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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 9, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
556
+4 vs. Q4 2023
Portfolio value
$1.24B
−$6.32M (−0.5%) vs. Q4 2023
Filed
May 9, 2024
SEC
Holdings of Nwam LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,389$441.4K<0.1%−154−3.4%ReducedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF8,274$441.8K<0.1%+4,099+98.2%Added–
DOWDow Inc.Stock7,601$443.5K<0.1%−300−3.8%ReducedHistory
GMEGameStop Corp.Stock35,613$446.0K<0.1%−358−1.0%ReducedHistory
SPGIS&P Global Inc.Stock1,043$446.3K<0.1%+326+45.5%AddedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP8,603$447.0K<0.1%+203+2.4%Added–
SYYSysco CorpStock5,931$450.1K<0.1%−10.0%ReducedHistory
Fidelity Covington Trust31609A404ENHANCED INTL16,109$459.3K<0.1%−15,466−49.0%Reduced–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG4,557$464.4K<0.1%−521−10.3%Reduced–
BMOBank of MontrealCOM5,139$473.1K<0.1%+3+0.1%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF13,737$476.4K<0.1%−40.0%Reduced–
Schwab International Small-Cap Equity ETF808524888ETF13,479$482.1K<0.1%+6,203+85.3%Added–
BKNGBooking Holdings Inc.Stock134$483.2K<0.1%−3−2.2%ReducedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF6,475$484.2K<0.1%−495−7.1%Reduced–
NVONovo Nordisk A SADR3,831$487.6K<0.1%+1,299+51.3%AddedHistory
iShares Tr464287556ISHARES BIOTECH3,642$490.0K<0.1%−3,406−48.3%Reduced–
American Centy ETF Tr025072562AVANTIS CORE FI12,096$491.0K<0.1%+346+2.9%Added–
iShares Tr46435G409MSCI INTL VLU FT17,248$491.0K<0.1%−988−5.4%Reduced–
SLViShares Silver TrustETF19,804$492.4K<0.1%−58,963−74.9%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,049$492.4K<0.1%00.0%Unchanged–
Schwab Strategic Tr808524862SHT TM US TRES10,217$492.5K<0.1%+10,217New–
PIMCO ETF Tr72201R866INTER MUN BD ACT9,461$493.7K<0.1%+397+4.4%Added–
PMPhilip Morris International Inc.Stock5,159$497.6K<0.1%+189+3.8%AddedHistory
J P Morgan Exchange Traded F46641Q373BETABUILDERS I8,341$500.0K<0.1%−4,120−33.1%Reduced–
iShares U.S. Medical Devices ETF464288810ETF9,020$504.5K<0.1%−266−2.9%Reduced–
VanEck ETF Trust92189H607OIL SERVICES ETF1,585$507.0K<0.1%−18,504−92.1%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF5,590$507.6K<0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock11,733$514.3K<0.1%−4,549−27.9%ReducedHistory
AVAVAeroVironment IncCOM2,875$516.3K<0.1%+2,875NewHistory
ANSSAnsys IncCOM1,598$519.4K<0.1%+23+1.5%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL10,283$520.7K<0.1%−10,394−50.3%Reduced–
SLBSLB LimitedStock10,837$522.0K<0.1%−4,449−29.1%ReducedHistory
TXNTexas Instruments IncStock2,894$522.1K<0.1%−558−16.2%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF7,559$524.8K<0.1%+3,480+85.3%Added–
NKENIKE, Inc.Stock5,665$531.4K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF8,681$532.5K<0.1%+4,231+95.1%Added–
iShares Tr464288273EAFE SML CP ETF8,428$533.6K<0.1%−2,041−19.5%Reduced–
AZNAstraZeneca PLCSPONSORED ADR7,089$536.2K<0.1%−905−11.3%ReducedHistory
FFord Motor CoStock44,379$543.6K<0.1%−6,557−12.9%ReducedHistory
EXEExpand Energy CorpCOM6,141$544.2K<0.1%−11,075−64.3%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM38,222$547.0K<0.1%−3,871−9.2%ReducedHistory
SNOWSnowflake Inc.Stock3,473$552.5K<0.1%+1,303+60.0%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM197,452$552.9K<0.1%−3,748−1.9%ReducedHistory
UPSUnited Parcel Service IncStock3,798$558.6K<0.1%−2,562−40.3%ReducedHistory
PCNPIMCO Corporate & Income Strategy FundCOM40,240$562.2K<0.1%+684+1.7%AddedHistory
OXYOccidental Petroleum CorpStock8,819$573.8K<0.1%−2,495−22.1%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF11,791$576.0K<0.1%−3,063−20.6%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF11,468$576.7K<0.1%−12,384−51.9%Reduced–
JCIJohnson Controls International plcStock9,105$586.9K<0.1%+48+0.5%AddedHistory
Simplify Exchange Traded Fun82889N640TREASURY OPT INC23,791$588.8K<0.1%+23,791New–
IAUiShares Gold TrustETF13,551$588.9K<0.1%−654−4.6%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF18,215$590.0K<0.1%+254+1.4%Added–
EPDEnterprise Products Partners L.P.Stock20,822$591.1K<0.1%+4,184+25.1%AddedHistory
ILMNIllumina, Inc.COM5,282$595.9K<0.1%−11−0.2%ReducedHistory
GLDMWorld Gold TrustSPDR GLD MINIS12,990$596.1K<0.1%−113−0.9%ReducedHistory
iShares Tr46434V803HDG MSCI EAFE17,100$601.1K<0.1%−23,509−57.9%Reduced–
SPDR Ser Tr78468R689S&P KENSHO SMART20,743$602.1K<0.1%−1,623−7.3%Reduced–
CSXCSX CorpStock16,802$604.6K<0.1%−217−1.3%ReducedHistory
CMICummins IncStock2,117$607.5K<0.1%+10.0%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT26,179$611.3K<0.1%+26,179NewHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR11,926$612.0K<0.1%−5,118−30.0%Reduced–
ACNAccenture plcStock1,917$617.0K<0.1%−212−10.0%ReducedHistory
Dimensional ETF Trust25434V682EMER MARK SU ETF19,401$624.7K0.1%−240−1.2%Reduced–
BOHBank of Hawaii CorpCOM10,650$627.4K0.1%+121+1.1%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF5,387$627.4K0.1%−3,301−38.0%Reduced–
iShares Tr4642874407-10 YR TRSY BD6,750$627.6K0.1%−8,918−56.9%Reduced–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS10,884$628.5K0.1%−1,252−10.3%Reduced–
AWFAlliancebernstein Global High Income Fund IncCOM59,461$631.5K0.1%−130−0.2%ReducedHistory
Fidelity Covington Trust31609A503ENH MID COR ETF21,514$636.0K0.1%+83+0.4%Added–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT163,226$636.3K0.1%−10,387−6.0%ReducedHistory
iShares Tr464288588MBS ETF7,011$638.1K0.1%+727+11.6%Added–
LMTLockheed Martin CorpStock1,371$638.6K0.1%−54−3.8%ReducedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL17,415$640.0K0.1%−124−0.7%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,944$642.0K0.1%+518+11.7%Added–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF15,288$646.4K0.1%+617+4.2%Added–
COPConocoPhillipsStock5,261$651.8K0.1%−332−5.9%ReducedHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF13,989$657.5K0.1%+401+3.0%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF9,779$662.7K0.1%−337−3.3%Reduced–
PLTRPalantir Technologies Inc.Stock31,342$670.9K0.1%+5,422+20.9%AddedHistory
iShares Russell Top 200 Growth ETF464289438ETF3,462$676.6K0.1%+727+26.6%Added–
ABTAbbott LaboratoriesStock6,271$678.7K0.1%−5,987−48.8%ReducedHistory
Dimensional ETF Trust25434V732EMERGING MKTS CO26,505$687.3K0.1%−2,415−8.4%Reduced–
Avidity Biosciences, Inc.05370A108COM27,362$694.7K0.1%−1,959−6.7%Reduced–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF24,048$705.3K0.1%+24,048New–
GSKGSK plcADR16,080$709.7K0.1%+8,976+126.4%AddedHistory
Simplify Exchange Traded Fun82889N699MANAGED FUTURES26,257$711.0K0.1%+26,257New–
DVNDevon Energy CorpStock14,020$714.6K0.1%+112+0.8%AddedHistory
CSCOCisco Systems, Inc.Stock15,011$717.5K0.1%−5,705−27.5%ReducedHistory
WMWaste Management IncStock3,413$720.2K0.1%+352+11.5%AddedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF40,417$732.6K0.1%−485−1.2%Reduced–
GSGoldman Sachs Group IncStock1,657$735.0K0.1%−92−5.3%ReducedHistory
SYKStryker CorpStock2,214$739.6K0.1%+46+2.1%AddedHistory
PSXPhillips 66Stock5,086$741.7K0.1%−200−3.8%ReducedHistory
UUnity Software Inc.COM28,183$750.4K0.1%−20−0.1%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF10,001$758.7K0.1%−3,680−26.9%Reduced–
SHELShell plcADR10,635$759.8K0.1%−984−8.5%ReducedHistory
MAMastercard IncStock1,659$760.2K0.1%+278+20.1%AddedHistory
GNRCGenerac Holdings Inc.Stock5,629$767.9K0.1%+3,242+135.8%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF13,761$772.0K0.1%−603−4.2%Reduced–
iShares Tr464288208MRGSTR MD CP ETF10,914$772.1K0.1%−1,829−14.4%Reduced–

Sold out since Q4 2023 (61)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
CGCarlyle Group Inc.COM97,090$3.95M0.3%History
iShares Tr464287390LATN AMER 40 ETF79,925$2.32M0.2%–
Pacer US Cash Cows 100 ETF69374H881ETF32,719$1.70M0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF62,797$1.55M0.1%–
Invesco Nasdaq 100 ETF46138G649ETF9,140$1.54M0.1%–
iShares Tr46435U184IBONDS 24 TRM HG66,070$1.53M0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock11,307$1.38M0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF20,974$1.36M0.1%–
PXDPioneer Natural Resources CoCOM5,613$1.26M0.1%History
CARRCarrier Global CorpStock20,846$1.20M0.1%History
BKRBaker Hughes CoCL A35,008$1.20M0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF8,281$1.19M0.1%–
HALHalliburton CoStock32,532$1.18M0.1%History
Global X Uranium ETF37954Y871ETF41,107$1.14M0.1%–
Global X FDS37954Y343GLBL X MLP ETF24,295$1.08M0.1%–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF40,987$979.6K0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR85,798$858.0K0.1%–
URIUnited Rentals, Inc.COM1,431$820.4K0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF30,211$758.0K0.1%–
AMATApplied Materials IncStock4,597$745.1K0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC14,025$624.7K0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES13,670$610.1K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF21,224$528.7K<0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS6,655$525.4K<0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF5,889$503.7K<0.1%–
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF23,069$499.2K<0.1%–
iShares Tr46434V860TRS FLT RT BD9,435$476.2K<0.1%–
NSCNorfolk Southern CorpStock1,798$425.0K<0.1%History
iShares Inc464286822MSCI MEXICO ETF6,250$424.1K<0.1%–
iShares Tr464287796U.S. ENERGY ETF9,578$422.6K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A8,554$420.3K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST13,887$414.0K<0.1%–
SRESempraStock4,581$342.4K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,661$339.4K<0.1%–
Barrick Gold Corp067901108COM17,937$324.5K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB15,215$296.0K<0.1%–
NUENucor CorpCOM1,598$278.2K<0.1%History
EOGEOG Resources IncStock2,230$269.7K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF7,223$252.5K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,441$247.9K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD5,304$238.4K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,447$233.6K<0.1%–
AWKAmerican Water Works Company, Inc.Stock1,759$232.2K<0.1%History
Schwab Strategic Tr808524649MUN BD ETF4,400$231.5K<0.1%–
ADMArcher-Daniels-Midland CoStock3,194$230.7K<0.1%History
GISGeneral Mills IncStock3,539$230.5K<0.1%History
EGEverest Group, Ltd.COM633$223.8K<0.1%History
KVUEKenvue Inc.Stock10,153$218.6K<0.1%History
UPSTUpstart Holdings, Inc.COM5,340$218.2K<0.1%History
SCHWSchwab Charles CorpStock3,040$209.1K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF672$204.6K<0.1%–
iShares Tr46429B333GNMA BOND ETF4,623$204.6K<0.1%–
PSAPublic StorageCOM665$202.8K<0.1%History
HUMHumana IncStock439$201.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$192.7K<0.1%History
NACNuveen California Quality Municipal Income FundCOM15,630$173.3K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL10,060$170.5K<0.1%–
SIRISirius XM Holdings Inc.COM21,596$118.1K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM15,175$102.6K<0.1%History
QCLSQ/C Technologies, Inc.COM68,000$17.6K<0.1%History
ADVMAdverum Biotechnologies, Inc.COM10,000$7.53K<0.1%History