM11,621$146.0K<0.1%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT777$200.0K<0.1%−7,667−90.8%ReducedHistory
ISPOInspirato IncCOMMON STOCK43,251$200.0K<0.1%+3,251+8.1%AddedHistory
BOKFBok Financial CorpCOM NEW2,765$209.0K<0.1%−2,335−45.8%ReducedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6031,546$209.0K<0.1%−10,737−25.4%ReducedHistory
POWLPowell Industries IncStock9,084$212.0K<0.1%−2,525,071−99.6%ReducedHistory
NSCNorfolk Southern CorpStock946$215.0K<0.1%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF2,039$217.0K<0.1%−1,538−43.0%Reduced–
ZTSZoetis Inc.Stock1,304$224.0K<0.1%−27,403−95.5%ReducedHistory
MCDMcDonalds CorpStock920$227.0K<0.1%−100−9.8%ReducedHistory
WWDWoodward, Inc.COM2,460$228.0K<0.1%−250−9.2%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,238$230.0K<0.1%−725−14.6%Reduced–
NKENIKE, Inc.Stock2,259$231.0K<0.1%−29,430−92.9%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD1,974$236.0K<0.1%−23−1.2%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,211$238.0K<0.1%−396−3.7%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,390$238.0K<0.1%+250+4.9%Added–
AMAntero Midstream CorpStock26,651$241.0K<0.1%−64,172−70.7%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,549$249.0K<0.1%+3,549New–
PEPPepsiCo IncStock1,529$255.0K<0.1%−577−27.4%ReducedHistory
MOAltria Group, Inc.Stock5,966$255.0K<0.1%−259−4.2%ReducedHistory
CMGChipotle Mexican Grill IncCOM201$263.0K<0.1%−49−19.6%ReducedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,145$264.0K<0.1%−40−1.0%Reduced–
MTCHMatch Group, Inc.COM3,911$273.0K<0.1%+36+0.9%AddedHistory
APHAmphenol CorpCL A4,249$274.0K<0.1%−2,060−32.7%ReducedHistory
AJGArthur J. Gallagher & Co.COM1,681$274.0K<0.1%−95−5.3%ReducedHistory
Schwab U.S. Broad Market ETF808524102ETF6,372$282.0K<0.1%−132−2.0%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,092$288.0K<0.1%−241−10.3%Reduced–
ECLEcolab Inc.Stock1,872$289.0K<0.1%−1,601−46.1%ReducedHistory
AMPAmeriprise Financial IncCOM1,230$292.0K<0.1%−33−2.6%ReducedHistory
QCOMQualcomm IncStock2,301$294.0K<0.1%−265−10.3%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,179$300.0K<0.1%00.0%Unchanged–
PPLIPeople IncCOM NEW4,046$307.0K<0.1%−107−2.6%ReducedHistory
DFSDiscover Financial ServicesCOM3,291$311.0K<0.1%−146−4.2%ReducedHistory
Schwab US Tips ETF808524870ETF5,627$314.0K<0.1%−76−1.3%Reduced–
CCitigroup IncStock6,977$321.0K<0.1%−371−5.0%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM5,870$325.0K<0.1%+1,832+45.4%Added–
CCICrown Castle Inc.REIT1,944$327.0K<0.1%−144−6.9%ReducedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND4,048$333.0K<0.1%00.0%Unchanged–
NEENextera Energy IncStock4,325$335.0K<0.1%−2,907−40.2%ReducedHistory
MDTMedtronic plcStock3,752$339.0K0.1%−134−3.4%ReducedHistory
BKNGBooking Holdings Inc.Stock196$342.0K0.1%+5+2.6%AddedHistory
SNASnap-on IncCOM1,761$347.0K0.1%−93−5.0%ReducedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF11,909$354.0K0.1%−110−0.9%Reduced–
PMPhilip Morris International Inc.Stock3,661$366.0K0.1%−164−4.3%ReducedHistory
VZVerizon Communications IncStock7,506$381.0K0.1%−1,289−14.7%ReducedHistory
PSXPhillips 66Stock4,711$386.0K0.1%−205−4.2%ReducedHistory
MROMarathon Oil CorpCOM17,194$387.0K0.1%+17,194NewHistory
MRKMerck & Co., Inc.Stock4,249$389.0K0.1%−231−5.2%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF6,854$403.0K0.1%00.0%Unchanged–
Innovator ETFs Trust45782C870US EQT PWR BUF14,919$403.0K0.1%+14,919New–
INTUIntuit Inc.Stock1,058$408.0K0.1%−126−10.6%ReducedHistory
FMCFMC CorpCOM NEW3,816$410.0K0.1%+3,816NewHistory
VRSNVerisign IncCOM2,509$420.0K0.1%+166+7.1%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF14,716$429.0K0.1%+14,716New–
FISFidelity National Information Services, Inc.Stock4,728$433.0K0.1%−614−11.5%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF3,099$445.0K0.1%−199−6.0%Reduced–
SHELShell plcADR8,552$447.0K0.1%−610−6.7%ReducedHistory
SYKStryker CorpStock2,244$448.0K0.1%−140−5.9%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF3,156$457.0K0.1%+240+8.2%Added–
MSCIMSCI Inc.Stock1,116$460.0K0.1%−101−8.3%ReducedHistory
BABoeing CoStock3,417$467.0K0.1%−375−9.9%ReducedHistory
CARRCarrier Global CorpStock13,040$467.0K0.1%−406−3.0%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF3,745$476.0K0.1%−38,392−91.1%Reduced–
SBUXStarbucks CorpStock6,236$476.0K0.1%+2,497+66.8%AddedHistory
PAYXPaychex IncStock4,324$492.0K0.1%−615−12.5%ReducedHistory
ETNEaton Corp plcStock3,920$494.0K0.1%−52,302−93.0%ReducedHistory
VRSKVerisk Analytics, Inc.COM2,857$495.0K0.1%−551−16.2%ReducedHistory
SPGIS&P Global Inc.Stock1,481$499.0K0.1%−611−29.2%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,743$502.0K0.1%−668−15.1%Reduced–
BLKBlackRock, Inc.COM834$508.0K0.1%−7,722−90.3%ReducedHistory
Innovator ETFs Trust45782C664US EQTY BUF SEP17,707$518.0K0.1%+705+4.1%Added–
AXPAmerican Express CoStock3,804$529.0K0.1%+108+2.9%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF12,459$556.0K0.1%−707−5.4%Reduced–
Vanguard S&P 500 ETF922908363ETF1,606$559.0K0.1%−27,574−94.5%Reduced–
DUKDuke Energy CORPStock5,311$569.0K0.1%−94−1.7%ReducedHistory
UNPUnion Pacific CorpStock2,700$576.0K0.1%−1,571−36.8%ReducedHistory
Barclays Bank PLC06742A669IPATH SHILR CAPE30,995$579.0K0.1%−11,939−27.8%Reduced–
LMTLockheed Martin CorpStock1,357$583.0K0.1%−45−3.2%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF8,224$588.0K0.1%−52−0.6%Reduced–
EWEdwards Lifesciences CorpStock6,230$592.0K0.1%−2,966−32.3%ReducedHistory
iShares MSCI Eafe ETF464287465ETF9,546$597.0K0.1%−507−5.0%Reduced–
AMGNAmgen IncStock2,484$604.0K0.1%−40−1.6%ReducedHistory
TSLATesla, Inc.Stock914$616.0K0.1%−122−11.8%ReducedHistory
iShares Tr464287721U.S. TECH ETF7,849$628.0K0.1%+356+4.8%Added–
LHXL3HARRIS Technologies, Inc.Stock2,610$631.0K0.1%−89−3.3%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF3,131$646.0K0.1%−6−0.2%Reduced–
iShares Tr4642874571 3 YR TREAS BD8,202$679.0K0.1%−1,261−13.3%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF4,253$802.0K0.1%+608+16.7%Added–
RTXRTX CorpStock8,377$805.0K0.1%−424−4.8%ReducedHistory
CEGConstellation Energy CorpStock14,115$808.0K0.1%+50+0.4%AddedHistory
PLDPrologis, Inc.REIT6,872$809.0K0.1%−299−4.2%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF7,950$809.0K0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF5,969$813.0K0.1%−73−1.2%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF9,436$824.0K0.1%−802−7.8%Reduced–

Sold out since Q1 2022 (34)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
CRMSalesforce, Inc.Stock31,145$6.61M0.7%History
NVDANVIDIA CorpStock21,456$5.86M0.7%History
BRK.BBerkshire Hathaway IncStock12,412$4.38M0.5%History
URIUnited Rentals, Inc.COM12,184$4.33M0.5%History
BNYBank of New York Mellon CorpStock30,911$1.53M0.2%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR12,626$1.32M0.1%History
VanEck Semiconductor ETF92189F676ETF4,725$1.27M0.1%–
ICEIntercontinental Exchange, Inc.Stock7,008$925.0K0.1%History
MQMarqeta, Inc.CLASS A COM77,629$857.0K0.1%History
WRBBerkley W R CorpCOM12,193$812.0K0.1%History
KMXCarMax IncCOM7,410$715.0K0.1%History
MUMicron Technology IncStock8,782$684.0K0.1%History
WMTWalmart Inc.Stock3,528$525.0K0.1%History
CACCCredit Acceptance CorpCOM910$501.0K0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA6,800$475.0K0.1%History
Innovator ETFs Trust45782C573US EQTY PWR BUF15,199$464.0K0.1%–
NFLXNetflix IncStock1,101$413.0K<0.1%History
ATVIActivision Blizzard, Inc.COM4,873$391.0K<0.1%History
WWayfair Inc.CL A3,355$372.0K<0.1%History
MPCMarathon Petroleum CorpStock4,264$364.0K<0.1%History
Vanguard Morningstar Growth ETF922908736ETF1,215$349.0K<0.1%–
iShares Core Dividend Growth ETF46434V621ETF6,126$328.0K<0.1%–
CHDChurch & Dwight Co IncCOM3,247$323.0K<0.1%History
JJacobs Solutions Inc.COM2,316$319.0K<0.1%History
Invesco QQQ Trust Series I46090E103ETF787$285.0K<0.1%–
XELXcel Energy IncStock3,547$256.0K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,888$254.0K<0.1%–
Innovator ETFs Trust45782C540US EQTY PWR BUF8,001$250.0K<0.1%–
Innovator ETFs Trust45782C813US EQTY PWR BUF8,071$247.0K<0.1%–
CHKPCheck Point Software Technologies LtdORD1,768$244.0K<0.1%History
RSGRepublic Services, Inc.COM1,637$217.0K<0.1%History
TAT&T Inc.Stock9,038$214.0K<0.1%History
MMM3M CoStock1,393$207.0K<0.1%History
ORealty Income CorpREIT2,965$205.0K<0.1%History