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Livermore
Livermore
ZHEN

Aptus Capital Advisors, LLC

SEC CIK
0001664193
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 27, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
523
−31 vs. Q2 2021
Portfolio value
$2.53B
+$337.4M (+15.4%) vs. Q2 2021
Filed
Oct 27, 2021
SEC
Holdings of Aptus Capital Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETF Ser Solutions26922A388APTUS DEFINED9,363,684$268.1M10.6%+377,079+4.2%Added–
iShares Tr46434VAX8IBONDS DEC23 ETF8,085,351$210.2M8.3%+1,841,165+29.5%Added–
iShares Tr46434VBA7IBONDS DEC22 ETF5,436,140$137.6M5.4%+912,895+20.2%Added–
iShares Tr46434VBG4IBONDS DEC24 ETF5,048,729$132.7M5.2%+858,015+20.5%Added–
ETF Ser Solutions26922A222APTUS COLLRD INV4,393,329$131.6M5.2%+133,130+3.1%Added–
ETF Ser Solutions26922A784APTUS DRAWDOWN3,250,697$128.2M5.1%+14,919+0.5%Added–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF4,719,513$126.7M5.0%+668,240+16.5%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF2,243,019$81.2M3.2%+1,293,538+136.2%Added–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF2,974,280$78.8M3.1%+2,974,280New–
ETF Ser Solutions26922A446OPUS SML CP VL2,218,603$72.5M2.9%+81,935+3.8%Added–
iShares Tr46434VBK5IBONDS DEC21 ETF2,505,011$61.9M2.4%−1,127,695−31.0%Reduced–
AAPLApple Inc.Stock311,606$44.1M1.7%+33,868+12.2%AddedHistory
MSFTMicrosoft CorpStock134,353$37.9M1.5%+16,582+14.1%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF727,043$36.7M1.4%+75,129+11.5%Added–
ETF Ser Solutions26922B709APTUS INT ENH YL1,487,175$36.4M1.4%+1,487,175New–
Listed FDS Tr53656F623HORI KI INFL ETF1,106,354$32.3M1.3%+1,106,354New–
AMZNAmazon Com IncStock8,226$27.0M1.1%+1,153+16.3%AddedHistory
GOOGAlphabet Inc.Stock9,167$24.4M1.0%+1,210+15.2%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF472,682$23.6M0.9%+464,854+5,938.3%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF264,990$19.8M0.8%+4,647+1.8%Added–
JPMJPMorgan Chase & CoStock96,758$15.8M0.6%+11,631+13.7%AddedHistory
UNHUnitedHealth Group IncStock37,596$14.7M0.6%+4,870+14.9%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF314,264$13.4M0.5%−167,125−34.7%Reduced–
VVisa Inc.Stock59,662$13.3M0.5%+6,647+12.5%AddedHistory
METAMeta Platforms, Inc.Stock37,579$12.8M0.5%+3,962+11.8%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT81,962$12.3M0.5%−10,899−11.7%Reduced–
HDHome Depot, Inc.Stock36,788$12.1M0.5%+4,273+13.1%AddedHistory
DGDollar General CorpCOM55,142$11.7M0.5%+6,802+14.1%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF108,093$11.2M0.4%+11,504+11.9%Added–
BRK.BBerkshire Hathaway IncStock38,527$10.5M0.4%+4,754+14.1%AddedHistory
FISFidelity National Information Services, Inc.Stock81,879$9.96M0.4%+6,863+9.1%AddedHistory
TMOThermo Fisher Scientific Inc.Stock16,883$9.65M0.4%+4,049+31.5%AddedHistory
CRMSalesforce, Inc.Stock34,110$9.25M0.4%+25,642+302.8%AddedHistory
NVDANVIDIA CorpStock43,697$9.05M0.4%+2,481+6.0%AddedConverted for a 4-for-1 splitHistory
CHEChemed CorpCOM19,440$9.04M0.4%+2,433+14.3%AddedHistory
JNJJohnson & JohnsonStock53,631$8.66M0.3%+7,048+15.1%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF98,499$8.59M0.3%−11,326−10.3%Reduced–
NEENextera Energy IncStock106,302$8.35M0.3%+12,726+13.6%AddedHistory
LRCXLam Research CorpCOM14,453$8.23M0.3%+1,144+8.6%AddedHistory
MAMastercard IncStock23,285$8.10M0.3%+802+3.6%AddedHistory
BACBank of America CorpStock189,080$8.03M0.3%+28,172+17.5%AddedHistory
PXDPioneer Natural Resources CoCOM47,737$7.96M0.3%+18,992+66.1%AddedHistory
ADBEAdobe Inc.Stock13,708$7.89M0.3%+964+7.6%AddedHistory
CATCaterpillar IncStock40,341$7.74M0.3%+6,292+18.5%AddedHistory
PEPPepsiCo IncStock48,856$7.35M0.3%+7,217+17.3%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock43,512$7.26M0.3%+5,776+15.3%AddedHistory
ABTAbbott LaboratoriesStock60,900$7.19M0.3%+7,735+14.5%AddedHistory
ROPRoper Technologies IncStock15,975$7.13M0.3%+1,312+8.9%AddedHistory
PGProcter & Gamble CoStock45,422$6.35M0.3%+5,764+14.5%AddedHistory
ICEIntercontinental Exchange, Inc.Stock54,959$6.31M0.2%+28,064+104.3%AddedHistory
TSLATesla, Inc.Stock8,128$6.30M0.2%+961+13.4%AddedHistory
TGTTarget CorpStock27,423$6.27M0.2%+4,706+20.7%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF97,008$5.99M0.2%−15,427−13.7%Reduced–
AMTAmerican Tower CorpREIT22,306$5.92M0.2%−14,867−40.0%ReducedHistory
CMCSAComcast CorpStock104,060$5.82M0.2%+23,162+28.6%AddedHistory
SPGIS&P Global Inc.Stock13,591$5.78M0.2%−3,934−22.4%ReducedHistory
CRLCharles River Laboratories International, Inc.COM13,467$5.56M0.2%+13,467NewHistory
SHWSherwin Williams CoCOM19,334$5.41M0.2%+2,872+17.4%AddedHistory
PNCPNC Financial Services Group, Inc.Stock27,580$5.40M0.2%+18,064+189.8%AddedHistory
NEMNEWMONT CorpStock96,495$5.24M0.2%+32,769+51.4%AddedHistory
PGRProgressive CorpStock57,928$5.24M0.2%+9,231+19.0%AddedHistory
WMTWalmart Inc.Stock37,063$5.17M0.2%+4,601+14.2%AddedHistory
FANGDiamondback Energy, Inc.Stock54,501$5.16M0.2%+54,501NewHistory
SBUXStarbucks CorpStock45,587$5.03M0.2%+7,913+21.0%AddedHistory
DISWalt Disney CoStock29,162$4.93M0.2%+12,818+78.4%AddedHistory
PAYXPaychex IncStock43,311$4.87M0.2%+8,664+25.0%AddedHistory
UNPUnion Pacific CorpStock24,735$4.85M0.2%+4,357+21.4%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF31,325$4.81M0.2%−189−0.6%Reduced–
ABBVAbbVie Inc.Stock44,280$4.78M0.2%+8,773+24.7%AddedHistory
MDTMedtronic plcStock37,984$4.76M0.2%+7,689+25.4%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A59,864$4.75M0.2%+11,197+23.0%AddedHistory
ENTGEntegris IncCOM37,652$4.74M0.2%−1,490−3.8%ReducedHistory
FDXFedEx CorpStock21,525$4.72M0.2%+7,446+52.9%AddedHistory
ISRGIntuitive Surgical IncCOM NEW4,742$4.71M0.2%−120−2.5%ReducedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD93,458$4.64M0.2%+93,458New–
ADIAnalog Devices IncStock27,668$4.63M0.2%+5,892+27.1%AddedHistory
BLKBlackRock, Inc.COM5,481$4.60M0.2%+530+10.7%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock20,396$4.49M0.2%+8,765+75.4%AddedHistory
FASTFastenal CoStock86,645$4.47M0.2%+18,233+26.7%AddedHistory
PYPLPayPal Holdings, Inc.Stock17,151$4.46M0.2%+1,600+10.3%AddedHistory
NFLXNetflix IncStock7,300$4.46M0.2%+750+11.5%AddedHistory
ACNAccenture plcStock13,401$4.29M0.2%−6,214−31.7%ReducedHistory
DRIDarden Restaurants IncCOM28,272$4.28M0.2%+20,694+273.1%AddedHistory
AVGOBroadcom Inc.Stock8,825$4.28M0.2%+1,845+26.4%AddedHistory
PLDPrologis, Inc.REIT33,965$4.26M0.2%+5,201+18.1%AddedHistory
ELVElevance Health, Inc.Stock11,246$4.19M0.2%+2,337+26.2%AddedHistory
GOOGLAlphabet Inc.Stock1,541$4.12M0.2%+24+1.6%AddedHistory
TXNTexas Instruments IncStock21,259$4.09M0.2%+3,978+23.0%AddedHistory
ZTSZoetis Inc.Stock20,354$3.95M0.2%+4,173+25.8%AddedHistory
OTISOtis Worldwide CorpStock47,441$3.90M0.2%+4,717+11.0%AddedHistory
POOLPool CorpCOM8,937$3.88M0.2%+907+11.3%AddedHistory
LINLinde PLCSHS13,140$3.85M0.2%+2,198+20.1%AddedHistory
LMTLockheed Martin CorpStock11,076$3.82M0.2%−8,085−42.2%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock25,131$3.81M0.2%+3,698+17.3%AddedHistory
COSTCostco Wholesale CorpStock8,463$3.80M0.2%−1,230−12.7%ReducedHistory
EWEdwards Lifesciences CorpStock33,142$3.75M0.1%+2,664+8.7%AddedHistory
INTUIntuit Inc.Stock6,790$3.66M0.1%+6,790NewHistory
SCHWSchwab Charles CorpStock48,686$3.55M0.1%+14,342+41.8%AddedHistory
SYKStryker CorpStock13,409$3.54M0.1%+2,556+23.6%AddedHistory
ASMLASML Holding NVADR4,660$3.47M0.1%−804−14.7%ReducedHistory

Options (19)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Aptus Capital Advisors, LLC in Q3 2021
SecurityClassPutsCalls
MRKMerck & Co., Inc.Stock–$120.2M
HDHome Depot, Inc.Stock–$114.9M
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF–$107.7M
Invesco QQQ Trust Series I46090E103ETF$107.4M–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$104.5M
XOMExxonMobil Holdings CorpCOM–$94.1M
WMTWalmart Inc.Stock–$90.6M
State Street Industrial Select Sector SPDR ETF81369Y704ETF–$88.1M
GOOGLAlphabet Inc.Stock–$80.2M
AVGOBroadcom Inc.Stock–$72.7M
State Street SPDR S&P Regional Banking ETF78464A698ETF–$61.0M
METAMeta Platforms, Inc.Stock–$57.7M
State Street Financial Select Sector SPDR ETF81369Y605ETF–$56.3M
FCXFreeport-McMoran IncStock–$48.8M
BACBank of America CorpStock–$38.2M
AALAmerican Airlines Group Inc.Stock–$35.9M
iShares MSCI Eafe ETF464287465ETF$29.3M–
State Street Energy Select Sector SPDR ETF81369Y506ETF–$26.0M
iShares Tr464287234MSCI EMG MKT ETF$11.1M–

Sold out since Q2 2021 (70)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Aptus Capital Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB2,894,621$61.1M2.8%History
RMDResmed IncCOM11,721$2.89M0.1%History
DPZDominos Pizza IncCOM4,755$2.22M0.1%History
MSCIMSCI Inc.Stock4,124$2.20M0.1%History
USBUS Bancorp DECOM NEW35,207$2.01M0.1%History
WYWeyerhaeuser CoCOM NEW57,860$1.99M0.1%History
ATVIActivision Blizzard, Inc.COM17,618$1.68M0.1%History
COLDAmericold Realty TrustCOM42,718$1.62M0.1%History
AQNAlgonquin Power & Utilities Corp.COM94,512$1.41M0.1%History
HRCHill-Rom Holdings, Inc.COM11,596$1.32M0.1%History
Alps ETF Tr00162Q452ALERIAN MLP31,038$1.13M0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW18,579$1.11M0.1%–
WYNNWynn Resorts LtdCOM9,050$1.11M0.1%History
PCHPotlatchdeltic CorpCOM20,029$1.06M<0.1%History
SLPSimulations Plus, Inc.COM16,476$905.0K<0.1%History
TSNTyson Foods, Inc.Stock12,051$889.0K<0.1%History
CTRECareTrust REIT, Inc.COM36,028$837.0K<0.1%History
RUTHRuths Hospitality Group, Inc.COM30,263$697.0K<0.1%History
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM27,300$686.0K<0.1%History
CVICVR Energy IncCOM26,841$482.0K<0.1%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT6,650$338.0K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF12,160$323.0K<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,969$261.0K<0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,809$243.0K<0.1%–
BABAAlibaba Group Holding LtdADR1,070$243.0K<0.1%History
PNFPPinnacle Financial Partners, Inc.COM2,506$221.0K<0.1%History
Alpha Architect ETF Tr02072L409US QUAN MOMENTUM4,207$216.0K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST10,415$214.0K<0.1%–
MUMicron Technology IncStock2,505$213.0K<0.1%History
TFXTeleflex IncCOM527$212.0K<0.1%History
GEGeneral Electric CoCOM11,759$158.0K<0.1%History
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT3,350$108.0K<0.1%–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF3,857$103.0K<0.1%–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX1,096$102.0K<0.1%–
iShares Tr464288646ISHS 1-5YR INVS1,701$93.0K<0.1%–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT2,512$85.0K<0.1%–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,044$77.0K<0.1%–
Invesco Exchange Traded FD T46137V621FINL PFD ETF2,645$51.0K<0.1%–
VanEck Semiconductor ETF92189F676ETF128$34.0K<0.1%–
DHIHorton D R IncCOM270$24.0K<0.1%History
iShares Core High Dividend ETF46429B663ETF200$19.0K<0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD344$18.0K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF488$17.0K<0.1%–
VanEck ETF Trust92189F304ENVIRONMENTAL SR120$17.0K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG513$16.0K<0.1%–
iShares Tr4642874571 3 YR TREAS BD151$13.0K<0.1%–
SPDR Series Trust78464A540ST STR SP TELCO124$13.0K<0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN100$9.00K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT421$9.00K<0.1%–
ETF Managers Tr26924G888ETHO CLIMATE LEA156$9.00K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF113$8.00K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP101$7.00K<0.1%–
VanEck ETF Trust92189F700AGRIBUSINESS ETF66$6.00K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI193$5.00K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA95$5.00K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF75$5.00K<0.1%–
Vanguard Communication Services ETF92204A884ETF31$4.00K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF80$4.00K<0.1%–
iShares MSCI India ETF46429B598ETF76$3.00K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL58$3.00K<0.1%–
iShares Inc46434G764MSCI EMRG CHN25$2.00K<0.1%–
Alpha Architect ETF Tr02072L102US QUAN VALUE67$2.00K<0.1%–
ETF Managers Tr26924G813AI POWERED EQT40$2.00K<0.1%–
iShares Tr46429B366CMBS ETF22$1.00K<0.1%–
Schwab US Tips ETF808524870ETF7$00.0%–
iShares Tr464288166AGENCY BOND ETF3$00.0%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS7$00.0%–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF8$00.0%–
iShares Tr46428865310-20 YR TRS ETF1$00.0%–
Alpha Architect ETF Tr02072L201INTL QUAN VALUE8$00.0%–