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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
481
−31 vs. Q2 2022
Portfolio value
$1.05B
−$34.4M (−3.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Nwam LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV4,122$307.0K<0.1%+4,122New–
SPDR Series Trust78468R739ST NUVE TERM ETF6,703$309.0K<0.1%+6,703New–
American Centy ETF Tr025072356REAL ESTATE ETF7,960$310.0K<0.1%+7,960New–
Pacer FDS Tr69374H741DATA AND INFRAST10,904$312.0K<0.1%+184+1.7%Added–
iShares Tr46435G672CORE INTL AGGR6,525$315.0K<0.1%+596+10.1%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF7,079$315.0K<0.1%+7,079New–
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$316.0K<0.1%00.0%Unchanged–
BTZBlackRock Credit Allocation Income TrustCOM33,418$319.0K<0.1%−3,039−8.3%ReducedHistory
HSYHershey CoCOM1,449$320.0K<0.1%−557−27.8%ReducedHistory
AMATApplied Materials IncStock3,934$322.0K<0.1%−1,147−22.6%ReducedHistory
Avidity Biosciences, Inc.05370A108COM19,741$322.0K<0.1%00.0%Unchanged–
TGTTarget CorpStock2,177$323.0K<0.1%−358−14.1%ReducedHistory
SHELShell plcADR6,526$325.0K<0.1%−2,727−29.5%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,303$328.0K<0.1%−591−20.4%Reduced–
American Centy ETF Tr025072687AVANTIS SHFXDINC7,186$328.0K<0.1%+7,186New–
iShares Tr464287762US HLTHCARE ETF1,302$329.0K<0.1%+1,302New–
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER3,866$331.0K<0.1%+3,866New–
AMTAmerican Tower CorpREIT1,582$340.0K<0.1%−44−2.7%ReducedHistory
ADMArcher-Daniels-Midland CoStock4,239$341.0K<0.1%−599−12.4%ReducedHistory
KRKroger CoStock7,809$342.0K<0.1%+2,514+47.5%AddedHistory
ETNEaton Corp plcStock2,563$342.0K<0.1%−1,552−37.7%ReducedHistory
iShares Tr464288562RESIDENTIAL MULT4,799$345.0K<0.1%−1,179−19.7%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF9,639$347.0K<0.1%−2,873−23.0%Reduced–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,850$349.0K<0.1%+5,850New–
BIIBBiogen Inc.COM1,309$350.0K<0.1%+118+9.9%AddedHistory
PGRProgressive CorpStock3,041$353.0K<0.1%−539−15.1%ReducedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT17,284$353.0K<0.1%+2,054+13.5%Added–
Fidelity MSCI Financials Index ETF316092501ETF8,234$355.0K<0.1%−3,653−30.7%Reduced–
ECLEcolab Inc.Stock2,460$355.0K<0.1%+2,460NewHistory
CSXCSX CorpStock13,368$356.0K<0.1%−6,294−32.0%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,389$356.0K<0.1%+42+1.0%AddedHistory
Dimensional ETF Trust25434V732EMERGING MKTS CO17,642$361.0K<0.1%+17,642New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,955$362.0K<0.1%−8,830−69.1%Reduced–
LHXL3HARRIS Technologies, Inc.Stock1,763$366.0K<0.1%+204+13.1%AddedHistory
MAMastercard IncStock1,330$378.0K<0.1%−421−24.0%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,287$384.0K<0.1%+10.0%Added–
TFCTruist Financial CorpCOM8,881$387.0K<0.1%−323−3.5%ReducedHistory
MDTMedtronic plcStock4,809$388.0K<0.1%−1,746−26.6%ReducedHistory
AONAon plcCL A1,450$388.0K<0.1%−62−4.1%ReducedHistory
iShares Tr464287622RUS 1000 ETF1,965$388.0K<0.1%+141+7.7%Added–
Dimensional ETF Trust25434V799INTL CORE EQUITY20,427$391.0K<0.1%+20,427New–
ANSSAnsys IncCOM1,774$393.0K<0.1%+99+5.9%AddedHistory
iShares Tr46435G219INVT GRAD SY ETF9,369$396.0K<0.1%+9,369New–
ProShares Tr74347R107PSHS ULT S&P 50010,000$397.0K<0.1%−1,950−16.3%Reduced–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US6,190$398.0K<0.1%00.0%Unchanged–
Altshares Trust02210T108MERGER ARBITRAGE14,935$398.0K<0.1%−822−5.2%Reduced–
NSCNorfolk Southern CorpStock1,904$399.0K<0.1%−6−0.3%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,070$400.0K<0.1%00.0%Unchanged–
KEYKeycorpCOM25,132$403.0K<0.1%−3,523−12.3%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF7,264$404.0K<0.1%−51−0.7%Reduced–
BRK.ABerkshire Hathaway IncCL A1$406.0K<0.1%00.0%UnchangedHistory
iShares Inc46434G863ESG AWR MSCI EM14,836$411.0K<0.1%−3,677−19.9%Reduced–
AZNAstraZeneca PLCSPONSORED ADR7,486$411.0K<0.1%+299+4.2%AddedHistory
LTHMLivent Corp.COM13,649$418.0K<0.1%−2,785−16.9%ReducedHistory
NOWServiceNow, Inc.Stock1,109$419.0K<0.1%+50+4.7%AddedHistory
SYKStryker CorpStock2,068$419.0K<0.1%+10.0%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS7,182$419.0K<0.1%−78−1.1%Reduced–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,541$419.0K<0.1%−227−1.9%Reduced–
PTYPIMCO Corporate & Income Opportunity FundCOM35,750$420.0K<0.1%+7,281+25.6%AddedHistory
iShares Tr464288356CALIF MUN BD ETF7,757$421.0K<0.1%−52−0.7%Reduced–
SYYSysco CorpStock5,979$423.0K<0.1%+490+8.9%AddedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF7,359$423.0K<0.1%−1,003−12.0%Reduced–
American Centy ETF Tr025072349US LARGE CAP VLU9,626$428.0K<0.1%+9,626New–
iShares Tr46435U713US INFRASTRUC13,381$431.0K<0.1%−14,364−51.8%Reduced–
iShares Tr46435G433MSCI USA SMCP MN13,541$432.0K<0.1%00.0%Unchanged–
J P Morgan Exchange-Traded F46641Q175ACTIVEBUILDE INT12,292$432.0K<0.1%+12,292New–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,336$435.0K<0.1%−299−1.8%Reduced–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW8,157$442.0K<0.1%+4,435+119.2%Added–
CRWDCrowdStrike Holdings, Inc.Stock2,732$450.0K<0.1%−70−2.5%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF5,529$450.0K<0.1%−1,632−22.8%Reduced–
Barrick Gold Corp067901108COM29,124$451.0K<0.1%+14,640+101.1%Added–
CLXClorox CoStock3,519$452.0K<0.1%+220+6.7%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,420$456.0K<0.1%00.0%Unchanged–
iShares Tr46435U853BROAD USD HIGH13,648$459.0K<0.1%+1,345+10.9%Added–
American Centy ETF Tr025072281AVANTIS RESPON U10,829$460.0K<0.1%+1,265+13.2%Added–
JCIJohnson Controls International plcStock9,407$463.0K<0.1%−124−1.3%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF22,911$463.0K<0.1%−911−3.8%Reduced–
NKENIKE, Inc.Stock5,578$464.0K<0.1%−3,254−36.8%ReducedHistory
SPDR Series Trust78464A722ST STR SP PHARMA11,622$467.0K<0.1%−271−2.3%Reduced–
CMICummins IncStock2,315$471.0K<0.1%+63+2.8%AddedHistory
WMWaste Management IncStock2,972$476.0K<0.1%−2,610−46.8%ReducedHistory
CRMSalesforce, Inc.Stock3,342$481.0K<0.1%−174−4.9%ReducedHistory
American Centy ETF Tr025072885US EQT ETF7,802$486.0K<0.1%−2,971−27.6%Reduced–
iShares Tr46432F388MSCI USA VALUE5,970$489.0K<0.1%−1,530−20.4%Reduced–
UUnity Software Inc.COM15,410$491.0K<0.1%−84−0.5%ReducedHistory
TMUST-Mobile US, Inc.Stock3,678$493.0K<0.1%−741−16.8%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF4,069$495.0K<0.1%−992−19.6%Reduced–
COPConocoPhillipsStock4,872$499.0K<0.1%−1,015−17.2%ReducedHistory
American Centy ETF Tr025072604AVANTIS EMGMKT10,912$501.0K<0.1%+774+7.6%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF8,818$507.0K<0.1%−150−1.7%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF5,061$515.0K<0.1%+968+23.7%Added–
NTRANatera, Inc.COM11,850$519.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF14,688$521.0K<0.1%−17,627−54.5%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,203$524.0K0.1%+531+6.1%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM10,297$528.0K0.1%+297+3.0%Added–
PSXPhillips 66Stock6,648$537.0K0.1%−2,707−28.9%ReducedHistory
SP Funds S&P 500 Sharia Industry Exclusions ETF886364801ETF22,116$541.0K0.1%+1,200+5.7%Added–
iShares Tr464288182MSCI AC ASIA ETF9,243$541.0K0.1%−2,698−22.6%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF7,179$541.0K0.1%+1,336+22.9%Added–
iShares Tr464288109MORNINGSTAR VALU9,590$542.0K0.1%00.0%Unchanged–

Sold out since Q2 2022 (66)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
NEMNEWMONT CorpStock17,390$1.04M0.1%History
WPMWheaton Precious Metals Corp.COM21,350$748.0K0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX12,320$612.0K0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF7,104$516.0K<0.1%–
PAASPan American Silver CorpStock23,438$439.0K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF5,194$419.0K<0.1%–
NUENucor CorpCOM3,568$373.0K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC10,051$365.0K<0.1%–
GPCGenuine Parts CoStock2,664$360.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX7,940$359.0K<0.1%–
Paramount Global92556H206CL B14,318$356.0K<0.1%–
GDGeneral Dynamics CorpStock1,574$343.0K<0.1%History
ADIAnalog Devices IncStock2,368$341.0K<0.1%History
Schwab International Small-Cap Equity ETF808524888ETF10,493$325.0K<0.1%–
TRVTravelers Companies, Inc.Stock1,847$311.0K<0.1%History
ITWIllinois Tool Works IncStock1,695$309.0K<0.1%History
CTVACorteva, Inc.Stock5,712$303.0K<0.1%History
DDominion Energy, IncStock3,769$300.0K<0.1%History
BHPBHP Group LtdADR5,232$289.0K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS4,709$283.0K<0.1%–
EXPDExpeditors International of Washington IncCOM2,851$276.0K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,500$275.0K<0.1%–
Global X FDS37954Y848GLOBAL X SILVER10,781$275.0K<0.1%–
SPGIS&P Global Inc.Stock791$271.0K<0.1%History
FISFidelity National Information Services, Inc.Stock2,839$270.0K<0.1%History
NLYAnnaly Capital Management IncCOM42,824$264.0K<0.1%History
iShares Tr464288273EAFE SML CP ETF4,740$258.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF6,457$256.0K<0.1%–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I5,480$254.0K<0.1%–
iShares Semiconductor ETF464287523ETF738$253.0K<0.1%–
BIDUBaidu, Inc.ADR1,638$253.0K<0.1%History
CIENCiena CorpCOM NEW5,563$253.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,853$251.0K<0.1%History
ALKAlaska Air Group, Inc.COM5,959$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,866$240.0K<0.1%–
SNASnap-on IncCOM1,209$240.0K<0.1%History
DDDuPont de Nemours, Inc.COM4,381$239.0K<0.1%History
Vanguard Energy ETF92204A306ETF2,403$237.0K<0.1%–
WisdomTree Tr97717X719CHINADIV EX FI5,465$233.0K<0.1%–
PECOPhillips Edison & Company, Inc.COMMON STOCK6,795$232.0K<0.1%History
ROKRockwell Automation, IncStock1,143$228.0K<0.1%History
BKNGBooking Holdings Inc.Stock127$226.0K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,013$224.0K<0.1%–
ARK Next Generation Technology ETF00214Q401ETF4,109$223.0K<0.1%–
DALDelta Air Lines, Inc.COM NEW7,440$222.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM1,868$222.0K<0.1%History
TWTRTwitter, Inc.COM5,602$214.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,110$212.0K<0.1%–
CMSCMS Energy CorpCOM3,204$212.0K<0.1%History
Vanguard Health Care ETF92204A504ETF888$211.0K<0.1%–
XELXcel Energy IncStock2,998$210.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ4,801$208.0K<0.1%–
BLKBlackRock, Inc.COM334$207.0K<0.1%History
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,166$206.0K<0.1%–
PRUPrudential Financial IncStock2,143$204.0K<0.1%History
AEPAmerican Electric Power Co IncStock2,179$204.0K<0.1%History
SCHWSchwab Charles CorpStock3,214$204.0K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,047$204.0K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,394$203.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,848$203.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,897$202.0K<0.1%–
MNSTMonster Beverage CorpCOM2,097$201.0K<0.1%History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,300$201.0K<0.1%–
HPQHP IncStock6,334$200.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$195.0K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM10,570$112.0K<0.1%History