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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
481
−31 vs. Q2 2022
Portfolio value
$1.05B
−$34.4M (−3.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Nwam LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NTRNutrien Ltd.COM6,600$550.0K0.1%−1,308−16.5%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT168,367$554.0K0.1%−19,239−10.3%ReducedHistory
BKRBaker Hughes CoCL A26,859$563.0K0.1%−5,718−17.6%ReducedHistory
BMOBank of MontrealCOM6,494$569.0K0.1%−98−1.5%ReducedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF7,775$572.0K0.1%−215−2.7%Reduced–
Fidelity MSCI Health Care Index ETF316092600ETF10,077$581.0K0.1%+76+0.8%Added–
iShares Core High Dividend ETF46429B663ETF6,408$585.0K0.1%−1,406−18.0%Reduced–
AMDAdvanced Micro Devices IncStock9,304$589.0K0.1%−2,183−19.0%ReducedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,432$593.0K0.1%+10.0%Added–
Schwab US Aggregate Bond ETF808524839ETF13,297$603.0K0.1%+2,517+23.3%Added–
FFord Motor CoStock54,201$607.0K0.1%+3,689+7.3%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF10,870$607.0K0.1%−2,679−19.8%Reduced–
BXBlackstone Inc.COM7,427$622.0K0.1%−158−2.1%ReducedHistory
CVSCVS Health CorpStock6,548$624.0K0.1%−973−12.9%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF13,536$625.0K0.1%−830−5.8%Reduced–
HASIHA Sustainable Infrastructure Capital, Inc.COM20,965$627.0K0.1%−70−0.3%ReducedHistory
iShares Tr46434V803HDG MSCI EAFE21,030$629.0K0.1%+513+2.5%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF41,163$634.0K0.1%−145−0.4%Reduced–
NEUENeueHealth, Inc.COM604,458$635.0K0.1%−737,433−55.0%ReducedHistory
iShares U S ETF Tr46431W598BLOOMBERG ROLL11,555$636.0K0.1%−33,761−74.5%Reduced–
iShares Core S&P US Value ETF464287663ETF10,213$639.0K0.1%−314−3.0%Reduced–
iShares Tr46434V878ULTRA SHORT DUR12,820$641.0K0.1%+3,563+38.5%Added–
PCNPIMCO Corporate & Income Strategy FundCOM54,634$647.0K0.1%−538−1.0%ReducedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL25,107$647.0K0.1%+14,744+142.3%Added–
Amplify ETF Tr032108102ONLIN RETL ETF16,410$649.0K0.1%−50.0%Reduced–
American Centy ETF Tr025072703INTL EQT ETF14,242$650.0K0.1%−4,277−23.1%Reduced–
iShares Tr464288208MRGSTR MD CP ETF12,093$652.0K0.1%−1,778−12.8%Reduced–
iShares Tr46434V4070-5YR HI YL CP16,352$653.0K0.1%+10,313+170.8%Added–
AWFAlliancebernstein Global High Income Fund IncCOM74,495$662.0K0.1%−2,149−2.8%ReducedHistory
CATCaterpillar IncStock4,044$663.0K0.1%+367+10.0%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM264,852$667.0K0.1%−4,968−1.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF41,039$674.0K0.1%00.0%Unchanged–
iShares Tr464287861EUROPE ETF17,866$675.0K0.1%+17,866New–
Vanguard World FD921910816MEGA GRWTH IND3,977$693.0K0.1%−350−8.1%Reduced–
ICLRIcon PLCCOM3,810$700.0K0.1%+199+5.5%AddedHistory
WMTWalmart Inc.Stock5,426$704.0K0.1%+491+9.9%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW14,152$713.0K0.1%+2,937+26.2%Added–
Dimensional ETF Trust25434V765INTL HIGH PROFIT37,433$714.0K0.1%+22,355+148.3%Added–
iShares Tr46435U218ESG MSCI LEADR11,570$715.0K0.1%+3,884+50.5%Added–
EFXEquifax IncCOM4,229$725.0K0.1%+224+5.6%AddedHistory
Schwab International Equity ETF808524805ETF25,910$729.0K0.1%+2,318+9.8%Added–
IAUiShares Gold TrustETF23,263$733.0K0.1%−35−0.2%ReducedHistory
SOSouthern CoStock10,852$738.0K0.1%−358−3.2%ReducedHistory
TAT&T Inc.Stock48,245$740.0K0.1%−1,663−3.3%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF5,758$742.0K0.1%−326−5.4%Reduced–
BOHBank of Hawaii CorpCOM10,000$761.0K0.1%00.0%UnchangedHistory
NEENextera Energy IncStock9,738$764.0K0.1%+848+9.5%AddedHistory
AFGAmerican Financial Group IncCOM6,262$770.0K0.1%+6,262NewHistory
UBERUber Technologies, IncStock29,402$779.0K0.1%−1,336−4.3%ReducedHistory
American Centy ETF Tr025072562AVANTIS CORE FI19,234$779.0K0.1%+6,856+55.4%Added–
First Tr Exchange-Traded FD336917109SHS24,266$780.0K0.1%−528−2.1%Reduced–
Schwab US Tips ETF808524870ETF15,111$783.0K0.1%−1,194−7.3%Reduced–
Dimensional U.S. Targeted Value ETF25434V609ETF20,175$786.0K0.1%+9,533+89.6%Added–
iShares Tr46435G409MSCI INTL VLU FT40,794$806.0K0.1%+31,044+318.4%Added–
ORealty Income CorpREIT14,020$816.0K0.1%−1,835−11.6%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE28,025$826.0K0.1%+28,025New–
iShares S&P Mid-Cap 400 Value ETF464287705ETF9,196$827.0K0.1%−64−0.7%Reduced–
PMPhilip Morris International Inc.Stock10,009$830.0K0.1%+691+7.4%AddedHistory
RITMRithm Capital Corp.REIT114,655$840.0K0.1%−1,822−1.6%ReducedHistory
SLBSLB LimitedStock23,431$841.0K0.1%+1,234+5.6%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS14,781$854.0K0.1%−2,905−16.4%Reduced–
iShares Tr46428865310-20 YR TRS ETF7,892$860.0K0.1%−53−0.7%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF14,955$875.0K0.1%−1,338−8.2%Reduced–
CMCSAComcast CorpStock29,902$877.0K0.1%−209−0.7%ReducedHistory
Amplify Blockchain Technology ETF032108607ETF47,460$878.0K0.1%+1,598+3.5%Added–
Pacer US Cash Cows 100 ETF69374H881ETF21,479$881.0K0.1%+10,701+99.3%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF8,494$883.0K0.1%+557+7.0%Added–
iShares Tr46435G102CONV BD ETF12,875$887.0K0.1%−4,529−26.0%Reduced–
DOWDow Inc.Stock20,214$888.0K0.1%−6,382−24.0%ReducedHistory
ASMLASML Holding NVADR2,159$897.0K0.1%+117+5.7%AddedHistory
KMBKimberly Clark CorpStock8,151$917.0K0.1%−329−3.9%ReducedHistory
EWEdwards Lifesciences CorpStock11,242$929.0K0.1%+293+2.7%AddedHistory
ETF Managers Tr26924G102PRIME JUNIR SLVR102,202$932.0K0.1%+1,196+1.2%Added–
Vanguard Information Technology ETF92204A702ETF3,047$937.0K0.1%−396−11.5%Reduced–
ADPAutomatic Data Processing IncStock4,266$964.0K0.1%−85−2.0%ReducedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF20,323$977.0K0.1%−242−1.2%Reduced–
TXNTexas Instruments IncStock6,402$991.0K0.1%+636+11.0%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF11,121$1.01M0.1%−679−5.8%Reduced–
iShares Core MSCI Europe ETF46434V738ETF25,609$1.01M0.1%−3,426−11.8%Reduced–
iShares Core Dividend Growth ETF46434V621ETF22,961$1.02M0.1%−1,331−5.5%Reduced–
iShares Tr464287721U.S. TECH ETF13,937$1.02M0.1%−3,782−21.3%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF42,651$1.03M0.1%+10,380+32.2%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF11,785$1.03M0.1%−2,428−17.1%Reduced–
MCDMcDonalds CorpStock4,545$1.05M0.1%−326−6.7%ReducedHistory
SGENSeagen Inc.COM7,667$1.05M0.1%+337+4.6%AddedHistory
ACNAccenture plcStock4,083$1.05M0.1%+108+2.7%AddedHistory
MOAltria Group, Inc.Stock26,041$1.05M0.1%+4,996+23.7%AddedHistory
iShares Tr46435G474FALN ANGLS USD44,307$1.06M0.1%−50,893−53.5%Reduced–
iShares Inc46434G848MSCI GBL ETF NEW31,108$1.06M0.1%00.0%Unchanged–
Pgim ETF Tr69344A107PGIM ULTRA SH BD21,644$1.06M0.1%−6,716−23.7%Reduced–
SPDR Ser Tr78468R689S&P KENSHO SMART33,885$1.07M0.1%+10.0%Added–
American Centy ETF Tr025072802INTL SMCP VLU22,647$1.08M0.1%−1,151−4.8%Reduced–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF23,451$1.08M0.1%+11,388+94.4%Added–
GILDGilead Sciences, Inc.Stock17,675$1.09M0.1%−1,003−5.4%ReducedHistory
HALHalliburton CoStock44,596$1.10M0.1%−1,011−2.2%ReducedHistory
INTCIntel CorpStock42,657$1.10M0.1%+3,337+8.5%AddedHistory
CSCOCisco Systems, Inc.Stock27,628$1.10M0.1%+765+2.8%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN22,933$1.10M0.1%+541+2.4%Added–
REGNRegeneron Pharmaceuticals, Inc.COM1,630$1.12M0.1%+17+1.1%AddedHistory
iShares S&P 100 ETF464287101ETF6,928$1.13M0.1%+513+8.0%Added–

Sold out since Q2 2022 (66)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
NEMNEWMONT CorpStock17,390$1.04M0.1%History
WPMWheaton Precious Metals Corp.COM21,350$748.0K0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX12,320$612.0K0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF7,104$516.0K<0.1%–
PAASPan American Silver CorpStock23,438$439.0K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF5,194$419.0K<0.1%–
NUENucor CorpCOM3,568$373.0K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC10,051$365.0K<0.1%–
GPCGenuine Parts CoStock2,664$360.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX7,940$359.0K<0.1%–
Paramount Global92556H206CL B14,318$356.0K<0.1%–
GDGeneral Dynamics CorpStock1,574$343.0K<0.1%History
ADIAnalog Devices IncStock2,368$341.0K<0.1%History
Schwab International Small-Cap Equity ETF808524888ETF10,493$325.0K<0.1%–
TRVTravelers Companies, Inc.Stock1,847$311.0K<0.1%History
ITWIllinois Tool Works IncStock1,695$309.0K<0.1%History
CTVACorteva, Inc.Stock5,712$303.0K<0.1%History
DDominion Energy, IncStock3,769$300.0K<0.1%History
BHPBHP Group LtdADR5,232$289.0K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS4,709$283.0K<0.1%–
EXPDExpeditors International of Washington IncCOM2,851$276.0K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,500$275.0K<0.1%–
Global X FDS37954Y848GLOBAL X SILVER10,781$275.0K<0.1%–
SPGIS&P Global Inc.Stock791$271.0K<0.1%History
FISFidelity National Information Services, Inc.Stock2,839$270.0K<0.1%History
NLYAnnaly Capital Management IncCOM42,824$264.0K<0.1%History
iShares Tr464288273EAFE SML CP ETF4,740$258.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF6,457$256.0K<0.1%–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I5,480$254.0K<0.1%–
iShares Semiconductor ETF464287523ETF738$253.0K<0.1%–
BIDUBaidu, Inc.ADR1,638$253.0K<0.1%History
CIENCiena CorpCOM NEW5,563$253.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,853$251.0K<0.1%History
ALKAlaska Air Group, Inc.COM5,959$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,866$240.0K<0.1%–
SNASnap-on IncCOM1,209$240.0K<0.1%History
DDDuPont de Nemours, Inc.COM4,381$239.0K<0.1%History
Vanguard Energy ETF92204A306ETF2,403$237.0K<0.1%–
WisdomTree Tr97717X719CHINADIV EX FI5,465$233.0K<0.1%–
PECOPhillips Edison & Company, Inc.COMMON STOCK6,795$232.0K<0.1%History
ROKRockwell Automation, IncStock1,143$228.0K<0.1%History
BKNGBooking Holdings Inc.Stock127$226.0K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,013$224.0K<0.1%–
ARK Next Generation Technology ETF00214Q401ETF4,109$223.0K<0.1%–
DALDelta Air Lines, Inc.COM NEW7,440$222.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM1,868$222.0K<0.1%History
TWTRTwitter, Inc.COM5,602$214.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,110$212.0K<0.1%–
CMSCMS Energy CorpCOM3,204$212.0K<0.1%History
Vanguard Health Care ETF92204A504ETF888$211.0K<0.1%–
XELXcel Energy IncStock2,998$210.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ4,801$208.0K<0.1%–
BLKBlackRock, Inc.COM334$207.0K<0.1%History
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,166$206.0K<0.1%–
PRUPrudential Financial IncStock2,143$204.0K<0.1%History
AEPAmerican Electric Power Co IncStock2,179$204.0K<0.1%History
SCHWSchwab Charles CorpStock3,214$204.0K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,047$204.0K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,394$203.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,848$203.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,897$202.0K<0.1%–
MNSTMonster Beverage CorpCOM2,097$201.0K<0.1%History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,300$201.0K<0.1%–
HPQHP IncStock6,334$200.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$195.0K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM10,570$112.0K<0.1%History