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Livermore
Livermore
ZHEN

Matisse Capital

SEC CIK
0001668256
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 8, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
150
+2 vs. Q2 2021
Portfolio value
$271.7M
−$44.4M (−14.0%) vs. Q2 2021
Filed
Nov 8, 2021
SEC
Holdings of Matisse Capital in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Pershing Square Tontine Hldg71531R109COM CL A747,000$14.7M5.4%+747,000New–
HFROHighland Opportunities & Income FundHIGHLAND INCOME1,233,000$13.3M4.9%−144,000−10.5%ReducedHistory
ADXAdams Diversified Equity Fund, Inc.COM578,248$11.4M4.2%−23,000−3.8%ReducedHistory
CETCentral Securities CorpCOM262,240$11.1M4.1%−32,700−11.1%ReducedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW712,000$9.90M3.6%−43,600−5.8%ReducedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM1,180,050$8.59M3.2%−52,452−4.3%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF144,608$7.26M2.7%+14,700+11.3%Added–
TYGTortoise Energy Infrastructure CorpCOM264,700$7.17M2.6%−19,817−7.0%ReducedHistory
IIFMorgan Stanley India Investment Fund, Inc.COM258,540$7.13M2.6%−20,221−7.3%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT510,000$6.23M2.3%−54,558−9.7%ReducedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM276,900$6.05M2.2%−18,371−6.2%ReducedHistory
CAFMorgan Stanley China A Share Fund, Inc.COM282,035$5.92M2.2%−131,514−31.8%ReducedHistory
ASAASA Gold & Precious Metals LtdSHS310,248$5.86M2.2%−36,399−10.5%ReducedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM996,408$5.83M2.1%−422,391−29.8%ReducedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM1,166,605$5.75M2.1%−56,980−4.7%ReducedHistory
HGLBHighland Global Allocation FundCOM628,923$5.72M2.1%−59,977−8.7%ReducedHistory
MSFTMicrosoft CorpStock18,670$5.26M1.9%−134−0.7%ReducedHistory
GAMGeneral American Investors Co IncCOM121,952$5.25M1.9%−8,005−6.2%ReducedHistory
STEWSRH Total Return Fund, Inc.COM387,493$5.08M1.9%−19,525−4.8%ReducedHistory
NTGTortoise Midstream Energy Fund, Inc.COM169,891$4.91M1.8%−19,109−10.1%ReducedHistory
AAPLApple Inc.Stock34,266$4.85M1.8%+156+0.5%AddedHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund320,249$4.46M1.6%+320,249NewHistory
JOFJapan Smaller Capitalization Fund IncCOM366,386$3.32M1.2%−22,320−5.7%ReducedHistory
SMMSalient Midstream & MLP FundSH BEN INT510,700$3.24M1.2%−30,000−5.5%ReducedHistory
ASNDAscendis Pharma A/SSPONSORED ADR19,910$3.17M1.2%+820+4.3%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM277,831$3.17M1.2%−135,169−32.7%ReducedHistory
AMZNAmazon Com IncStock920$3.02M1.1%+96+11.7%AddedHistory
TWNTaiwan Fund IncCOM84,300$2.97M1.1%−8,700−9.4%ReducedHistory
RMR Mortgage Tr76970B101COM287,718$2.97M1.1%−14,587−4.8%Reduced–
Macquarie Global Infrastruct55608D101COM119,100$2.78M1.0%−16,900−12.4%Reduced–
SWZTotal Return Securities FundCOM292,100$2.68M1.0%−19,803−6.3%ReducedHistory
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM131,692$2.68M1.0%−314,308−70.5%ReducedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS196,463$2.60M1.0%−9,757−4.7%ReducedHistory
JEQAbrdn Japan Equity Fund, Inc.COM254,216$2.48M0.9%−19,018−7.0%ReducedHistory
LRCXLam Research CorpCOM3,997$2.27M0.8%−583−12.7%ReducedHistory
USBUS Bancorp DECOM NEW37,266$2.21M0.8%00.0%UnchangedHistory
CCIFCarlyle Credit Income FundSHS BEN INT208,890$2.19M0.8%−161,485−43.6%ReducedHistory
CHNChina Fund, Inc.COM80,080$2.04M0.7%−3,354−4.0%ReducedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM120,674$1.92M0.7%−71,273−37.1%ReducedHistory
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT126,071$1.75M0.6%−20,929−14.2%ReducedHistory
GOOGLAlphabet Inc.Stock638$1.71M0.6%+8+1.3%AddedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT116,000$1.71M0.6%−32,877−22.1%ReducedHistory
GDLGDL FundCOM SH BEN IT185,744$1.67M0.6%−27,769−13.0%ReducedHistory
SWAVShockwave Medical, Inc.COM8,086$1.67M0.6%−20−0.2%ReducedHistory
ELVElevance Health, Inc.Stock4,272$1.59M0.6%00.0%UnchangedHistory
SRVNXG Cushing Midstream Energy FundCOM NEW44,005$1.40M0.5%−22,043−33.4%ReducedHistory
GERGoldman Sachs MLP & Energy Renaissance FundCOM125,730$1.35M0.5%−22,172−15.0%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM163,189$1.31M0.5%−180,414−52.5%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM278,700$1.16M0.4%−639,213−69.6%ReducedHistory
IRLNew Ireland Fund IncCOM89,150$1.10M0.4%−2,913−3.2%ReducedHistory
NKENIKE, Inc.Stock7,248$1.05M0.4%−52−0.7%ReducedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM70,000$993.0K0.4%00.0%UnchangedHistory
DYFNAngel Oak Dynamic Financial Strategies Income Term TrustCOM BEN INT47,000$961.0K0.4%00.0%UnchangedHistory
CEECentral & Eastern Europe Fund, Inc.COM32,706$944.0K0.3%−19,329−37.1%ReducedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM65,100$932.0K0.3%00.0%UnchangedHistory
JSDNuveen Short Duration Credit Opportunities FundCOM58,000$876.0K0.3%00.0%UnchangedHistory
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT43,674$870.0K0.3%−19,668−31.1%ReducedHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM56,146$866.0K0.3%00.0%UnchangedHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM68,000$851.0K0.3%00.0%UnchangedHistory
NBONeuberger Berman New York Municipal Fund Inc.COM64,148$843.0K0.3%00.0%UnchangedHistory
HDHome Depot, Inc.Stock2,564$842.0K0.3%+60+2.4%AddedHistory
GRFEagle Capital Growth Fund, Inc.COM88,396$830.0K0.3%−2,005−2.2%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM50,826$804.0K0.3%00.0%UnchangedHistory
GHYPGIM Global High Yield Fund, Inc.COM52,000$801.0K0.3%00.0%UnchangedHistory
MSDMorgan Stanley Emerging Markets Debt Fund IncCOM87,000$793.0K0.3%00.0%UnchangedHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT57,800$787.0K0.3%00.0%UnchangedHistory
INTCIntel CorpStock13,954$743.0K0.3%−720−4.9%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM55,837$740.0K0.3%00.0%UnchangedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT49,815$735.0K0.3%00.0%UnchangedHistory
XYZBlock, Inc.CL A3,000$720.0K0.3%00.0%UnchangedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM48,000$694.0K0.3%00.0%UnchangedHistory
SHOPShopify Inc.Stock500$678.0K0.2%+500NewHistory
AFTApollo Senior Floating Rate Fund Inc.COM41,793$660.0K0.2%00.0%UnchangedHistory
ARVNArvinas, Inc.COM7,730$635.0K0.2%−200−2.5%ReducedHistory
Vanguard Utilities ETF92204A876ETF4,400$612.0K0.2%+4,400New–
JGHNuveen Global High Income FundSHS38,103$612.0K0.2%00.0%UnchangedHistory
HUBSHubSpot IncCOM900$608.0K0.2%+100+12.5%AddedHistory
BRK.BBerkshire Hathaway IncStock2,205$602.0K0.2%00.0%UnchangedHistory
ADIAnalog Devices IncStock3,416$572.0K0.2%+3,416NewHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT33,057$563.0K0.2%00.0%UnchangedHistory
Delaware Ivy Hig246107106Closed-End Fund41,193$563.0K0.2%+41,193New–
NOCNorthrop Grumman CorpStock1,560$562.0K0.2%00.0%UnchangedHistory
LOWLowes Companies IncStock2,700$548.0K0.2%00.0%UnchangedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN39,000$540.0K0.2%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW541$538.0K0.2%00.0%UnchangedHistory
FDEUFirst Trust Dynamic Europe Equity Income FundCOM SHS41,600$536.0K0.2%−31,922−43.4%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT34,700$526.0K0.2%00.0%UnchangedHistory
RNGRingCentral, Inc.CL A2,400$522.0K0.2%+800+50.0%AddedHistory
MEDMedifast IncCOM2,700$520.0K0.2%+550+25.6%AddedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF38,800$516.0K0.2%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock1,125$506.0K0.2%+39+3.6%AddedHistory
JPMJPMorgan Chase & CoStock3,031$496.0K0.2%+55+1.8%AddedHistory
MAMastercard IncStock1,416$492.0K0.2%00.0%UnchangedHistory
SBUXStarbucks CorpStock4,445$490.0K0.2%00.0%UnchangedHistory
WMTWalmart Inc.Stock3,389$472.0K0.2%+69+2.1%AddedHistory
SPDR Series Trust78464A383ST STR BACKE ETF17,408$448.0K0.2%+17,408New–
Vanguard Malvern FDS922020805STRM INFPROIDX8,500$447.0K0.2%+8,500New–
iShares Tr46436E700IBONDS 21 TRM TS17,600$446.0K0.2%+17,600New–
iShares Tr46436E882IBONDS 23 TRM TS17,400$446.0K0.2%+17,400New–
Franklin ETF Tr353506108SHRT DUR US GOVT4,700$445.0K0.2%+4,700New–

Sold out since Q2 2021 (25)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Matisse Capital sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Tortoise Essential Assets IN89148A103COM SH BEN INT331,170$4.91M1.6%–
GDVGabelli Dividend & Income TrustCOM165,002$4.34M1.4%History
Alps ETF Tr00162Q452ALERIAN MLP100,000$3.64M1.2%–
HQLabrdn Life Sciences InvestorsSH BEN INT165,000$3.54M1.1%History
BMEZBlackRock Health Sciences Term TrustCOM SHS107,000$3.09M1.0%History
HQHabrdn Healthcare InvestorsSH BEN INT86,000$2.21M0.7%History
RVTRoyce Small-Cap Trust, Inc.COM114,207$2.17M0.7%History
TEITempleton Emerging Markets Income FundCOM235,531$1.88M0.6%History
Global X FDS37954Y293GLB X MLP ENRG I37,000$1.34M0.4%–
NDPTortoise Energy Independence Fund, Inc.COM55,000$1.11M0.4%History
AEFabrdn Emerging Markets ex-China Fund, Inc.COM121,636$1.10M0.3%History
Nuveen Diversified Divid & I6706EP105COM93,813$976.0K0.3%–
NCZVirtus Convertible & Income Fund IICOM170,010$910.0K0.3%History
HERZHerzfeld Credit Income Fund, IncCOM102,275$641.0K0.2%History
Ivy High Income Opportunitie465893105COM41,193$579.0K0.2%–
MXIMMaxim Integrated Products IncCOM5,233$551.0K0.2%History
NXGNXG NextGen Infrastructure Income FundCOM11,226$543.0K0.2%History
DISWalt Disney CoStock2,670$469.0K0.1%History
PYPLPayPal Holdings, Inc.Stock1,500$437.0K0.1%History
First Tr Energy Infrastrctr33738C103COM30,000$409.0K0.1%–
TTPTortoise Pipeline & Energy Fund, Inc.COM11,721$280.0K0.1%History
iShares Tr464288273EAFE SML CP ETF3,700$274.0K0.1%–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM11,510$231.0K0.1%History
HUMHumana IncStock499$221.0K0.1%History
ONEM1Life Healthcare IncCOM6,194$205.0K0.1%History