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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
481
−31 vs. Q2 2022
Portfolio value
$1.05B
−$34.4M (−3.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Nwam LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$10.0K<0.1%00.0%UnchangedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A10,000$21.0K<0.1%00.0%UnchangedHistory
TDAYUSA TODAY Co., Inc.COM15,267$23.0K<0.1%−1,300−7.8%ReducedHistory
XLOXilio Therapeutics, Inc.COM10,000$29.0K<0.1%+10,000NewHistory
Credit Suisse Group225401108SPONSORED ADR10,198$40.0K<0.1%+10,198New–
Bitfarms Ltd Com09173B107Stock39,500$41.0K<0.1%+500+1.3%Added–
NSLNuveen Senior Income FundCOM12,100$57.0K<0.1%00.0%UnchangedHistory
RIGTransocean Ltd.REGISTERED SHS23,347$58.0K<0.1%−1,700−6.8%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999910,305$72.0K<0.1%−1,235−10.7%ReducedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$94.0K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock10,132$99.0K<0.1%−1,162−10.3%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN14,089$155.0K<0.1%+90+0.6%AddedHistory
ZVIAZevia PBCCL A35,866$155.0K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock19,747$161.0K<0.1%−1,235−5.9%ReducedHistory
ERCAllspring Multi-Sector Income FundCOM19,628$169.0K<0.1%−2,316−10.6%ReducedHistory
VALEVale S.A.SPONSORED ADS14,552$194.0K<0.1%−565−3.7%ReducedHistory
CICigna GroupStock723$201.0K<0.1%−242−25.1%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,871$203.0K<0.1%−319−5.2%Reduced–
Invesco Exchange Traded FD T46137V142WATER RES ETF4,444$203.0K<0.1%+4,444New–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW8,274$204.0K<0.1%+590+7.7%Added–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF6,001$204.0K<0.1%+6,001New–
iShares Russell Top 200 Growth ETF464289438ETF1,715$205.0K<0.1%−25−1.4%Reduced–
KMIKinder Morgan, Inc.Stock12,354$206.0K<0.1%−1,523−11.0%ReducedHistory
DDOGDatadog, Inc.CL A COM2,321$206.0K<0.1%+13+0.6%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF6,833$207.0K<0.1%−56,406−89.2%Reduced–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS9,923$208.0K<0.1%+896+9.9%Added–
OXYOccidental Petroleum CorpStock3,408$209.0K<0.1%+3,408NewHistory
ORLYO Reilly Automotive IncStock299$210.0K<0.1%−45−13.1%ReducedHistory
MSIMotorola Solutions, Inc.Stock940$211.0K<0.1%+940NewHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,205$212.0K<0.1%−65−2.9%Reduced–
ATVIActivision Blizzard, Inc.COM2,850$212.0K<0.1%−564−16.5%ReducedHistory
Schwab U.S. REIT ETF808524847ETF11,474$214.0K<0.1%−5,124−30.9%Reduced–
Vanguard Wellington FD921935706US QUALITY2,246$214.0K<0.1%+2,246New–
GSGoldman Sachs Group IncStock738$216.0K<0.1%+738NewHistory
iShares Tr464288760US AER DEF ETF2,375$217.0K<0.1%−102−4.1%Reduced–
SPDR Series Trust78464A656ST STR TIPS ETF8,564$217.0K<0.1%−2,774−24.5%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF3,250$220.0K<0.1%−1,875−36.6%Reduced–
ADBEAdobe Inc.Stock814$224.0K<0.1%−186−18.6%ReducedHistory
BABAAlibaba Group Holding LtdADR2,801$224.0K<0.1%−590−17.4%ReducedHistory
RYRoyal Bank of CanadaStock2,501$225.0K<0.1%+2,501NewHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,727$227.0K<0.1%−1,123−23.2%Reduced–
Victory Portfolios II92647N832VCSHS US SML CAP4,250$227.0K<0.1%+18+0.4%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,751$228.0K<0.1%+2,751New–
WisdomTree Tr97717W281EMG MKTS SMCAP5,724$228.0K<0.1%+412+7.8%Added–
SFLSFL Corp Ltd.SHS25,114$229.0K<0.1%−2,800−10.0%ReducedHistory
BNSBank of Nova ScotiaCOM4,824$229.0K<0.1%−124−2.5%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J726RAFI STRG US ETF9,861$229.0K<0.1%+60+0.6%Added–
MPCMarathon Petroleum CorpStock2,321$231.0K<0.1%−990−29.9%ReducedHistory
DEODiageo PLCSPON ADR NEW1,367$232.0K<0.1%−829−37.8%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM5,900$233.0K<0.1%+950+19.2%AddedHistory
TYTRI-CONTINENTAL CorpCOM9,106$233.0K<0.1%00.0%UnchangedHistory
FDXFedEx CorpStock1,574$234.0K<0.1%−645−29.1%ReducedHistory
RIORio Tinto PLCADR4,247$234.0K<0.1%−2,073−32.8%ReducedHistory
MSMorgan StanleyStock2,965$234.0K<0.1%+2,965NewHistory
EOGEOG Resources IncStock2,094$234.0K<0.1%−958−31.4%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,202$235.0K<0.1%−182−13.2%Reduced–
PYPLPayPal Holdings, Inc.Stock2,742$236.0K<0.1%−98−3.5%ReducedHistory
ZSZscaler, Inc.Stock1,442$237.0K<0.1%−10−0.7%ReducedHistory
MRVLMarvell Technology, Inc.COM5,558$238.0K<0.1%−357−6.0%ReducedHistory
STXSeagate Technology Holdings plcORD SHS4,547$242.0K<0.1%+144+3.3%AddedHistory
ADSKAutodesk, Inc.COM1,306$244.0K<0.1%+46+3.7%AddedHistory
CBChubb LtdStock1,355$246.0K<0.1%−166−10.9%ReducedHistory
GMGeneral Motors CoCOM7,788$250.0K<0.1%+917+13.3%AddedHistory
ELVElevance Health, Inc.Stock557$253.0K<0.1%+45+8.8%AddedHistory
CTSHCognizant Technology Solutions CorpCL A4,403$253.0K<0.1%+127+3.0%AddedHistory
ABNBAirbnb, Inc.Stock2,429$255.0K<0.1%−2,131−46.7%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM8,152$256.0K<0.1%+389+5.0%AddedHistory
BPBP PLCADR9,046$258.0K<0.1%−3,016−25.0%ReducedHistory
Fidelity MSCI Energy Index ETF316092402ETF13,131$261.0K<0.1%−7,273−35.6%Reduced–
iShares Inc46434G764MSCI EMRG CHN5,939$263.0K<0.1%−3,861−39.4%Reduced–
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS19,989$264.0K<0.1%+19,989NewHistory
APDAir Products & Chemicals, Inc.Stock1,148$267.0K<0.1%−410−26.3%ReducedHistory
New York Life Investments Et45409B800MERGE ARBIT ETF8,594$269.0K<0.1%00.0%Unchanged–
Fidelity High Dividend ETF316092840ETF8,181$270.0K<0.1%−302−3.6%Reduced–
DUKDuke Energy CORPStock2,901$270.0K<0.1%−68−2.3%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF12,169$273.0K<0.1%−4,036−24.9%Reduced–
NVSNovartis AGADR3,615$275.0K<0.1%−1,152−24.2%ReducedHistory
TTETotalEnergies SESPONSORED ADS5,912$275.0K<0.1%+886+17.6%AddedHistory
GISGeneral Mills IncStock3,606$276.0K<0.1%−774−17.7%ReducedHistory
SGOLabrdn Gold ETF TrustETF17,381$277.0K<0.1%−499−2.8%ReducedHistory
SNOWSnowflake Inc.Stock1,629$277.0K<0.1%−55−3.3%ReducedHistory
WFCWells Fargo & CompanyStock6,895$277.0K<0.1%−1,711−19.9%ReducedHistory
iShares Tr464288406MRGSTR MD CP VAL4,965$278.0K<0.1%−1,532−23.6%Reduced–
Global X Lithium & Battery Tech ETF37954Y855ETF4,243$280.0K<0.1%−1,408−24.9%Reduced–
TJXTJX Companies IncStock4,502$280.0K<0.1%−2,442−35.2%ReducedHistory
NETCloudflare, Inc.CL A COM5,064$280.0K<0.1%+133+2.7%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,365$282.0K<0.1%−449−24.8%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock1,887$282.0K<0.1%+302+19.1%AddedHistory
MDLZMondelez International, Inc.Stock5,166$283.0K<0.1%+11+0.2%AddedHistory
SPDR Series Trust78464A706ST STR GLB DOW3,316$286.0K<0.1%+6+0.2%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH6,996$286.0K<0.1%−697−9.1%ReducedHistory
WYWeyerhaeuser CoCOM NEW10,155$290.0K<0.1%−105−1.0%ReducedHistory
COINCoinbase Global, Inc.COM CL A4,506$291.0K<0.1%+4,506NewHistory
LINLinde PLCSHS1,082$292.0K<0.1%−478−30.6%ReducedHistory
CCitigroup IncStock7,046$294.0K<0.1%−3,018−30.0%ReducedHistory
DGDollar General CorpCOM1,231$295.0K<0.1%−91−6.9%ReducedHistory
PAYXPaychex IncStock2,675$300.0K<0.1%+2+0.1%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF4,964$300.0K<0.1%−150−2.9%Reduced–
iShares Tr464288869MICRO-CAP ETF2,959$306.0K<0.1%00.0%Unchanged–
MUMicron Technology IncStock6,118$307.0K<0.1%−2,362−27.9%ReducedHistory

Sold out since Q2 2022 (66)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
NEMNEWMONT CorpStock17,390$1.04M0.1%History
WPMWheaton Precious Metals Corp.COM21,350$748.0K0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX12,320$612.0K0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF7,104$516.0K<0.1%–
PAASPan American Silver CorpStock23,438$439.0K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF5,194$419.0K<0.1%–
NUENucor CorpCOM3,568$373.0K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC10,051$365.0K<0.1%–
GPCGenuine Parts CoStock2,664$360.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX7,940$359.0K<0.1%–
Paramount Global92556H206CL B14,318$356.0K<0.1%–
GDGeneral Dynamics CorpStock1,574$343.0K<0.1%History
ADIAnalog Devices IncStock2,368$341.0K<0.1%History
Schwab International Small-Cap Equity ETF808524888ETF10,493$325.0K<0.1%–
TRVTravelers Companies, Inc.Stock1,847$311.0K<0.1%History
ITWIllinois Tool Works IncStock1,695$309.0K<0.1%History
CTVACorteva, Inc.Stock5,712$303.0K<0.1%History
DDominion Energy, IncStock3,769$300.0K<0.1%History
BHPBHP Group LtdADR5,232$289.0K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS4,709$283.0K<0.1%–
EXPDExpeditors International of Washington IncCOM2,851$276.0K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,500$275.0K<0.1%–
Global X FDS37954Y848GLOBAL X SILVER10,781$275.0K<0.1%–
SPGIS&P Global Inc.Stock791$271.0K<0.1%History
FISFidelity National Information Services, Inc.Stock2,839$270.0K<0.1%History
NLYAnnaly Capital Management IncCOM42,824$264.0K<0.1%History
iShares Tr464288273EAFE SML CP ETF4,740$258.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF6,457$256.0K<0.1%–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I5,480$254.0K<0.1%–
iShares Semiconductor ETF464287523ETF738$253.0K<0.1%–
BIDUBaidu, Inc.ADR1,638$253.0K<0.1%History
CIENCiena CorpCOM NEW5,563$253.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,853$251.0K<0.1%History
ALKAlaska Air Group, Inc.COM5,959$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,866$240.0K<0.1%–
SNASnap-on IncCOM1,209$240.0K<0.1%History
DDDuPont de Nemours, Inc.COM4,381$239.0K<0.1%History
Vanguard Energy ETF92204A306ETF2,403$237.0K<0.1%–
WisdomTree Tr97717X719CHINADIV EX FI5,465$233.0K<0.1%–
PECOPhillips Edison & Company, Inc.COMMON STOCK6,795$232.0K<0.1%History
ROKRockwell Automation, IncStock1,143$228.0K<0.1%History
BKNGBooking Holdings Inc.Stock127$226.0K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,013$224.0K<0.1%–
ARK Next Generation Technology ETF00214Q401ETF4,109$223.0K<0.1%–
DALDelta Air Lines, Inc.COM NEW7,440$222.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM1,868$222.0K<0.1%History
TWTRTwitter, Inc.COM5,602$214.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,110$212.0K<0.1%–
CMSCMS Energy CorpCOM3,204$212.0K<0.1%History
Vanguard Health Care ETF92204A504ETF888$211.0K<0.1%–
XELXcel Energy IncStock2,998$210.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ4,801$208.0K<0.1%–
BLKBlackRock, Inc.COM334$207.0K<0.1%History
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,166$206.0K<0.1%–
PRUPrudential Financial IncStock2,143$204.0K<0.1%History
AEPAmerican Electric Power Co IncStock2,179$204.0K<0.1%History
SCHWSchwab Charles CorpStock3,214$204.0K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,047$204.0K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,394$203.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,848$203.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,897$202.0K<0.1%–
MNSTMonster Beverage CorpCOM2,097$201.0K<0.1%History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,300$201.0K<0.1%–
HPQHP IncStock6,334$200.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$195.0K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM10,570$112.0K<0.1%History