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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
552
+53 vs. Q3 2023
Portfolio value
$1.24B
+$259.0M (+26.3%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Nwam LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46434V860TRS FLT RT BD9,435$476.2K<0.1%−5,234−35.7%Reduced–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG5,078$476.4K<0.1%−976−16.1%Reduced–
PIMCO ETF Tr72201R866INTER MUN BD ACT9,064$478.6K<0.1%−348−3.7%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF2,735$479.3K<0.1%+943+52.6%Added–
iShares Tr46435G409MSCI INTL VLU FT18,236$483.4K<0.1%−1,034−5.4%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF5,590$484.8K<0.1%−451−7.5%Reduced–
BKNGBooking Holdings Inc.Stock137$486.0K<0.1%+2+1.5%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM39,556$490.9K<0.1%−3,728−8.6%ReducedHistory
American Centy ETF Tr025072562AVANTIS CORE FI11,750$491.5K<0.1%+281+2.5%Added–
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF23,069$499.2K<0.1%+23,069New–
iShares U.S. Medical Devices ETF464288810ETF9,286$501.2K<0.1%−12,601−57.6%Reduced–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF9,400$501.5K<0.1%+346+3.8%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF6,970$502.0K<0.1%−405−5.5%Reduced–
State Street Materials Select Sector SPDR ETF81369Y100ETF5,889$503.7K<0.1%+5,889New–
CMICummins IncStock2,116$506.9K<0.1%00.0%UnchangedHistory
BMOBank of MontrealCOM5,136$508.1K<0.1%−996−16.2%ReducedHistory
JCIJohnson Controls International plcStock9,057$522.0K<0.1%−7−0.1%ReducedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS6,655$525.4K<0.1%+737+12.5%Added–
iShares Tr46434VBG4IBONDS DEC24 ETF21,224$528.7K<0.1%+21,224New–
NEENextera Energy IncStock8,709$529.0K<0.1%−782−8.2%ReducedHistory
CRMSalesforce, Inc.Stock2,011$529.2K<0.1%−313−13.5%ReducedHistory
MSTRStrategy IncStock839$529.9K<0.1%+839NewHistory
AZNAstraZeneca PLCSPONSORED ADR7,994$534.8K<0.1%−97−1.2%ReducedHistory
GLDMWorld Gold TrustSPDR GLD MINIS13,103$536.0K<0.1%+684+5.5%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM201,200$545.3K<0.1%−7,561−3.6%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF3,764$545.7K<0.1%+1,960+108.6%Added–
MUMicron Technology IncStock6,402$546.3K<0.1%+1,488+30.3%AddedHistory
TMUST-Mobile US, Inc.Stock3,418$548.0K<0.1%+3,418NewHistory
WMWaste Management IncStock3,061$548.2K<0.1%+130+4.4%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,426$553.9K<0.1%+559+14.5%Added–
IAUiShares Gold TrustETF14,205$554.4K<0.1%+2,586+22.3%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM42,093$557.3K<0.1%+8,315+24.6%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,384$561.5K<0.1%+314+3.1%Added–
ANSSAnsys IncCOM1,575$571.5K<0.1%−108−6.4%ReducedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF13,741$579.5K<0.1%+106+0.8%Added–
Fidelity Covington Trust31609A503ENH MID COR ETF21,431$585.1K<0.1%+21,431New–
SHOPShopify Inc.Stock7,540$587.4K<0.1%+7,540NewHistory
TXNTexas Instruments IncStock3,452$588.5K<0.1%+630+22.3%AddedHistory
MAMastercard IncStock1,381$588.8K<0.1%+92+7.1%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF17,961$589.7K<0.1%+127+0.7%Added–
CSXCSX CorpStock17,019$590.0K<0.1%+17,019NewHistory
iShares Tr464288588MBS ETF6,284$591.2K<0.1%−3,010−32.4%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock2,342$597.9K<0.1%−387−14.2%ReducedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL17,539$602.6K<0.1%−1,074−5.8%Reduced–
AWFAlliancebernstein Global High Income Fund IncCOM59,591$603.1K<0.1%−5,955−9.1%ReducedHistory
Fidelity Covington Trust316092303CONSMR STAPLES13,670$610.1K<0.1%−48−0.3%Reduced–
NKENIKE, Inc.Stock5,665$615.1K<0.1%+740+15.0%AddedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF14,671$618.8K<0.1%+14,671New–
FFord Motor CoStock50,936$620.9K<0.1%+5,834+12.9%AddedHistory
Dimensional ETF Trust25434V682EMER MARK SU ETF19,641$621.1K<0.1%+1,553+8.6%Added–
Fidelity Covington Trust316092873MSCI COMMNTN SVC14,025$624.7K0.1%+1,157+9.0%Added–
DVNDevon Energy CorpStock13,908$630.0K0.1%−81,164−85.4%ReducedHistory
GMEGameStop Corp.Stock35,971$630.6K0.1%−20−0.1%ReducedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN21,256$631.7K0.1%−1,207−5.4%Reduced–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF13,588$638.8K0.1%+2,421+21.7%Added–
LMTLockheed Martin CorpStock1,425$645.7K0.1%+94+7.1%AddedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM23,430$646.2K0.1%−657−2.7%ReducedHistory
iShares Tr464288273EAFE SML CP ETF10,469$648.0K0.1%+10,469New–
COPConocoPhillipsStock5,593$649.1K0.1%−1,210−17.8%ReducedHistory
SYKStryker CorpStock2,168$649.3K0.1%+160+8.0%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF10,116$652.3K0.1%−676−6.3%Reduced–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT173,613$652.8K0.1%+2,569+1.5%AddedHistory
MOAltria Group, Inc.Stock16,282$656.8K0.1%−1,523−8.6%ReducedHistory
GSGoldman Sachs Group IncStock1,749$674.8K0.1%+180+11.5%AddedHistory
OXYOccidental Petroleum CorpStock11,314$675.6K0.1%+395+3.6%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF14,854$692.7K0.1%−215,986−93.6%Reduced–
PSXPhillips 66Stock5,286$703.8K0.1%−109−2.0%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART22,366$703.8K0.1%−10,055−31.0%Reduced–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I12,461$709.4K0.1%+1,389+12.5%Added–
iShares Inc46434G764MSCI EMRG CHN12,832$711.0K0.1%+12,832New–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7,262$712.0K0.1%+7,262New–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS12,136$719.9K0.1%+120+1.0%Added–
Dimensional ETF Trust25434V732EMERGING MKTS CO28,920$721.8K0.1%+294+1.0%Added–
ILMNIllumina, Inc.COM5,293$737.0K0.1%−602−10.2%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA7,034$738.1K0.1%−330−4.5%Reduced–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF40,902$741.5K0.1%+2,117+5.5%Added–
NTRANatera, Inc.COM11,850$742.3K0.1%00.0%UnchangedHistory
AMATApplied Materials IncStock4,597$745.1K0.1%−146−3.1%ReducedHistory
ACNAccenture plcStock2,129$747.0K0.1%−1,263−37.2%ReducedHistory
SOSouthern CoStock10,668$748.1K0.1%+494+4.9%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF11,365$755.7K0.1%+11,365New–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF30,211$758.0K0.1%+30,211New–
AFGAmerican Financial Group IncCOM6,417$762.9K0.1%+7+0.1%AddedHistory
BOHBank of Hawaii CorpCOM10,529$762.9K0.1%+114+1.1%AddedHistory
SHELShell plcADR11,619$764.5K0.1%+3,488+42.9%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF14,364$773.0K0.1%−1,353−8.6%Reduced–
First Tr Exchange-Traded FD336917109SHS21,737$779.9K0.1%−2,174−9.1%Reduced–
iShares Tr46429B7470-5 YR TIPS ETF7,999$788.6K0.1%+313+4.1%Added–
SLBSLB LimitedStock15,286$795.5K0.1%−3,330−17.9%ReducedHistory
EWEdwards Lifesciences CorpStock10,575$806.3K0.1%−61−0.6%ReducedHistory
ETNEaton Corp plcStock3,357$808.5K0.1%−313−8.5%ReducedHistory
DKNGDraftKings Inc.Stock23,114$814.8K0.1%+2,355+11.3%AddedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR17,044$815.7K0.1%+5,881+52.7%Added–
URIUnited Rentals, Inc.COM1,431$820.4K0.1%−3,625−71.7%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP19,494$823.0K0.1%+3,301+20.4%Added–
Schwab U.S. Mid-Cap ETF808524508ETF11,014$829.6K0.1%+411+3.9%Added–
SP Funds S&P 500 Sharia Industry Exclusions ETF886364801ETF24,267$829.9K0.1%+2,151+9.7%Added–
Fidelity Covington Trust31609A404ENHANCED INTL31,575$836.7K0.1%+31,575New–
First Trust Dow Jones Internet Index Fund33733E302ETF4,501$839.7K0.1%+4,501New–
ZTSZoetis Inc.Stock4,278$844.3K0.1%+246+6.1%AddedHistory

Sold out since Q3 2023 (28)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
BGBunge Global SACOM37,710$4.08M0.4%History
UNGUnited States Natural Gas Fund, LPUNIT PAR446,112$3.05M0.3%History
Vanguard Total World Stock ETF922042742ETF16,100$1.50M0.2%–
SGENSeagen Inc.COM6,829$1.45M0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF9,380$939.3K0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,242$708.7K0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF17,997$613.2K0.1%–
TECKTeck Resources LtdCL B12,873$554.7K0.1%History
AONAon plcCL A1,103$357.6K<0.1%History
iShares Tr464287622RUS 1000 ETF1,495$351.4K<0.1%–
ATVIActivision Blizzard, Inc.COM3,401$318.5K<0.1%History
iShares Core MSCI Europe ETF46434V738ETF6,320$313.9K<0.1%–
TRVTravelers Companies, Inc.Stock1,881$307.2K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV3,113$298.2K<0.1%–
BDXBecton Dickinson & CoStock941$243.3K<0.1%History
VLOValero Energy CorpStock1,714$243.0K<0.1%History
CTVACorteva, Inc.Stock4,732$242.1K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS2,054$237.6K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,273$228.9K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA5,564$221.2K<0.1%–
BIDUBaidu, Inc.ADR1,646$221.1K<0.1%History
BNSBank of Nova ScotiaCOM4,830$220.2K<0.1%History
ALBAlbemarle CorpStock1,254$213.4K<0.1%History
CVBFCVB Financial CorpCOM12,500$207.1K<0.1%History
BABAAlibaba Group Holding LtdADR2,387$207.0K<0.1%History
DEODiageo PLCSPON ADR NEW1,365$203.7K<0.1%History
SPDR Index Shs FDS78463X475ST STR MSCI GLB3,977$200.8K<0.1%–
Altshares Trust02210T108MERGER ARBITRAGE7,647$200.7K<0.1%–